United States v. Woodard ( 2015 )


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  •           UNITED STATES AIR FORCE COURT OF CRIMINAL APPEALS
    UNITED STATES
    v.
    Airman Basic CHRISTOPHER R. WOODARD
    United States Air Force
    ACM S32170
    11 March 2015
    Sentence adjudged 9 July 2013 by SPCM convened at Royal Air Force
    Mildenhall, United Kingdom. Military Judge: Jefferson B. Brown.
    Approved Sentence: Bad-conduct discharge, confinement for 3 months,
    and forfeiture of $1,010.79 pay per month for 3 months.
    Appellate Counsel for the Appellant: Lieutenant Colonel Jane E. Boomer
    and Captain Lauren A. Shure.
    Appellate Counsel for the United States:               Major Roberto Ramírez and
    Gerald R. Bruce, Esquire.
    Before
    HECKER, TELLER, and KIEFER
    Appellate Military Judges
    OPINION OF THE COURT
    This opinion is issued as an unpublished opinion and, as such, does not serve as precedent
    under AFCCA Rule of Practice and Procedure 18.4.
    KIEFER, Judge:
    Consistent with his pleas, the appellant was convicted at a special court-martial of
    making a false official statement and wrongful use of marijuana on divers occasions, in
    violation of Articles 107 and 112a, UCMJ, 10 U.S.C. §§ 907, 912a. Officer members
    announced the appellant’s sentence to be a bad-conduct discharge, confinement for
    3 months, and forfeiture of $1,010.79 pay for 3 months.1 The convening authority approved
    the sentence as adjudged.
    The appellant raises three assignments of error on appeal: (1) whether the
    bad-conduct discharge should be set aside due to an alleged failure of the members to
    follow the military judge’s instructions, (2) whether the convening authority improperly
    approved a forfeiture allegedly announced as $1,010.79 pay for 3 months, and
    (3) whether the appellant’s sentence was inappropriately severe.
    Background
    The appellant pled guilty to two specifications of using marijuana on multiple
    occasions between February and June 2013. The appellant also pled guilty to lying to his
    first sergeant about his drug use. The appellant elected to be sentenced by a panel of
    officer members.
    During voir dire of the members, the military judge received an affirmative
    response from the panel when he asked the following question:
    I assume that everyone has been briefed or at least heard
    about the Air Force Drug Policy. That Policy, however, is an
    administrative policy, and unless I otherwise instruct you, has
    absolutely no bearing on your considerations in this
    court-martial and should not be a factor in determining an
    appropriate punishment. I will provide you the law in this
    case and it will be your responsibility to apply the law to the
    facts of this case. Will all members be able to do that?
    Later within the judge’s voir dire when discussing the members’ ability to
    consider the full range of punishment, the military judge again mentioned an
    “administrative policy” (apparently referring back to the drug policy) and instructed that
    a “punitive discharge is a punishment” and is “not a force management tool or anything
    along those lines.” He also told the members: “There is nothing that in the Air Force
    policy or otherwise, that you should look to or rely on to in anyway (sic) feel compelled
    that you have to impose a particular punishment, to include a punitive discharge.”
    The military judge then went on to again describe the potential punishment as
    ranging from no punishment to the maximum punishment. All the members agreed they
    would reach a sentencing decision on an individual basis and not solely on the nature of
    1
    The forfeitures portion of the sentencing worksheet differed from the announced sentence in that the worksheet
    stated the forfeitures were to be $1,010.49 per month for 3 months. As discussed in this opinion, the panel’s
    announcement of the adjudged forfeitures and its discrepancy from the sentencing worksheet is an issue in this
    appeal.
    2                                          ACM S32170
    the offenses. In response to a voir dire question posed by defense counsel, the members
    all agreed they would consider a sentence that did not include a punitive discharge and
    did not feel compelled to adjudge one.
    In his unsworn statement, the appellant stated his commander had initially
    recommended him for administrative discharge with a “General discharge” but had then
    elected to pursue a court-martial. The appellant admitted he continued to use marijuana
    throughout this time period. He also stated:
    [U]nder Air Force regulations, my Commander is required to
    once again process me for administrative discharge following
    my trial. I am aware that I may be discharged Under Other
    than Honorable Conditions. This is the worst service
    characterization that I can receive from an administrative
    discharge. Because of this, I may lose all my Veterans
    benefits. . . . I ask that you consider all of these things when
    you are deciding what an appropriate punishment is. . . .
    In lieu of the Government submitting rebuttal evidence to provide context to the
    commander’s decisions on administratively discharging the appellant, the parties entered
    into a stipulation of fact. It stated the commander had elected to withdraw the
    administrative discharge package after he learned the appellant had an additional positive
    urinalysis on 27 March 2013.
    The military judge instructed the members that evidence of a potential
    administrative discharge was a “collateral consequence” and therefore is inadmissible
    outside of an unsworn statement. The panel was told “whether the accused will or should
    be administratively discharged is not a decision before you. . . .” The military judge also
    provided a standard punitive discharge instruction as well as a more detailed instruction
    for a bad-conduct discharge.2
    2
    At one point during the sentencing instructions, the record of trial indicates the military judge informed the panel
    they could adjudge a dishonorable discharge or a bad-conduct discharge. In fact, as he advised the panel on multiple
    occasions, the only authorized punitive discharge was a bad-conduct discharge. Assuming the record of trial is
    accurate with respect to the mention of a dishonorable discharge, it does not appear this issue was repeated at any
    subsequent point in the proceeding or became an issue with the members. The written instructions provided to the
