Executive Power With Regard to the Libyan Situation ( 1981 )

Executive Power with Regard to the Libyan Situation
[The following memorandum reviews the significant statutory authorities available to the
President and other executive officials in dealing with a foreign policy crisis.]
December 23, 1981
MEMORANDUM OPINION FOR T H E ATTORNEY GENERAL,
T H E DEPUTY ATTORNEY GENERAL, AND THE ASSOCIATE
ATTORNEY G EN ERA L
To assist you in deliberations regarding Libya, we are providing a
general memorandum concerning statutes likely to be significant.
A. The International Emergency Economic Powers Act
The President has wide-ranging power to regulate property and
transactions in which a foreign country has an interest under the Inter­
national Emergency Economic Powers Act (IEEPA), 50 U.S.C.
§§ 1701-1706 (Supp. Ill 1979), enacted in 1977. IEEPA was used
during the Iran hostage crisis: (1) to block Iranian government property
in this country; (2) to limit exports and imports to Iran; (3) to restrict
transactions with any foreign person or entity relating to travel to Iran;
and (4) to make the required transfers of funds in connection with the
agreement ending the hostage crisis. Dames & Moore v. Reagan, 453
U.S. 654 (1981); e.g., Exec. Order No. 12,170, 44 Fed. Reg. 65,729(1979); Exec. Order No. 12,205, 45 Fed. Reg. 24,099 (1980); Exec.
Order No. 12,211, 45 Fed. Reg. 26,685 (1980). It continues to be used
today to implement various financial aspects of the settlement with
Iran.
The IEEPA provides broad powers to the President in the event of
any:
unusual and extraordinary threat, which has its source in
whole or substantial part outside the United States, to the
national security, foreign policy, or economy of the
United States, if the President declares a national emer­
gency with respect to such threat.
50 U.S.C. § 1701. If such an emergency is declared, the President may:
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under such regulations as he may prescribe, by means of
instructions, licenses, or otherwise—
(A) investigate, regulate, or prohibit—
(i) any transactions in foreign exchange,
(ii) transfers of credit or payments between, by,
through, or to any banking institution, to the extent that
such transfers or payments involve any interest of any
foreign country or a national thereof,
(iii) the importing or exporting of currency or securities; and
(B) investigate, regulate, direct and compel, nullify, void, pre­
vent or prohibit, .any acquisition, holding, withholding, use,
transfer, withdrawal, transportation, importation or exportation
of, or dealing in, or exercising any right, power, or privilege
with respect to, or transactions involving, any property in which
any foreign country or a national thereof has any interest;
by any person, or with respect to any property, subject to
the jurisdiction of the United States.
50 U.S.C. § 1702(a)(1).:Under these provisions, once the President
declares a national emergency, he may control all foreign assets subject to
the jurisdiction of the United States, regulate or prohibit movements of
foreign or domestic currency or credit in and out of the country, and
prohibit all transactions involving any property in which the foreign
country or any national thereof has an interest.
If a decision is made to invoke IEEPA, certain steps must be taken
immediately under that Act and the National Emergencies Act, 50
U.S.C. §§ 1601-1651. The latter Act confers no separate authority, but
imposes procedural requirements.
(1) Consultation with Congress: The President, “in every possible in­
stance,” shall consult with Congress before exercising authorities under
the IEEPA. 50 U.S.C. § 1703(a). There is no formal procedure for this.
It has usually been done with only a small group of congressional
leaders.
(2) Declaration o f a national emergency: A proclamation of national
emergency is necessary to use the powers available under IEEPA. 50
U.S.C. § 1701. The President is authorized to declare an emergency
pursuant to the National Emergencies Act. 50 U.S.C. § 1621. For pur­
poses of IEEPA, such an emergency may be declared with respect to
any unusual and extraordinary threat to the national security, foreign
policy, or economy of the United States which has its source outside
this country. 50 U.S.C. § 1701. This language was left broad to provide
necessary discretion. H.R. Rep. No. 459, 95th Cong., 1st Sess. 10
(1977).
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A presidential declaration of emergency under IEEPA can be short
and to the point. In the Iran crisis, the President stated: “I find that the
situation in Iran constitutes an unusual and extraordinary threat to the
national security, foreign policy and economy of the United States and
hereby declare a national emergency to deal with that threat.” Exec.
