United States v. Berry ( 2022 )


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  •              U NITED S TATES A IR F ORCE
    C OURT OF C RIMINAL APPEALS
    ________________________
    No. ACM 40170
    ________________________
    UNITED STATES
    Appellee
    v.
    Nigel G. BERRY
    Airman Basic (E-4), U.S. Air Force, Appellant
    ________________________
    Appeal from the United States Air Force Trial Judiciary
    Decided 15 December 2022
    ________________________
    Military Judge: Brett A. Landry.
    Sentence: Sentence adjudged 25 May 2021 by GCM convened at
    Fairchild Air Force Base, Washington. Sentence entered by military
    judge on 16 July 2021: Bad-conduct discharge, confinement for 240 days,
    reduction to E-1, forfeiture of all pay and allowances, and a reprimand.
    For Appellant: Major Eshawn R. Rawlley.
    For Appellee: Lieutenant Colonel Thomas J. Alford, USAF; Major John
    P. Patera, USAF; Major Brittany M. Speirs, USAF; Mary Ellen Payne,
    Esquire.
    Before POSCH, RAMÍREZ, and CADOTTE, Appellate Military Judges.
    Judge RAMÍREZ delivered the opinion of the court, in which Senior
    Judge POSCH and Judge CADOTTE joined.
    ________________________
    This is an unpublished opinion and, as such, does not serve as
    precedent under AFCCA Rule of Practice and Procedure 30.4.
    ________________________
    United States v. Berry, No. ACM 40170
    RAMÍREZ, Judge:
    A military judge found Appellant guilty, in accordance with his pleas and
    pursuant to a plea agreement, of three specifications of assault consummated
    by battery in violation of Article 128, Uniform Code of Military Justice (UCMJ),
    