    members, the arguments of counsel, and the sentencing worksheet did not reference a dishonorable discharge.
    Additionally, as described above, the military judge expressly clarified with the panel that the only discharge
    available to them was a bad-conduct discharge. Neither party raised this matter as an assignment of error or part of
    this appeal. We have considered the potential impact of this apparently single reference to a dishonorable discharge
    at one point in the proceeding. We find that to the extent such a reference was made in the presence of the members,
    it was error. However, given the totality of the record before us and the failure of either party to raise this issue as a
    matter on appeal, we find any error that may have occurred at that one point in the proceeding was harmless beyond
    a reasonable doubt. We find no evidence that the single reference to a dishonorable discharge prejudiced the
    appellant or the proceedings in any way.
    3                                             ACM S32170
    During sentencing argument, trial defense counsel told the members it was not
    about a “firing decision” or whether the members wanted to personally serve with the
    appellant in the future. Referring back to the appellant’s unsworn statement, defense
    counsel asked the panel to use their common sense to consider whether the appellant was
    going to remain in the Air Force. He urged the panel that the lifelong sentence of a
    bad-conduct discharge is not appropriate for the appellant.
    After deliberations began, the members asked a question of the bailiff, which in
    open court was presented as whether “a punitive discharge, a bad conduct discharge was
    the only potential discharge that was an issue before them.” The military judge then
    responded, “[t]he answer to that is yes.” The military judge then directed the members to
    the written instructions about punitive discharges and the unsworn statement. The
    military judge addressed the issue of an administrative discharge stating,
    “[a]dministrative discharge is a force management tool, it is not a punishment.”
    The president of the panel then asked, “[i]f after confinement, if that’s elected, if
    there is no discharge given by us members, what happens at that point?” To this, the
    military judge responded,
    That is a separate issue. Whether or not he can, could, and
    what the process would be for an administrative discharge is
    not an issue for your concern. . . . In other words, don’t
    impose a punitive discharge because you think, “oh I wonder
    if he would be administratively discharged.” There are
    different rules and things that would kick [in] and that is not
    an issue that is before you. . . . That is why I specifically said
    at the beginning, the zero tolerance drug policy, that should
    not be considered by you because that comes in under the
    administrative discharge aspect of it. So focus on what an
    appropriate punishment would be.
    The panel members all agreed that this clarified their role and responsibility in
    adjudging a sentence.
    Members’ Failure to Follow Sentencing Instructions
    As part of the appellant’s clemency submission, defense counsel alleged the panel
    sentenced the appellant to a bad conduct discharge “as a means of separating A[irman]
    B[asic] Woodard from the Air Force, rather than for its proper purpose of punishment.”
    On appeal, he contends this means the panel failed to follow the military judge’s
    sentencing instructions.
    4                                    ACM S32170
    The defense clemency submission included the following:
    . . . Defense specifically sought post trial feedback following
    the conclusion of AB Woodard’s case. While members
    agreed that AB Woodard’s actions were foolish, no doubt
    stupid, when it came to determining a sentence the members
    “would have preferred the option for a discharge less than a
    BCD.” In fact, according to one member this was the biggest
    sticking point in the deliberations as the members believed
    that a discharge less than a bad conduct discharge was not
    allowed by law. This was apparent even during the
    proceedings as the members returned to the courtroom to seek
    clarification on this point. . . .
    [T]he members [sic] understanding of a bad conduct
    discharge was not grounded in fact or law. Law prevents the
    defense counsel from arguing collateral consequences during
    a sentencing argument; thus, preventing me from arguing that
    AB Woodard would be discharged from the service
    administratively based solely on his guilty plea. However,
    because of this incorrect perception, the members indicated in
    feedback that they believed a bad conduct discharge was the
    only mechanism by which AB Woodard could be removed
    from the service. Thus, such a punishment was adjudged as a
    means of separating AB Woodard from the Air Force, rather
    than for its proper purpose of punishment.               This
    misperception cannot be repaired absent a grant of clemency.
    Neither the defense clemency submission nor any information offered during this
    appeal provides any further context or substance to the statement allegedly made by a
    member or members. Even if this comment in a defense clemency submission constitutes
    facts that can be considered by this court on appeal, we find it cannot be used to impeach
    the otherwise facially valid sentence.3
    Mil. R. Evid. 606(b) expressly forbids the use of evidence of any statement by a
    panel member about the panel’s deliberative process except in certain limited
    circumstances, none of which are implicated here.4 “The purpose of this rule is to
    3
    In this context, we are commenting on the facially valid punitive discharge portion of the sentence adjudged and
    announced. We note there is still an issue of the announcement of the forfeiture in the sentence discussed later in
    this opinion.
    4
    Upon an inquiry into the validity of the findings or sentence, a member may not testify as to any
    matter or statement occurring during the course of the deliberations of the members of the
    court-martial or, to the effect of anything upon the member’s or any other member’s mind or
    5                                           ACM S32170
    protect freedom of deliberation, protect the stability and finality of verdicts, and protect
    court members from annoyance and embarrassment.”                 United States v. Loving,
    
