United States v. Barnes ( 2023 )


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  •              U NITED S TATES A IR F ORCE
    C OURT OF C RIMINAL APPEALS
    ________________________
    No. ACM 40252
    ________________________
    UNITED STATES
    Appellee
    v.
    Brandon C. BARNES
    Senior Airman (E-4), U.S. Air Force, Appellant
    ________________________
    Appeal from the United States Air Force Trial Judiciary
    Decided 15 June 2023
    ________________________
    Military Judge: Christopher D. James (pretrial); Pilar G. Wennrich.
    Sentence: Sentence adjudged on 25 October 2021 by GCM convened at
    Grand Forks Air Force Base, North Dakota. Sentence entered by mili-
    tary judge on 2 December 2021: Bad-conduct discharge, confinement for
    15 months, forfeiture of all pay and allowances, and reduction to E-1.
    For Appellant: Captain Thomas R. Govan, Jr., USAF.
    For Appellee: Lieutenant Colonel Thomas J. Alford, USAF; Major Deepa
    M. Patel, USAF; Mary Ellen Payne, Esquire.
    Before RICHARDSON, CADOTTE, and GOODWIN, Appellate Military
    Judges.
    Judge GOODWIN delivered the opinion of the court, in which Senior
    Judge RICHARDSON and Judge CADOTTE joined.
    ________________________
    This is an unpublished opinion and, as such, does not serve as
    precedent under AFCCA Rule of Practice and Procedure 30.4.
    ________________________
    United States v. Barnes, No. ACM 40252
    GOODWIN, Judge:
    A military judge sitting as a general court-martial convicted Appellant, in
    accordance with his pleas and pursuant to a plea agreement, of one specifica-
    tion of viewing child pornography in violation of Article 134, Uniform Code of
    Military Justice (UCMJ), 
    10 U.S.C. § 934.1
     The military judge sentenced Ap-
    pellant to a bad-conduct discharge, confinement for 15 months, forfeiture of all
    pay and allowances, and reduction to the grade of E-1.
    The convening authority took no action on the findings or sentence. The
    military judge signed an entry of judgment reflecting the findings and sen-
    tence. Appellant raises three issues before this court: (1) whether the military
    judge committed plain error by permitting testimony linking Appellant’s reha-
    bilitative potential to the severity and nature of his offenses in violation of Rule
    for Courts-Martial (R.C.M.) 1001(b)(5)(C); (2) whether the word “possess”
    should be excepted from Specification 1 of the Charge and substituted with the
    word “view” on the charge sheet; and (3) whether Appellant’s sentence is inap-
    propriately severe.2
    We have carefully considered issue (2) and find it does not require discus-
    sion or warrant relief. See United States v. Matias, 
    25 M.J. 356
    , 361 (C.M.A.
    1987). Finding no error materially prejudicial to a substantial right of Appel-
    lant, we affirm the findings and sentence.
    I. BACKGROUND
    Appellant was stationed at Grand Forks Air Force Base, North Dakota, at
    the time of the offense for which he was convicted. On 4 May 2019, Appellant
    read an Internet web posting containing filenames of child pornography.
    Thereafter, Appellant searched for some of these files and found Internet users
    willing to share them on a peer-to-peer (P2P) file sharing network. Appellant
    created a folder entitled “Purge” on his computer into which he intended to
    download the files. Appellant then began to download numerous image and
    video files into the “Purge” folder. Prior to viewing any of the files and while
    some files were still downloading, Appellant browsed the filenames of the
    downloaded files and noticed some with names indicative of graphic sexual
    1 The specification for which Appellant was convicted is related to misconduct occur-
    ring after 1 January 2019. The convening authority agreed to withdraw and dismiss
    one specification of possession of child pornography occurring prior to 1 January 2019.
    Thus, unless otherwise stated, all references in this opinion to the UCMJ, Military
    Rules of Evidence, and Rules for Courts-Martial (R.C.M.) are to the Manual for Courts-
    Martial, United States (2019 ed.).
    2Issues two and three are raised pursuant to United States v. Grostefon, 
    12 M.J. 431
    (C.M.A. 1982).
    2
    United States v. Barnes, No. ACM 40252
    content involving minors. Appellant opened some files with sexually explicit
    filenames and saw that they, in fact, contained child pornography.