    10 U.S.C. § 928
    ,1,2 and one specification of wrongful use of a controlled sub-
    stance in violation of Article 112a, UCMJ, 10 U.S.C. § 912a.
    Appellant’s plea agreement provided, among other things, that a charge
    and specification alleging sexual assault, in violation of Article 120, UCMJ, 
    10 U.S.C. § 920
    , would be withdrawn and dismissed with prejudice upon the mil-
    itary judge’s acceptance of the guilty pleas to the other specifications; that the
    specifications to which Appellant pleaded guilty would have a minimum of 120
    days and maximum of 365 days of confinement; that confinement periods for
    the specifications could run consecutively or concurrently, but could not exceed
    a total of 365 days; and that Appellant could not be sentenced to a dishonorable
    discharge. The military judge sentenced Appellant to a bad-conduct discharge,
    240 days of confinement, reduction to the grade of E-1, forfeiture of all pay and
    allowances, and a reprimand. The convening authority took no action on the
    findings or the sentence.
    Appellant raises one issue on appeal: whether a victim unsworn statement
    can take the form of a prerecorded video. We find Appellant waived this issue
    and, finding no material prejudice to a substantial right of Appellant, affirm
    the findings and sentence.
    I. BACKGROUND
    Appellant entered active duty on 6 June 2017. He met DDS, the victim in
    this case and a fellow Airman, while they were stationed together. They mar-
    ried on 17 February 2019. The night after their wedding, Appellant wrapped
    his hands around DDS’s throat and unlawfully strangled3 her with both of his
    1 Based on the wording of the specifications, the military judge noted on the record that
    during the charged timeframe, the UCMJ contained a specification for aggravated as-
    sault resulting from strangulation, but that the specifications charged assaults con-
    summated by battery upon a spouse. Both trial counsel and trial defense counsel
    agreed that the specifications referenced assaults consummated by battery upon a
    spouse in violation of Article 128, UCMJ.
    2 All references in this opinion to the UCMJ and Rules for Courts-Martial are to the
    Manual for Courts-Martial, United States (2019 ed.).
    3 Although the charge sheet and the stipulation of fact use the word “choke,” the mili-
    tary judge stated on the record that “choke” refers to a condition where “someone has
    to have an obstruction in his or her throat.” The military judge gave the example, “I
    2
    United States v. Berry, No. ACM 40170
    hands; during his providence inquiry, Appellant agreed that this was done with
    “force and violence.” The following morning, Appellant’s wife confronted him
    and told him she wanted to rip up their marriage certificate. Appellant apolo-
    gized and promised his wife that it would never happen again.
    Two months later, Appellant was in DDS’s dorm room4 and they began to
    argue. At one point, Appellant grabbed her throat with both of his hands, with
    force and violence, and threw her onto the bed. In the process of doing so, Ap-
    pellant applied pressure to her throat sufficient to temporarily strangle her.
    Appellant also slapped her face with his open hand.
    Appellant was also charged with, and pleaded guilty to, unlawful drug use.
    Specifically, Appellant admitted to wrongfully using lysergic acid diethylamide
    (LSD) in November 2020. Appellant admitted that he bought the LSD from
    someone he knew, then took it to his dorm room at Fairchild Air Force Base
    and used it by himself.
    During the presentencing portion of Appellant’s court-martial, the military
    judge stated, “Any crime victim who is present at this presentencing proceed-
    ing has the right to be reasonably heard, including the right to make a sworn
    statement, unsworn statement, or both.” He also explained that a “crime victim
    may exercise this right following the [G]overnment’s opportunity to present
    evidence on sentencing.” Finally, he stated that he understood that the victim
    would be making an unsworn statement in video form.
    The military judge proposed a recess so that counsel for both parties could
    review the video. Trial defense counsel stated, “I think the video is about seven
    or eight minutes, so I think 20 minutes will give us enough time to watch it,
    come up with objections, and be ready to go back on the record.” The military
    judge agreed and counsel reviewed the video during the recess.
    When the parties were back on the record, special victims’ counsel offered
    a one-page unsworn written victim impact statement written by DDS as Court
    Exhibit A. It was accepted for the military judge’s consideration with no objec-
    tion. It discusses each assault, how DDS felt after the assaults, and how Ap-
    pellant behaved before, during, and after the assaults. DDS’s unsworn video
    victim impact statement was also offered by special victims’ counsel; the video
    was 7 minutes and 24 seconds long. Like the written unsworn statement, the
    took a bite of food and choked on it.” Appellant responded that be believed “choke” had
    two meanings, explaining that one of them was “squeezing along the sides of the
    throat” and “applying pressure to both sides.” Appellant agreed with the military judge
    that Appellant’s understanding of the word “choke” was consistent with the charge
    sheet and the stipulation of fact. We use the word “choke” to be consistent with how
    the word was used in this case.
    4 Although married, Appellant and his wife were not stationed together.
    3
    United States v. Berry, No. ACM 40170
    video statement discusses each assault, how DDS felt after the assaults, and
    how Appellant behaved before, during, and after the assaults. As discussed
    below, the video unsworn also contained a very brief reference to additional
    factual matters, but otherwise contained essentially the same substantive ma-
    terial as DDS’s written statement.
    When the military judge asked whether there were any objections, trial
    defense counsel stated:
    Sir, one minor objection. Between time hack 3:40 and 3:50 on the
    copy that I was provided, [DDS] appears to provide new factual
    matters about being choked multiple times during Specification
    2 of Charge II. I’d just ask that within your discretion under
    [Rule for Courts-Martial] 1001(c)(5)(C) that you not consider
    those matters.
    Special victims’ counsel asked the military judge to overrule trial defense coun-
    sel’s objection and consider the entirety of the video. After considering the ob-
    jection, the response, and reviewing the video again, the military judge sus-
    tained trial defense counsel’s objection. The military judge then asked trial de-
    fense counsel if there were any other objections to the video, to which the re-
    sponse was “No, sir.” The military judge then accepted the video, Court Exhibit
    B, for consideration, but noted that he granted trial defense counsel’s objection
    and would not consider that portion of the video.
    Finally, the military judge stated on the record that he relied on an un-
    published opinion from this court, United States v. Edwards, No. ACM 39696,
    