    41 M.J. 213
    , 236 (C.A.A.F. 1994) (internal quotation marks omitted). Here, the appellant
    has merely made a suggestion of a member comment. The proffered comment does not
    indicate prejudicial information or influence was provided to or brought to bear upon any
    member. Accordingly, we find the appellant has not offered any evidence, in either form
    or substance, implicating the exceptions noted in Mil. R. Evid. 606(b) for inquiring into
    the circumstances of the appellant’s sentence.
    Similarly, a sentence can only be impeached “when extraneous prejudicial
    information was improperly brought to the attention of a member, outside influence was
    improperly brought to bear upon any member, or unlawful command influence was
    brought to bear upon any member.” Rule for Courts-Martial (R.C.M.) 1008. The
    discussion to this Rule refers back to the discussion of R.C.M. 923 related to
    impeachment of findings and generally notes that “[u]nsound reasoning by a member,
    misconception of the evidence, or misapplication of the law is not a proper basis for
    challenging” an otherwise facially valid result. R.C.M. 923, Discussion. The appellant’s
    proffer does not indicate improper information, influence, or unlawful command action
    was provided to or brought to bear upon any member. Therefore, “even if the court
    member’s comment was evidence that the court members may have failed to heed the
    military judge’s” instructions, “consideration of such evidence was prohibited by
    Mil. R. Evid. 606(b).” See United States v. Combs, 
    41 M.J. 400
    , 401 (C.A.A.F. 1995).
    Further, our analysis of the totality of the instructions given and the interactions
    with the court members indicates the members were properly instructed on the interplay
    between a punitive discharge, an administrative discharge and the panel’s role in
    fashioning an appropriate sentence for the appellant. Absent evidence to the contrary, we
    presume members follow a military judge’s instructions. United States v. Taylor,
    
