United States v. Harrington ( 2017 )


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  •               U NITED S TATES AIR F ORCE
    C OURT OF C RIMINAL APPEALS
    ________________________
    No. ACM 39112
    ________________________
    UNITED STATES
    Appellee
    v.
    Mary M. HARRINGTON
    Senior Airman (E-4), U.S. Air Force, Appellant
    ________________________
    Appeal from the United States Air Force Trial Judiciary
    Decided 6 December 2017
    ________________________
    Military Judge: Mark W. Milam.
    Approved sentence: Bad-conduct discharge, confinement for 75 days, and re-
    duction to E-1. Sentence adjudged 20 May 2016 by GCM convened at Tinker
    Air Force Base, Oklahoma.
    For Appellant: Major Mark C. Bruegger, USAF.
    For Appellee: Lieutenant Colonel G. Matt Osborn, USAF; Major Mary Ellen
    Payne, USAF; Major Meredith L. Steer, USAF; Gerald R. Bruce, Esquire.
    Before HARDING, SPERANZA, and HUYGEN, Appellate Military Judges.
    Judge HUYGEN delivered the opinion of the court, in which Senior Judge
    HARDING and Judge SPERANZA joined.
    ________________________
    This is an unpublished opinion and, as such, does not serve as
    precedent under AFCCA Rule of Practice and Procedure 18.4.
    ________________________
    HUYGEN, Judge:
    A military judge sitting as a general court-martial convicted Appellant, con-
    sistent with her plea and a pretrial agreement (PTA), of one specification of
    desertion in violation of Article 85, Uniform Code of Military Justice (UCMJ),
    
    10 U.S.C. § 885
    . The military judge sentenced Appellant to a bad-conduct dis-
    United States v. Harrington, No. ACM 39112
    charge, confinement for 94 days, and reduction to the grade of E-1. The con-
    vening authority approved the bad-conduct discharge and reduction to the
    grade of E-1 but approved only so much of the sentence as provided for confine-
    ment for 75 days pursuant to the PTA.
    Appellant raises on appeal the single issue of whether Appellant is entitled
    to new post-trial processing due to errors in the staff judge advocate’s recom-
    mendation (SJAR). We find no prejudicial error and affirm.
    I. BACKGROUND
    Appellant entered active duty on 10 December 1979, a fact stipulated by
    the parties at trial. On 27 May 1983, she failed to report to her appointed place
    of duty at Randolph Air Force Base, Texas, and was placed in “Absent Without
    Leave” duty status. On 27 June 1983, her status was changed to “Deserter.”
    On 5 June 1984, police in Great Falls, Montana, apprehended her, and she was
    returned to military control at Malmstrom Air Force Base, Montana. She en-
    tered pretrial confinement and remained there until 28 June 1984, when she
    was released and ordered restricted to base. Although a charge was preferred
    and referred and an additional charge preferred, Appellant was never tried for
    the desertion that began on 27 May 1983 at Randolph Air Force Base, Texas,
    and ended on 5 June 1984 at Malmstrom Air Force Base. On 23 July 1984,
    Appellant failed to report to her place of duty at Malmstrom Air Force Base
    and was placed in “Desertion” status on 24 July 1984.
    In August 2015, some 31 years later, the Air Force Office of Special Inves-
    tigations (AFOSI) “Cold Case Unit” received information related to Appellant’s
    case. In February 2016, the AFOSI detachment at Tinker Air Force Base, Ok-
    lahoma, began an investigation. On 11 March 2016, AFOSI agents surveilled
    locations in Tulsa and coordinated with the Oklahoma Highway Patrol (OHP).
    An OHP officer conducted a traffic stop of a vehicle in which Appellant was
    traveling, apprehended her, and transferred custody of her to AFOSI agents.
    The AFOSI agents transported her to Tinker Air Force Base, where she en-
    tered pretrial confinement.
    A charge for the desertion that began on 23 July 1984 at Malmstrom
    Air Force Base was preferred on 25 March 2016 and referred for trial by gen-
    eral court-martial on 9 May 2016. Appellant entered into a PTA with the con-
    vening authority whereby Appellant agreed, inter alia, to plead guilty as
    charged in exchange for the convening authority agreeing to approve no con-
    finement in excess of 75 days.
