United States v. Velasquez ( 2022 )


Menu:
  •               U NITED S TATES AIR F ORCE
    C OURT OF C RIMINAL APPEALS
    ________________________
    No. ACM 40056
    ________________________
    UNITED STATES
    Appellee
    v.
    Nicholas J. VELASQUEZ
    Airman First Class (E-3), U.S. Air Force, Appellant
    ________________________
    Appeal from the United States Air Force Trial Judiciary
    Decided 19 July 2022
    ________________________
    Military Judge: Brett A. Landry.
    Sentence: Sentence adjudged on 12 January 2021 by GCM convened at
    Holloman Air Force Base, New Mexico. Sentence entered by military
    judge on 12 February 2021: Bad-conduct discharge, confinement for 6
    months, total forfeiture of pay and allowances, reduction to E-1, and a
    reprimand.
    For Appellant: Captain David L. Bosner, USAF.
    For Appellee: Lieutenant Colonel Matthew J. Neil, USAF; Major John
    P. Patera, USAF; Mary Ellen Payne, Esquire.
    Before POSCH, RICHARDSON, and CADOTTE, Appellate Military
    Judges.
    ________________________
    This is an unpublished opinion and, as such, does not serve as
    precedent under AFCCA Rule of Practice and Procedure 30.4.
    ________________________
    PER CURIAM:
    A general court-martial composed of a military judge sitting alone con-
    victed Appellant, pursuant to his pleas, of one charge and two specifications of
    assault consummated by a battery upon two women by touching their buttocks
    United States v. Velasquez, No. ACM 40056
    with his hand, and one specification of assault consummated by a battery upon
    his spouse, on divers occasions, by touching her legs, back, and buttocks with
    his hand. Appellant’s pleas to these specifications established three violations
    of Article 128, Uniform Code of Military Justice (UCMJ), 
    10 U.S.C. § 928.1
     Ap-
    pellant entered those pleas in accordance with a plea agreement he made with
    the convening authority who referred the charges and specifications to trial by
    court-martial.2
    When Appellant’s court-martial convened, the military judge accepted Ap-
    pellant’s pleas and announced findings of guilty to the charged offenses. The
    military judge sentenced Appellant to a bad-conduct discharge, confinement
    for six months, total forfeiture of pay and allowances, reduction to the grade of
    E-1, and a reprimand. In post-trial processing, the convening authority took no
    action on the sentence, and the military judge entered the findings and sen-
    tence as the judgment of the court-martial.
    On appeal, Appellant raises two assignments of error: whether (1) Appel-
    lant’s sentence, particularly the bad-conduct discharge, is inappropriate; and
    (2) trial defense counsel were constitutionally ineffective by failing to “request
    disapproval of the adjudged forfeitures, any deferments, or a waiver of auto-
    matic forfeitures from the convening authority.” Finding no error materially
    prejudicial to the substantial rights of Appellant, and exercising our responsi-
    bility to affirm only so much of the sentence that is correct in law and fact and
    should be approved, Article 66(d)(1), UCMJ, 
    10 U.S.C. § 866
    (d)(1), the court
    affirms the findings of guilty and the sentence.
    I. BACKGROUND
    The military judge conducted an inquiry with Appellant before finding his
    guilty pleas provident. As a factual basis for accepting those pleas, the military
    judge relied on a stipulation of fact between Appellant, Appellant’s counsel,
    and trial counsel in addition to Appellant’s sworn statements during the prov-
    idence inquiry. During that inquiry, Appellant admitted touching, without con-
    sent, two women who were friends with his wife. The incidents happened in
    March 2019 after a party hosted by Appellant and his wife to celebrate their
    daughter’s first birthday. During the party, Appellant’s wife excused herself
    and went upstairs to put their daughter to bed and did not return. Appellant,
    1 References to the UCMJ and Rules for Courts-Martial are to the Manual for Courts-
    Martial, United States (2019 ed.).
    2 In exchange for Appellant’s pleas of guilty, the convening authority undertook to dis-
    miss with prejudice two charges and four specifications alleging sexual misconduct
    against the same victims in violation of Article 120, UCMJ, 
    10 U.S.C. § 920
    . The entry
    of judgment correctly records each dismissal with prejudice.
    2
    United States v. Velasquez, No. ACM 40056
    the two women, and other guests remained downstairs, consuming alcohol and
    playing video games.
    After the party, as both women slept downstairs, Appellant touched each
    in succession. The first woman was “confused initially who was touching her,”
    and it “continued for several minutes.” When she turned to see who it was, she
    saw Appellant’s hand extended out towards her, and he then “slowly moved his
    arm back to himself.” Appellant touched the second woman in the same way
    as the first: she “woke up to the feeling of someone touching her buttocks and