Order No. 12,170, supra, 44 Fed. Reg. 65,729. The courts will not
review a determination so peculiarly within the province of the Presi­
dent. See 42 Op. A tt’y Gen. at 370.
Under the Act, Congress is authorized to terminate a declared emer­
gency through adoption of a concurrent resolution. 50 U.S.C. § 1706(b)
(Supp. Ill 1979). It is our position that a concurrent resolution, because
it would not be subject to the President’s veto, would be constitution­
ally insufficient to terminate a declared emergency.
(3) Designation o f Act: The National Emergencies Act declares that in
the same proclamation or by contemporaneous or subsequent executive
orders, the President must designate the particular emergency statute he
wishes to invoke, e.g., IEEPA. The 1979 Iranian blocking order and
emergency declaration appeared in the same document. Exec. Order
No. 12,170, supra, 44 Fed. Reg. 65,729.
(4) Delegation: Since IEEPA vests powers directly in the President,
an executive order should delegate power to an appropriate official. 3
U.S.C. § 301. This could be the Secretary of the Treasury, who already
administers similar programs. The President could declare a sanction in
general terms and delegate to an appropriate official the powers to
administer the sanction and enforce the Act. This was done with the
1979 Iranian blocking order; doing so would avoid any enforcement
gap between the issuance o f the proclamation and implementation of
the regulations by Treasury.
(5) Publication and transmittal to Congress: The National Emergencies
Act requires that the emergency proclamation be immediately transmit­
ted to Congress and published in the Federal Register. 50 U.S.C.
§ 1621.
(6) Report to Congress: Following the issuance of the order, the
President shall “immediately” transmit a report to the Congress specify­
ing:
(1) the circumstances which necessitate such exercise of
authority;
(2) why the President believes those circumstances con­
stitute an unusual and extraordinary threat, which has its
source in whole or substantial part outside the United
States, to the national security, foreign policy, or econ­
omy of the United States;
(3) the authorities to be exercised and the actions to be
taken in the exercise of those authorities to deal with
those circumstances;
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(4) why the President believes such actions are neces­
sary to deal with those circumstances; and
(5) any foreign countries with respect to which such
actions are to be taken and why such actions are to be
taken with respect to those countries.
50 U.S.C. § 1703(b).
The legislative history indicates that this requirement was not to
impede use of emergency power. The House report notes:
Nothing in this section should be construed as requiring
submission of a report as a precondition of taking action
where circumstances require prompt action prior to or
simultaneously with submission of a report.
H.R. Rep. No. 459, supra, at 16.
The Department of State is currently drafting appropriate report
language which, once approved by concerned agencies, can be incorpo­
rated immediately into final documents.
IEEPA provides for prison sentences of up to 10 years and fines up
to $50,000. Officers, directors, and agents of corporations are specifi­
cally covered by this provision if they knowingly participate in viola­
tions. Civil fines of up to $10,000 may also be imposed.
B. The Trading With the Enemy Act
The Trading with the Enemy Act, as amended in 1977, is available
only during a war. 50 U.S.C. App. § 5(b) (Supp. Ill 1979). The key
language of IEEPA quoted above (describing the powers available to
the President) was based on the Trading with the Enemy Act, which
retains comparable provisions. In addition, broader powers are available
under the Trading with the Enemy Act, including the authority to vest
enemy property (a process by which the government seizes and takes
title to it) and to control wholly domestic transactions. 50 U.S.C. App.
§ 5(b).
C. Passport Restrictions
The Passport Act, as amended in 1978, deals with the power of the
Secretary of State to restrict the use of passports. It provides:
Unless authorized by law, a passport may not be desig­
nated as restricted for travel to or for use in any country
other than a country with which the United States is at
war, where armed hostilities are in progress, or where
there is imminent danger to the public health or the physi­
cal safety of United States travellers.
22 U.S.C. § 211a (Supp. Ill 1979).
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The amendment followed a Supreme Court decision holding that the
President had authority to refuse to validate passports for travel to
Cuba. Zem el v. Rusk, 381 U.S. 1 (1965). The Senate committee that
added the amendment said that it intended to make “the freedom-of-
travel principle . . . a matter of law.” S. Rep. No. 842, 95th Cong., 2d
Sess. 14 (1978). Nevertheless, the Supreme Court has recently con­
firmed that the President has broad power over the issuance and revo­
cation of passports. Haig v. Agee, 453 U.S. 280 (1981).