    At trial on 20 May 2016, the Prosecution offered as Prosecution Exhibit 2 a
    Personal Data Sheet (PDS) dated 20 May 2016. When asked, the Defense had
    no objection, and the military judge admitted it. The military judge found Ap-
    2
    United States v. Harrington, No. ACM 39112
    pellant guilty of desertion in accordance with her plea. The military judge cred-
    ited Appellant for 94 days of pretrial confinement: 70 days for the pretrial con-
    finement that followed the 1984–2016 desertion and 24 days for the pretrial
    confinement that followed the 1983–1984 desertion.
    The SJAR accurately stated the convening authority’s clemency power un-
    der Article 60, UCMJ, 
    10 U.S.C. § 860
    , including his authority to disapprove,
    commute, or suspend the adjudged sentence in whole or in part. Attached to
    the SJAR was a PDS dated 25 March 2016. The SJA recommended the conven-
    ing authority approve the confinement for 75 days pursuant to the PTA, bad-
    conduct discharge, and reduction to E-1.
    The Defense submitted a petition for clemency, which discussed the bad-
    conduct discharge but not the confinement or reduction in grade. In a memo-
    randum dated 1 July 2016, trial defense counsel stated the convening author-
    ity did not have the authority to disapprove the bad-conduct discharge because
    of “changes in Article 60, UCMJ.” On 11 July 2016, after being alerted to issues
    with the memorandum, trial defense counsel submitted an updated memoran-
    dum, which was also dated 1 July 2016. In the updated memorandum, trial
    defense counsel requested that the convening authority grant Appellant’s
    clemency request by “not approving the bad conduct discharge.” The clemency
    submission made no comment on, did not object to, and did not allege any legal
    error regarding the SJAR or any SJAR attachment, including the PDS dated
    25 March 2016.
    The addendum to the SJAR, dated 12 July 2016, stated that the convening
    authority must consider Appellant’s clemency submission; reiterated that the
    convening authority could “disapprove, commute, or suspend the sentence, in
    whole or in part;” and again recommended approval of the bad-conduct dis-
    charge, confinement for 75 days, and reduction to E-1. On 18 July 2016, the
    convening authority signed the action approving “only so much of the sentence
    as provides for a bad conduct discharge, confinement for 75 days, and reduction
    to the grade of Airman Basic” and acknowledged having “received, reviewed
    and considered the aforementioned attachments,” which included Appellant’s
    clemency submission. On 29 July 2016, the convening authority signed another
    action, withdrawing the previous action but still approving the 75-day confine-
    ment, reduction to the grade of E-1, and bad-conduct discharge.
    II. DISCUSSION
    The proper completion of post-trial processing is a question of law the court
    reviews de novo. United States v. Kho, 
    54 M.J. 63
    , 65 (C.A.A.F. 2000). Failure
    to comment in a timely manner on matters in the SJAR or matters attached to
    the SJAR waives in the absence of plain error, or forfeits, any later claim of
    error. Rule for Courts-Martial (R.C.M.) 1106(f)(6); United States v. Scalo, 
    60 M.J. 435
    , 436 (C.A.A.F. 2005). We conduct a three-step analysis for plain error,
    3
    United States v. Harrington, No. ACM 39112
    addressing whether “(1) there was an error; (2) it was plain or obvious; and (3)
    the error materially prejudiced a substantial right.” Scalo, 
    60 M.J. at 436
    (quoting Kho, 54 M.J. at 65). “To meet this burden in the context of a post-trial
    recommendation error . . . an appellant must make ‘some colorable showing of
    possible prejudice.’” Id. at 436–37 (quoting Kho, 54 M.J. at 65). “The threshold
    is low, but there must be some colorable showing of possible prejudice . . . in
    terms of how the [error] potentially affected an appellant’s opportunity for
    clemency.” Id. at 437.
    Appellant asserts error in several respects but all related to the SJAR. Spe-
    cifically, Appellant asserts that the PDS attached to the SJAR was not the PDS
    admitted at trial and differed on Basic Pay and Initial Date of Current Service;
    that the PDS attached to the SJAR was wrong on Total Active Federal Military
    Service Date (TAFMSD), Length of Service, and Nature of Pretrial Restraint;
    that the SJAR mischaracterized Appellant’s service prior to the charge; and
    that the addendum to the SJAR failed to address trial defense counsel’s mis-
    statement of the convening authority’s clemency power. The Defense failed to
    comment on the following: the PDS at trial, the SJAR, the PDS attached to the
    SJAR, and the addendum to the SJAR. Because of Defense’s forfeiture, we an-
    alyze for plain error. While we agree with Appellant that there were multiple
    errors related to the SJAR and that some of those errors were plain or obvious,
    we find that Appellant has not met her burden to make some colorable showing
    of possible prejudice attributable to those errors.
