United States v. Stout ( 2015 )


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  •           UNITED STATES AIR FORCE COURT OF CRIMINAL APPEALS
    UNITED STATES
    v.
    Staff Sergeant JARED W. STOUT
    United States Air Force
    ACM S32199
    1 July 2015
    Sentence adjudged 28 September 2013 by SPCM convened at Buckley
    Air Force Base, Colorado. Military Judge: Bradley A. Cleveland.
    Approved Sentence:      Bad-conduct discharge, hard labor without
    confinement for 30 days, restriction to base for 30 days, and reduction
    to E-4.
    Appellate Counsel for the Appellant: Major Jeffrey A. Davis.
    Appellate Counsel for the United States: Major Daniel J. Breen;
    Major Roberto Ramírez; and Gerald R. Bruce, Esquire.
    Before
    HECKER, TELLER, and BENNETT
    Appellate Military Judges
    OPINION OF THE COURT
    This opinion is issued as an unpublished opinion and, as such, does not serve as precedent
    under AFCCA Rule of Practice and Procedure 18.4.
    BENNETT, Judge:
    A special court-martial composed of officer members convicted the appellant,
    contrary to his plea, of using cocaine on divers occasions, in violation of Article 112a,
    UCMJ, 10 U.S.C. § 912a. He was sentenced to a bad-conduct discharge, hard labor
    without confinement for 30 days, restriction to base for 30 days, and reduction to E-4.
    The convening authority approved the sentence as adjudged.
    On appeal, the appellant contends the military judge abused his discretion by
    (1) finding the defense’s appointed expert consultant was an adequate substitute for an
    expert requested by name, (2) requiring the defense to admit certain documents into
    evidence, (3) failing to take appropriate remedial action in response to an improper
    sentencing argument, (4) allowing the panel to enter sentencing deliberations after a
    14-hour day, and (5) allowing a government witness to testify about inadmissible
    material.1 Finding that no error materially prejudicial to a substantial right of the
    appellant occurred, we affirm.
    Background
    The appellant’s involvement with cocaine came to light after he provided a urine
    specimen on 12 April 2013 as part of a unit-wide inspection ordered by his commander.
    All members of the unit, including the appellant, were recalled to base and directed to
    provide a urine sample. Several weeks later, the Air Force drug testing laboratory
    reported that his sample was positive for cocaine. Consistent with the base policy
    following a positive result, the appellant was directed to provide a second urine sample
    on 7 May 2013. That sample was also positive for cocaine.
    The defense theory at trial was that any ingestion of cocaine by the appellant was
    neither knowing nor intentional. Through cross-examination of government witnesses,
    the defense contested whether the tested samples belonged to the appellant, whether the
    laboratory tests were accurate, and whether the appellant would experience any effects
    from ingesting the low level of cocaine found in the urine samples. The appellant was
    convicted, as charged, of divers uses of cocaine between 12 March 2013 and 7 May 2013.
    Adequacy of Defense Expert
    Prior to trial, the defense submitted a request for a confidential defense expert in
    forensic toxicology.2 In response, the convening authority appointed a civilian forensic
    toxicologist to assist the defense. Several weeks later, trial defense counsel noted her
    concerns about the qualifications, experience, and professionalism of the appointed
    expert based on her observations of the expert’s performance in another case, and
    subsequently moved to compel the appointment of a different individual as the defense
    consultant. She also indicated the appointed expert was unfamiliar with the testing
    procedures used by the Air Force and the admissibility of various documents created by
    the laboratory, and that his education level was inferior to that of the government expert.
    1
    This issue is raised pursuant to United States v. Grostefon, 
    12 M.J. 431
    (C.M.A. 1982).
    2
    Trial defense counsel initially asked for an expert consultant without requesting one by name. After receiving the
    convening authority’s appointment of an individual to serve in that role, the defense initially agreed he was
    acceptable. Later, when the defense became dissatisfied with this expert, they moved to compel the appointment of
    another expert they had found through their own efforts.