    lower back underneath the comforter, and [it] continued for what felt like five
    minutes.” When she looked to see who was touching her she saw it was Appel-
    lant. She then got up and “hid in the bathroom for approximately [ten]
    minutes” before confronting Appellant, still agitated and distressed by what he
    had done. In the commotion that followed, Appellant denied touching her and
    went upstairs where his wife and daughter had been sleeping. In time, Appel-
    lant told his wife he touched both women “because he had the opportunity to
    do so.”
    After learning that her husband inappropriately touched her friends, Ap-
    pellant’s wife was “very clear” with Appellant that she did not want him to
    touch her. As stipulated by Appellant, his wife
    had confronted [Appellant] about the allegations regarding her
    two friends, and expressed how she found his actions . . . unac-
    ceptable. She had further pointed out to him that he knew that
    [the first woman he touched] had been a previous victim of as-
    sault, and therefore would be extremely traumatized by [Appel-
    lant] touching [the woman] while [the woman] was sleeping. Be-
    cause of all of these conversations, [Appellant] knew that [his
    wife] would not consent to him touching her.
    Appellant told the military judge that his “marriage was falling apart” due
    to the incidents with his wife’s friends in March, and based on “previous con-
    versations about this topic” his wife made it clear to him “that she did not want
    [him] touching her while she was sleeping.” Appellant explained he “was trying
    to become intimate with [his] wife” even though she had previously “woke up”
    and became “upset” with him for touching her while she slept.
    As further stipulated by Appellant, he had the presence of mind to recall
    these confrontations with his wife, but in July 2019 he “made the decision to
    touch her on multiple occasions anyway.” Under like circumstances as Appel-
    lant touched his wife’s friends, Appellant admitted that on at least two occa-
    sions, his wife awoke to him touching her legs, back, and buttocks with his
    hand.
    3
    United States v. Velasquez, No. ACM 40056
    II. DISCUSSION
    A. Sentence Review
    In his first assignment of error, Appellant asks whether his sentence is in-
    appropriately severe “when the nature and seriousness of the offenses are jux-
    taposed against his service record and the entire mass of favorable evidence
    offered in the Defense’s presentencing case.”
    1. Additional Background
    Each of the victims identified in the specifications provided an unsworn
    statement for consideration by the sentencing authority. The first woman Ap-
    pellant assaulted recalled “being frozen and not knowing what to do” when she
    woke to Appellant touching her. She “ha[d] frequent panic attacks” and was
    “under constant stress and fear.” She “had difficulties trusting people” due to
    sexual abuse that occurred when she was a child. She felt guilty, believing that
    nothing would have happened to the second victim if she had spoken up. The
    second woman Appellant assaulted said she was “not free” from thoughts about
    the incident even with the passage of time. She struggled with intimacy and
    “years of getting over the pain of feeling uncomfortable with [her] own body.”
    Appellant’s wife3 explained that “[t]he trauma from [Appellant’s] battery . . .
    lives in front of [her], behind [her], next to [her], [and] inside [her] every single
    day. [Her] life was swallowed by it.” Appellant’s actions created “a new reality
    of incessant anxiety and fragility.”
    In sentencing, Appellant presented evidence he is a devoted father and of
    his positive duty performance and service record as a first-term Airman. After
    the death of his father, Appellant stepped up to take care of his mother and
    sister. Character statements noted Appellant’s exceptional military bearing,
    and described him as an Airman who would finish his work by the book and
    then circle back to help others. His service record contained no adverse infor-
    mation. The Government concedes in this appeal that Appellant “presented a
    solid mitigation case.”
    2. Law and Analysis
    A Court of Criminal Appeals (CCA) reviews de novo the question whether
    all or part of a sentence is inappropriate. See United States v. Lane, 
    64 M.J. 1
    ,
    2 (C.A.A.F. 2006). In conducting this review, a CCA may affirm only “the sen-
    tence or such part or amount of the sentence” as it finds “correct in law and
    fact and determines, on the basis of the entire record, should be approved.”
    Article 66(d)(1), UCMJ. It follows that a sentence should be approved only to
    the extent it is found appropriate based on a CCA’s review of the entire record.
    3 Appellant and his wife divorced before sentencing.
    4
    United States v. Velasquez, No. ACM 40056
    We assess whether a sentence is inappropriate “by considering the partic-
    ular appellant, the nature and seriousness of the offense[s], the appellant’s
    record of service, and all matters contained in the record of trial.” United States
