Authority of the Department of the Interior to Provide Historic Preservation Grants to Historic Religious Properties Such as the Old North Church ( 2003 )

Authority of the Department of the Interior to Provide
Historic Preservation Grants to Historic Religious
Properties Such as the Old North Church
The Establishment Clause does not bar the award of historic preservation grants to the Old North
Church or to other active houses of worship that qualify for such assistance, and the section of the
National Historic Preservation Act authorizing the provision of historic preservation assistance to
religious properties listed on the National Register of Historic Places is constitutional.
April 30, 2003
MEMORANDUM OPINION FOR THE SOLICITOR
DEPARTMENT OF THE INTERIOR
You have asked us whether the Establishment Clause of the First Amendment
permits the Department of the Interior (“DOI”) to provide grants for preservation
of historic structures that, although open to the general public, are also used for
religious purposes. In the National Historic Preservation Act, Congress expressly
provided that DOI’s authority to award grants for the preservation of properties
listed in the National Register of Historic Places, see 16 U.S.C. § 470a(e)(3)
(2002), extends to grants “for the preservation, stabilization, restoration, or
rehabilitation of religious properties listed in the National Register of Historic
Places, provided that the purpose of the grant is secular, does not promote religion,
and seeks to protect those qualities that are historically significant.” Id.
§ 470a(e)(4). Accordingly, on September 27, 2002, the National Park Service
(“Park Service”) awarded such a grant to the Old North Church, where lanterns
were hung on the eve of the Revolutionary War—“One, if by land, and two, if by
sea”—signaling to Paul Revere whether the British were approaching by land or
water. Shortly thereafter, however, the Park Service reversed its position, relying
on a 1995 opinion of this Office advising that a reviewing court, applying then-
current Establishment Clause precedent, would likely invalidate the provision of a
historic preservation grant to an active church. See Constitutionality of Awarding
Historic Preservation Grants to Religious Properties, 19 Op. O.L.C. 267 (1995)
(“1995 Opinion”). You have asked whether the 1995 Opinion reflects our
understanding of the law today. For the reasons set forth below, we conclude that
the Establishment Clause does not bar the award of historic preservation grants to
the Old North Church or other active houses of worship that qualify for such
assistance, and that the section of the National Historic Preservation Act that
authorizes the provision of historic preservation assistance to religious properties
is constitutional.
91
Opinions of the Office of Legal Counsel in Volume 27
I.
A.
Your request for advice involves the Save America’s Treasures program (“Pro-
gram”), which is administered by the Park Service working together with the
States. The Program, established in 1998 pursuant to the National Historic
Preservation Act (“NHPA”), 16 U.S.C. §§ 470–470x-6 (2000), provides matching
grants for preservation of “the enduring symbols of American tradition that define
us as a nation.” See Letter for Jay S. Bybee, Assistant Attorney General, Office of
Legal Counsel, from William G. Myers III, Solicitor, Department of the Interior,
at 3 (Jan. 24, 2003) (“Myers Letter”); Department of the Interior and Related
Agencies Appropriations Act, 2002, Pub. L. No. 107-63, 115 Stat. 414, 425
(2001). Matching Save America’s Treasures grants are available for work on
“nationally significant intellectual and cultural artifacts and nationally significant
historic structures and sites.” FY 2002 Federal Save America’s Treasures
Grants—Guidelines and Application Instructions at 1 (“Guidelines”), available at
http://www.pcah.gov/sat/SAT2002.html. In a typical year, approximately 70
percent of the Save America’s Treasures grants are awarded for the preservation of
historic structures or sites, and 30 percent are awarded for museum and archival
collections. Past grantees include Frank Lloyd Wright’s Taliesin Estate in Spring
Green, Wisconsin, the Star Spangled Banner at the Smithsonian Institute, Thomas
Jefferson’s papers at the Massachusetts Historical Society, and the ancient cliff
dwellings of Mesa Verde National Park in Colorado. Myers Letter at 2. Funding
for the Program is provided by the Historic Preservation Fund, which was created
by the NHPA. See 16 U.S.C. § 470h.
Four types of entities, including both public and private institutions, are eligible
to apply for Save America’s Treasures grants: federal agencies that receive
funding under DOI appropriations legislation; units of state and local government;
federally recognized Indian tribes; and organizations that are tax-exempt under
section 501(c)(3) of the Internal Revenue Code. Guidelines at 1. Representatives
of the Park Service review and rank applications on the basis of extensive criteria,
primarily related to historical significance.1 Most important, as a “threshold
criterion,” the applicant must demonstrate the property’s “national significance,”
as that term is defined by the Guidelines. Id. at 3.2 Reduced to its essentials, this
1
Representatives of the National Endowment for the Arts, the National Endowment for the Human-
ities, and the Institute for Museum and Library Services review applications for funding of museum
and archival collections under the Program.
2
“The quality of national significance is ascribed to . . . historic properties that possess exceptional
value, or quality in illustrating or interpreting the intellectual and cultural heritage and the built
environment of the United States, that possess a high degree of integrity and:
92
Historic Preservation Grants to Properties Such as the Old North Church
requires a showing that the property possesses “exceptional value or quality in
illustrating or interpreting the intellectual and cultural heritage and the built
environment of the United States,” that it possesses “a high degree of integrity,”
and that it is associated with events, persons, ideas, or ideals that are especially
significant in American history. Id. In addition, the property must have been either
designated as a National Historic Landmark or listed as a place of “national
significance” in the National Register of Historic Places (“National Register”), or
be provisionally eligible for such designation or listing. Id. at 3–4.3
“That are associated with events that have made a significant contribution to, and are
identified with, or that outstandingly represent the broad patterns of United States his-
tory and culture and from which an understanding and appreciation of those patterns
may be gained; or,
“That are associated importantly with the lives of persons nationally significant in the
United States history or culture; or,
“That represent great historic, cultural, artistic or scholarly ideas or ideals of the
American people; or,
“That embody the distinguishing characteristics of a resource type
“that is exceptionally valuable for the study of a period or theme of United States
history or culture; or
“that represents a significant, distinctive and exceptional entity whose components
may lack individual distinction but that collectively form an entity of exceptional
historical, artistic or cultural significance (e.g., an historic district with national
significance), or
“that outstandingly commemorate or illustrate a way of life or culture; or,
“That have yielded or may be likely to yield information of major importance by re-
vealing or by shedding light upon periods or themes of United States history or cul-
ture.”
Guidelines at 3.
3
To establish a historic structure’s eligibility for the National Register, an applicant must first
demonstrate the building’s “significance in American history, architecture, archeology, engineering,
and culture” in light of its “integrity of location, design, setting, materials, workmanship, feeling, and
association.” 36 C.F.R. § 60.4 (2002) (“National Register criteria for evaluation”). Eligibility for the
National Register also requires that a building be one that:
(a) is “associated with events that have made a significant contribution to the broad
patterns of our history”;
(b) is “associated with the lives of persons significant in our past”;
(c) “embod[ies] the distinctive characteristics of a type, period, or method of construc-
tion, or that represent[s] the work of a master, or that possess[es] high artistic values,
or that represent[s] a significant and distinguishable entity whose components may
lack individual distinction”; or
(d) “ha[s] yielded, or may be likely to yield, information important in prehistory or
history.”
Id. Nominations to the National Register may be made by the State Historic Preservation Office, by
federal agencies, or jointly by state and federal authorities. See id. §§ 60.6, 60.9, 60.10. A property may
be listed in the National Register for local, regional, or national significance, but a listing for national
significance must satisfy more stringent criteria.
93
Opinions of the Office of Legal Counsel in Volume 27
In addition to “national significance,” applicants for Save America’s Treasures
grants must also demonstrate that the historic property is “threatened” or “endan-
gered,” or that it has an “urgent preservation and/or conservation need.” Guide-
lines at 3. Moreover, the proposed project “must address the threat and must have
educational, interpretive, or training value and a clear public benefit (for example,
historic places open for visitation or collections available for public viewing or
scholarly research).” Id. The project must be “feasible (i.e., able to be accom-
plished within the proposed activities, schedule and budget described in the
application), and the applicant must demonstrate ability to complete the project
and match the Federal funds.” Id. Once a project has met the threshold criterion of
“national significance,” the threat to the structure amounts to 30 percent of its total
Designation as a National Historic Landmark requires satisfying more stringent criteria than those
that must be satisfied for listing in the National Register. DOI regulations provide:
The quality of national significance is ascribed to districts, sites, buildings, structures
and objects that possess exceptional value or quality in illustrating or interpreting the
heritage of the United States in history, architecture, archeology, engineering and cul-
ture and that possess a high degree of integrity of location, design, setting, materials,
workmanship, feeling and association, and:
(1) That are associated with events that have made a significant contribution to,
and are identified with, or that outstandingly represent, the broad national patterns
of United States history and from which an understanding and appreciation of
those patterns may be gained; or
(2) That are associated importantly with the lives of persons nationally significant
in the history of the United States; or
(3) That represent some great idea or ideal of the American people; or
(4) That embody the distinguishing characteristics of an architectural type speci-
men exceptionally valuable for a study of a period, style or method of construc-
tion, or that represent a significant, distinctive and exceptional entity whose com-
ponents may lack individual distinction; or
(5) That are composed of integral parts of the environment not sufficiently signifi-
cant by reason of historical association or artistic merit to warrant individual
recognition but collectively compose an entity of exceptional historical or artistic
significance, or outstandingly commemorate or illustrate a way of life or culture;
or
(6) That have yielded or may be likely to yield information of major scientific im-
portance by revealing new cultures, or by shedding light upon periods of occupa-
tion over large areas of the United States. Such sites are those which have yielded,
or which may reasonably be expected to yield, data affecting theories, concepts
and ideas to a major degree.