    On 4 May 2019, North Dakota Bureau of Criminal Investigations Special
    Agent (SA) JS was looking for evidence of child pornography on the above-ref-
    erenced P2P file sharing network. During his search, SA JS discovered child
    pornography transmissions associated with an Internet protocol address later
    determined to be registered to Appellant. SA JS downloaded 24 files of sus-
    pected child pornography from Appellant’s computer, however only ten of these
    files would open. Of the ten, six files—four images and two videos—depicted
    images of known child pornography.
    On 24 May 2019, agents executed a search warrant of Appellant’s residence
    and interviewed him. During his interview, Appellant admitted he lived alone,
    never had guests over, and never shared his secured Wi-Fi password with oth-
    ers. Appellant admitted he used a computer he had built himself and that he
    was familiar with the P2P network SA JS had been investigating.
    During the guilty-plea inquiry with the military judge, Appellant admitted
    that one video he viewed showed a girl between 7 and 9 years old engaging in
    acts that constitute “sexually explicit conduct” as defined in the Manual for
    Courts-Martial, United States (2019 ed.), pt. IV, ¶ 95.c.(10). After viewing the
    downloaded images and videos, Appellant deleted them from his computer and
    canceled the ongoing download.
    Appellant admitted that viewing these images and videos had a negative
    impact on the military because if members of the public knew of his actions
    and military affiliation, they would think less of the military. As part of his
    plea agreement, Appellant agreed to enter into a stipulation of fact, which was
    admitted into evidence as Prosecution Exhibit 12. Prosecution Exhibit 12 in-
    cludes an attachment containing the four images and two videos discussed
    above. Appellant stipulated these images and videos show a prepubescent girl.
    They show sexually explicit conduct including lascivious exhibition of her gen-
    itals, oral to genital intercourse, and sexually explicit conduct with two differ-
    ent dogs. The filenames include “9yo,” indicating the probable age of the child
    depicted therein.
    II. DISCUSSION
    A. Sentencing Testimony Regarding Rehabilitative Potential
    Appellant claims that, despite the lack of a defense objection, the military
    judge erred by admitting and considering sentencing testimony regarding his
    rehabilitative potential. Appellant argues that Staff Sergeant (SSgt) TT, Ap-
    pellant’s former supervisor, based her opinion “primarily on the nature of [Ap-
    pellant’s] charged offense, in violation of R.C.M. 1001(b)(5)” and that the
    3
    United States v. Barnes, No. ACM 40252
    military judge’s admission and consideration of her testimony constituted
    plain error materially prejudicing Appellant’s rights.
    1. Additional Background
    During sentencing, the Government presented two witnesses, SSgt TT and
    SSgt BO. SSgt TT supervised Appellant from approximately October until De-
    cember 2018. During this time, SSgt TT observed Appellant approximately five
    days per week during their 12-hour shifts. SSgt TT testified that Appellant
    “pretty much [kept] to himself,” “just kind of did his own thing,” “wasn’t the
    greatest worker in the shop,” and lacked initiative. SSgt TT ultimately de-
    scribed Appellant’s rehabilitative potential as “low.”
    During cross-examination, trial defense counsel questioned the basis for
    SSgt TT’s opinion and asked whether Appellant “could work at a restaurant
    . . . and be productive in society in that regard” in the future. SSgt TT re-
    sponded, “I personally don’t [think so]. With what he is pleading guilty to, I
    don’t think it’s proper.” SSgt TT continued, stating “I feel like it’s hard to once
    somebody is attracted to, sexually attracted to it.” When asked whether she
    based her opinion on Appellant’s offense rather than on Appellant’s back-
    ground, SSgt TT testified that her opinion was based on what she knew of Ap-
    pellant and “he never took initiative to actually do anything.” SSgt TT also
    agreed with trial defense counsel that she viewed Appellant as “lackadaisical
    or at times, lazy.” However, SSgt TT conceded not having personally given Ap-
    pellant “paperwork regarding his work products,” and that Appellant was able
    to complete his work. SSgt TT noted, however, that Appellant received paper-
    work from unit leadership.