    A. No Error: Characterization of Service and Addendum
    We find no error regarding the SJAR’s characterization of Appellant’s ser-
    vice prior to the charge. Air Force Instruction (AFI) 51-201, Administration of
    Military Justice, (6 Jun. 2013), requires the SJAR to include a description of
    the character of the accused’s service prior to the charges, although R.C.M.
    1106(d)(3) does not. AFI 51-201 Air Force Guidance Memorandum 2015-01, ¶
    9.16.3 (30 Jul. 2015). In Appellant’s case, the SJAR stated that, according to
    Appellant’s commander, her service prior to the charge was “unsatisfactory.”
    Contrary to Appellant’s assertions on appeal, the SJAR’s characterization of
    service is not limited to select words in performance reports and court-martial
    convictions. The SJA satisfied the SJAR requirement when he chose to describe
    Appellant’s service by reference to her commander’s characterization. In turn,
    that characterization took into account the entirety of Appellant’s service prior
    to the charge, including nonjudicial punishment, her first period of desertion,
    and other documented misconduct. Thus, there was no error regarding the
    SJAR’s characterization of Appellant’s service prior to the charge.
    Even if the SJAR’s characterization constituted plain or obvious error, Ap-
    pellant failed to make a colorable showing of possible prejudice. Appellant
    pleaded and was found guilty of deserting for more than 30 years, a charge
    4
    United States v. Harrington, No. ACM 39112
    carrying a maximum punishment of dishonorable discharge, three years of con-
    finement, total forfeiture of pay and allowances, and reduction to the grade of
    E-1. The adjudged sentence was a bad-conduct discharge, 94 days of confine-
    ment, and reduction to E-1. Appellant was credited with 94 days of confine-
    ment, and the convening authority could approve no more than 75 days of con-
    finement pursuant to the PTA. Appellant’s request for clemency focused on the
    bad-conduct discharge. 1 In this context, the SJAR’s characterization of Appel-
    lant’s service prior to the charge as “unsatisfactory,” even if a mischaracteriza-
    tion, did not suffice for a colorable showing of possible prejudice.
    We also find no error regarding the addendum. In Appellant’s case, both
    the SJAR and the addendum correctly stated the convening authority’s options
    for action under the relevant provisions of Article 60, UCMJ (as well as pursu-
    ant to the PTA). Because Appellant was convicted of an offense with a charged
    time period before and after 24 June 2014, the convening authority could ap-
    prove or disapprove the finding of guilt and approve, disapprove, commute, or
    suspend the sentence in whole or in part (other than approving no more than
    75 days of confinement pursuant to the PTA). Pub. L. No. 113-291, 
    128 Stat. 3292
    , 3365 (2014); R.C.M. 1107. Had trial defense counsel’s misstatement that
    the convening authority could not disapprove the bad-conduct discharge been
    left uncorrected, the addendum would have had to address it. If the addendum
    did not do so, we would consider remanding the case for new post-trial pro-
    cessing in accordance with the decision of the Court of Appeals for the Armed
    Forces in United States v. Addison, 
    75 M.J. 405
     (C.A.A.F. 2016). Instead, trial
    defense counsel was alerted to the misstatement and submitted a corrected
    memorandum, which requested disapproval of the bad-conduct discharge and
    was duly considered by the convening authority. 2 The SJAR and addendum
    also made clear that the convening authority could disapprove the bad-conduct
    discharge. Thus, there was no error regarding the addendum.
    1 Appellant’s clemency submission made one reference without elaboration to receiving
    “back pay for her time in confinement.” The Defense Finance and Accounting Services
    is responsible for the final accounting of pay after a court-martial conviction and per-
    forms this duty upon receipt of the final court-martial order. The payment of “back
    pay” is not subject to the clemency power of the convening authority and is not within
    the purview of this court.
