UNITED STATES AIR FORCE COURT OF CRIMINAL APPEALS
UNITED STATES
v.
Staff Sergeant JOSE F. OROPEZA, JR.
United States Air Force
ACM 38413
23 December 2014
Sentence adjudged 2 April 2013 by GCM convened at Royal Air Force
Lakenheath, United Kingdom. Military Judge: Jefferson B. Brown.
Approved Sentence: Bad-conduct discharge, confinement for 4 months,
and reduction to E-4.
Appellate Counsel for the Appellant: Major Zaven T. Saroyan.
Appellate Counsel for the United States: Captain Richard J. Schrider and
Gerald R. Bruce, Esquire.
Before
ALLRED, HECKER, and TELLER
Appellate Military Judges
OPINION OF THE COURT
This opinion is issued as an unpublished opinion and, as such, does not serve as precedent
under Rule of Practice and Procedure 18.4.
ALLRED, Chief Judge:
A general court-martial composed of officer and enlisted members convicted the
appellant, contrary to his pleas, of aggravated sexual assault and adultery in violation of
Articles 120 and 134, UCMJ, 10 U.S.C. §§ 920, 934.1 The adjudged and approved
sentence consisted of a bad-conduct discharge, confinement for 4 months, and reduction
to E-4.
1
The appellant was found not guilty of rape, assault consummated by battery, and unlawful entry, in violation of
Articles 120, 128 and 134, UCMJ, 10 U.S.C. §§ 920, 928, 934.
The appellant raises two issues on appeal: (1) whether the military judge abused
his discretion in denying a defense motion to suppress the appellant’s statements to a
Security Forces investigator who did not advise him of his rights under Article 31(b),
UCMJ, 10 U.S.C. § 831(b); and (2) whether the military judge abused his discretion in
refusing to admit an out-of-court statement by the appellant.
Background
The appellant and the victim, Staff Sergeant (SSgt) AE, were assigned on
temporary duty (TDY) to an overseas air base. SSgt AE lived on base in a three-bedroom
dormitory suite. She shared a bedroom in that suite with SSgt IM,2 with whom she was
close friends. SSgt AE first met the appellant at the overseas TDY location. She found
him to be friendly, but she had no romantic or sexual interest in him.
On the night in question, SSgt AE and SSgt IM had been drinking and socializing
off base and then were drinking in their dormitory room with another service member,
Senior Airman (SrA) JP. Sometime around 0030, the appellant came by uninvited. The
appellant found the atmosphere at SSgt AE’s dormitory dull and repeatedly asked her and
SSgt IM to join him at a party in the male dormitory across the street. SSgt AE grew
agitated at these repeated requests, and finally yelled, “I’m not going, get out.” The
appellant then departed her room.
By this time, SSgt AE had been drinking so heavily that, while she was able to
function and interact with others, she was unable to retain normal memory of the events.
Her speech was slurred, she was unable to form complete sentences, and she passed out
while sitting on her bed sometime during the early morning hours.
In her testimony, SSgt AE recalled waking sometime later to find the appellant
having sexual intercourse with her. She tried to roll away but could not. She put her
hands against his chest and told him to stop, but he did not immediately do so.
Eventually, the appellant left her room. When she was able to collect her wits and dress
herself, SSgt AE walked to another dormitory and reported the matter to a friend, leading
to notification of command and medical authorities and apprehension of the appellant.
Additional facts related to the appellant’s assignments of error are addressed
below.
2
By the time of trial, SSgt IM had transferred to the United States Army and was serving in the rank of Warrant
Officer 1.
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Defense Motion to Suppress Statements to Security Forces Investigator
Upon learning of the alleged sexual assault of SSgt AE by the appellant, his
detachment commander, Lieutenant Colonel (Lt Col) RE, ordered subordinates to help
find him. Receiving word that the appellant had been seen reentering the female
dormitory, Lt Col RE went to that building. Entering the outer area of the suite belonging
to SSgt AE and SSgt IM, Lt Col RE heard a female voice coming from one of the
bedrooms, loudly saying, “No, no, no. Get out!” Concerned the appellant might be
involved in some further impropriety, Lt Col RE yelled for him to come out. Hearing his
commander’s voice, the appellant emerged from the bedroom of SSgt AE and SSgt IM.