    2021 CCA LEXIS 106
     (A.F. Ct. Crim. App. 
    10 Mar. 2021
    ) (unpub. op.), rev’d,
    
    82 M.J. 239
     (C.A.A.F. 2022), for the proposition that “video format was an ap-
    propriate format for a victim, a crime victim to present an[ ] unsworn state-
    ment and that that could be considered by a court.”5
    II. DISCUSSION
    A. Law
    “Congress has granted the victim of an offense under the UCMJ the right
    to be ‘reasonably heard’ during any sentencing hearing related to that offense.”
    United States v. Edwards, 
    82 M.J. 239
    , 245 (C.A.AF. 2022) (citing Article
    6b(a)(4)(B), UCMJ). However, if a victim makes an unsworn victim statement,
    the statement is not evidence. 
    Id. at 243
    . The victim’s right to be heard “is
    separate and distinct from the [G]overnment’s right to offer victim impact
    5 We note that the United States Court of the Appeals for the Armed Forces had not
    yet issued its opinion at the time the military judge considered the Air Force Court of
    Criminal Appeals’ unpublished Edwards opinion.
    4
    United States v. Berry, No. ACM 40170
    statements in aggravation, under R.C.M. 1001(b)(4).” 
    Id. at 245
     (emphasis and
    citation omitted). If a victim elects to make a statement during the presentenc-
    ing phase, the victim may confer with trial counsel in preparation for the un-
    sworn statement, “but trial counsel may not misappropriate the victim’s right
    to be heard” by creating a video on the victim’s family’s behalf. 
    Id.
     at 246
    We apply an “abuse of discretion” standard when “determining whether a
    military judge erroneously admitted an unsworn victim statement.” 
    Id. at 243
    .
    However, “[w]here an appellant has not preserved an objection to evidence by
    making a timely objection, that error will be forfeited in the absence of plain
    error.” United States v. Knapp, 
    73 M.J. 33
    , 36 (C.A.A.F. 2014) (internal quota-
    tion marks and citations omitted). Under the plain error standard, the appel-
    lant bears the “burden of establishing (1) error that is (2) clear or obvious and
    (3) results in material prejudice to his substantial rights.” 
    Id.
     (citation omit-
    ted).
    “Waiver is different from forfeiture. Whereas forfeiture is the failure to
    make the timely assertion of a right, waiver is the intentional relinquishment
    or abandonment of a known right.” United States v. Davis, 
    79 M.J. 329
    , 331
    (C.A.A.F. 2020) (internal quotation marks and citation omitted). Although we
    review forfeited issues for plain error, we generally do not review waived issues
    “because a valid waiver leaves no error for us to correct on appeal.” 
    Id.
     (internal
    quotation marks and citation omitted).
    Notwithstanding this substantive rule of law, our superior court has in-
    structed that we “are required to assess the entire record to determine whether
    to leave an accused’s waiver intact, or to correct the error.” United States v.
    Chin, 
    75 M.J. 220
    , 223 (C.A.A.F. 2016) (citation omitted).
    B. Analysis
    Appellant argues that neither this court nor our superior court has an-
    swered the question of whether the Rules for Courts-Martial permit the deliv-
    ery of a victim unsworn statement via prerecorded video.6 Appellant invites
    this court to “pierce waiver and reach the merits.” Appellant asks us to pierce
    waiver because of multiple unknown issues with respect to the video, includ-
    ing: that it is unknown when the video was filmed or who produced it; that the
    video was edited and it is unknown how many takes there were; and that it is
    unknown if the victim was just reading Court Exhibit A, which is the written
    victim impact statement, or if Court Exhibit A was prepared to memorialize
    6 We agree with Appellant that in Edwards, the United States Court of Appeals for the
    Armed Forces did not decide whether R.C.M. 1001(c) “would ever permit a victim to
    offer an unsworn statement via prerecorded video.” Edwards, 82 M.J. at 243. Addition-
    ally, this court has decided four post-Edwards cases involving victim unsworn state-
    ments that do not answer the question.
    5
    United States v. Berry, No. ACM 40170
    the video. As discussed below, we decline Appellant’s invitation to pierce
    waiver.
    The procedural facts of this case are similar to a recent opinion where this
    court found waiver. United States v. Andersen, 
    82 M.J. 543
    , 547 (A.F. Ct. Crim.
    App. 2022). In Andersen, like here, the issue concerned a prerecorded video
    victim impact statement. 
    Id. at 546
    . By the time the presentencing phase oc-
    curred in Andersen, “trial defense counsel had seen the video and stated they
    had no objection to it even after taking a short break to consider whether to
    object.” 
    Id. at 547
    . In Andersen, the court found that “trial defense counsel did
    not merely fail to object at trial, they made the deliberate choice not to do so
    and thereby affirmatively waived the matter by stating they had no objection.”
    