36 C.F.R. § 65.4(a) (2002). These evaluations, while “reflect[ing] both public perceptions and profess-
ional judgments,” are “undertaken by professionals, including historians, architectural historians, arche-
ologists and anthropologists familiar with the broad range of the nation’s resources and historical
themes.” Id. § 65.4. “The final decision on whether a property possesses national significance,” how-
ever, “is made by the Secretary on the basis of documentation including the comments and recommen-
dations of the public who participate in the designation process.” Id. In addition, a property’s designa-
tion as a National Historic Landmark automatically results in its being listed in the National Register.
Id. § 60.1(b).
94
Historic Preservation Grants to Properties Such as the Old North Church
evaluation score; how the project addresses the threat amounts to 30 percent of its
score; the educational value of the project amounts to 10 percent of its score; and
the applicant’s ability to meet budget and secure the non-federal matching funds
amounts to 30 percent of its score. Id. at 4.
After the Park Service completes its ranking of applicants, a Grants Selection
Panel (“Panel”) further reviews the ranked applications and recommends grantees
to the Secretary of the Interior. Myers Letter at 2. The Panel comprises federal
employees, selected by the Park Service, with professional expertise in fields such
as history, preservation, conservation, archeology, and curatorship. Id. In order to
insulate the panel members from external influence, DOI does not disclose their
identity to the public. Id. If the Secretary agrees with the Panel’s recommenda-
tions, the Park Service informs the applicants of the results. Id.4
Applicants that qualify for a grant under the substantive criteria discussed
above must also satisfy a number of administrative requirements before commenc-
ing their projects. For example, because projects funded by the Program are
“undertakings” within the meaning of the Historic Preservation Act, see 16 U.S.C.
§ 470f, the Park Service requires that grant recipients consult with their State
Historic Preservation Officer prior to the receipt of funds. See 36 C.F.R. pt. 800
(2002); Guidelines at 2. In addition, grant recipients must agree to encumber the
title to their property with a 50-year covenant, enforceable by the State Historic
Preservation Office (or another entity designated by the Park Service), that runs
with the land and provides that the owners “shall repair, maintain, and administer
the premises so as to preserve the historical integrity of the features, materials,
appearance, workmanship, and setting that made the property eligible for the
National Register of Historic Places.” Guidelines at 3. Finally, because Save
America’s Treasures grants are provided “only for the benefit of the public,”
“interior work (other than mechanical systems such as plumbing or wiring), or
work not visible from the public way, must be open to the public at least 12 days a
year during the 50-year term of the preservation easement or covenant.” Id.
As further conditions of assistance, Save America’s Treasures grantees must
also keep detailed records of their expenditures and are subject to audit by the
government to ensure that the Save America’s Treasures grants are spent only for
designated purposes. 16 U.S.C. § 470e. The Act expressly requires grantees to
maintain “records which fully disclose the disposition by the beneficiary of the
proceeds of such assistance, the total cost of the project or undertaking in connec-
tion with which such assistance is given or used, and the amount and nature of that
4
The Program’s appropriations legislation purports to require that “all projects to be funded shall
be approved by the House and Senate Committees on Appropriations prior to the commitment of grant
funds,” Department of the Interior and Related Agencies Appropriations Act 2002, Pub. L. No. 107-63,
115 Stat. 414, 425 (2001), and the Program’s guidelines state that a list of successful applicants is
forwarded “to the House and Senate Committees on Appropriations for concurrence.” Guidelines at 3.
This provision, however, is unenforceable. See INS v. Chadha, 462 U.S. 919 (1983).
95
Opinions of the Office of Legal Counsel in Volume 27
portion of the cost of the project or undertaking supplied by other sources, and
such other records as will facilitate an effective audit.” Id. In fulfillment of these
requirements, the Secretary of the Interior requires that grant recipients sign
agreements that obligate them to secure matching, non-federal funds; to seek
reimbursement for incurred costs (grant funds are provided after the reimbursable
expenditures have been incurred); and to submit to rigorous auditing and record-
keeping requirements. Myers Letter at 3. These requirements ensure that grantees
do not use federal funds for unauthorized purposes.
The guidelines that currently govern applications for Save America’s Treasures
grants expressly bar funding of “[h]istoric properties and collections associated with
active religious organizations (for example, restoration of an historic church that is
still actively used as a church).” Guidelines at 2. In contrast, the NHPA provides that
“[g]rants may be made . . . for the preservation, stabilization, restoration, or rehabili-
tation of religious properties listed in the National Register of Historic Places,
provided that the purpose of the grant is secular, does not promote religion, and
seeks to protect those qualities that are historically significant.” 16 U.S.C.
§ 470a(e)(4). Likewise, although current DOI regulations governing inclusion in the
National Register provide that properties “owned by religious institutions or used for
religious purposes” are “[o]rdinarily” deemed ineligible for the National Register,
those regulations contain an exception for “religious property deriving primary
significance from architectural or artistic distinction or historical importance.” 36
C.F.R. § 60.4 (“Criteria considerations”). No such exception appears in the
Program’s guidelines. Thus, as the Program now stands, a religious property may be
listed in the National Register or designated as a National Historic Landmark—and
subjected to any regulatory requirements that may attend that designation5—but may
not receive federal funding for preservation.
B.
On April 3, 2002, the Old North Foundation (“Foundation”) applied to the Park
Service for a Save America’s Treasures grant to preserve the Old North Church in
Boston, Massachusetts.6 The Old North Church is most famously associated with
5
Although listing on the National Register does not itself trigger any federal regulatory restrictions,
numerous states and local governments impose extensive restrictions on historic properties. See, e.g.,
Daniel R. Mandelker, Land Use Law §§ 11.22–11.34 (3d ed. 1993); Christopher D. Bowers, Historic
Preservation Law Concerning Private Property, 30 Urb. Law. 405, 409 (1998) (“Many historic
preservation ordinances (or state law) require a person to obtain approval from either the local
commission or the governing body of the city or county to alter a historic property, or the exterior of a
structure on that property, or to place, construct, maintain, expand, or remove a structure on the
property.”); see also Penn Cent. Transp. Co. v. City of New York, 438 U.S. 104, 129 (1978) (“this Court
has recognized, in a number of settings, that States and cities may enact land-use restrictions or controls
to enhance the quality of life by preserving the character and desirable aesthetic features of a city”).
6
The Foundation, a nonprofit corporation under section 501(c)(3) of the Internal Revenue Code,
was established to develop educational programs that address “issues relating to freedom in the life of
96
Historic Preservation Grants to Properties Such as the Old North Church
Paul Revere’s ride to warn colonists of the impending arrival of British troops on
the eve of the Revolutionary War. Revere arranged for a signal to be sent by
lanterns hung from the Old North Church’s steeple—“One, if by land, and two, if
by sea.” On the night of April 18, 1775, the Church’s sexton, Robert Newman,
climbed the steeple and hung two lanterns, signaling to the Sons of Liberty and to
Revere—then crossing the Charles River toward Charleston—that the British
Regulars were moving up the River to Cambridge, from which they would later
march on Lexington. On reaching Charleston, Revere raced by horseback across
the Middlesex countryside to notify the colonists that the British were coming—
summoning the Nation’s first militia. The “shot heard ‘round the world” was fired
the following day, commencing the Revolutionary War. See generally National
Register of Historic Places Inventory—Nomination Form, Part 8 (Statement of
Significance); Henry Wadsworth Longfellow, Paul Revere’s Ride, in The Home
Book of Verse 2,422 (selected & arranged by Burton E. Stevenson, 9th ed. 1950).
Recognizing the importance of these events, the Park Service has described the
Old North Church as “an icon in American history,” see http://www.nr.nps.gov/
writeups/66000776.nl.pdf, and as “one of America’s most cherished landmarks,”
both “[h]istorically and architecturally,” see National Register of Historic Places
Inventory—Nomination Form, Part 8 (Statement of Significance). The Church has
been listed as a “religious facility” in the National Register of Historic Places since
the Register’s creation in 1966. It was designated as a National Historic Landmark
in 1967. See http://tps.cr.nps.gov/nhl/detail.cfm?resourceId=585&resourceType=
Building.
Construction of the Old North Church began in 1723 and was completed in 1745.