    2                                          ACM S32199
    Neither the defense nor the government requested a hearing on this matter, and the
    appointed expert did not testify concerning his qualifications. Instead, the military judge
    adopted the qualifications in the expert’s curriculum vitae as fact, and concluded he was
    qualified to be an expert in forensic toxicology. The military judge then found the
    appointed expert to be an adequate substitute for the expert the defense had requested by
    name and that the appointed expert’s qualifications were equal to or better than those of
    the government’s expert. The military judge recognized that the appointed expert seemed
    to lack a “satisfying bedside manner” and that the expert could have been more
    accommodating to the defense, but found no evidence the expert had refused to meet with
    the defense to assist in the preparation of the appellant’s case. Finally, the military judge
    concluded the expert was qualified to assist the defense in evaluating the government’s
    evidence and preparing a defense.
    When the court-martial convened, the filings and ruling on this matter were
    entered into the record as appellate exhibits. The adequacy of the defense consultant was
    not raised again before the military judge.
    On appeal, the appellant contends the military judge erred in two respects. First,
    the appellant attacks the appointed expert’s qualifications to provide assistance before
    and at trial, and he also alleges the expert was so inferior to the government’s expert as to
    call into question the fairness of the appellant’s court-martial. See United States v.
    Warner, 
    62 M.J. 114
    , 119 (C.A.A.F. 2005). Second, he questions whether the appointed
    expert was an adequate substitute for the expert the defense requested by name. He does
    not provide any information about the performance of the expert before and at the
    court-martial.
    Article 46, UCMJ, 10 U.S.C. § 846, provides, in part, that trial counsel and
    trial defense counsel shall have equal opportunity to obtain witnesses. It is also
    applicable to defense requests for expert consultants. 
    Warner, 62 M.J. at 118
    . An
    accused is “not entitled to a specific expert of [his] own choosing, especially where the
    Government offers a qualified substitute.” United States v. Weisbeck, 
    50 M.J. 461
    ,
    464–65 (C.A.A.F. 1999). Instead, the issue is whether the appellant received “competent
    assistance.” United States v. Burnette, 
    29 M.J. 473
    , 475 (C.M.A. 1990); United States v.
    Ndanyi, 
    45 M.J. 315
    , 319 (C.A.A.F. 1996). “A military judge’s ruling on a request for
    expert assistance is reviewed for an abuse of discretion.” United States v. Lloyd,
    
    69 M.J. 95
    , 99 (C.A.A.F. 2010). “An abuse of discretion occurs when the trial [judge’s]
    findings of fact are clearly erroneous or if [his] decision is influenced by an erroneous
    view of the law.” United States v. Freeman, 
    65 M.J. 451
    , 452 (C.A.A.F. 2008). “The
    challenged action must be arbitrary, fanciful, clearly unreasonable, or clearly erroneous.”
    United States v. McElhaney, 
    54 M.J. 120
    , 130 (C.A.A.F. 2000) (internal quotation marks
    omitted).
    Based on the appointed expert’s extensive background, the military judge found
    3                                  ACM S32199
    that he was a qualified expert in the field of forensic toxicology with the academic and
    professional experience needed to assist the defense. The appointed defense expert had
    worked for decades in the field of forensic toxicology, including supervising a state’s
    forensic toxicology program. Although his experience may have been focused on issues
    relating to alcohol, there is ample evidence that he had experience with testing for other
    drugs as well. The military judge’s findings of fact regarding those qualifications were
    not clearly erroneous.
    Moreover, the military judge found that the appointed expert was equally, if not
    more, qualified than the government’s expert. This finding was also not clearly
    erroneous. The military judge acknowledged the two experts had differing academic
    backgrounds but found the defense expert had significantly more practical experience
    than the government expert. Therefore this situation is distinguishable from that found in
    Warner where the defense expert lacked specific expertise relevant to the case, and the
    government’s expert possessed that 
    expertise. 62 M.J. at 119
    –120 (holding an accused
    was entitled to expert assistance by an individual whose qualifications were “reasonably
    similar to those of the government’s expert”).