    During redirect examination, SSgt TT testified that she had discussed Ap-
    pellant’s future military plans with him and that Appellant “never really had
    a desire to make a career out of” the Air Force and planned on “hitting his high
    [year tenure] and then chopping out.” SSgt TT concluded by describing Appel-
    lant as “one of the weakest links” on her team.
    2. Law
    Ordinarily, we review the military judge’s admission of evidence for abuse
    of discretion. United States v. Barker, 
    77 M.J. 377
    , 383 (C.A.A.F. 2018) (citation
    omitted). However, claims of error with respect to the admission of evidence
    are preserved only if a party timely objects to the evidence and states the spe-
    cific ground for the objection. Mil. R. Evid. 103(a)(1).
    “When an appellant does not raise an objection to the admission of evidence
    at trial, we first must determine whether the appellant waived or forfeited the
    objection.” United States v. Jones, 
    78 M.J. 37
    , 44 (C.A.A.F. 2018) (citation omit-
    ted). When an appellant affirmatively waives objection to the admission of ev-
    idence, the waiver also waives the right to complain about its admission on
    4
    United States v. Barnes, No. ACM 40252
    appeal. United States v. Ahern, 
    76 M.J. 194
    , 198 (C.A.A.F. 2017) (citing United
    States v. Campos, 
    67 M.J. 330
    , 332–33 (C.A.A.F. 2009)).
    If we find Appellant did not waive an issue but merely forfeited it, we re-
    view for plain error. See United States v Sweeney, 
    70 M.J. 296
    , 304 (C.A.A.F.
    2011). Plain error occurs “where (1) there was error, (2) the error was plain and
    obvious, and (3) the error materially prejudiced a substantial right of the ac-
    cused.” 
    Id.
     (citation omitted).
    3. Analysis
    The record contains no evidence regarding whether trial defense counsel
    strategically chose not to object to the rehabilitative potential testimony or
    whether Appellant affirmatively waived objection to the testimony. Conse-
    quently, we find forfeiture, not waiver and analyze for plain error.
    A witness offering testimony on rehabilitative potential may consider both
    “performance of duty” and the “nature and severity of the offense” in forming
    their opinion. R.C.M. 1001(b)(5)(B). However, “testimony concerning rehabili-
    tative potential is to be an ‘assessment of . . . [the accused’s] character and
    potential, . . . [not] the [witness’s] view of the severity of the offense.’” United
    States v. Claxton, 
    32 M.J. 159
    , 161 (C.M.A. 1991) (omissions and first and sec-
    ond alterations in original) (quoting United States v. Horner, 
    22 M.J. 294
    , 296
    (C.M.A. 1986)). Although SSgt TT may have considered Appellant’s convicted
    offense in forming her opinion, she also based her opinion on her knowledge of
    him as his supervisor. The bulk of SSgt TT’s testimony focused on Appellant’s
    level of initiative and job performance, and the “nature and severity of [Appel-
    lant’s] offense” did not serve as the principal basis for SSgt TT’s opinion. See
    R.C.M. 1001(b)(5)(C). Consequently, we find SSgt TT’s testimony was permis-
    sible under R.C.M. 1001(b)(5)(B), and its admission was not error. Further-
    more, “[a]s the case was tried by military judge alone . . . , we are confident
    that the judge placed the testimony in proper perspective.” Horner, 
    22 M.J. at 296
    .
    B. Sentence Appropriateness
    Finally, Appellant argues his sentence was unduly severe. Without conced-
    ing that the other portions of his sentence are appropriate, Appellant specifi-
    cally requests we disapprove his punitive discharge. We are not persuaded and
    accordingly deny relief.
    1. Law
    This court reviews sentence appropriateness de novo. United States v.
    Lane, 
    64 M.J. 1
    , 2 (C.A.A.F. 2006) (footnote omitted). We “may affirm only . . .
    the sentence or such part or amount of the sentence, as [we find] correct in law
    and fact and determine[ ], on the basis of the entire record, should be
    5
    United States v. Barnes, No. ACM 40252
    approved.” Article 66(d)(1), UCMJ, 
    10 U.S.C. § 866
    (d)(1). “We assess sentence
    appropriateness by considering the particular appellant, the nature and seri-
    ousness of the offense[s], the appellant’s record of service, and all matters con-
    tained in the record of trial.” United States v. Anderson, 
    67 M.J. 703
    , 705 (A.F.