Inspired by the design of Sir Christopher Wren’s London churches, the Church was
built in the Georgian style on a piece of pastureland near the crown of Copp’s Hill,
the highest elevation in the North End of Boston. See National Register of Historic
Places Inventory—Nomination Form, Part 7 (Description); http://www.nr.nps.gov/
writeups/66000776.nl.pdf (describing the Old North Church as “a superb example of
colonial Georgian architecture”). The Old North Church was located close to the
wharfs and warehouses of sea captains and merchants settling in the area. It contains
the first maiden peal of church bells heard in North America, and its first guild of
bell-ringers was formed in 1750 by Paul Revere, then a fifteen-year-old Congrega-
tionalist and founding member of the Church. See National Register of Historic
Places Inventory—Nomination Form, Part 8 (Statement of Significance); http://
www.oldnorth.com/guid.htm; http://www.nps.gov/bost/Old_North_Church.htm.
the nation,” and in particular to “support the maintenance of Old North Church and its associated
buildings as a symbol of freedom.” Myers Letter at 3. It sought a grant award under the competitive
program established by DOI’s 2002 appropriations bill, which designated $30 million for historic
preservation grants in fiscal year 2002. 115 Stat. at 425.
97
Opinions of the Office of Legal Counsel in Volume 27
The Old North Church still contains the original window through which Robert
Newman left the Church after hanging the lanterns on April 18, 1775. Although it
was covered with brick in 1815, the window was rediscovered during restoration
work in 1989. It now houses the Church’s “Third Lantern,” which was lit by
President Ford on April 18, 1975, as a symbol of freedom and renewed resolve for
the next century of the nation’s life. Among other items of historical significance,
the Church also houses the first bust of President George Washington; a plaque
commemorating the 1736 visit of Charles Wesley, a preacher, hymn-writer, and
co-founder of the Methodist Church; an 18th-century organ and two 18th-century
chandeliers; a plaque commemorating the heroism of British Major John Pitcairn
at the Battle of Bunker Hill; and the Bay Pew, which is decorated in a manner
common during the early days of the Republic. See National Register of Historic
Places Inventory—Nomination Form, Part 7 (Description); http://www.oldnorth.
com/hist.htm.
The Old North Church also operates a museum and gift shop and is open to the
general public for tours and other purposes from 9 a.m. to 5 p.m. daily. National
Register of Historic Places Inventory—Nomination Form, Part 8 (Statement of
Significance). For example, the Church offers school groups a basic tour that
provides introductory background on the Church’s involvement in the American
Revolution. The Old North Church also offers a “Behind the Scenes” tour that
provides a more in-depth view of the Church and its history, and “Paul Revere
Tonight,” a dramatic presentation that focuses on the relationship between Revere
and the Church. The gift shop sells hundreds of books on these and related historical
topics. According to the Park Service, visiting the Old North Church “bring[s] to life
the American ideals of freedom of speech, religion, government, and self-
determination.” See http://www.nps.gov/bost/; see also http://www.oldnorth.com/
sginfo.htm#tours.
Although the Old North Church is open to the general public for many purposes,
it also remains “an active Episcopal church” that is “a mission of the Episcopal
Diocese of Massachusetts.” See http://www.oldnorth.com; see also http://www.
oldnorth.com/info.htm. The Church has approximately 150 members, and its
programs and activities include adult education, choir, and various community
outreaches. It holds two services on Sunday morning, worships according to the
Book of Common Prayer, and administers Christian rites such as baptism. It has a
dozen full- or part-time staff members. The bishop of the Diocese is the rector of the
Old North Church, and he is represented by the vicar, who, acting for the bishop,
oversees its activities and staff. Id.; see also National Register of Historic Places
Inventory—Nomination Form, Part 8 (Statement of Significance).
The Old North Church is governed by the Corporation of Christ Church in the
City of Boston. Its board includes nine members of the congregation, plus the
vicar and the bishop, and meets monthly to oversee the operations of the church
and the historic site. The Church’s board is separate, however, from the board of
98
Historic Preservation Grants to Properties Such as the Old North Church
the Foundation, which comprises mostly non-church members and assists with the
management of historic site programs and building preservation. See National
Register of Historic Places Inventory—Nomination Form, Part 8 (Statement of
Significance); http://www.oldnorth.com/info.htm.
The Foundation sought a grant from the Park Service to prevent deterioration of
the structure, to repair the Old North Church’s windows, to preserve the Church’s
early-18th- and 19th-century glass, and to restore natural ventilation to the build-
ing. The last significant maintenance of the Church’s windows occurred in 1912,
and the Foundation concluded that the building would lose its remaining historic
glass and suffer water leakage absent timely restoration efforts. In addition,
windows that were installed in the 1970s had a deleterious effect on the original
windows, by trapping moisture and heat and leading to high building temperatures
during summer months. The Foundation estimated that the proposed project,
which was to be completed in accordance with the Secretary of the Interior’s
Standards for the Treatment of Historic Properties, see 36 C.F.R. pt. 68 (2002),
would add a century or more to the expected life of the windows. Moreover, the
ventilation improvements would improve the atmosphere for the numerous tourists
who visit the Old North Church. Myers Letter at 3.
The Old North Church was one of 389 organizations that submitted applica-
tions for historic preservation grants in 2002. The Park Service reviewed its
application and concluded that it was an “ideal candidate for a Save America’s
Treasures Grant, given its standing and importance in the history of America.”
Myers Letter at 3. On September 27, 2002, the Park Service informed the Founda-
tion that its application had been accepted and that it would receive a grant of
$317,000. Less than one month later, however, after requesting a revised budget
and description of the scope of work from the Foundation, the Park Service
notified the Foundation that it was withdrawing its award on the ground that the
Old North Church is owned by a religious organization and used by an active
religious congregation. Id. The Park Service based its reversal on the 1995 Opin-
ion of this Office, which stated that “a court applying current precedent is most
likely to conclude that the direct award of historic preservation grants to churches
and other pervasively sectarian institutions violates the Establishment Clause.” 19
Op. O.L.C. at 273.
C.
The 1995 Opinion responded to an inquiry from then-Solicitor of the Depart-
ment of the Interior John Leshy, who asked this Office to analyze the constitution-
ality of providing grants to preserve historic properties used for religious purposes.
The opinion acknowledged that the question was a “very difficult one,” that the
line between permissible and impermissible assistance was “hard to discern,” and
that “the Supreme Court’s jurisprudence in this area is still developing.” 19 Op.
99
Opinions of the Office of Legal Counsel in Volume 27
O.L.C. at 273. It concluded, however, that a reviewing court applying then-exist-
ing precedent would likely invalidate the provision of a historic preservation grant
to a religious property that is actively used for worship. Id. at 267, 273.
The 1995 Opinion reasoned that a “two-part rule . . . govern[s] direct financial
support of religious institutions.” Id. at 268. First, it stated that direct aid may be
given to “non-pervasively sectarian” religious institutions, provided the aid is not
used to fund “specifically religious activity” and is “channeled exclusively to
secular functions.” Id. Second, it explained that there are institutions—
“pervasively sectarian” institutions—“in which ‘religion is so pervasive that a
substantial portion of [their] functions are subsumed in the religious mission.’” Id.
at 269 (quoting Hunt v. McNair, 413 U.S. 734, 743 (1973)). Because “most if not
all active houses of worship” would qualify as “pervasively sectarian” institutions,
in which the “secular and religious functions” are “inextricably intertwined,” the
government may not provide direct aid to them “with or without restrictions,”
because the aid will inevitably end up advancing religion. Id. In addition, the 1995
Opinion reasoned, to the extent that it is possible to distinguish between the
religious and secular components of a church—the difficulty of which may be
compounded by the relationship between architectural design and theological
doctrine—any governmental effort “to identify those elements of a house of
worship that do not have ‘direct religious import’ could well involve the kind of
‘monitoring for the subtle or overt presence of religious matter’ prohibited by the
Establishment Clause.” Id. at 270. In support of this reasoning, the 1995 Opinion
cited Supreme Court decisions involving direct aid to religious organizations, and
in particular Tilton v. Richardson, 403 U.S. 672 (1971), and Committee for Public
Education v. Nyquist, 413 U.S. 756 (1973), which imposed certain restrictions on
the government’s provision of construction, maintenance, and repair aid to
properties used by religious educational institutions.
The 1995 Opinion distinguished historic preservation grants from other sorts of
benefits to religious institutions that have been sustained in recent decisions on the
ground that the latter were “generally available to all interested parties, on a
religion-neutral and near-automatic basis.” 19 Op. O.L.C. at 271 (citing Rosen-
berger v. Rector & Visitors of Univ. of Va., 515 U.S. 819, 840–45 (1995); Capitol
Square Rev. & Advisory Bd. v. Pinette, 515 U.S. 753, 757–59, 763 (1995); West-
side Cmty. Bd. of Educ. v. Mergens, 496 U.S. 226, 252 (1990)). As the opinion
stated:
Historic preservation grants, by contrast, do not appear to be general-
ly available in the same sense. Properties, including religious proper-
ties, qualify for initial listing on the Historic Register only if they
meet subjective criteria pertaining to architectural and artistic dis-
tinction and historical importance. Once listed, properties are eligible
to compete for grants based on additional measures of “project wor-
100
Historic Preservation Grants to Properties Such as the Old North Church
thiness” established by the states. Participation by pervasively sec-
tarian institutions in this kind of competitive grant program raises
special concerns, absent in cases like Rosenberger, Pinette, and
Mergens, that application of necessarily subjective criteria may re-
quire or reflect governmental judgments about the relative value of
religious enterprises.
Id. at 271–72.