    In sum, because the appointed expert was qualified to provide the defense with
    expert assistance in the field of forensic toxicology and because his qualifications were
    sufficiently similar to those of the government expert, the military judge did not abuse his
    discretion when he denied the defense motion to compel the appointment of a different
    defense expert.3
    Admission of Defense Exhibits
    During cross-examination of the government’s expert witness, trial defense
    counsel asked him about information contained in three documents that were prepared by
    the laboratory to document errors made during its processing of the appellant’s
    12 April 2013 urine specimen.4 The expert initially indicated he could not answer the
    questions without seeing the documents. After learning these errors were not found in
    any documentation that had been admitted, the military judge asked if the defense
    intended to admit the documents into evidence. Trial defense counsel replied that she
    simply wanted to cross-examine the expert about the laboratory errors and was unsure
    3
    Because the standard articulated in Article 46, UCMJ, 10 U.S.C. § 846, is equal access, and the military judge did
    not abuse his discretion in holding that the defense expert’s qualifications were reasonably similar to the government
    expert’s, we need not reach the issue of whether the defense expert’s qualifications were equal to some other expert
    requested by the defense. There is no evidence the expert fell below the due process standard of competence.
    See United States v. Burnette, 
    29 M.J. 473
    , 475 (C.M.A. 1990).
    4
    Defense Exhibit A is a memorandum for record (MFR) documenting that the sample batch had to be re-analyzed
    after the initial testing failed to identify a blind quality control. Defense Exhibit B is an MFR memorializing that the
    lab technician who tested the appellant’s sample ran the test under another technician’s log in. Defense Exhibit C is
    an “Intervention Log”—a document used by the chemists to document processes as they are occurring.
    4                                            ACM S32199
    she could establish the foundation needed to admit them as business records. She denied
    there was any other reason behind her hesitation in admitting the documents. Ultimately,
    she was successful in laying that foundation, and the exhibits were admitted. The expert
    then responded to her questions about the errors documented by these exhibits.
    Trial counsel asked the military judge to instruct the panel not to draw an adverse
    inference or speculate why these three documents were not presented as part of the
    government’s exhibits, and that certain information had been redacted or excluded from
    the drug testing reports in accordance with evidentiary rules and case law. Trial
    counsel’s concern was that the members might have believed the government was hiding
    evidence when, in fact, the government had not admitted these documents due to
    Confrontation Clause5 concerns. Trial defense counsel objected to the instruction and,
    for the first time, claimed that the defense had not initially intended to introduce these
    exhibits.
    Agreeing with the government and over defense objection, the military judge gave
    the following instruction:
    Defense Exhibits A, B and C were excluded from the drug
    testing report that was provided to the defense prior to trial.
    You are not to draw an adverse inference against the
    government for the exclusion of these documents.
    The appellant now contends (1) it was error for the military judge to require the
    defense to admit the documents into evidence before allowing the expert to be
    cross-examined about their content, and (2) the instruction was factually erroneous and
    improperly bolstered the credibility of the government before the panel.
    First, we disagree with the appellant that the military judge required the defense to
    admit any evidence in this case. Before these documents were admitted, the military
    judge and trial defense counsel had a fulsome discussion about the reasons why the
    defense had not sought to admit them. During their colloquy, the defense told the
    military judge that its only reason for not offering these exhibits was concern about being
    able to lay a proper foundation and that the defense had no tactical reason for not offering
    these exhibits. Thus, it is a mischaracterization to argue that the military judge “forced”
    the defense to admit Defense Exhibits A, B, and C.
    Moreover, the military judge did not abuse his discretion by admitting Defense
    Exhibits A, B, and C into evidence. See United States v. Ayala, 
    43 M.J. 296
    , 298
    (C.A.A.F. 1995) (holding a military judge’s evidentiary decisions are reviewed for abuse
    of discretion). The appellant is correct that, under Mil. R. Evid. 703, the facts or data in a
    5
    U.S. CONST. amend. VI.
    5                                 ACM S32199
    case upon which an expert bases his opinion need not be admissible in evidence if “of a
    type reasonably relied upon by experts in the particular field” in forming such opinions.
    Here, however, the expert was initially uncertain about the content of these documents.
    When queried by the military judge about admitting the evidence, the defense made a
    tactical decision to introduce the extrinsic evidence of those errors.
