United States v. Schauer ( 2023 )


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  •               U NITED S TATES A IR F ORCE
    C OURT OF C RIMINAL APPEALS
    ________________________
    No. ACM 40203
    ________________________
    UNITED STATES
    Appellee
    v.
    Matthew D. SCHAUER
    Technical Sergeant (E-6), U.S. Air Force, Appellant
    ________________________
    Appeal from the United States Air Force Trial Judiciary
    Decided 9 March 2023
    ________________________
    Military Judge: Colin P. Eichenberger.
    Sentence: Sentence adjudged on 14 September 2021 by GCM convened
    at Hill Air Force Base, Utah. Sentence entered by military judge on 14
    October 2021: Dishonorable discharge, confinement for 48 months, for-
    feiture of all pay and allowances, and reduction to E-1.
    For Appellant: Major Spencer R. Nelson, USAF.
    For Appellee: Lieutenant Colonel Thomas J. Alford, USAF; Major
    Joshua M. Austin, USAF; Major John P. Patera, USAF; Mary Ellen
    Payne, Esquire.
    Before KEY, ANNEXSTAD, and GRUEN, Appellate Military Judges.
    Senior Judge KEY delivered the opinion of the court, in which Judge
    ANNEXSTAD and Judge GRUEN joined.
    ________________________
    PUBLISHED OPINION OF THE COURT
    ________________________
    KEY, Senior Judge:
    A military judge sitting as a general court-martial convicted Appellant, in
    accordance with his pleas and pursuant to a plea agreement, of one specifica-
    tion each of possessing and producing child pornography in violation of Article
    United States v. Schauer, No. ACM 40203
    134, Uniform Code of Military Justice (UCMJ), 
    10 U.S.C. § 934.1
     The military
    judge sentenced Appellant to a dishonorable discharge, confinement for 48
    months, forfeiture of all pay and allowances, and reduction to the grade of E-
    1. The convening authority approved the sentence in its entirety.
    Appellant raises two issues on appeal, specifically whether: (1) the Govern-
    ment erred by permitting the convening authority to consider matters submit-
    ted by the named victim’s father;2 and (2) Appellant’s sentence is inappropri-
    ately severe.3 We find no error materially prejudicial to Appellant’s substantial
    rights, and we affirm the findings and the sentence.
    I. BACKGROUND
    A. Investigation into Appellant’s Offenses
    In April 2020, agents with the Air Force Office of Special Investigations
    learned that a Tumblr social networking account connected to Appellant’s
    email address had child pornography posted to it. The pornography had been
    posted from an Internet protocol address located in a foreign country during
    the latter half of 2018, while Appellant was deployed there. The Government
    identified ten images and one video posted to the account which appeared to
    be child pornography. At his court-martial, Appellant admitted that all 11 files
    amounted to child pornography and that he had downloaded the files from
    other Tumblr accounts, saved them on his phone, and then uploaded the files
    to his own Tumblr account. This conduct formed the basis for Appellant’s guilty
    plea to possession of child pornography.
    During the investigation into the above, agents examined a number of Ap-
    pellant’s electronic devices. In doing so, they discovered that Appellant had
    1 Reference to Article 134, UCMJ, 
    10 U.S.C. § 934
    , with respect to the possession of
    child pornography specification, is to the Manual for Courts-Martial, United States
    (2016 ed.). Unless otherwise noted, all other references to the UCMJ and the Rules for
    Courts-Martial are to the Manual for Courts-Martial, United States (2019 ed.).
    2   In his assignments of error brief, Appellant describes this issue as:
    Whether the Government erred in its post-trial processing when: 1) be-
    fore trial, the Government requested that the military judge appoint a
    specific Article 6b representative for the victim; 2) the military judge
    granted the request and issued an order appointing the requested Ar-
    ticle 6b representative; 3) the Government solicited input for action
    from a parent that the military judge did not designate as the victim’s
    representative; and 4) over trial defense counsel objection, the conven-
    ing authority considered said input from the non-designated parent[.]
    3Appellant personally raises this second issue pursuant to United States v. Grostefon,
    