Since 1995, this Office has given advice that casts doubt on the continuing
validity of the 1995 Opinion. Most important, in 2002 we opined that it was
constitutional for the Federal Emergency Management Agency (“FEMA”) to
provide direct federal disaster assistance for the rebuilding of the Seattle Hebrew
Academy, a religious school. See Authority of FEMA to Provide Disaster Assis-
tance to Seattle Hebrew Academy, 26 Op. O.L.C. 114 (2002) (“2002 Opinion”).
We explained that the aid at issue was made available on the basis of neutral
criteria to a broad class of beneficiaries defined without reference to religion and
including not only educational institutions but a host of other public and private
institutions as well. We further reasoned that the FEMA program was amenable to
neutral application, and that the evidence demonstrated that FEMA exercised its
discretion in a neutral manner. Thus, we concluded that provision of disaster
assistance to the Academy could not be materially distinguished from aid pro-
grams that are constitutional under longstanding Supreme Court precedents
establishing that religious institutions are fully entitled to receive generally
available government benefits and services, such as fire and police protection. Id.at 122–132.
In so ruling, we expressly noted that the 1995 Opinion “did not consider
whether the rule of [Tilton and Nyquist] should apply where the grants at issue are
available to a wide array of nonprofit institutions, rather than being limited to
educational institutions.” 2002 Opinion, 26 Op. O.L.C. at 127 n.13. “[T]o the
extent that the [1995 Opinion] failed to consider the possibility that the rule of
Tilton and Nyquist does not apply where direct aid is more generally available than
was the aid in those cases,” we observed, “it does not represent our current
thinking, which is set forth in this Memorandum.” Id. In addition, we explained,
“significant portions” of the reasoning of Tilton and Nyquist are “subject to serious
question in light of more recent decisions.” Id. at 126 n.13. For example, we stated
that “the ‘pervasively sectarian’ doctrine, which comprised the basis for many of
the Court’s Establishment Clause decisions in the early 1970s (including Nyquist,
413 U.S. at 774–75), no longer enjoys the support of a majority of the Court,”
which now requires proof of “actual diversion of public support to religious uses”
and rejects “presumptions of religious indoctrination.” Id.101
Opinions of the Office of Legal Counsel in Volume 27
II.
You asked us to determine whether the NHPA’s authorization of grants to
historically significant religious properties is constitutional, and in particular
whether the Establishment Clause poses a barrier to the Park Service’s provision
of Save America’s Treasures grants to religious structures such as the Old North
Church. There is no Supreme Court precedent that directly controls this specific
issue. For three interrelated reasons, however, we conclude that the Establishment
Clause does not pose a barrier to the Park Service’s provision of such aid.7
First, the federal government has an obvious and powerful interest in preserv-
ing all sites of historic significance to the nation, without regard to their religious
or secular character. The context in which this issue arises distinguishes the
Program from programs of aid targeted to education, which have been subjected to
especially rigorous scrutiny by the Supreme Court. Second, eligibility for historic
preservation grants extends to a broad class of beneficiaries, defined without
reference to religion and including both public and private institutions. All sorts of
historic structures—from private homes to government buildings—are eligible for
preservation grants. Third, although the criteria for funding require a measure of
subjective judgment, those criteria are amenable to neutral application, and there is
no basis to conclude that those who administer the Program will do so in a manner
that favors religious institutions. Thus, we believe that the provision of historic
preservation grants to religious structures such as the Old North Church cannot be
materially distinguished from the provision of disaster assistance to religious
schools, which we have already approved, or from other aid programs that are
constitutional under longstanding precedents establishing that religious institutions
are fully entitled to receive widely available government benefits and services. For
similar reasons, no reasonable observer would view the Park Service’s provision
7
Under the general framework of Lemon v. Kurtzman, 403 U.S. 602, 612–13 (1971), a law violates
the Establishment Clause if it lacks a “secular legislative purpose,” has a “primary effect” of advancing
religion, or results in an “excessive entanglement” between government and religion. See also Agostini
v. Felton, 521 U.S. 203, 232–35 (1997) (reformulating the Lemon test by incorporating its “entangle-
ment” prong into its “effects” prong). As in most cases involving aid to religious institutions, the
central question here is whether allowing religious structures such as the Old North Church to receive
historic preservation assistance would advance religion (an “effects” inquiry), and we will focus
primarily on cases that bear on that question. As for Lemon’s “purpose” prong, it is clear that allowing
a range of historic religious and nonreligious structures to receive preservation grants serves the secular
purpose of preserving our cultural heritage. See 16 U.S.C. § 470a(e)(4) (“[g]rants may be made . . . for
the preservation, stabilization, restoration, or rehabilitation of religious properties listed in the National
Register of Historic Places, provided that the purpose of the grant is secular, does not promote religion,
and seeks to protect those qualities that are historically significant”). As for Lemon’s “entanglement”
prong, there is no basis to conclude that allowing active religious structures to receive aid would
“excessively entangle” church and state, since there is no more governmental monitoring of aid
recipients here than in other cases in which the Court has not questioned the provision of aid under
Lemon’s entanglement prong. Cf., e.g., Agostini, 521 U.S. at 232–35; Mitchell v. Helms, 530 U.S. 793(2000).
102
Historic Preservation Grants to Properties Such as the Old North Church
of a Save America’s Treasures grant to an otherwise eligible religious structure as
an endorsement of religion.
We explain below why these factors are sufficient to sustain the Program. If
there were any remaining doubt as to its constitutionality, however, that doubt
would be dispelled by the Program’s numerous statutory and regulatory safeguards
that ensure that federal funds are not used to advance religion. In particular, the
Program contains rigorous auditing requirements to ensure that grants are spent
only for authorized purposes related to historic preservation, not for the conduct of
worship services. Although we do not believe that such restrictions are necessary
in the context of a program involving aid made available to such a wide variety of
public and private institutions, their existence further supports our conclusion that
there is no constitutional infirmity here.
A.
As an initial matter, we believe it is important to bear in mind the context in
which this constitutional question has arisen. The Park Service has a substantial
interest in facilitating the preservation of all sites of historic significance to the
nation, without regard to their religious or secular character. This interest,
moreover, distinguishes the grants here from programs of aid targeted to educa-
tion, which the Supreme Court has subjected to far more rigorous scrutiny than aid
to other sorts of religious institutions. E.g., Edwards v. Aguillard, 482 U.S. 578,
585 (1987) (noting “particular [establishment] concerns that arise in the context of
public elementary and secondary schools”); Mitchell v. Helms, 530 U.S. 793, 885
(2000) (Souter, J., dissenting) (noting that “two types of aid recipients heighten
Establishment Clause concern: pervasively religious schools and primary and
secondary religious schools”); Nyquist, 413 U.S. at 772. As explained in greater
detail below, most of the Court’s Establishment Clause decisions rendered since
Everson v. Board of Education, 330 U.S. 1 (1947), have concerned aid provided
solely to educational institutions as a class (in many cases, moreover, this aid was
directed toward the educational process itself), and these decisions rest in part on
the theory that aid directed solely to schools might reasonably be perceived as
advancing the educational mission of those that receive it. See, e.g., Mitchell, 530
U.S. at 843 (O’Connor, J., concurring in judgment). Given that a large percentage
of private schools are religious, the Court has been sensitive to the possibility that
direct funding solely of schools might amount to an attempt to fund religious
indoctrination. The same cannot be said where, as here, a program is available to
all manner of institutions. The aid at issue here is provided in return for the benefit
of public access to a broad array of historically significant properties—some
public, some private, some secular, some religious. Under the Court’s precedents,
such programs are not subjected to the special scrutiny reserved for programs of
aid targeted to schools. See Bowen v. Kendrick, 487 U.S. 589, 613–18 (1988).
103
Opinions of the Office of Legal Counsel in Volume 27
B.
We regard it as especially significant that eligibility for historic preservation
grants extends to a broad class of beneficiaries, defined without reference to
religion and including both public and private institutions. Ever since 1947, the
year of its first modern Establishment Clause decision in Everson, the Supreme
Court has indicated that religious institutions are entitled to receive “general
government services” made available on the basis of neutral criteria. 330 U.S. at
17. Everson held that the Establishment Clause does not bar students attending
religious schools from receiving generally available school busing services
provided by the government. In reaching its decision, the Court explained that
even if the evenhanded provision of busing services increased the likelihood that
some parents would send their children to religious schools, the same could be
said of other “general state law benefits” that were even more clearly constitution-
al because they were equally available to all citizens and far removed from the
religious function of the school. Id. at 16. As examples, the Court cited “such
general government services as ordinary police and fire protection, connections for
sewage disposal, public highways and sidewalks,” concluding:
cutting off church schools from these services, so separate and so in-
disputably marked off from the religious function, would make it far
more difficult for the schools to operate. But such is obviously not
the purpose of the First Amendment. That Amendment requires the
state to be a neutral in its relations with groups of religious believers
and non-believers; it does not require the state to be their adversary.
State power is no more to be used so as to handicap religions, than it
is to favor them.