    These documents established a factual basis for the expert’s testimony concerning
    the laboratory’s errors and helped put his testimony into context. Under these
    circumstances, the military judge’s finding that the panel members might be confused if
    the documents were not introduced was not clearly erroneous or influenced by an
    erroneous view of the law. See United States v. Rader, 
    65 M.J. 30
    , 32 (C.A.A.F. 2007).
    Ultimately, these exhibits supported the defense argument that the Air Force Drug
    Testing Laboratory’s processes were flawed and its results unreliable. Under these
    circumstances, we find the military judge did not abuse his discretion. Furthermore, the
    appellant has not presented any argument as to how he was prejudiced by the admission
    of these exhibits.
    The appellant also argues that the military judge gave the members an erroneous
    instruction concerning Defense Exhibits A, B, and C, a question of law we review
    de novo. See United States v. McDonald, 
    57 M.J. 18
    , 20 (C.A.A.F. 2002). Generally, a
    military judge has “substantial discretionary power” to decide whether to issue a jury
    instruction. 
    Id. (citation and
    internal quotation marks omitted); United States v. Hopkins,
    
    56 M.J. 393
    , 395 (C.A.A.F. 2002) (holding the military judge has “considerable
    discretion in tailoring instructions to the evidence and law”).
    Apparently, trial defense counsel had received copies of Defense Exhibits A, B,
    and C. However, the military judge’s finding that there was a chance that the panel
    members could draw an adverse inference against the government under these
    circumstances was not clearly erroneous, nor was his decision to issue an instruction
    influenced by an erroneous view of the law. His instruction did not “bolster” the
    government’s credibility, as claimed by the appellant. The military judge’s instruction
    was narrowly tailored, and he did not abuse his discretion by instructing the panel in this
    manner.
    Sentencing Argument
    The appellant contends the military judge abused his discretion in denying the
    defense’s request to prohibit the panel from adjudging a punitive discharge due to the
    government’s improper sentencing argument. Trial counsel made the following
    argument during sentencing:
    Staff Sergeant Stout illegally ingested a highly addictive drug,
    while -- and he did so while as [a noncommissioned officer].
    6                                  ACM S32199
    He was in a position of leadership and responsibility, a
    position of trust. Staff Sergeant Stout was illegally ingesting
    cocaine, also, while he held a top secret sensitive
    compartment information security clearance. As some of you
    may be aware, this is a special security clearance that allowed
    and entrust --
    Trial defense counsel immediately objected, and the military judge sustained that
    objection citing his concern that trial counsel might be “seeking a higher punishment
    based on the accused’s duties.”
    During a subsequent Article 39(a), UCMJ, 10 U.S.C. § 839, session, trial counsel
    conceded the argument was improper but argued that the impact was minimal because the
    defense objected so quickly and the objection was sustained. Trial counsel further argued
    that individual voir dire and a curative instruction would adequately remedy the problem.
    Trial defense counsel disagreed, arguing the bad-conduct discharge should be eliminated
    as a potential punishment.
    The military judge found trial counsel made improper comments about the
    appellant’s security status, which was related to his job, and that there was no evidence
    that the appellant’s drug use affected his duties. The military judge further found trial
    counsel’s improper argument to be not so egregious that it could not be cured with an
    instruction and panel member voir dire. The military judge gave the members the
    following curative instruction:
    Members, during the sentencing argument you heard [] trial
    counsel make an improper sentencing argument and argue
    facts that were not in evidence. Specifically, trial counsel
    improperly commented on Staff Sergeant Stout’s security
    clearance, and by implication, his duties in the Air Force.
    The court is concerned that the improper argument by trial
    counsel and his arguing facts not in evidence has prejudiced
    you in being able to provide a fair and appropriate sentence
    for Staff Sergeant Stout in this case, and you are to disregard
    trial counsel’s improper argument in determining whether you
    should adjudge any punishment or no punishment in this case.
    At this point I want to ask the members, collectively, if they
    can adhere to the court’s instruction to disregard [] trial
    counsel’s improper argument and arguing facts not in
    evidence as they deliberate on a fair and appropriate sentence,
    7                                 ACM S32199
    and to consider only the evidence that has been admitted into
    this court-martial for your review and consideration?