    2 The addendum included in the record purported to have attached the clemency sub-
    mission, including an “ADC email, dated 11 July 2016.” The email, which explained
    the misstatement and subsequent correction by trial defense counsel, was not actually
    in the record. This opinion was delayed while the court issued an order that prompted
    the Government to produce the email. Both memoranda and the email were provided
    to and considered by the convening authority.
    5
    United States v. Harrington, No. ACM 39112
    B. Error: Basic Pay, Length of Service, and Nature of Pretrial Re-
    straint
    We find error but not plain or obvious error regarding the Basic Pay,
    Length of Service, and Nature of Pretrial Restraint listed on the PDS attached
    to the SJAR. On that PDS, Basic Pay was listed as $2,483.40. The 2016 Mili-
    tary Pay Chart lists basic pay for an E-4 with over six years of service as
    $2,483.40. Assuming Appellant entered active duty on 10 December 1979, as
    stipulated by both parties at trial, 3 she deserted on 23 July 1984 before com-
    pleting six years of service, even if one credits her first period of desertion as
    service time. Thus, the Basic Pay listed on the PDS attached to the SJAR was
    likely wrong but not obviously so, unlike the Basic Pay of $0.00 listed on the
    PDS admitted at trial, which was patently incorrect. Even if the Basic Pay
    listed on the PDS attached to the SJAR constituted plain or obvious error, Ap-
    pellant failed to make a colorable showing of possible prejudice.
    The PDS attached to the SJAR listed Length of Service as “52 months at
    time of desertion” (as did the PDS admitted at trial). Assuming Appellant en-
    tered active duty on 10 December 1979, Appellant calculated Length of Service
    as 55 months at the time of desertion or 57 months at the time of trial. In fact,
    Length of Service should have been listed as 46 months at the time of the
    charged desertion because of Appellant’s first period of desertion. Thus, the
    Length of Service listed on the PDS was wrong but not obviously so. Even if
    the Length of Service listed on the PDS constituted plain or obvious error, Ap-
    pellant failed to make a colorable showing of possible prejudice. Moreover, the
    PDS’s failure to list Length of Service in accordance with AFI 51-201 likely
    operated to Appellant’s benefit. AFI 51-201 stipulates that Length of Service
    on the PDS is to list in years and months and exclude and identify lost time,
    including periods of desertion but not including pretrial confinement. AFI 51-
    201, Fig. 3.7. Instead of the 52 months listed on the PDS or the 55 or 57 months
    calculated by Appellant, Length of Service for 46 months should have been
    listed on the PDS as “3 years, 10 months Lost time: 33 years, 1 month,” which
    would have made apparent the lengthy duration of Appellant’s desertion.
    The PDS attached to the SJAR listed Nature of Pretrial Restraint as “Pre-
    trial confinement, civil confinement facility, 11 March 2016 - Present” (as did
    the PDS admitted at trial). In and of itself as a statement of fact, this was not
    wrong. However, AFI 51-201 instructs that the PDS should include the type of
    restraint, date imposed, location, and number of days. AFI 51-201, Fig. 3.7.
    The PDS could have been more specific as to the location of confinement and
    should have specified 70 days, which was the number of days of Appellant’s
    pretrial confinement as of the date of trial. These omissions constituted error
    310 December 1979 is likely incorrect, as Appellant’s earliest Airman Performance
    Report covered the period 16 January to 16 December 1979.
    6
    United States v. Harrington, No. ACM 39112
    but not plain or obvious error, as the Nature of Pretrial Restraint was correct
    on its face, albeit not compliant with AFI 51-201. Despite Appellant’s assertion,
    it was not error for the PDS to omit Appellant’s 1984 pretrial confinement re-
    lated to her 1983–1984 desertion. Appellant was not charged with or tried for
    that earlier desertion in the 2016 trial. When the parties and military judge
    discussed the 1984 pretrial confinement during the 2016 trial, it was apparent
    that there was no known guidance on how to deal with it. Nevertheless, the
    military judge decided to credit Appellant for the 24 days of pretrial confine-
    ment in 1984 “as a matter of equity.” Finally, the Report of Result of Trial,
    which was attached to the SJAR, specifically indicated “94 days of confinement
    credit based upon 94 days of credit for military pretrial confinement.” Even if
    the Nature of Pretrial Restraint listed on the PDS constituted plain or obvious
    error, Appellant failed to make a colorable showing of possible prejudice.