He smelled of alcohol and appeared intoxicated. Lt Col RE told the appellant to leave the
building. Before he asked the appellant any questions, the appellant mumbled the words
“lawyer” and “lawyer up.” He also stated, “I did nothing wrong. I have my own
witness,” or words to that effect. Lt Col RE advised the appellant to remain silent, asked
him no questions, and drove him to his office.
The overseas base in question had no confinement facility. Upon reaching his
office, Lt Col RE contacted the Security Forces noncommissioned officer, SSgt RW, told
him he suspected the appellant had committed a sexual assault, and asked for his
assistance in making custody arrangements for the appellant. Without knowing the
appellant had previously given some indication of wanting a lawyer, SSgt RW met the
appellant, introduced himself as a member of Security Forces, and asked him if he
understood the situation. The appellant responded he did not know why he was in
custody but he had an idea. SSgt RW responded, “OK. I can accept that” or words to
that effect.
SSgt RW asked the appellant no further questions but, after a pause, the appellant
declared “it was a bad idea” and someone was “trying to set me up” or words to that
effect. In response to these comments, SSgt RW stopped the appellant and advised him
of his rights under Article 31, UCMJ. The appellant then invoked his rights to counsel
and to remain silent, and SSgt RW ceased any further discussion with him.
The appellant does not challenge the admission of the statements he made to his
commander, Lt Col RE. On appeal, however, he asserts the military judge abused his
discretion when he refused to suppress the appellant’s statements to SSgt RW.
“A military judge’s denial of a motion to suppress a confession is reviewed for an
abuse of discretion.” United States v. Chatfield,
67 M.J. 432, 437 (C.A.A.F. 2009) (citing
United States v. Pipkin,
58 M.J. 358, 360 (C.A.A.F. 2003)). Under this standard, the
military judge’s findings of fact are upheld unless they are clearly erroneous or
unsupported by the record; however, we review de novo any conclusions of law
supporting the denial of a motion to suppress a confession.
Id. “A military judge abuses
his discretion when (1) the findings of fact upon which he predicates his ruling are not
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supported by the evidence of record; (2) if incorrect legal principles were used; or (3) if
his application of the correct legal principles to the facts is clearly unreasonable.” United
States v. Ellis,
68 M.J. 341, 344 (C.A.A.F. 2010) (citing United States v. Mackie,
66 M.J.
198, 199 (C.A.A.F. 2008)).
Article 31(b), UCMJ, states:
No person subject to this chapter may interrogate, or request
any statement from, an accused or a person suspected of an
offense without first informing him of the nature of the
accusation and advising him that he does not have to make
any statement regarding the offense of which he is accused or
suspected and that any statement made by him may be used as
evidence against him in a trial by court-martial.
Thus, if a person subject to the UCMJ interrogates or requests any statement from a
person suspected of an offense, the questioner must advise the person of his or her rights
under Article 31(b), UCMJ. Our superior court has repeatedly affirmed that spontaneous
statements, although possibly incriminating, are not within the bounds of Article 31.
See, e.g., United States v. Lichenhan,
40 M.J. 466, 470 (C.M.A. 1994);
United States v. Vitale,
34 M.J. 210, 212 (C.M.A. 1992).
In ruling upon the defense motion to suppress, the military judge made detailed
findings of fact. These include the following:
The government only intends to offer the Accused’s
statements to [SSgt RW] that “it was a bad idea” and he
“knew who set him up.” The government does not intend to
admit the Accused’s response to whether he knew why he
was there . . . a response that would have limited relevance
regardless of the rights advisement issue.
Although the statements at issue did follow the “do
you know why you are here” question chronologically, all of
the facts and circumstances make it clear that the Accused’s
statements were not in response to that initial, preliminary
question. There was a pause between the Accused answering
if he knew why he was here, and his statements at issue here.