    Do the court members agree that they are able to put aside the
    improper argument by trial counsel, and solely decide this
    case on the evidence as presented and come up with a fair and
    appropriate punishment, if any, for Staff Sergeant Stout?
    All the members responded affirmatively.
    During individual voir dire, the panel president stated the argument made by trial
    counsel—the words that were objected to—did not impact his thinking on the appellant’s
    sentence, and that “[i]t simply didn’t play a role.” The other two panel members stated
    the comments concerning the appellant’s security clearance did not and would not affect
    their determination of an appropriate sentence in this case.
    Trial counsel completed his sentencing argument without any further objection
    from the defense. He asked the panel to sentence the appellant to a bad-conduct
    discharge, confinement for six months, reduction to E-1, and forfeiture of two thirds pay
    for one year. Trial defense counsel argued against the bad-conduct discharge and
    confinement. Instead, she asked the panel members to sentence the appellant to hard
    labor without confinement. Ultimately, the appellant was sentenced to a bad-conduct
    discharge, hard labor without confinement for 30 days, restriction to base for 30 days,
    and reduction to E-4.
    The government conceded at trial that the argument was improper, so we must
    decide whether the error was prejudicial under Article 59(a), UCMJ, 10 U.S.C. § 859(a).
    See United States v. Fletcher, 
    62 M.J. 175
    , 184–85 (C.A.A.F. 2005). Improper argument
    is prejudicial if it so tainted the proceeding that we cannot be confident that the members
    sentenced the appellant on the basis of the evidence alone. 
    Id. We evaluate
    the impact
    by balancing: (1) the severity of the improper argument, (2) the measures adopted to cure
    the improper argument, and (3) the weight of the evidence supporting the conviction.
    See 
    id. We find
    that the appellant was not prejudiced. The severity of the improper
    argument was limited by the timely action of trial defense counsel and the military judge.
    The improper aspect of the argument arose only once and was terminated almost at
    inception. Furthermore, the military judge undertook thorough measures to cure any
    taint. He provided a strongly worded instruction and permitted both sides to voir dire the
    members. Our superior court has endorsed a curative instruction as a remedy for
    improper argument. See United States v. Jenkins, 
    54 M.J. 12
    , 20 (C.A.A.F. 2000)
    (“Court members are presumed to follow the military judge’s instructions. . . . an
    improper argument can often be cured by an appropriate limiting instruction.”). The
    8                                 ACM S32199
    evidence adduced at trial, in the form of two separate urinalysis tests showing the
    presence of cocaine metabolite in the appellant’s urine, was convincing evidence of the
    appellant’s guilt supporting the conviction without reference to the improper argument.
    We are confident that the members sentenced the appellant on the basis of the evidence
    alone.
    Furthermore, we “may affirm only such findings of guilty and the sentence or such
    part or amount of the sentence, as [we] find[] correct in law and fact and determine[], on
    the basis of the entire record, should be approved.”               Article 66(c), UCMJ,
    10 U.S.C. § 866(c). “We assess sentence appropriateness by considering the particular
    appellant, the nature and seriousness of the offenses, the appellant’s record of service,
    and all matters contained in the record of trial.” United States v. Bare, 
    63 M.J. 707
    , 714
    (A.F. Ct. Crim. App. 2006); see also United States v. Snelling, 
    14 M.J. 267
    , 268
    (C.M.A. 1982). We have considered this particular appellant, the nature and seriousness
    of his offense, his record of service, all matters contained in the record of trial, and his
    arguments on appeal, and we find the approved sentence is appropriate.
    Timing of Sentencing Phase
    The appellant was found guilty at around 1720 on 25 September 2013,
    approximately nine hours after that day’s trial proceedings began. The military judge
    asked the panel president whether the members wanted to continue into the evening with
    the sentencing phase or recess until the next day. The president responded that the panel
    preferred to continue for a short time and then recess and reconvene the next afternoon.
    For reasons related to payment of the court reporter, the government asked to recess and
    reconvene the next day. When the military judge asked trial defense counsel whether
    they desired to continue or recess for the evening, the following discussion took place:
    DC: Yes, Your Honor, and certainly the interest of all parties
    are    important, but Sergeant Stout’s preference is to finish
    this evening. I think it’s unfair to him to have go home, in
    light of the verdict, and wait until tomorrow. And I have
    concerns with that as well. . . .