    12 M.J. 431
     (C.M.A. 1982).
    2
    United States v. Schauer, No. ACM 40203
    exchanged messages for about two weeks in March 2020 with JK via an online
    messaging platform. For the most part, the messages were not overtly sexually
    explicit in nature, but rather consisted of a running discussion about JK trying
    to sneak out of her house so they could “meet up,” JK seeking a “sugar daddy,”
    and Appellant “spoiling” JK. Appellant would refer to JK as “princess” and
    himself as “daddy” in the messages.
    JK’s profile on the messaging platform indicated that she was 18 years old,
    but after conversing with Appellant for some time, she revealed that she was
    “a minor.” Specifically, she wrote,
    I’m a minor but it all depends on if you are willing to meet up
    because I’ve had sex with plenty of adults before and never told
    on any of them and I particularly like you and your methods of
    everything but if you don’t want to meet because I’m a minor
    that’s your choice and I won’t be angry I’ll be a little dissatisfied
    but I’ll be ok[.]
    Appellant replied that it was “unfortunate that [she] felt the need to tell
    [him] that,” as he no longer had “plausible deniability.” Appellant then told JK
    he would not meet up with her due to her age, leading JK to say she would
    cease her contact with him.4
    Shortly thereafter, Appellant reversed his position, telling JK he would
    meet up with her if she could prove that she was the person she claimed to be
    by sending him “something that no cop would be able to fake.” JK asked, “Like
    what,” and Appellant responded, “I’m not sure.” JK then proposed, “We could
    do like a picture of me doing something specific.” Appellant wrote back, “If you
    could [send] me a video of you showing your id which shows your age, in the
    same clip shows you nude and touching yourself..... that’s about the best I can
    think of.” In response, JK sent Appellant a short video wherein she displays
    her school identification card which indicated she was an eighth-grade middle
    school student. In the same video, JK is seen sitting in front of a mirror with
    her legs spread and briefly penetrating her vagina with her finger. Appellant
    replied with a message which read, “I’m not gonna lie princess you may have
    really screwed the pooch here.” The two exchanged a few more messages in
    which Appellant indicated he was uncomfortable meeting up with JK because
    of “to[o] many things gone wrong” and “to[o] many red flags,” leading to the
    end of their conversation. Appellant and JK never met in person, but Appellant
    4 The record does not indicate Appellant knew JK’s actual age at the time of these
    conversations. Appellant told the military judge, however, that he reviewed the Air
    Force Office of Special Investigation’s report of investigation prior to his court-martial
    and learned that JK was 14 years old at the time they were sending messages to each
    other.
    3
    United States v. Schauer, No. ACM 40203
    was charged with, and convicted of, producing child pornography based upon
    the video JK sent him.
    B. Victim Participation in Appellant’s Court-Martial
    Just over a month before Appellant’s court-martial, the Government sub-
    mitted a motion requesting the military judge designate JK’s mother, Ms. LK,
    as JK’s representative under Article 6b, UCMJ, 10 U.S.C. § 806b. According to
    the Government’s motion, JK was still “a minor” when the motion was filed.
    The Government further asserted that JK was “a child who cannot properly
    understand or assert the rights afforded to them by Article 6b.” The following
    day, 6 August 2021, the military judge granted the Government’s request, in-
    dicating in his order that trial defense counsel had informed him via email that
    they did not oppose the appointment.
    On 18 August 2021, Appellant signed a plea agreement in which he agreed
    to, inter alia, “waive all motions which may be waived under the Rules for
    Court[s]-Martial.”
    At Appellant’s court-martial on 14 September 2021, the military judge
    brought up the Government’s Article 6b, UCMJ, motion and said he wanted to
    confirm that the Defense had no objection to Ms. LK’s appointment. Trial de-
    fense counsel reiterated they did not. While discussing the plea agreement
    with Appellant, the military judge asked which motions the Defense would
    have raised but for the “waive all motions” provision. Trial defense counsel
    highlighted a motion to suppress the seizure of evidence and motions to compel
    expert consultants, in the event requests for such consultants were denied.
    Trial defense counsel did not make any reference to a possible motion related
    to Article 6b, UCMJ.
    Once the Government rested its presentencing case, the military judge
    asked if there was a crime victim present who would like to be heard. In re-
    sponse, the Government produced what it described as a written “victim im-
    pact statement from JK that ha[d] been entered through her Article 6b rep[re-
    sentative].” The military judge asked who the statement was from, and trial
    counsel answered, “[I]t is the statement through the Article 6b rep[resentative]
    for the named victim, JK, [Ms. LK].” The military judge then asked if the De-
    fense objected to the document, and trial defense counsel replied, “With the
    redactions in place, no objection.” The document, which was marked as a court
    exhibit, has two lines in the body redacted, as well as portions of the header
    and signature blocks. In the header, the “from” line includes Ms. LK’s first
    name followed by a redacted field. In the signature block, a signature above
    Ms. LK’s signature has been redacted. Below Ms. LK’s signature, there is this
    text: “[Ms. LK’s first name] [redacted field] [Ms. LK’s last name], parents.”
    4
    United States v. Schauer, No. ACM 40203
    The document is divided into five sections with the following headings: Vic-
    tim Impact, Family Impact, Financial Impact, Parents’ Point of View, and
    Summary. In the document, under “Victim Impact,” Ms. LK indicated JK “was
    severely impacted,” although the memorandum suggests the primary impact
    was the result of the law enforcement investigation as opposed to JK’s interac-
    tions with Appellant. Ms. LK went on to explain that JK was receiving mental