In addition, the Accused’s statements of “it was a bad idea”
and he “knew who set him up” were in no way responsive to
[SSgt RW’s] original “do you know why you are here”
question.
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Furthermore, as [SSgt RW] was unaware of the
Accused’s prior “lawyer up” comments, this was not an
investigative technique to frustrate the Accused’s efforts to
invoke his rights. [SSgt RW] was talking to the Accused to
determine whether the Accused intended to make a statement
or to invoke. After the Accused began to volunteer
spontaneous and unexpected statements, [SSgt RW]
affirmatively read the Accused his Article 31 rights and
immediately stopped all questions upon the Accused’s
invocation of his rights.
Although the Accused did not testify on this motion, a
reasonable person would not have interpreted
[SSgt RW] as badgering or disregarding a desire to speak to
counsel before providing a statement. The Accused never
told [SSgt RW] that he desired an attorney, and considering
that [Lt Col RE] never questioned the Accused and
affirmatively told the Accused to be quiet, [SSgt RW] was the
first person who was responsive to any statements ….
The military judge concluded:
Both of the Accused’s statements to [Lt Col RE] and
[SSgt RW] were unsolicited statements that the Accused
voluntarily chose to make. They were not the result of
badgering or investigative techniques designed to illicit an
incriminating response. Though the Accused may have
wanted to consult with counsel, it is clear that he also,
independently, made a conscious choice to make several
unsolicited and voluntary statements to [Lt Col RE] and
[SSgt RW].
The findings of fact upon which the military judge predicated his ruling were
supported by the evidence of record and therefore were not clearly erroneous.
Furthermore, the military judge used correct legal principles, and his application of those
principles to the facts was reasonable. The appellant was suspected of an offense within
the meaning of Article 31(b), UCMJ, at the time he made the statements to SSgt RW in
question. We are satisfied, however, that the statements were uttered spontaneously,
voluntarily, and without coercion, and thus were admissible.
The testimony at trial demonstrates SSgt RW asked the appellant “do you know
why you are here?” to make sure he knew why he was involved with a member of the
Security Forces, and not for the purpose of interrogation. SSgt RW testified, credibly in
5 ACM 38413
our opinion, that he “wanted to make sure [the appellant] understood the situation that he
was there for; just to keep things civil.” Beyond this, SSgt RW did not initiate any
questioning or interview. All indications are that SSgt RW was, at the time in question,
neither prepared to conduct an interview of the appellant nor had any intention of doing
so. His conduct cannot be interpreted as a tool to elicit incriminating evidence or a
functional equivalent of interrogation. His actions left him under no duty to give the
appellant Article 31(b) warnings. See
Vitale, 34 M.J. at 212.
Moreover, even if we assume the military judge erred in admitting the appellant’s
statements to SSgt RW, we find his conviction should be upheld because the appellant
was not prejudiced by the admission of those statements. See United States v. Cohen,
63 M.J. 45, 54 (C.A.A.F. 2006) (holding that a conviction will be upheld despite an
Article 31 rights violation where there is no prejudice to the appellant). This is not a case
in which the suspect’s contested statements amounted to a confession or were otherwise
highly incriminatory. Here, the appellant’s ambiguous comments—that “it was a bad
idea” and he “knew who set him up”—did little, if anything, to inculpate him. The
comments received only scant mention from trial counsel during findings argument, and
they appear to have played, at most, a very minor role in the overall court-martial.
Far more damaging to the appellant was the implausible rendition of events he
offered at trial. In his testimony, the appellant conceded he knew SSgt AE was married
and had never been romantic or flirtatious with him in any way. He admitted entering
SSgt AE’s bedroom without invitation from either her or her roommate, and he could
offer no legitimate explanation for doing so. He further admitted he crawled uninvited
into bed with SSgt AE but claimed he never had any thought of sex at the time he entered
her dormitory room or got into her bed. The appellant claimed he did not know the
victim was less than fully alert, despite compelling evidence that he was aware she was
highly intoxicated. The appellant further testified that he engaged in sexual intercourse
with SSgt AE only after she spontaneously initiated sex with him.