    53 M.J. 195
    , 198 (C.A.A.F. 2000). To the extent the appellant is arguing that his
    sentence is unlawful because a member or members, in discussing the case with defense
    counsel after the fact, may have preferred an option different than a punitive discharge,
    we disagree. Even with a liberal reading of the alleged comments, it reflects nothing
    more than the feeling of someone after the fact and does not indicate any instructions,
    procedures, or rights were not properly observed during the course of trial. A desire to
    have a different option does not mean that the members failed to properly deliberate and
    emotions as influencing the member to assent to or dissent from the findings or sentence or
    concerning the member’s mental process in connection therewith, except that a member may
    testify on the question whether extraneous prejudicial information was improperly brought to the
    attention of the members of the court-martial, whether any outside influence was improperly
    brought to bear upon any member, or whether there was unlawful command influence. Nor may
    the member’s affidavit or evidence of any statement by the member concerning a matter about
    which the member would be precluded from testifying be received for these purposes.
    Mil. R. Evid. 606(b).
    6                                         ACM S32170
    reach a lawful sentence based on the punishment elements available and explained to
    them by the military judge. The members fashioned a sentence, to include the punitive
    discharge element, that was within the lawful range of punishment available for the
    offenses of which the appellant was found guilty.
    Adjudged Forfeitures
    In the sentencing instructions, the panel was advised they could sentence the
    accused to forfeit up to two-thirds pay per month for a period of twelve months.
    Consistent with R.C.M. 1003(b)(2), the panel was told the sentence should include an
    amount in “whole dollars” to be forfeited and the number of months the forfeiture is to
    continue. The panel was told the maximum forfeiture for the appellant was $1,010.79
    pay per month for 12 months.
    Following sentence deliberations, the members provided the sentencing worksheet
    to the military judge for review prior to announcement in court. The military judge
    determined the worksheet was “in proper form.” According to the certified transcript of
    the proceeding, the president then announced the forfeiture portion of the sentence as,
    “[t]o forfeit $1,010.79 of your pay for three months.” However, the sentencing
    worksheet indicated the forfeitures were “$1,010.79 pay per month for 3 months.”
    (emphasis added). This same language was included in the special court-martial order.
    Here, in order to be within the jurisdictional maximum and comply with the
    requirement that the adjudged forfeitures be given in a “whole dollars” amount, the
    maximum forfeiture the appellant faced per month was $1,010, not $1,010.79. We have
    previously held that when “the duration of the forfeitures is not specified . . . their
    duration shall not exceed one month.” United States v. Jones, 
    60 M.J. 964
    , 972 (A.F.
    Ct. Crim. App. 2005). If an adjudged sentence is illegal or ambiguous, a convening
    authority may either return the case for reconsideration or “may approve a sentence no
    more severe than the legal, unambiguous portions of the adjudged sentence.”
    R.C.M. 1009(d). Furthermore, a sentence may not be increased following the
    announcement of the sentence. United States v. Baker, 
    32 M.J. 290
    (C.M.A. 1991).
    Accordingly, we only affirm forfeitures in the amount of $1,010 pay for 1 month and
    address this in our decretal paragraph.
    Sentence Appropriateness
    The appellant also challenges the severity of his sentence, in particular the
    bad-conduct discharge.      This court reviews sentence appropriateness de novo.
    United States v. Lane, 
    64 M.J. 1
    , 2 (C.A.A.F. 2006). We “may affirm only such findings
    of guilty and the sentence or such part or amount of the sentence, as [we find] correct in
    law and fact and determine[], on the basis of the entire record, should be approved.”
    Article 66(c), UCMJ, 10 U.S.C. § 866(c). “We assess sentence appropriateness by
    7                                 ACM S32170
    considering the particular appellant, the nature and seriousness of the offense[s], the
    appellant’s record of service, and all matters contained in the record of trial.”
    United States v. Anderson, 
    67 M.J. 703
    , 705 (A.F. Ct. Crim. App. 2009). Although we
    are accorded great discretion in determining whether a particular sentence is appropriate,
    we are not authorized to engage in exercises of clemency. United States v. Nerad,
    
    69 M.J. 138
    , 146 (C.A.A.F. 2010).
    In evaluating the sentence in this case, to include the bad-conduct discharge, we
    find the sentence as adjudged, with the exception of the forfeitures, to be correct in law
    and fact based on the entire record. The appellant was found guilty pursuant to his pleas
    of wrongfully using marijuana on multiple occasions. Evidence in the record supports
    that the appellant’s conduct consisted of at least eight uses, some of which occurred after
    he knew he was under investigation and facing administrative discharge for drug use. He
    also received nonjudicial punishment for another use of marijuana at a time that predated
    the charged misconduct in his case. Further, the appellant admitted lying about his drug
    use to a senior noncommissioned officer.
    While we recognize the seriousness of a bad conduct discharge, , based on all of
    the facts and circumstances of this case, including the appellant’s service record and
    background, we find the approved sentence (as modified) to be appropriate.
    Conclusion
    The approved findings are affirmed. We affirm only so much of the sentence as
    provides for a bad-conduct discharge, confinement for 3 months and forfeiture of $1,010
    pay for 1 month. Articles 59(a) and 66(c), UCMJ, 10 U.S.C. §§ 859a, 866(c).
    Accordingly, the findings and sentence, as modified, are AFFIRMED.
    FOR THE COURT
    STEVEN LUCAS
    Clerk of the Court
    8                                 ACM S32170
    

Document Info

Docket Number: ACM S32170

Filed Date: 3/11/2015

Precedential Status: Non-Precedential

Modified Date: 4/18/2021