    health treatment. For the “Family Impact,” Ms. LK explained the family as a
    whole was receiving mental health treatment and that they had installed an
    alarm system. She identified the cost of the alarm and the mental health treat-
    ment as financial impacts. Under “Parents’ Point of View,” Ms. LK wrote: “This
    was not a victimless crime. [Appellant] is responsible for all the negative con-
    sequences and outcomes that were inflicted upon the victim. He exploited a
    minor-aged child for criminal and nefarious purposes.”
    The same day as Appellant’s court-martial, the Government provided Mr.
    NK—JK’s father—written notice that he had the opportunity to submit mat-
    ters to the convening authority (the memorandum is addressed to Mr. NK “on
    behalf of JK”). The Government subsequently notified Appellant that Ms. LK
    and Mr. NK had submitted a memorandum and that Appellant had the oppor-
    tunity to respond to or rebut those matters if he wished. The memorandum
    from JK’s parents is signed by both Ms. LK and Mr. NK and restates the fact
    JK received mental health care and asserts she was “severely impacted.” JK’s
    parents credit Appellant for pleading guilty but found the sentence fair, and
    state “[t]he opinion of the victim and her family is that the sentence should not
    be reduced by the [c]onvening [a]uthority.”
    In a clemency submission filed five days later, trial defense counsel objected
    to JK’s parents’ memorandum, arguing that Mr. NK was not a crime victim in
    this case. Trial defense counsel further objected to statements in the memo-
    randum suggesting that Appellant was convicted of “many counts” of child por-
    nography and that Appellant was forced to plead guilty due to “overwhelming
    evidence.” On this latter point, trial defense counsel asserts Appellant decided
    to plead guilty “on his own accord.”
    II. DISCUSSION
    A. Victim-Impact Matters
    On appeal, Appellant argues that Mr. NK was neither a victim nor JK’s
    representative, therefore the convening authority was prohibited from consid-
    ering the post-trial matters jointly submitted by Ms. LK and Mr. NK. We find
    Appellant’s claim to be without merit.
    5
    United States v. Schauer, No. ACM 40203
    1. Law
    We review de novo questions regarding the proper completion of post-trial
    processing. United States v. Sheffield, 
    60 M.J. 591
    , 593 (A.F. Ct. Crim. App.
    2004) (citation omitted).
    Under Article 6b(a)(4)(B), UCMJ, a victim has the right to be reasonably
    heard at the “sentencing hearing relating to the offense.” For purposes of this
    article, “victim” is defined as “an individual who has suffered direct physical,
    emotional, or pecuniary harm as a result of the commission of an offense” un-
    der the UCMJ. When a victim is under 18 years of age, “the legal guardians of
    the victim . . . , family members, or any other person designated as suitable by
    the military judge, may assume the rights of the victim.” Article 6b(c), UCMJ.
    During presentencing proceedings, crime victims may make unsworn state-
    ments orally, in writing, or both. Rule for Courts-Martial (R.C.M.)
    1001(c)(5)(A). This rule defines “crime victim” as “an individual who has suf-
    fered direct physical, emotional, or pecuniary harm as a result of the commis-
    sion of an offense of which the accused was found guilty or the individual’s
    lawful representative or designee appointed by the military judge.” R.C.M.
    1001(c)(2)(A). The contents of the statement are limited to victim impact and
    matters in mitigation. R.C.M. 1001(c)(3). “Victim impact” is defined to “in-
    clude[ ] any financial, social, psychological, or medical impact on the crime vic-
    tim directly relating to or arising from the offense of which the accused has
    been found guilty.” R.C.M. 1001(c)(2)(B).
    Before deciding whether or not to take action on the sentence, the conven-
    ing authority in this case was required to “consider matters timely submitted
    . . . by the accused and any crime victim.” R.C.M. 1109(d)(3)(A). Under R.C.M.
    1106A(c)(1), crime victims may submit “any matters that may reasonably tend
    to inform the convening authority’s exercise of discretion” regarding the deci-
    sion on action. R.C.M. 1106A(b)(2)’s definition of “crime victim” mirrors that
    found in R.C.M. 1001(c)(2)(A): “an individual who has suffered direct physical,
    emotional, or pecuniary harm as a result of the commission of an offense of
    which the accused was found guilty . . . or the individual’s lawful representa-
    tive or designee appointed by the military judge.”
    2. Analysis
    In this case, the military judge designated Ms. LK to serve as JK’s desig-
    nated representative under Article 6b, UCMJ. In so doing, Ms. LK was author-
    ized to exercise JK’s rights under that article, to include JK’s right to be rea-
    sonably heard at Appellant’s sentencing hearing. As R.C.M. 1001(c)(2)(A) ex-
    plains, the “crime victim” is either the victim him- or herself or that victim’s
    designated representative—that is, either JK or Ms. LK could speak at the
    6
    United States v. Schauer, No. ACM 40203
    sentencing hearing on JK’s behalf. According to trial counsel, the memoran-
    dum submitted was JK’s statement “through” Ms. LK, as JK’s designee.5 This
    memorandum, which was admitted without objection, largely describes the di-
    rect, personal impacts suffered by JK, but also includes impacts to her family
    as a whole—such as expenses for counseling and an alarm system and the fact
    the entire family was receiving mental health care.
    With respect to the post-trial processing of this case, Appellant contends
    Mr. NK may not be considered a “victim.” This position, however, cannot be
    squared with the definitions in the UCMJ and the Rules for Courts-Martial.
    Insofar as Mr. NK and Ms. LK must pay for the mental health care and the
    alarm system they believe were necessitated by Appellant’s conduct, they have
    suffered a pecuniary harm, either individually or jointly. Moreover, it is hardly
    difficult to understand the notion that a parent may be psychologically harmed
    by crimes committed against the minor children in their care—a notion we
    have previously endorsed. See, e.g., United States v. Dunlap, No. ACM 39567,
    