The President’s power has been delegated to the Secretary of State
pursuant to Executive Order No. 11,295, 31 Fed. Reg. 10,603 (1966).
On December 9, 1981, Acting Secretary of State Clark restricted the
use of United States passports for travel in Libya by placing a notice to
that effect in the Federal Register. 46 Fed. Reg. 60,712 (1981). The
notice said that the action was required by the unsettled state of
relations with Libya, and the increased threat of hostile acts against
Americans. It noted that the American Embassy in Libya remains
closed and that the U.S. government is not in a position to provide
diplomatic protection or consular assistance to Americans in Libya.
Therefore there was an imminent danger to the physical safety of
Americans travelling to or present in Libya.
In April, 1980, shortly before the rescue mission to Iran, President
Carter authorized the restriction of the use of passports for travel to
Iran. Exec. Order No. 12,211, supra, 45 Fed. Reg. 26,685 (1980). This
restriction was lifted at the time of the hostage release agreement in
January, 1981. The order did not prove to be successful in deterring
some Americans from traveling to Iran. On May 31, 1980, while the
hostages were being held and the travel restriction was in effect, former
Attorney General Ramsey Clark led a group of ten U.S. citizens to Iran
to participate in an international conference. The Attorney General
decided earlier this year not to litigate the question of whether this
group had violated various federal laws.
The Passport Act itself provides no penalty for its violation. It is a
crime “to use any passport in violation of the conditions or restrictions
therein contained . . . . ” 18 U.S.C. § 1544. It is, however, difficult to
enforce this law. It appears that, in order to have a successful prosecu­
tion, the government must prove that a U.S. passport that was geo­
graphically restricted was used to enter the country to which travel
was restricted. Persons traveling to geographically restricted areas gen­
erally work out arrangements with the country of destination to admit
them without presentation o f the passport; if the passport is not used,
no violation occurs. Even if the passport is used, evidence on this point
is not likely to be available to prosecutors in the United States. State
Department regulations do not list violation of area restrictions as a
basis for revoking or denying a passport. 22 C.F.R. §§ 51.70—.71 (1981).
It appears that the regulations could be amended so that violation of an
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area restriction would be a ground for revocation. The problems of
proof described for the criminal law would, however, apply here as
well.
D. Export Administration Act
The Export Administration Act of 1979, 50 U.S.C. App. §§2401-
2413 (Supp. Ill 1979), contains three separate grants of power to the
President to prohibit or curtail the export of goods and technology
subject to the jurisdiction of the United States: national security con­
trols, foreign policy controls, and short supply controls. 50 U.S.C. App.
§§ 2404, 2405, 2406.
The provision likely to be most pertinent relates to foreign policy
controls.1 On October 23, 1981, foreign policy controls were imposed
on exports of aircraft and aircraft parts to Libya. 46 Fed. Reg. 53,023(1981) (to be codified at 15 C.F.R. §§ 376, 385, 399). Previously, off-
highway tractors were restricted for sale to Libya under this section. 15
C.F.R. § 385.4(e) (1981).
This Act was not employed against Iran, but was recently used to
restrict exports to the Soviet Union in 1980 following the invasion of
Afghanistan. 45 Fed. Reg. 1883 (1980) (to be codified at 15 C.F.R.
§§ 376, 386, 399) (Restriction on the Export of Agricultural Commod­
ities and Products to the U.S.S.R.); 45 Fed. Reg. 21,612 (1980) (to be
codified at 15 C.F.R. §§ 371, 379, 385, 399) (Controls on Goods and
Technology for Moscow Olympics).
The President may prohibit exports “to the extent necessary to fur­
ther significantly the foreign policy of the United States or to fulfill its
declared international obligations.” 50 U.S.C. App. § 2405(a)(1). One of
the expressly permitted purposes of foreign policy controls is discourag­
ing the provision of aid or sanctuary to international terrorists. 50
U.S.C. App. § 2402(8).
The President’s authority to impose foreign policy controls has been
delegated to the Secretary of Commerce. Exec. Order No. 12,214, 45
Fed. Reg. 29,783 (1980). It must be exercised, however, in consultation
with the Secretary of State. 50 U.S.C. App. § 2405(a) (Supp. Ill 1979).