Id. at 17–18. See also id. at 16 (“[The state] cannot exclude individual Catholics,
Lutherans, Mohammedans, Baptists, Jews, Methodists, Non-believers, Presbyteri-
ans, or the members of any other faith, because of their faith, or lack of it, from
receiving the benefits of public welfare legislation. . . . [W]e must be careful, in
protecting the citizens of New Jersey against state-established churches, to be sure
that we do not inadvertently prohibit New Jersey from extending its general state
law benefits to all its citizens without regard to their religious belief.”).
We believe that a Save America’s Treasures grant is analogous to aid that
qualifies as “general government services” approved by the Court in Everson. To
be sure, such aid is not available to all citizens or buildings—and thus is not as
broadly available as, say, utility services. But as we observed in the 2002 Opinion
(26 Op. O.L.C. at 127), there is no principled reason why the constitutionality of
an aid program should turn on whether the aid is provided to all citizens rather
than, say, a wide array of organizations that falls somewhat short of the entire
populace. There is a range of aid programs that are not as “general” as aid
104
Historic Preservation Grants to Properties Such as the Old North Church
provided universally, but yet are not as circumscribed as aid to education,8 and
Save America’s Treasures grants admittedly fall within this middle ground. But
such grants are not available only to educational institutions or, for that matter, to
just a few classes of buildings. Rather, they are available to all kinds of private
non-profit institutions, along with federal, state, local, and tribal governmental
entities; and they may lawfully be used to rehabilitate any structure—be it a
meeting house, a concert hall, a museum, a school, a house, a barn, a barracks, a
government office building, or a church—that satisfies the generally applicable
criteria for funding.9 Accordingly, we think that the “‘circumference’” of the
Program can fairly be said to “‘encircle[] a class so broad that it can be fairly
concluded that religious institutions could be thought to fall within the natural
perimeter.’” Texas Monthly, Inc. v. Bullock, 489 U.S. 1, 17 (1989) (plurality
opinion) (quoting Walz v. Tax Comm’n of N.Y., 397 U.S. 664, 696 (1970) (Harlan,
J.)). As the Court explained in Widmar v. Vincent, 454 U.S. 263, 274 (1981),
“[t]he provision of benefits to so broad a spectrum of groups is an important index
of secular effect.” Accord Zobrest v. Catalina Foothills Sch. Dist., 509 U.S. 1, 8
(1993) (“we have consistently held that government programs that neutrally
provide benefits to a broad class of citizens defined without reference to religion
are not readily subject to an Establishment Clause challenge”); Bd. of Educ. of
Kiryas Joel Village Sch. Dist. v. Grumet, 512 U.S. 687, 704 (1994) (“we have
frequently relied explicitly on the general availability of any benefit provided
religious groups or individuals in turning aside Establishment Clause challenges”).
Put another way, the aid here is more closely analogous to the provision of
“general” government aid like that sanctioned by the Court in Everson (and many
times since, see, e.g., Nyquist, 413 U.S. at 781–82) than to the construction grants
at issue in Tilton and Nyquist, which were available only to schools. See Nyquist,
413 U.S. at 782 (distinguishing more general services from construction grants on
the ground that general services are “provided in common to all citizens, are ‘so
separate and so indisputably marked off from the religious function,’ that they may
fairly be viewed as reflections of a neutral posture toward religious institutions”
(citation omitted)); cf. Church Arson Prevention Act of 1996, Pub. L. No. 104-
8
See Mitchell, 530 U.S. at 875 (Souter, J., dissenting) (stating that “government spending resists
easy classification as between universal general service or subsidy of favoritism,” and noting that
Everson “turned on the inevitable question whether reimbursing all parents for the cost of transporting
their children to school was close enough to police protection to tolerate its indirect benefit in some
degree to religious schools”).
9
In this respect the Program here, viewed as a whole, is even less susceptible to religious favorit-
ism than the FEMA program we recently considered. In the FEMA statutes, Congress made a value
judgment that certain types of institutions—and only those institutions—should be eligible for federally
funded rehabilitation assistance in the wake of a natural disaster. This judgment entailed a determina-
tion that certain institutions were especially worthy of support, and there was some risk (if remote) that
Congress included private schools (most of which are religious) in order to channel support to religious
education. There is no such risk here.
105
Opinions of the Office of Legal Counsel in Volume 27
155, 110 Stat. 1392 (creating a program that provides low-income reconstruction
loans to nonprofit organizations, including churches, destroyed by arson motivated
by racial or religious animus). As Justice Brennan expressed the point in Texas
Monthly: “Insofar as [a] subsidy is conferred upon a wide array of nonsectarian
groups as well as religious organizations in pursuit of some legitimate secular end,
the fact that religious groups benefit incidentally does not deprive the subsidy of
the secular purpose and primary effect mandated by the Establishment Clause.”
489 U.S. at 14–15 (plurality opinion) (footnote omitted).
Walz v. Tax Commission, 397 U.S. 664 (1970), strongly supports our conclu-
sion. There the Court rejected an Establishment Clause challenge to a property tax
exemption made available not only to churches, but to several other classes of
nonprofit institutions, such as “hospitals, libraries, playgrounds, scientific,
professional, historical, and patriotic groups.” Id. at 673; see also id. at 667 n.1. In
upholding the tax exemption, the Court relied in part upon its breadth: the
exemption did “not single[] out one particular church or religious group or even
churches as such,” but rather was available to “a broad class of property owned by
nonprofit, quasi-public corporations.” Id. at 673. As the Court stated in reference
to Everson, if “buses can be provided to carry and policemen to protect church
school pupils, we fail to see how a broader range of police and fire protection
given equally to all churches, along with nonprofit hospitals, art galleries, and
libraries receiving the same tax exemption, is different for purposes of the
Religion Clauses.” Id. at 671. Thus, just as a broad category of beneficiary
institutions was sufficient to sustain the inclusion of religious institutions in the tax
benefit in Walz—which, after all, substantially benefitted churches’ property—we
believe the breadth of eligibility for the Program here weighs heavily in favor of
the constitutionality of a Save America’s Treasures grant to the Old North Church.
The broad class of beneficiaries that are eligible for the Program here—
including not only private non-profit groups, but state and local governmental
units, Indian tribes, and numerous federal agencies, each of which may seek
funding to preserve any and all kinds of historic structures—confirms that the
Program’s effect is not to advance religion. In contrast to the education-specific
aid at issue in many of the foregoing cases, the historic preservation assistance
provided by the Park Service serves goals entirely unrelated to inculcating
religious values—namely, preservation of buildings that played an important role
in our nation’s history and that are (by virtue of their public or private nonprofit
status) most in need of assistance. Cf. Mitchell, 530 U.S. at 883 (Souter, J.,
dissenting) (“[D]epending on the breadth of distribution, looking to evenhanded-
ness is a way of asking whether a benefit can reasonably be seen to aid religion in
fact; we do not regard the postal system as aiding religion, even though parochial
schools get mail.”). Indeed, although a number of churches can be expected to
qualify for assistance under the Program, we do not expect that churches will
106
Historic Preservation Grants to Properties Such as the Old North Church
amount to a large percentage of grantees.10 In recent years, structures preserved
with funding provided by the Program include Revolutionary War barracks in
Pennsylvania, a railroad complex in West Virginia, a Shaker village in New
Hampshire, a courthouse in North Carolina, a theater in Massachusetts, a farm-
house and slave quarters in Maryland, a Frank Lloyd Wright home in Illinois, an
art museum in Texas, a state capitol building in Nebraska, a hotel in Florida, a
school in Utah, and a hospital in New York—to name just a few. The variety of
structures that have been rehabilitated confirms the common sense notion that
historical events happen in all sorts of places. There is no basis for concern that the
Program will become a subterfuge designed to direct public money to churches, or
to engage in any other sort of religious favoritism.
C.
This brings us to the third consideration important to the Program’s constitu-
tionality: the neutrality of the criteria for selecting Save America’s Treasures
grantees. In the Program here, government officials must make a number of
subjective judgments about a structure’s cultural importance. Initially, they must
determine whether a structure is “nationally significant”—e.g., whether it possess-
es “exceptional value or quality in illustrating or interpreting the intellectual and
cultural heritage and the built environment of the United States,” and whether it is
associated with events, persons, ideas, or ideals that are significant in American
history. Guidelines at 3. Moreover, they must conclude that the structure is
“threatened,” that the project has “educational, interpretive, or training value,” and
that the project has “a clear public benefit.” Id. Insofar as reasonable people may
disagree about whether a religious structure meets these criteria, there is some
potential for favoritism of religion in their application.
As noted in the 2002 Opinion (26 Op. O.L.C. at 127 n.13), we believe that the
degree to which officials administering public aid have discretion to favor (or
disfavor) religious institutions—and, far more important, the manner in which they
exercise that discretion—are relevant to the aid’s constitutionality. Ever since
Everson, the Court has made clear that one of the core purposes of the Establish-
ment Clause is to prevent the government from favoring religion over non-
religion, 330 U.S. at 16, and aid that is made available on the basis of discretionary
criteria entails a greater risk of such favoritism than, say, aid made available on a
10
We are not suggesting that an aid program has the unlawful effect of advancing religion merely
because a large number of its beneficiaries are religious in nature. The Supreme Court has repeatedly
repudiated the view that the percentage of a program’s religious beneficiaries is relevant to its
constitutionality under the Establishment Clause. See, e.g., Zelman v. Simmons-Harris, 536 U.S. 639,
658 (2002) (stating that “[t]he constitutionality of a neutral educational aid program simply does not
turn on whether and why, in a particular area, at a particular time, most private schools are run by
religious organizations”); accord Agostini, 521 U.S. at 229; Mueller v. Allen, 463 U.S. 388, 391, 401
(1983); Mitchell, 530 U.S. at 812 n.6 (plurality opinion).