    2020 CCA LEXIS 148
    , at *25–26 (A.F. Ct. Crim. App. 4 May 2020) (unpub. op.)
    (“[A] parent responsible for the safety and well-being of children and who wit-
    nesses the suffering of those children may be harmed as much as, if not more
    than, the children themselves.”).
    Contrary to Appellant’s position, we conclude Mr. NK did qualify as a vic-
    tim for the reasons stated above and was therefore entitled to be heard by the
    convening authority before the decision on whether to take action was made.
    For the same reasons, Ms. LK qualified as a victim. Moreover, as JK’s desig-
    nated representative, Ms. LK had the legal authority to speak on behalf of JK,
    the victim named on the charge sheet in this case. Appellant cites no authority
    prohibiting Ms. LK from explaining the impact Appellant’s offenses had on her
    personally in addition to the impacts on JK, whom Ms. LK represented, and
    we are aware of none. Finally, we know of no law, rule, or policy that would
    prohibit victims from jointly submitting matters to a convening authority in-
    stead of submitting individual memoranda, and we see nothing improper with
    Mr. NK and Ms. LK jointly authoring such a memorandum. Finding no error,
    we grant no relief.
    B. Sentence Severity
    Appellant contends his sentence is inappropriately severe in light of his
    military service, which included four overseas deployments that he asserts
    5Although the redactions in the memorandum were not discussed in any detail during
    Appellant’s court-martial, it would be reasonable to conclude that the document was
    originally prepared as a letter from and signed by both Ms. LK and Mr. NK. The re-
    dactions in the header and the signature block removed Mr. NK’s name and signature.
    7
    United States v. Schauer, No. ACM 40203
    took a toll on both his marriage and his mental health. Appellant’s plea agree-
    ment required the military judge to sentence Appellant to confinement for no
    less than 12 months and no more than 48 months for each specification. The
    military judge sentenced Appellant to 18 months for the possession specifica-
    tion and 48 months for the production specification, in addition to a dishonor-
    able discharge. In accordance with the plea agreement, the military judge or-
    dered the periods of confinement to run concurrently.
    We review issues of sentence appropriateness de novo. United States v.
    Lane, 
    64 M.J. 1
    , 2 (C.A.A.F. 2006) (citation omitted). Our authority to deter-
    mine sentence appropriateness “reflects the unique history and attributes of
    the military justice system, [and] includes but is not limited to considerations
    of uniformity and evenhandedness of sentencing decisions.” United States v.
    Sothen, 
    54 M.J. 294
    , 296 (C.A.A.F. 2001) (citations omitted). We may affirm
    only as much of the sentence as we find correct in law and fact and determine
    should be approved on the basis of the entire record. Article 66(d)(1), UCMJ,
    