In contrast, the victim’s account was credible. She reported the incident shortly
after it happened and was highly upset when she did so. There was neither indication of
bias on her part nor a motive to testify falsely. Moreover, her testimony was
corroborated by compelling physical evidence. SSgt AE was menstruating and wearing a
tampon at the time of the incident. All indications were that she disliked and avoided sex
during menstruation and would not have consciously engaged in intercourse under these
circumstances. A medical examination following the alleged assault found the
appellant’s DNA on the tampon which was now lodged so deep inside her vaginal canal
as to require medical extraction. Trial counsel argued persuasively that this lodging of
the tampon could only have occurred if SSgt AE were less than fully alert at the time of
penetration.
6 ACM 38413
For the foregoing reasons, we find no material prejudice to any substantial right of
the appellant from the admission of his statements to SSgt RW.
Military Judge’s Refusal to Admit Out-of-Court Statements of the Appellant
The sexual assault alleged in this case occurred in the early morning hours of
1 June 2012. On 2 June 2012, local civilians conducted a medical examination of the
appellant. During that examination, he told the medical personnel that the alleged victim
had consented and actively participated in their sexual activity.
At his trial, the appellant sought to introduce the civilian medical report containing
his rendition of what occurred on the night in question. In response to a hearsay
objection by the Government and after the appellant testified, defense counsel argued the
statements were admissible to rebut a charge of recent fabrication, pursuant to Military
Rule of Evidence (Mil. R. Evid.) 801(d)(1)(B). The military judge sustained the
prosecution objection, and the appellant now asserts the ruling was erroneous. We
disagree.
Mil. R. Evid. 801(d)(1)(B) provides for the admissibility of out-of-court
statements where the “declarant testifies at the trial or hearing and is subject to cross
examination concerning the statement, and the statement is . . . consistent with the
declarant’s testimony and is offered to rebut an express or implied charge against the
declarant of recent fabrication or improper influence or motive.” However, as our
superior court has noted:
[T]o be logically relevant to rebut such a charge, the prior
statement typically must have been made before the point at
which the story was fabricated or the improper influence or
motive arose. Otherwise, the prior statement normally is
mere repetition which, if made while still under the improper
influence or after the urge to lie has reared its ugly head, does
nothing to “rebut” the charge. Mere repeated telling of the
same story is not relevant to whether that story, when told at
trial, is true.
United States v. McCaskey,
30 M.J. 188, 192 (C.M.A. 1990); see also United States v.
Allison,
49 M.J. 54, 57 (C.A.A.F. 1998).
A military judge’s decision not to admit such evidence is reviewed for an abuse of
discretion. United States v. Springer,
58 M.J. 164, 167 (C.A.A.F. 2003). “The abuse of
discretion standard is a strict one, calling for more than a mere difference of opinion. The
challenged action must be arbitrary, fanciful, clearly unreasonable, or clearly erroneous.”
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United States v. White,
69 M.J. 236, 239 (C.A.A.F. 2010) (quoting United States v. Lloyd,
69 M.J. 95, 99 (C.A.A.F. 2010)) (internal quotation marks omitted).
In the present case, the military judge did not abuse his discretion in excluding the
statements. The offered statements were plainly hearsay. Any motive by the appellant to
fabricate his story would have arisen as soon as he learned he was suspected of sexual
assault, which was shortly after he left the dormitory room at his commander’s direction.
The fact that a day or so later he denied to medical authorities any wrongdoing did
nothing to rebut a charge of recent fabrication. This assignment of error is without merit.
Conclusion
The approved findings and sentence are correct in law and fact, and no error
materially prejudicial to the substantial rights of the appellant occurred. Articles 59(a)
and 66(c), UCMJ, 10 U.S.C. §§ 859(a), 866(c). Accordingly, the approved findings and
sentence are
AFFIRMED.
FOR THE COURT
LEAH M. CALAHAN
Deputy Clerk of the Court
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