107
Opinions of the Office of Legal Counsel in Volume 27
per capita basis. For example, a program that authorized government officials to
dole out aid solely on the basis of their assessment of what organizations’
programs would best serve “the public interest” would entail a significant risk of
favoritism.
Without more, however, the fact that an organization’s eligibility for aid de-
pends in part on satisfying subjective criteria is insufficient to invalidate the aid.
Provided the criteria are amenable to neutral application, the program at issue is
facially valid. See generally United States v. Salerno, 481 U.S. 739, 745 (1987) (a
facial challenge will be sustained only if “no set of circumstances exists under
which the Act would be valid”). As Judge Posner has explained: “[t]o exclude [a
religious organization] from . . . competition [for government contracts or
assistance] on the basis of a speculative fear that [government] officers might
recommend [a] program because of their own . . . faith would involve the sacrifice
of a real good to avoid a conjectured bad. It would be perverse if the Constitution
required this result.” Freedom From Religion Found. v. McCallum, 324 F.3d 880,
884 (7th Cir. 2003). Thus, while the exercise of religious favoritism in applying
the eligibility criteria for a program would constitute an as-applied constitutional
violation of the program, it would not invalidate the program on its face. Id.(explaining that the “danger” that determining eligibility for a program “would
involve discretionary judgments possibly influenced by the religious preferences
of the agency or public employees doing the rating” will not invalidate a program
unless the danger has “materialized”). There is no reason to presume that, based on
a neutral application of subjective criteria, religious institutions will never be
qualified to receive aid.
Each of the eligibility criteria here is plainly amenable to neutral application.
First, the criterion of “national significance”—which in turn depends on such
factors as whether the structure has “exceptional value or quality in illustrating
[the nation’s] intellectual and cultural heritage,” or whether it is associated with
events or persons that are significant in American history—is predominantly a
matter of architectural and historical significance. To be sure, there may be cases
at the margins where the historians and other experts who assess applications for
Save America’s Treasures grants disagree about the importance of a building in
our nation’s history. But we understand that there are many more cases where
there is little to no difference of opinion. It is hard to imagine anyone disputing,
for example, that projects to preserve National Historic Landmarks such as Mount
Vernon and Monticello are worthy of federal support on account of those homes’
association with Presidents Washington and Jefferson. Similarly, there will be
cases in which the experts will agree that a church holds a special place in our
nation’s history, whether because of its association with historic events (like the
civil rights movement) or historic figures (like Paul Revere). Frank Lloyd
Wright’s Unity Temple in Oak Park, Illinois may have an active congregation and
hold weekly worship services, but that does not diminish its significance as a
108
Historic Preservation Grants to Properties Such as the Old North Church
model of the Prairie School of architectural design or as a contribution to 20th-
century American architecture generally. Nor do we think many would question
the Park Service’s conclusion that Old North Church is an “ideal candidate for a
Save America’s Treasures Grant, given its standing and importance in the history
of America.” Myers Letter at 3.
The second criterion that must be satisfied before an applicant may receive
assistance—whether a structure is “threatened,” “endangered,” or otherwise has an
“urgent preservation and/or conservation need” (Guidelines at 3)—is quite
amenable to neutral application. Based on our review of the Guidelines and our
discussions with DOI officials, we understand that Park Service officials make this
assessment primarily on the basis of the physical condition of the structure and the
financial resources available to the applicant. Such an inquiry is strictly secular
and does not involve the government in an assessment of a structure’s religious
value. The same is true of the requirement that a project be “feasible.” This
requires only that the applicant be “able to . . . accomplis[h] [the project] within
the proposed activities, schedule and budget described in the application,” and to
“match the Federal funds.” Id.The third main criterion for receiving assistance—whether the project has
“educational, interpretive, or training value”—is somewhat more subjective, but
the fact that a structure is used for religious purposes or closely associated with
religious activities does not mean that its preservation lacks educational value,
particularly when that value is based on its role in U.S. history. Among the
thousands of items in its collection, the National Gallery of Art houses 581 works
containing explicitly religious themes, including at least 107 works depicting the
crucifixion of Jesus; 32 works depicting various prophetic figures such as Elijah
and Jeremiah; and works such as Marc Chagall’s “Jew with a Torah.” See http://
www.nga.gov/collection/srchsub.htm (subject search: religious); http://www.nga.
gov/search/search.htm#artist (title search: crucifixion). Display of these works,
many of which were created for specific religious institutions or events, may
“advance” religion in the sense that exposure to any artistic work might influence
the viewer. But the works are chosen on the basis of their artistic merit and
historical significance, and they serve to educate the public regarding a certain
genre of artistic expression or period in world history. Similarly, throughout our
nation’s history, religion and people of faith have influenced societal views on
issues ranging from the abolition of slavery to women’s suffrage to the justifica-
tion for, and conduct of, war. The Supreme Court has long acknowledged that the
study of religion, when presented neutrally as part of a secular program of public
education (e.g., in history or literature classes), is fully consistent with the First
Amendment. Sch. Dist. of Abington v. Schempp, 374 U.S. 203, 225 (1963). Public
school libraries are therefore free to use public money to purchase works such as
the Bible, the Koran, Chaim Potak’s The Chosen, or John Milton’s Paradise Lost
for their stacks. Such works have religious themes, but they are also significant as
109
Opinions of the Office of Legal Counsel in Volume 27
historical and literary works, and providing them for students to study has a
secular educational purpose and effect. Likewise, we see no reason why providing
federal funds to enable the public to visit a church where significant historical
events occurred necessarily has any less educational value than funding the
preservation of other sites that are significant in our nation’s past.
The final criterion for obtaining assistance—whether funding the project would
provide “a clear public benefit”—appears quite subjective at first glance. One
could argue that it is impermissible for government officials to determine that
society will receive a “clear public benefit” from the government’s funding of the
preservation of a church that is actively used for religious purposes. Without
further guideposts to assist them in making this judgment, public officials might
decide to favor particular religious structures (or religious structures in general) on
the ground that the activities that take place in those structures are, in their
opinion, beneficial to society at large. And one of the core purposes of the
Religion Clauses is to disable the government from assessing the validity of
religious truths or the value of religious activities. See generally Serbian Eastern
Orthodox Diocese v. Milivojevich, 426 U.S. 696, 708–20 (1976); Jones v. Wolf,
443 U.S. 595, 602 (1979); Thomas v. Review Bd. of Ind. Emp’t Sec. Div., 450 U.S.
707, 714–16 (1981).
On closer examination, however, it is clear that the officials who administer
Save America’s Treasures grants do not determine a project’s “clear public
benefit” on the basis of subjective judgments about its religious value. Rather, a
project that satisfies the other criteria for receiving a Save America’s Treasures
grant is deemed to provide a “clear public benefit” by virtue of being open to the
public—whether “for visitation,” “public viewing,” or “scholarly research.”
Guidelines at 3. Thus, the Park Service’s conclusion that the public will benefit
from a project is not based on an assessment of the public value of the religious
activities or character of the church, or for that matter of any of its current
activities; it is based on the public value of being able to view, and learn from, the
building and its place in our nation’s history—on its accessibility to ordinary
Americans. The conclusion that viewing the structure would be beneficial to the
public derives from the structure’s historical value, not its religious value. That is a
valid, neutral basis for funding a project.
In summary, although the requirements that applicants must satisfy to obtain a
Save America’s Treasures grant are somewhat subjective, they are quite amenable
to neutral application. This fact, together with the diverse makeup of structures
that have been preserved under the Program, indicates that the Program is not
“skewed towards religion.” Witters v. Wash. Dep’t of Servs. for the Blind, 474
U.S. 481, 488 (1986).
110
Historic Preservation Grants to Properties Such as the Old North Church
D.
For all these reasons, we also do not believe that a reasonable observer would
perceive an endorsement of religion in the government’s evenhanded provision of
historic preservation assistance for maintenance of a church building that holds a
significant place in our nation’s history. See Mitchell, 530 U.S. at 842–44
(O’Connor, J., concurring in judgment).11 In a direct aid program limited to a
narrower class of recipients such as schools, one could argue that if a school “uses
the aid to inculcate religion in its students, it is reasonable to say that the govern-
ment has communicated a message of endorsement.” Id. at 843. The notion is that,
where the government provides education-specific aid, it is fair to say that the
government is providing the assistance because of the content of the funded
education. Such a presumption of governmental endorsement is not present,
however, where the aid is provided to a wide array of public and private buildings
because of historic events that once took place therein, and where the government
is indifferent to the religious or secular orientation of the building. Moreover, we
think a reasonable observer—one informed about the purpose, history, and breadth
of the Program, see Zelman v. Simmons-Harris, 536 U.S. 639, 655 (2002)—would
understand that the federal government is not paying for religious activity; it is
paying to preserve a structure that played a role in our development as a nation, so
that the public can visit it and learn about our heritage. That is not an endorsement
of religion.