    C. Plain or Obvious Error: PDS, Initial Date of Current Service, and
    TAFMSD
    We find plain or obvious error but no colorable showing of possible prejudice
    regarding the PDS attached to the SJAR not being the PDS admitted at trial
    and the Initial Date of Current Service and TAFMSD listed on the PDS at-
    tached to the SJAR. The Government concedes that the PDS attached to the
    SJAR is not the PDS admitted at trial and that the two differ. The PDS at-
    tached to the SJAR is dated 25 March 2016 and appears to be the PDS pre-
    pared for preferral, which occurred on 25 March 2016. It differs from the PDS
    admitted at trial and dated 20 May 2016 with regard to Basic Pay and Initial
    Date of Current Service. 4 AFI 51-201 requires that the PDS admitted at trial
    be attached to the SJAR. AFI 51-201, ¶ 9.16 (6 Jun. 2013). The PDS attached
    to the SJAR listed Basic Pay of $2,483.40; the PDS admitted at trial listed
    Basic Pay of $0.00. 5 The PDS attached to the SJAR listed an Initial Date of
    Current Service of 19 January 1985, which was effectively impossible as the
    date fell almost six months after Appellant’s second desertion. The PDS admit-
    ted at trial listed 1 November 1982, which was possible but not verifiable, as
    the record does not contain any document that confirms the start date of the
    enlistment Appellant was serving when she deserted on 23 July 1984. Thus,
    we can determine only that the Initial Date of Current Service differed between
    the two PDSes and was wrong on the PDS attached to the SJAR. While it was
    4The Charge Sheet originally listed Basic Pay and Initial Date of Current Service as
    they were listed on the PDS dated 25 March 2016. Before trial, pen-and-ink changes
    revised both to appear as they were listed on the PDS dated 20 May 2016.
    5While Basic Pay of $2,483.40 may not have been wholly accurate, as discussed above,
    Basic Pay of $0.00 was patently wrong. Once returned to military control and even
    while in pretrial confinement, Appellant was accruing service time and entitled to pay.
    7
    United States v. Harrington, No. ACM 39112
    plain or obvious error to attach to the SJAR a different PDS than the one ad-
    mitted at trial, Appellant failed to make a colorable showing of possible preju-
    dice regarding the differences between the two PDS, specifically, Basic Pay and
    Initial Date of Current Service.
    Similarly, we find plain or obvious error with regard to the TAFMSD of
    18 January 1980 listed on the PDS. As stipulated by the parties at trial, Ap-
    pellant entered active duty on 10 December 1979. Although the stipulation
    rendered the TAFMSD of 18 January 1980 obviously wrong, Appellant did not
    make a colorable showing of possible prejudice resulting from the error.
    In summary, where we find plain or obvious error regarding the PDS at-
    tached to the SJAR, we find no colorable showing of possible prejudice to Ap-
    pellant’s substantial right for clemency consideration. With regard to the SJAR
    and addendum, we find no error. Even if we were to find plain or obvious error
    with the items raised by Appellant, she failed to make a colorable showing of
    possible prejudice. Still, we find it appropriate to reiterate the frustration ex-
    pressed by the court in an earlier case:
    In another case, this kind of simple error could have resulted in,
    at a minimum, the need to remand the case for a new post-trial
    action and significant time and effort by very busy individuals.
    The Air Force’s scarce resources should not be wasted due to le-
    gal professionals’ failure to apply sufficient attention to detail
    and exercise due diligence in processing post-trial matters.
    United States v. Myers, No. ACM 39234, 
    2017 CCA LEXIS 597
    , at *12 (A.F. Ct.
    Crim. App. 30 Aug. 2017) (unpub. op.).
    III. CONCLUSION
    The approved findings and sentence are correct in law and fact, and no er-
    ror materially prejudicial to the substantial rights of Appellant occurred. Arti-
    cles 59(a) and 66(c), UCMJ, 
    10 U.S.C. §§ 859
    (a), 866(c). Accordingly, the find-
    ings and sentence are AFFIRMED.
    FOR THE COURT
    KATHLEEN M. POTTER
    Acting Clerk of the Court
    8
    

Document Info

Docket Number: ACM 39112

Filed Date: 12/6/2017

Precedential Status: Non-Precedential

Modified Date: 12/7/2017