    Id.
    Here, trial defense counsel asked for a 20-minute recess to review a seven-
    minute video and contemplate objections. When the parties were back on the
    record, trial defense counsel objected to a portion of Court Exhibit B and the
    military judge sustained the objection. Then trial defense counsel stated there
    was no objection to the military judge’s consideration of the rest of the video.
    Thus, trial defense counsel did not merely forfeit his right to object. Instead,
    he specifically objected to a portion, then made the deliberate choice not to ob-
    ject to the remainder of the exhibit and thereby affirmatively waived the mat-
    ter.
    Additionally, having carefully considered Appellant’s claimed error and our
    mandate to assess the entire record to determine whether to leave Appellant’s
    waiver intact, we have determined we will leave his waiver intact. The issues
    that Appellant raises for the first time on appeal—that it is unknown when the
    video was filmed or who produced it; that it was edited and it is unknown how
    many takes there were; and that it is unknown if the victim was just reading
    the written victim impact statement or if Court Exhibit A was prepared to me-
    morialize the video—are reasons we require the challenging party to object.
    Appellant did not challenge the propriety of Court Exhibit A at trial or on ap-
    peal. Under these circumstances, we find it is not appropriate to pierce waiver.
    Even if we were to conclude Appellant had forfeited, rather than waived,
    this issue, we would conclude any error was harmless under the specific facts
    of this case. While we recognize that a video could have more emotion than a
    document, as explained above, the written victim impact statement marked as
    Court Exhibit A contained essentially the same information as the video. Ad-
    ditionally, the video did not include any music, photographs, or other produc-
    tion elements calculated to evoke an emotional response, and which our supe-
    rior court found to be prejudicial in Edwards. See 82 M.J. at 248. The facts here
    also cut against the prejudice our superior court found in Edwards by the way
    the Government used the video during sentencing. Here, trial counsel did not
    6
    United States v. Berry, No. ACM 40170
    discuss the video at all in the sentencing argument. Therefore, even if we were
    to find the military judge committed plain error by considering the recorded
    video statement, Court Exhibit B, we would find any error was harmless.
    III. CONCLUSION
    The findings and sentence as entered are correct in law and fact, and no
    error materially prejudicial to the substantial rights of Appellant occurred. Ar-
    ticles 59(a) and 66(d), UCMJ, 
    10 U.S.C. §§ 859
    (a), 866(d). Accordingly, the find-
    ings and the sentence are AFFIRMED.
    FOR THE COURT
    CAROL K. JOYCE
    Clerk of the Court
    7
    

Document Info

Docket Number: 40170

Filed Date: 12/15/2022

Precedential Status: Non-Precedential

Modified Date: 5/29/2024