Similarly, our conclusion that the Park Service may provide historic preserva-
tion grants to structures such as the Old North Church is consistent with the
underlying purposes of the Religion Clauses. They are designed to minimize, to
the extent practicable, the government’s influence over private decisions and
matters involving religion, and the Supreme Court has repeatedly explained that
governmental assistance must not be structured in a way that creates a financial
incentive for people to change their religious (or nonreligious) behavior. Zelman,
536 U.S. at 653–54; Agostini v. Felton, 521 U.S. 203, 230–31 (1997); Witters, 474
U.S. at 487–88. Under the prior system, only structures used solely for nonreli-
gious purposes were eligible for federal preservation grants. Churches with
historically significant buildings had a powerful financial incentive to eliminate
their religious programs and religious speech, effectively resigning themselves to
the role of museums: unless they did so, they were ineligible for any assistance.
Under the new rule, by contrast, churches have no incentive to bend their practices
in a secular direction to receive aid.
11
See generally Cnty. of Allegheny v. ACLU, Greater Pittsburgh Chapter, 492 U.S. 573, 592
(1989) (the Court has, “[i]n recent years, . . . paid particularly close attention to whether the challenged
governmental practice either has the purpose or effect of ‘endorsing’ religion”); see also id. at 624–32
(O’Connor, J., concurring in part and concurring in the judgment); Santa Fe Indep. Sch. Dist. v. Doe,
530 U.S. 290, 307–08 (2000); Agostini, 521 U.S. at 235.
111
Opinions of the Office of Legal Counsel in Volume 27
E.
Our conclusion regarding the constitutionality of providing historic preserva-
tion grants to religious structures such as the Old North Church is bolstered by the
fact that the Program at issue has a number of requirements designed to ensure that
the government funds only those aspects of preservation that produce a secular
benefit. To begin with, under the NHPA, properties that are owned by religious
institutions or used for religious purposes are eligible for Save America’s Treas-
ures grants only if they “deriv[e] primary significance from architectural or artistic
distinction or historical importance,” 36 C.F.R. § 60.4(a), and “[g]rants may be
made . . . for the preservation, stabilization, restoration, or rehabilitation of religi-
ous properties listed in the National Register of Historic Places, provided that the
purpose of the grant is secular, does not promote religion, and seeks to protect
those qualities that are historically significant,” 16 U.S.C. § 470a(e)(4) (emphasis
added). Thus, the Park Service may provide grants for the preservation of religious
structures only insofar as such preservation protects those structures’ historically
significant components.
Other aspects of the Program ensure that Save America’s Treasures grants are
provided “only for the benefit of the public,” Guidelines at 3, by mandating that,
for fifty years, grantees keep open to the public all portions of rehabilitated
structures that are not visible from the public way. Id. at 2 (mandating that
“interior work (other than mechanical systems such as plumbing or wiring), or
work not visible from the public way, must be open to the public at least 12 days a
year during the 50-year term of the preservation easement or covenant”). Further-
more, grant recipients must agree to encumber the title to their property with a 50-
year covenant requiring that the owners “repair, maintain, and administer the
premises so as to preserve the historical integrity of the features, materials,
appearance, workmanship, and setting that made the property eligible for the
National Register of Historic Places.” Id. To ensure compliance with these require-
ments, Save America’s Treasures grantees must keep detailed records of their
expenditures and are subject to rigorous audit by the government to ensure that the
Save America’s Treasures grants are spent only for designated purposes. 16 U.S.C.
§ 470e (grantees must maintain “records which fully disclose the disposition by
the beneficiary of the proceeds of such assistance, the total cost of the project or
undertaking in connection with which such assistance is given or used, and the
amount and nature of that portion of the cost of the project or undertaking supplied
by other sources, and such other records as will facilitate an effective audit”);
Myers Letter at 3.
These statutory and regulatory requirements make clear that Save America’s
Treasures grants may not be used to promote religion (16 U.S.C. § 470a(e)(4));
that they may be used only to preserve the historically significant portions of
eligible properties (id.); and that rehabilitated portions of eligible structures must
112
Historic Preservation Grants to Properties Such as the Old North Church
be available for public viewing (Guidelines at 3). All of this is to say that the
Program does not permit direct funding of religious activity. To be sure, one could
argue that where a federal grant rehabilitates a building that is not only open for
public tours, but also used for religious worship, the effect is ultimately to
subsidize worship. But such a subsidy is indirect and remote, and that is not what
the subsidy is for; rather, the subsidy is provided solely for the benefit to the
public of being able to view a structure that played an important role in the history
of the United States.12 Accordingly, we think it is more reasonable to view the
grant as akin to a “fee-for-services” transaction—in exchange for an easement that
ensures 50 years of public access to the historic structure, the federal government
pays a portion of the cost of preserving it.13
III.
Some might contend that the Supreme Court’s decisions in Tilton and Nyquist,
which involved construction and maintenance aid to religious schools, should be
read to support the conclusion that historic preservation grants to active churches
would violate the Establishment Clause. For the reasons set forth below, we
disagree.
12
Although in some contexts “direct cash aid” might raise special concerns, see Mitchell, 530 U.S.
at 856 (O’Connor, J., concurring in judgment), we note that the Save America’s Treasures grant monies
are not distributed until particular, reimbursable expenses have already been incurred by the grantee
(see Myers Letter at 3), and that the rigorous auditing and record-keeping requirements discussed in the
text ensure that the funds are used only for authorized purposes. Accordingly, there is no basis for
concern that the money at issue will be diverted to non-Program purposes.
13
The variety of other ways in which the Park Service might constitutionally provide assistance that
would serve to rehabilitate a structure like the Old North Church confirms that there is no strict bar to
the sort of assistance at issue here. For example, suppose that the Park Service negotiated a deal
pursuant to which it paid the Church a fixed sum in exchange for an agreement to remain open to the
public daily and free of charge. Such a fee-for-services transaction would directly “benefit” the Old
North Church, and the Church might well exact a price from the government that would cover not only
the cost of allowing public tours, but of maintaining the Church for use by its parishioners. But it would
be clear that the Park Service was paying only for public access to a historic structure, and we do not
think there is any serious question that such a program would be constitutional. Indeed, such a fee-for-
services transaction would not be materially different from other sorts of transactions that the
government routinely enters into with religious organizations—e.g., land trades, see H.R. 1113, 108th
Cong. (2003) (“To authorize an exchange of land at Fort Frederica National Monument, and for other
purposes”)—where the religious organization has something of value that the government wishes to
obtain. The case of Ebenezer Baptist Church, where Dr. Martin Luther King, Jr. preached a number of
his most famous sermons on the subject of civil disobedience and race relations, is illustrative. We
understand that the Park Service made a deal with that church whereby the church agreed to lease its
historic building to the Park Service for 99 years, enabling the Park Service to conduct public tours of
the church. In consideration for its rights as lessee, the Park Service provided the church with an
adjacent parcel of land where the church has built a new sanctuary. Thus, the church has directly
benefitted—by obtaining title to a valuable plot of real property—from providing public access to a
church that is historically important as a window into the role of black churches in the civil rights
movement.
113
Opinions of the Office of Legal Counsel in Volume 27
In Tilton, the Court sustained the provision of federal construction grants to
religious colleges insofar as the program at issue barred aid to facilities “‘used for
sectarian instruction or as a place for religious worship,’” but invalidated such
grants insofar as the program permitted funding the construction of buildings that
might someday be used for such activities. See 403 U.S. at 675, 683 (plurality
opinion) (citations omitted). The Court concluded that a 20-year limitation on the
statutory prohibition on the use of buildings for religious activities was insufficient
because “[i]f, at the end of 20 years, the building is, for example, converted into a
chapel or otherwise used to promote religious interests, the original federal grant
will in part have the effect of advancing religion.” Id. The Court therefore held that
the religious use restriction had to run indefinitely. Id.
Similarly, Nyquist involved a program that provided maintenance and repair
grants to religious elementary and secondary schools. The grants at issue were
limited to 50 percent of the amount spent for comparable expenses in the public
schools, but the Court invalidated the program. “No attempt [was] made to restrict
payments to those expenditures related to the upkeep of facilities used exclusively
for secular purposes,” the Court stated, and the 50 percent restriction would not
necessarily prevent rehabilitation of entire religious schools. 413 U.S. at 774. The
Court thus concluded that such aid would have the effect of advancing religion, in
violation of Lemon’s second prong. Id.
These holdings, so far as they go, have not been expressly overruled, even
where public aid is given to both religious and nonreligious schools on the basis of
neutral criteria. See Mitchell, 530 U.S. at 856–57 (O’Connor, J., concurring in
judgment). Thus, they might be thought to support a broader argument that
providing historic preservation grants to restore a church building that is actively
used for religious purposes would violate the Establishment Clause. Under this
argument, insofar as a grant used to rehabilitate a church’s building would
ultimately support its use for secular and religious purposes—i.e., for both public
tours and religious worship—such aid would be unlawful.