    v. Sauk, 
    74 M.J. 594
    , 606 (A.F. Ct. Crim. App. 2015) (en banc) (per curiam)
    (alteration in original) (quoting United States v. Anderson, 
    67 M.J. 703
    , 705
    (A.F. Ct. Crim. App. 2009) (per curiam)). Although we are empowered to “do
    justice” in reference to a legal standard, we have no discretion to grant mercy.
    United States v. Nerad, 
    69 M.J. 138
    , 146 (C.A.A.F. 2010) (citation omitted).
    We have considered the particular circumstances of Appellant’s case, in-
    cluding his convictions for assault consummated by a battery of three women
    in succession, including his spouse on divers occasions. The military judge, as
    the sentencing authority, was required to consider “the financial, social, psy-
    chological, or medical well-being of any victim of the offense” when reaching
    an appropriate sentence. Rule for Courts-Martial 1002(f)(2)(A). Statements ad-
    mitted during pre-sentencing showed the emotional harm Appellant caused
    three victims whom he abused under similar circumstances. Undeterred from
    the confrontation with his second victim, Appellant’s later misconduct with his
    wife on divers occasions is especially aggravating.
    We have also given individualized consideration to Appellant, the nature
    and seriousness of the offenses, matters in extenuation and mitigation, Appel-
    lant’s record of service, and all other matters contained in the record of trial.
    Under the court’s sentence appropriateness authority, we conclude that Appel-
    lant’s sentence, including a bad-conduct discharge, is not inappropriate.
    B. Effective Assistance of Counsel
    In his second assignment of error, Appellant contends that trial defense
    counsel provided constitutionally ineffective assistance during post-trial rep-
    resentation by failing to seek financial relief from the convening authority. To
    that end, the record indicates trial defense counsel did not request the ad-
    judged forfeitures be disapproved, or ask the convening authority to waive au-
    tomatic forfeitures for the benefit of Appellant’s dependent daughter. Trial de-
    fense counsel also did not request any deferment in the effective date of the
    adjudged reduction in rank or adjudged forfeitures. On appeal, Appellant pos-
    its “[t]here can be no reasonable justification for failing to request the conven-
    ing authority to waive forfeitures in order to secure thousands of dollars of
    directed income for the dependent.” We are not persuaded.
    1. Additional Background
    Appellant delivered an unsworn statement to the military judge, asking for
    consideration be given to his financial situation. In his telling,
    I’m a now divorced single father. I work hard to provide for my
    daughter. She is the light of my life and not being a part of her
    5
    United States v. Velasquez, No. ACM 40056
    life will be devastating to me. I’m also concerned that my daugh-
    ter is going to have to rely on welfare for her well-being. Re-
    cently, I’ve been getting things in order to where I could have a
    place on my own and pay my bills on time. But if I’m no longer
    employed by the Air Force, the road back to financial stability
    will be steep and long. Finding a job will be hard enough with a
    conviction, so I ask you to spare me from a bad-conduct dis-
    charge.
    Appellant received written advice from trial defense counsel regarding his
    post-trial and appellate rights. That advice informed Appellant of his right to
    ask the convening authority to defer any adjudged and automatic forfeitures,
    and reduction in rank. Appellant was also advised in writing of his right to ask
    the convening authority to waive any or all automatic forfeitures for the pur-
    pose of providing support for his dependent. Appellant signed on the last page
    of the written advice, representing, “I have read and understand my post-trial
    rights and appellate rights, as stated above.” Trial defense counsel confirmed
    on the record that Appellant received this advice “orally and in writing.”
    Appellant did not submit a deferral or waiver request to the convening au-
    thority. In clemency, his one request was for the convening authority to “con-
    sider mitigating or suspending his reduction in rank.” Appellant’s wife also
    provided a clemency submission. She explained, “There is no adverse financial
    consequence to me or my daughter with [Appellant’s] bad conduct discharge. I
    am in a position where I know we will both be supported despite the cut to his
    pay while he fulfills his sentence and when he leaves the military.” (Emphasis
    added).
    2. Law and Analysis
    Appellant bears the burden to show trial defense counsel was constitution-
    ally ineffective. United States v. Captain, 
    75 M.J. 99
    , 103 (C.A.A.F. 2016) (cit-
    ing Strickland v. Washington, 
    466 U.S. 668
    , 698 (1984)). In evaluating whether
    Appellant has met that burden, we consider “whether counsel’s performance
    fell below an objective standard of reasonableness.” United States v. Gutierrez,
    