    Ct. Crim. App. 2009) (per curiam) (citations omitted). Although we have broad
    discretion in determining whether a particular sentence is appropriate, we are
    not authorized to engage in exercises of clemency. United States v. Nerad, 
    69 M.J. 138
    , 146 (C.A.A.F. 2010) (citation omitted).
    As our superior court has observed,
    Under Article 66(c), [UCMJ, 
    10 U.S.C. § 866
    (c),] Congress has
    furthered the goal of uniformity in sentencing in a system that
    values individualized punishment by relying on the judges of the
    Courts of Criminal Appeals to “utilize the experience distilled
    from years of practice in military law to determine whether, in
    light of the facts surrounding [the] accused’s delict, his sentence
    was appropriate. In short, it was hoped to attain relative uni-
    formity rather than an arithmetically averaged sentence.”
    United States v. Lacy, 
    50 M.J. 286
    , 288 (C.A.A.F. 1999) (second alteration in
    original) (quoting United States v. Olinger, 
    12 M.J. 458
    , 461 (C.M.A. 1982)
    (other citation omitted)).
    2. Analysis
    During sentencing, Appellant introduced mitigating evidence, including a
    letter of appreciation, character letters, and photographs. Appellant also intro-
    duced a written affidavit by forensic psychologist Dr. PS. Dr. PS diagnosed
    Appellant with “Autism Spectrum Disorder – unknown origin, without intel-
    lectual impairment, language impairment, or catatonia.” According to Dr. PS,
    this condition leads to “deficits in social-emotional reciprocity, nonverbal com-
    municative behaviors used for social interaction, and developing, maintaining,
    and understanding relationships.” Dr. PS also opined that this condition leads
    to “restricted interests and repetitive behavior.” Appellant also introduced a
    personal statement in which he discussed the impact his autism spectrum dis-
    order had on him and his family during his formative years and his feelings of
    isolation and depression in the time leading up to his offense.
    In addition to this mitigating evidence, Appellant points out that his mis-
    conduct was an isolated incident involving a small number of images and did
    not involve distribution of child pornography. He notes that “[o]n the spectrum
    of child pornography offenses, [his] offense was on the lower end.” In support
    6
    United States v. Barnes, No. ACM 40252
    of his contention, Appellant cites United States v. Guihama, No. ACM 40039,
    
    2022 CCA LEXIS 672
    , at *1 (A.F. Ct. Crim. App. 18 Nov. 2022) (unpub. op.).3
    Appellant argues that his sentence is unduly harsh. In assessing Appel-
    lant’s claim, we “utilize the experience distilled from years of practice in mili-
    tary law” as our superior court permits. Lacy, 
    50 M.J. at 288
    ; see also Ballard,
    20 M.J. at 286. Based on Appellant’s convicted offense, he faced a maximum of
    ten years in confinement and a dishonorable discharge. His plea agreement
    required the military judge to adjudge a sentence which included a minimum
    of 12 and a maximum of 24 months’ confinement, but included no other limita-
    tions on the adjudged sentence. Appellant’s adjudged sentence included 15
    months in confinement and a bad-conduct discharge.
    We have given individualized consideration to Appellant, the nature and
    seriousness of the offense, Appellant’s record of service, and all other matters
    contained in the record of trial. We conclude the sentence is not inappropriately
    severe.
    III. CONCLUSION
    The findings and sentence as entered are correct in law and fact, and no
    error materially prejudicial to the substantial rights of Appellant occurred. Ar-
    ticles 59(a) and 66(d), UCMJ, 
    10 U.S.C. §§ 859
    (a), 866(d). Accordingly, the find-
    ings and sentence are AFFIRMED.
    FOR THE COURT
    CAROL K. JOYCE
    Clerk of the Court
    3 Guihama possessed over 10,000 images and videos containing child pornography.
    Guihama, unpub. op. at *4. In addition to his convictions for possession, viewing, and
    distributing child pornography, Guihama was also convicted of aggravated sexual
    abuse of a minor on divers occasions and aggravated sexual abuse of a second minor.
    Guihama received a dishonorable discharge, confinement for ten years, forfeiture of all
    pay and allowances, and reduction to the grade of E-1. 
    Id.
     at *3–4.
    7