We are unable to adopt such a broad reading of Tilton and Nyquist for several
reasons. First, as noted in the 2002 Opinion (26 Op. O.L.C. at 129), Tilton and
Nyquist are in considerable tension with a more recent line of cases holding that
the Free Speech Clause does not permit the government to deny religious groups
equal access to the government’s own property, even where such groups seek to
use the property “‘for purposes of religious worship or religious teaching.’”
Widmar v. Vincent, 454 U.S. 263, 265 (1981). See Lamb’s Chapel v. Center
Moriches Sch. Dist., 508 U.S. 384, 394 (1993); Capital Square Rev. & Advisory
Bd. v. Pinette, 515 U.S. 753 (1995); Good News Club v. Milford Central Sch., 533
U.S. 98 (2001); see also Westside Cmty. Bd. of Educ. v. Mergens, 496 U.S. 226(1990). Providing religious groups with access to property is a form of direct aid,
and allowing such groups to conduct worship services plainly “advances” their
religious mission. The Court, however, has consistently refused to permit (let
114
Historic Preservation Grants to Properties Such as the Old North Church
alone require) state officials to deny churches equal access to public school
property on the basis of these officials’ argument “that to permit its property to be
used for religious purposes would be an establishment of religion.” Lamb’s
Chapel, 508 U.S. at 394. Indeed, the Court has extended these cases to require
equal funding of religious expression, reasoning that “[e]ven the provision of a
meeting room . . . involve[s] governmental expenditure” for “upkeep, mainte-
nance, and repair of the facilities.” See Rosenberger, 515 U.S. at 842–43; see also
Prince ex rel. Prince v. Jacoby, 303 F.3d 1074, 1085–86 (9th Cir. 2002) (extend-
ing the principles of Rosenberger to monetary and other benefits provided to
student groups that are entitled to meet on school grounds under the Equal Access
Act). Inasmuch as the Court has approved governmental expenditures for the
maintenance and upkeep of facilities used for religious expression and worship,
we decline to adopt a reading of Tilton and Nyquist that would create needless
tension with later holdings. Indeed, insofar as the basis for treating a structure
owned by a religious institution differently from a structure owned by a nonreli-
gious institution is the religious instruction that takes place within its four walls—
its speech and viewpoint—such discrimination directly implicates the Free Speech
Clause. See Rosenberger, 515 U.S. at 828–31.
Furthermore, Tilton and Nyquist essentially sanction discrimination between
private institutions that are identically situated but for their religious status—and
in that respect are in tension with the Court’s free exercise jurisprudence. The law
in Tilton required colleges that applied for federal construction aid to provide 20
years of secular educational services in exchange for such assistance. Upon
completion of their 20-year obligation, secular colleges that participated in the
program were free to use buildings built with federal money for whatever purposes
advanced their mission, regardless of whether such uses provided any benefit to
the government. By contrast, religious colleges that earned the right to federal aid
by providing the same 20 years of educational services—services that, again, were
required by law to be secular—could not use a structure built with federal money
to further their mission. In one sense, it could be argued that this was equal
treatment, because neither religious nor secular colleges could use federal
assistance for religious purposes. But it is more accurate to say that it was
discrimination against institutions with religious worldviews: secular institutions
were free to use government aid to foster their philosophical outlooks; religious
institutions were not. The same can be said of the program at issue in Nyquist,
under which secular private schools were free to use grants “given largely without
restriction on usage” to advance their missions, but religious institutions were not.
413 U.S. at 774. Even after Employment Division v. Smith, 494 U.S. 872 (1990),
such differential treatment is in considerable tension with the Free Exercise
Clause. See id. at 877 (government may not “impose special disabilities on the
basis of religious views or religious status”); Church of Lukumi Babalu Aye v. City
of Hialeah, 508 U.S. 520, 532 (1993) (“[a]t a minimum, the protections of the Free
115
Opinions of the Office of Legal Counsel in Volume 27
Exercise Clause pertain if the law at issue discriminates against some or all
religious beliefs”); Jimmy Swaggart Ministries v. Bd. of Equalization of Cal., 493
U.S. 378, 390 (1990) (to “single out” religious activity “for special and burden-
some treatment” would violate the Free Exercise Clause).14
Finally, the Supreme Court’s Establishment Clause jurisprudence has greatly
evolved since the Court’s decisions in Tilton and Nyquist were rendered, and many
of the legal principles that supported those decisions have been discarded. In 1985,
for example, the Court struck down programs under which the government
provided religious and other schools with teachers who offered remedial instruc-
tion to disadvantaged children. See Aguilar v. Felton, 473 U.S. 402 (1985); Sch.
Dist. of Grand Rapids v. Ball, 473 U.S. 373 (1985). The Court reasoned that teach-
ers in the program might “become involved in intentionally or inadvertently
inculcating particular religious tenets or beliefs.” Ball, 473 U.S. at 385. In
Agostini, however, the Court overruled Aguilar and substantial portions of Ball,
explaining that the Court had abandoned the presumption that placing public
employees in religious schools “inevitably results in the impermissible effect of
state-sponsored indoctrination or constitutes a symbolic union between govern-
ment and religion.” 521 U.S. at 223. Similarly, in the 1970s the Court held that the
state could not provide any “substantial aid to the educational function of [reli-
gious] schools,” reasoning that such aid “necessarily results in aid to the sectarian
school enterprise as a whole.” Meek v. Pittenger, 421 U.S. 349, 366 (1975);
accord Wolman v. Walter, 433 U.S. 229, 250 (1977). In Agostini and Mitchell,
however, the Court expressly abandoned that view, overruling Meek and Wolman.
See Agostini, 521 U.S. at 225; Mitchell, 530 U.S. at 808, 835–36 (plurality
opinion); id. at 837, 851 (O’Connor, J., concurring in judgment). In addition, other
portions of Nyquist have been substantially narrowed or overruled. As the Court
stated in Zelman, “[t]o the extent the scope of Nyquist has remained an open
question in light of these later decisions, we now hold that Nyquist does not govern
neutral educational assistance programs that, like the program here, offer aid
14
We are not suggesting that religion must always be treated the same as non-religion; that sort of
formal neutrality has never commanded the support of the Supreme Court, and it would be inconsistent
with the established principle that the government may not advance religion in ways that it is free to
advance many secular ideals, see, e.g., Corp. of Presiding Bishop v. Amos, 483 U.S. 327, 337 (1987)
(“For a law to have forbidden ‘effects’ under Lemon, it must be fair to say that the government itself
has advanced religion through its own activities and influence”); Santa Fe, 530 U.S. at 302 (“there is a
crucial difference between government speech endorsing religion, which the Establishment Clause
forbids, and private speech endorsing religion, which the Free Speech and Free Exercise Clauses
protect” (quoting Mergens, 496 U.S. at 250 (plurality opinion))), as well as the principle that the
government must sometimes accommodate religious practices in circumstances where it would not be
required to accommodate similar secular practices, see, e.g., Wisconsin v. Yoder, 406 U.S. 205, 216–17
(1972). But where the government treats private parties differently on the basis of their religious status
or viewpoint, such differential treatment is subject to more rigorous scrutiny. See, e.g., Rosenberger,
515 U.S. at 828–37; McDaniel v. Paty, 435 U.S. 618 (1978).
116
Historic Preservation Grants to Properties Such as the Old North Church
directly to a broad class of individual recipients defined without regard to reli-
gion.” 536 U.S. at 662.
Perhaps more important, recent Supreme Court decisions have brought the
demise of the “pervasively sectarian” doctrine that comprised the basis for
numerous decisions from the 1970s, such as Tilton and Nyquist, and the 1995
Opinion of this Office. As noted above, that doctrine held that there are certain
religious institutions in which religion is so pervasive that no government aid may
be provided to them, because their performance of even “secular” tasks will be
infused with religious purpose. That doctrine, however, no longer enjoys the
support of a majority of the Court. Four Justices expressly abandoned it in
Mitchell, see 530 U.S. at 825–29 (plurality opinion), and Justice O’Connor’s
opinion in that case set forth reasoning that is inconsistent with its underlying
premises, see id. at 857–58 (O’Connor, J., concurring in judgment, joined by
Breyer, J.) (requiring proof of actual diversion of public support to religious uses
to invalidate direct aid to schools and explaining that “presumptions of religious
indoctrination are normally inappropriate when evaluating neutral school-aid
programs under the Establishment Clause”). See also Columbia Union Coll. v.
Oliver, 254 F.3d 496, 502–04 (4th Cir. 2001) (explaining that the pervasively
sectarian test is no longer valid in light of the holdings of six Justices in Mitchell).
Justice O’Connor has rejected the view that aid provided to religious primary and
secondary schools will invariably advance the schools’ religious purposes, and that
view is the foundation of the pervasively sectarian doctrine.
For all of these reasons, the reach of Tilton and Nyquist cannot be extended
beyond their narrow holdings. And, for the reasons set forth in Part II, those
holdings plainly do not control the question we address.
IV.
For the foregoing reasons, we conclude that the Establishment Clause does not
prevent the Department of the Interior from providing historic preservation grants
to the Old North Church or to other active houses of worship that satisfy the
generally applicable criteria for funding under the Program.
M. EDWARD WHELAN III
Acting Assistant Attorney General
Office of Legal Counsel
117