    66 M.J. 329
    , 331 (C.A.A.F. 2008).
    Appellant has not met his burden to show that his counsel’s performance
    was objectively deficient, much less meet his factual burden that he ever
    sought relief, or that there was a “reasonable probability” that “the convening
    authority would have granted” such request as he asserts on appeal. “When
    factual information is central to an ineffectiveness claim, it is the responsibility
    of the defense to make every feasible effort to obtain that information and bring
    it to the attention of the appellate court.” United States v. Moulton, 
    47 M.J. 227
    , 230 (C.A.A.F. 1997).
    6
    United States v. Velasquez, No. ACM 40056
    Appellant cites no case, and we find none, that would require trial defense
    counsel to press every conceivable advantage during post-trial processing, and
    do so absent direction from a client. We conclude that Appellant has the burden
    to show he directed trial defense counsel to submit a deferment or waiver re-
    quest, who then failed to comply with his instructions. Appellant has not met
    that burden. Even on appeal, Appellant offers no declaration to bring infor-
    mation to the attention of the court. On this record, there is no basis to conclude
    that Appellant sought, much less wanted, or would have received relief he now
    claims trial defense counsel was deficient in failing to obtain. Appellant’s spec-
    ulative claim is especially peculiar because it stands in stark contrast to his
    wife’s statement disavowing present or future financial hardship of their
    daughter.
    We find no merit to this assignment of error.
    III. CONCLUSION
    The findings and sentence as entered are correct in law and fact, and no
    error materially prejudicial to the substantial rights of Appellant occurred. Ar-
    ticles 59(a) and 66(d), UCMJ, 
    10 U.S.C. §§ 859
    (a), 866(d). Accordingly, the find-
    ings and the sentence are AFFIRMED.
    FOR THE COURT
    CAROL K. JOYCE
    Clerk of the Court
    7
    

Document Info

Docket Number: 40056

Filed Date: 7/19/2022

Precedential Status: Non-Precedential

Modified Date: 5/29/2024