1 National security controls may be imposed in order to restrict the export of goods and technology
which would make “a significant contribution to the military potential o f any other country,” which
would prove detrimental to the United States, 50 U.S.C. App. § 2402(2)(B), and which pertain to
“militarily critical goods and technologies,” 50 U.S.C. App. § 2404(d)(1). The Secretary cannot require
a validated license unless (A) the export is restricted under a multilateral agreement; (B) with respect
to the export, other nations do not possess capabilities comparable to those of the United States; or (C)
the United States is seeking agreement of other suppliers to apply comparable controls 50 U.S.C.
App. § 2404(e)(2). If the President determines that goods or technology are available from foreign
sources so that a specific licensing requirement would be ineffective, he may still impose controls if he
finds that “the absence o f export controls . would prove detrimental to the national security of the
United States ” 50 U.S.C. App. § 2404(f)(1).
Short supply controls are used “ to restrict the export of goods where necessary to protect the
domestic economy from the excessive drain of scarce materials and to reduce the senous inflationary
impact of foreign demand ” 50 U.S.C. App. § 2402(2)(C)
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Certain criteria must be considered when imposing or expanding such
controls. They include:
(1) The probability that they will achieve their purpose;
(2) Compatibility with foreign policy including the
effort to counter terrorism;
(3) The reaction o f other countries;
(4) The impact on the ability of the United States to
compete economically including the effect on existing
contracts;
(5) Ability to enforce the controls effectively; and
(6) The foreign policy consequences of not imposing
controls.
50 U.S.C. App. § 2405(b).
The Secretary of Commerce must, in addition, take the following
steps:
(a) Consult with afTected industries concerning items (1)
and (4), supra;
(b) Determine that reasonable efforts have been made
to achieve the purposes of the controls through negotia­
tions or other alternative means;
(c) Consult “in every possible instance” with the Con­
gress;
(d) Notify Congress of the action taken; and
(e) Submit a report on items (1) through (6), supra, and
on alternative means attempted or the reason for imposing
the control without attempting alternative means. The
report must also indicate how such controls will signifi­
cantly further the foreign policy of the United States or
will further its international obligations.
(0 Take all feasible steps to initiate and conclude nego­
tiations with appropriate foreign governments to control
exports by them of comparable goods or technology.
50 U.S.C. App. § 2405(c), (d), (e).
Criminal violators of restrictions issued for foreign policy purposes
can be punished by a fine of five times the value of the export or
$100,000, whichever is greater, and imprisoned for up to 10 years.
Officers of corporations are not specifically covered by the penalty
provision but under general principles of law can be prosecuted as
violators. 18 U.S.C. §2. Wood v. United States, 204 Fed. 55 (4th Cir.
1913), cert, denied, 229 U.S. 617. In addition, civil fines of up to $10,000
may be imposed by the Commerce Department. Administrative sanc­
tions are also available including revocation of the authority to export
goods or technology. 50 U.S.C. App. § 2410(b), (c).
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E. The War Powers Resolution
The War Powers Resolution, 50 U.S.C. §§ 1541-1548, deals with the
procedures which must be followed in the use of our armed forces. It
includes requirements to consult with and report to Congress.
1. Consultation. The consultation requirement focuses on use of
troops in hostile situations:
The President in every possible instance shall consult
with Congress before introducing United States Armed
Forces into hostilities or into situations where imminent
involvement in hostilities is clearly indicated by the cir­
cumstances, and after every such introduction shall con­
sult regularly with the Congress until United States*
Armed Forces are no longer engaged in hostilities or have
been removed from such situations.
50 U.S.C. § 1542.
On its face, consultation is required with “Congress.” This language
replaced an earlier version which merely required consultation with the
leadership and appropriate committees of Congress. H.R. Conf. Rep.
No. 547, 93rd Cong., 1st Sess. 8 (1973); H.R. Rep. No. 287, 93rd Cong.,
1st Sess. 6 (1973). Nevertheless, as a practical matter consultation with
any more than a select group of congressional leaders has never been
attempted.