    MJ: Defense Counsel, you said you had concerns about not
    continuing into this evening. Does -- can you elaborate on
    those concerns, or is that something you’re not willing to go
    into?
    DC: I would prefer not to go into it, Your Honor.
    (Emphasis added).
    9                                  ACM S32199
    Based on the defense’s preference and their concern for the appellant, the military
    judge decided to proceed with presentencing rather than recessing for the evening. The
    military judge confirmed that a panel member who had a social commitment that evening
    would be able to give “full and due consideration” to all the matters presented during
    presentencing and would be able to complete his duties to the best of his ability.
    Following the admission of sentencing evidence and the arguments of counsel, the
    panel began its sentencing deliberations at 2237 hours that evening. At 2358, 80 minutes
    later, the panel reached its decision on the appellant’s sentence. This was approximately
    16 hours after the court-martial had convened that morning.
    The appellant now argues that the military judge abused his discretion by deciding
    to proceed “without first confirming with defense and the members that they were
    confident they could competently continue with the case.” We disagree.
    Judges are owed great deference on matters of scheduling and continuances, and
    “only an unreasoning and arbitrary ‘insistence upon expeditiousness in the face of a
    justifiable request for delay’” will result in reversal. Morris v. Slappy, 
    461 U.S. 1
    , 11–12
    (1983). There is no evidence that any of the participants in this court-martial were unable
    to competently proceed with the trial into the evening. In fact, the defense raised
    concerns about the panel not continuing into the evening. The military judge fully
    considered each of the participant’s concerns and he based his decision to proceed on the
    needs and request of the appellant. There was nothing “unreason[able]” or “arbitrary”
    about this decision, and the military judge did not abuse his discretion.
    Testimony regarding Redacted Information
    At trial, the defense moved to have the appellant’s signature and initials redacted
    from the documentation and specimen bottles relating to both of his urinalysis tests.
    Citing to Mil. R. Evid. 304, the defense argued these were statements of the accused and
    the defense had not received the required notice that the government intended to offer
    them as evidence against him.6 The military judge agreed and ordered the redaction of
    the appellant’s signatures and his initials. However, the military judge advised that he
    would allow the witnesses to “testify whether or not they observed [the appellant]
    acknowledging the process and steps that [he] went through.” Further explaining his
    ruling, the military judge said, “I’m not going to restrict the government from identifying
    that bottle as belonging -- or it being the bottle of Sergeant Stout.”
    6
    We note that the parties and the military judge referred to a version of Mil. R. Evid. 304 that had recently been
    superseded based on the President’s 15 May 2013 Executive Order implementing the 2013 amendments to the
    Manual for Courts-Martial. See Proclamation No. 13643, 78 Fed. Reg. 29559 (May 25, 2013). We find no
    prejudice to the appellant from this error because the pertinent provisions of Mil. R. Evid. 304 in the new rule were
    substantially the same as the predecessor rule.
    10                                           ACM S32199
    During the testimony of the Drug Testing Program Administrative Manager
    (DTPAM) about the processes used to collect the appellant’s urine specimens, the
    witness explained the standard practice of creating a memorandum for record (MFR) if
    any flaws were noted during the drug testing quality control process. The government
    then entered into evidence, without defense objection, an MFR the witness prepared
    because the appellant’s initials on the sample bottle were illegible. Additionally, after the
    government entered into evidence the drug testing register for the appellant’s
    12 April 2013 drug test where the appellant’s signature had been redacted, the DTPAM
    testified the appellant signed this document.
    Although the defense did not object, this testimony prompted the military judge to
    sua sponte issue the following instruction to the members:
    [T]he witness mentioned something about a signature. You
    are to disregard his comment about that and you’re not to
    speculate on whose signatures he may have been speaking
    about, and you are not to consider that as part of the evidence.
    The noncommissioned officer who verified the appellant’s identity when he
    arrived for his 12 April 2013 urinalysis also testified that he observed the appellant sign
    the drug testing register and initial his specimen bottle. Similarly, the individual who
    performed that role at the 7 May 2013 urinalysis testified that he saw the appellant sign
    the register for that test.