    10 U.S.C. § 866
    (d)(1). “We assess sentence appropriateness by considering the
    particular appellant, the nature and seriousness of the offense[s], the appel-
    lant’s record of service, and all matters contained in the record of trial.” United
    States v. Anderson, 
    67 M.J. 703
    , 705 (A.F. Ct. Crim. App. 2009) (per curiam)
    (citations omitted). Although we have great discretion to determine whether a
    sentence is appropriate, we have no power to grant mercy. United States v.
    Nerad, 
    69 M.J. 138
    , 146 (C.A.A.F. 2010) (citation omitted).
    Appellant’s request is one in the nature of clemency, which we are barred
    from granting. While Appellant’s sentence is significant, so was his miscon-
    duct. Appellant sought out, downloaded, and re-posted images and a video con-
    stituting child pornography. Additionally, Appellant found a young girl online
    and proposed she send him a video in the nude while touching herself. By vir-
    tue of her compliance, Appellant succeeded in enticing JK to produce child por-
    nography and then deliver the same to Appellant. This is a step far beyond
    simply downloading existing child pornography. Instead, Appellant incremen-
    tally expanded the existing universe of that material by causing the creation
    of the video. We have carefully considered Appellant, his record of service, his
    personal circumstances, and the entirety of his record of trial, and we conclude
    Appellant’s adjudged sentence is not inappropriately severe.
    III. CONCLUSION
    The findings and sentence as entered are correct in law and fact, and no
    error materially prejudicial to the substantial rights of Appellant occurred. Ar-
    ticles 59(a) and 66(d), UCMJ, 
    10 U.S.C. §§ 859
    (a), 866(d).
    8
    United States v. Schauer, No. ACM 40203
    Accordingly, the findings and sentence are AFFIRMED.
    FOR THE COURT
    CAROL K. JOYCE
    Clerk of the Court
    9
    

Document Info

Docket Number: 40203

Filed Date: 3/9/2023

Precedential Status: Non-Precedential

Modified Date: 3/14/2023