In requiring consultation in “every possible instance,” Congress
meant to be firm yet flexible. H.R. Rep. No. 287, supra, at 6. The
House report noted:
The use of the word “every” reflects the committee’s
belief that such consultation prior to the commitment of
armed forces should be inclusive. In other words, it
should apply in extraordinary and emergency circum­
stances—even when it is not possible to get formal con­
gressional approval in the form of a declaration of war or
other specific authorization.
At the same time, through use of the word “possible” it
recognizes that a situation may be so dire, e.g„ hostile
missile attack underway, and require such instantaneous
action that no prior consultation will be possible.
Id.
President Carter determined that consultation was not “possible”
prior to the Iran rescue mission because of the great need for secrecy.
He indicated, however, that if the mission had not been aborted in its
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first phase, he planned to advise appropriate congressional leaders
before the next phase, the actual rescue, took place.2
Consultation is only required prior to the actual “introduction” of
forces into hostilities. Thus, it is not required during planning or prepa­
ration stages as long as forces have not been committed.
A determination must also be made as to when hostilities exist that
require consultation. President Ford took the position, for example, that
no consultation was legally required at the Danang or Lebanon evacu­
ations because hostilities were not involved. Franck, After the Fall: The
N ew Procedural Framework fo r Congressional Control Over the War
Power, 71 Am. I. Int’l L. 605, 615 (1977). The State and Defense
Departments have said that “hostilities” mean a situation in which
American forces are actively exchanging fire with opposing units and
“imminent hostilities” mean a situation where there is a serious risk
from hostile fire to the safety of U.S. forces. Neither term was thought
to encompass irregular or infrequent violence which may occur in a
particular area. War Powers: A Test o f Compliance, Relative to the
Danang Sealift, the Evacuation o f Phnom Penh, the Evacuation o f Saigon,
and the Mayaguez Incident, Hearings Before the Subcomm. on Int'l Secu­
rity and Scientific Affairs o f the House Comm, on Int'l Relations, 94th
Cong., 1st Sess. 38-39, 85-86 (1975).
2. Reporting requirements. The reporting requirements apply to situa­
tions not only where hostilities are taking place or imminent (which
requires consultation) but where armed forces are sent to a foreign
country equipped for combat. 50 U.S.C. § 1543. The report must be
filed within 48 hours. This has been interpreted as meaning 48 hours
from the time that they are “introduced” into the situation triggering
the requirement and not from the time that the decision to dispatch
them is made. E.g., Franck, supra, at 615. The report must include:
(1) The circumstances necessitating the introduction of
United States Armed Forces;
(2) The constitutional or legislative authority under
which such introduction took place; and
(3) The estimated scope and duration of the hostilities
or involvement.
Franck, supra, at 614-15.
Reports filed in the past have been brief and to the point; they have not
run more than one or two pages. The discussion of legal authority in the
reports has been limited to a brief reference to the constitutional power of
the President as Commander-in-Chief and Chief Executive. This Admin­
2 Statement o f A cting Secretary o f State Christopher, May 8, 1980, to Senate Foreign Relations
Comm., p. 5. A lthough the Acting Secretary’s statement was phrased in statutory terms, the consulta­
tion requirement raises a constitutional question as to a possible limit on the President’s independent
power. Testimony o f State Department Legal Adviser M onroe Leigh in War Powers: A Test o f
Compliance, supra, at 100
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istration took the position that the incident earlier this year where two
Libyan planes were shot down over the Mediterranean did not implicate
either the consultation or reporting provisions.
The resolution includes in its statement of purpose and policy a list of
situations in which the President is authorized to introduce the Armed
Forces into hostilities or situations of imminent hostility. This may be
done: (1) pursuant to a declaration of war; (2) under specific statutory
authorization, or (3) in a national emergency created by an attack upon
the United States, its territories or possesions or its armed forces. 50
U.S.C. § 1541(c). We do not believe, however, that the purpose and
policy statement should be construed to constrain the exercise of the
President’s constitutional power. The Resolution’s policy statement is
not a comprehensive or binding formulation of the President’s powers
as Commander-in-Chief. See H.R. Conf. Rep. 547, 93rd Cong., 1st Sess.
8 (1973) (stating that subsequent sections of the Resolution are not
dependent on the policy statement). The Resolution itself disclaims any
intent to alter the constitutional power of the President. 50 U.S.C.
§ 1547(d)(1).