    Out of concern that witnesses may have inadvertently testified about information
    that he ordered redacted, the military judge decided to issue a remedial instruction. With
    the concurrence of the parties, the military judge instructed the members:
    Prosecution exhibits 6, 7, 9 and 11 have been redacted. These
    documents were redacted by an order of the Court to remedy
    a failure to provide notice to the defense as required by the
    Military Rules of Evidence. It is not your job to discern what
    has been redacted and you are not to speculate on what has
    been redacted from these documents. You may only consider
    the information that is present on the particular document.
    Pursuant to Grostefon, the appellant argues that the military judge abused his
    discretion by allowing testimony regarding information he ordered the government to
    redact and by failing to give an adequate remedial instruction. We disagree.
    When court-members have heard evidence deemed inadmissible by a military
    judge, a curative instruction is the preferred remedy for correcting that error, so long as
    11                                  ACM S32199
    the instruction is adequate to avoid prejudice to the accused. United States v. Taylor,
    
    53 M.J. 195
    , 198 (C.A.A.F. 2000). Whether a panel was properly instructed is a question
    of law we review do novo. 
    McDonald, 57 M.J. at 20
    . A military judge’s decision to
    provide an instruction is reviewed for an abuse of discretion. United States v. Maxwell,
    
    45 M.J. 406
    , 424. The military judge has “considerable discretion” in tailoring
    instructions to the evidence and the law. 
    Hopkins, 56 M.J. at 395
    . Here, we find the
    military judge’s instruction was adequate to avoid prejudice to the appellant.
    The DTPAM spontaneously uttered a vague comment about the appellant’s
    signature while he was referring to Prosecution Exhibit 6: a document that, in addition to
    the appellant’s redacted signature, also contained the appellant’s printed name, social
    security number, and the batch and specimen number of his urine specimen. The defense
    did not object to this utterance despite having been instructed by the military judge that
    there was no standing Mil. R. Evid. 304 objection and that it was their obligation to
    object whenever they felt it was appropriate. Nevertheless, the military judge instructed
    the DTPAM to not comment on any redacted material and instructed the members to
    disregard any such comments. The military judge also cautioned trial counsel to better
    prepare the government witnesses in light of his ruling that the appellant’s signatures and
    initials had to be redacted. Thus, the military judge did all that he could to prevent the
    DTPAM from testifying about the redacted material.
    The military judge did not fail to give the panel members an appropriate remedial
    instruction. The limiting instruction concerning Prosecution Exhibits 6, 7, 9, and 11 was
    appropriate under the circumstances. It clearly identified the redacted exhibits, and it was
    unambiguous in its prohibition against speculation over what was redacted. The military
    judge issued this instruction out of a concern the appellant may not have fully benefitted
    from the initial redaction order. Moreover, trial defense counsel agreed that the
    instruction was adequate and necessary. The testimony from the DTPAM concerning the
    redacted information was minimal and the military judge reacted immediately to prevent
    members from considering it, making the remedial instruction largely unnecessary. In
    any case, it did no harm. As summarized above, there was sufficient physical and
    testimonial evidence, independent of the DTPAM’s cursory testimony about redacted
    information, to prove beyond a reasonable doubt that the appellant’s urine specimen
    twice tested positive for the metabolite for cocaine. Thus, we are confident that the
    appellant was in no way prejudiced by the DTPAM’s general testimony concerning
    redacted information or the military judge’s subsequent remedial instruction.
    Conclusion
    The approved findings and sentence are correct in law and fact, and no error
    materially prejudicial to the substantial rights of the appellant occurred. Articles 59(a)
    and 66(c), UCMJ.
    12                                 ACM S32199
    Accordingly, the approved findings and sentence are AFFIRMED.
    FOR THE COURT
    STEVEN LUCAS
    Clerk of the Court
    13                      ACM S32199
    

Document Info

Docket Number: ACM S32199

Filed Date: 7/1/2015

Precedential Status: Non-Precedential

Modified Date: 4/17/2021