Finally, the Resolution provides that Congress may, by concurrent
resolution, force the withdrawal of our armed forces from abroad. 50
U.S.C. § 1544(c). This “legislative Veto” device is, in our view, uncon­
stitutional. See Veto of the War Powers Resolution, 1973 Pub. Papers
of Richard Nixon 893 (Oct. 24, 1973).
F. Powers Relating to Libyan Nationals
The Immigration and Nationality Act, 8 U.S.C. §§ 1101-1525 (1976
ed. and Supp. Ill 1979), provides the Executive with broad powers to
restrict the entry of aliens into the United States and to deport them.
The President may issue regulations governing the entry and depar­
ture of aliens from the United States. It is unlawful
for any alien to depart from or enter or attempt to depart
from or enter the United States except under such reason­
able rules, regulations, and orders, and subject to such
limitations and exceptions as the President may pre­
scribe . . . .
8 U.S.C. § 1185(a)(Supp. Ill 1979). In addition, the President may
suspend the entry of aliens by designated classes:
Whenever the President finds that the entry of any
aliens or of any class of aliens into the United States
would be detrimental to the interests of the United States,
he may by proclamation, and for such period as he shall
deem necessary, suspend the entry of all aliens or any
class of aliens as immigrant or nonimmigrants, or impose
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on the entry of aliens any restrictions he may deem to be
appropriate.
8 U.S.C. § 1182(0-
In the Iran crisis, the President delegated to the Secretary of State
and the Attorney General the powers of the President under 8 U.S.C.
§ 1185 to prescribe limitations respecting visas issued to Iranians. Exec.
Order No. 12,172, 44 Fed. Reg. 67,947 (1979), as amended by Exec.
Order No. 12,206, 45 Fed. Reg. 24,101 (1980). Under this order, the
State Department issued regulations requiring all outstanding visas of
Iranian nationals to be re-endorsed and for new visas to be issued only
under strict standards. 22 C.F.R. §46.8 (1981). Sections 1182 and 1185
were the authority for Proclamation 4865, 46 Fed. Reg. 48,107 (1981),
and Executive Order No. 12,324, 46 Fed. Reg. 48,109 (1981) concern­
ing interdiction of aliens on the high seas.
In addition, the Attorney General can issue regulations to carry out
the immigration laws, 8 U.S.C. § 1103(a), and is charged with insuring
that aliens who have not maintained their status under the law depart
from the United States, 8 U.S.C. § 1184(a). These powers are delegated
to the Commissioner of Immigration and Naturalization. 28 C.F.R.
§0.105 (1981). In 1979 the Immigration and Naturalization Service
(INS) issued regulations requiring Iranian students to report to the INS
and submit evidence that they had maintained eligibility as students
under the immigration laws. 8 C.F.R. §214.5 (1981). Subsequently, the
INS provided for the accelerated departure of all Iranians who were
judged deportable by limiting the amount of time permitted for depar­
ture. 8 C.F.R. §242.5 (1981). These INS regulations were upheld in
subsequent litigation as a valid exercise of the Attorney General’s
statutory power. The courts held that the regulations had a rational
basis and did not therefore deprive Iranians of equal protection of the
laws. Narenji v. Civiletti, 617 F.2d 745 (D.C. Cir. 1979), cert, denied, 446
U.S. 957 (1980); Malek-Marzban v. INS, 653 F.2d 113 (4th Cir. 1981);
cf. Yassini v. Crosland, 618 F.2d 1356 (9th Cir. 1980).
Apart from the statute below dealing with enemy aliens, there is no
law which specifically provides the power to expel aliens who are in
this country lawfully as permanent residents or nonimmigrants and who
are not otherwise subject to deportation.
The President has statutory authority to intern or expel enemy aliens.
This power is available, however, only in time of war, invasion, or
predatory incursion. 50 U.S.C. §21. The Supreme Court has held this
provision constitutional. Ludecke v. Watkins, 335 U.S. 160 (1948).
For your information, we are attaching: (1) examples of orders which
have been issued in the past; and (2) a listing of major opinions,
including subject headings issued by this Office during the Iranian
442
crisis. The latter attachment demonstrates the broad range of actions
which were considered during that crisis.
T heodore B. O l s o n
Assistant Attorney General
Office o f Legal Counsel
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