O'Dell v. State ( 2016 )

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IN THE COURT OF APPEALS OF THE STATE OF ALASKA
CHRISTOPHER J. O’DELL,
Court of Appeals No. A-11986
Appellant, Trial Court No. 3AN-12-2149 CR
v.
O P I N I O N
STATE OF ALASKA,
Appellee. No. 2491 — February 5, 2016
Appeal from the Superior Court, Third Judicial District,
Anchorage, Michael L. Wolverton, Judge.
Appearances: Evan Chyun, Assistant Public Advocate, and
Richard Allen, Public Advocate, Anchorage, for the Appellant.
Donald Soderstrom, Assistant Attorney General, Office of
Criminal Appeals, Anchorage, and Craig W. Richards, Attorney
General, Juneau, for the Appellee.
Before: Mannheimer, Chief Judge, Allard, Judge, and Suddock,
Superior Court Judge. *
Judge MANNHEIMER.
Alaska Criminal Rule 53 grants broad authority to trial court judges to relax
the other Rules of Criminal Procedure; Rule 53 declares that the criminal rules “may be
*
Sitting by assignment made pursuant to Article IV, Section 16 of the Alaska
Constitution and Administrative Rule 24(d).
relaxed or dispensed with by the court in any case where it shall be manifest to the court
that a strict adherence to them will work injustice.” The question presented in this appeal
is whether a trial court can employ Criminal Rule 53 to relax the 90-day filing deadline
specified in Criminal Rule 32.6(c)(2) for restitution requests that are to be litigated after
the defendant’s sentencing.
The defendant in this case, Christopher J. O’Dell, was convicted of theft,
and he was sentenced to pay restitution to his victims in an amount to be determined
later. Under these circumstances, CriminalRule 32.6(c)(2) gave the State 90 days to file
a proposed restitution order that specified (and justified) the amount of restitution, and
that identified the persons who should receive it.
When the State filed the proposed restitution order seven months late,
O’Dell asked the superior court to deny the State’s request as untimely. But the superior
court invoked Criminal Rule 53 to relax the filing deadline and grant the proposed
restitution. The court concluded that the 90-day time limit should be relaxed under
Rule 53 because it would be manifestly unjust to deny recovery to O’Dell’s victims,
given that O’Dell did not claim that he was prejudiced by the State’s delay.
In this appeal, O’Dell contends that the superior court committed error
when the court relied on Criminal Rule 53 to relax the filing deadline specified in
Criminal Rule 32.6(c)(2). Indeed, O’Dell essentially argues that Criminal Rule 53 can
never be employed to relax any deadline specified in the Criminal Rules.
O’Dell notes that another rule, Criminal Rule 40(b), specifically addresses
a court’s authority to extend a time limit or to ratify an untimely act in situations where
an act “is required or allowed to be done at or within a specified time” by a provision of
the Criminal Rules. O’Dell argues that, because Criminal Rule 40(b) directly addresses
these situations, it is unlawful for a court to employ Criminal Rule 53 (i.e., a rule of
broader application) to relax a filing deadline specified in the Criminal Rules.
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This argument is raised for the first time on appeal. Thus, to prevail, O’Dell
must show that no reasonable judge could have thought that the law allowed the judge
to relax the State’s filing deadline under Criminal Rule 53.
For the reasons explained in this opinion, O’Dell has not shown this. We
therefore reject O’Dell’s claim that Criminal Rule 53 has no application to the filing
deadline specified in Criminal Rule 32.6(c)(2).
We also reject O’Dell’s alternative argument that he was prejudiced by the
State’s late filing because he had come to believe (during the months of delay) that even
if the State ultimately filed a tardy restitution request, the superior court would deny the
request because it was untimely.
Underlying facts
Christopher O’Dellpleaded no contest to two counts of second-degree theft
(for stealing property from a residence while a friend of his was house-sitting there) 1 and
one count of third-degree weapons misconduct (for being a felon in possession of a
concealable firearm — because there were four handguns among the stolen items). 2
At O’Dell’s sentencing hearing in mid-December 2012, his attorney told
the superior court that O’Dell wanted to take responsibility for his offenses, and that
O’Dell was willing to accept any sentence the court imposed. A little later, when O’Dell
personally addressed the court during his allocution, O’Dell declared that even though
he was only one member of the group that stole the items from the residence, “[he]’d be
willing to repay the entirety of the restitution owed to [the victims] if ... that would help
1
AS 11.46.130(a).
2
AS 11.61.200(a)(1).
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make them forgive [him].” O’Dell also told the court that he “[would] be willing to do
whatever it takes” to prove that he was not the kind of person that his criminal conduct
indicated he was.
The superior court sentenced O’Dell to a term of imprisonment and also
ordered him to pay restitution in an amount to be set later.
This latter portion of O’Dell’s sentence triggered the provisions of Alaska
Criminal Rule 32.6(c)(2). This rule governs situations where either the amount of the
restitution or the proper recipients of the restitution are not known to the court at the time
of sentencing — meaning that the final restitution order can not be entered until after
sentencing. Under this rule, the prosecutor has 90 days to file a proposed restitution
judgement that specifies the identity of the persons who should receive restitution, and
that explains (and documents) the amount they should receive.
Because O’Dell’s sentencingtook place in mid-December 2012, the 90-day
time limit in Rule 32.6(c)(2) gave the prosecutor until mid-March 2013 to file the
proposed restitution judgement. But the State did not file the proposed judgement until
October 7th.
Because the State’s proposed judgement was almost seven months late, and
because O’Dell had apparently changed his mind about what he said at the sentencing
hearing, O’Dell urged the superior court to deny the requested restitution in its entirety.
In response, the State attempted to explain its delay by pointing out that the
case against one of O’Dell’s accomplices was not resolved until June 2013, and that the
victims did not provide the State with the full information needed to support their
restitution claim until August. The State also asked the superior court either to relax the
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filing deadline under Criminal Rule 40(b) because of the State’s “excusable neglect” 3
or, alternatively, to invoke Criminal Rule 53 to relieve the State of its default because it
would be manifestly unjust to enforce the deadline.
In O’Dell’s reply to the State’s pleading, he argued that the State had failed
to show excusable neglect, and he also argued that enforcing the filing deadline would
not be manifestly unjust.
The superior court ruled that the filing deadline should be relaxed under
Criminal Rule 53. In its written decision, the court expressed concern that the State was
repeatedly failing to honor the 90-day time limit established in Criminal Rule 32.6(c)(2).
The court also noted that it had recently sustained a defendant’s objection to a late filing
in a different case.
However, the court relaxed the deadline and granted the proposed
restitution in O’Dell’s case. The court concluded that the time limit should be relaxed
under Criminal Rule 53 because it would be manifestly unjust to deny recovery to
O’Dell’s victims, given that O’Dell did not claim that he was prejudiced by the State’s
delay.
O’Dell now appeals the superior court’s decision.
3
Alaska Criminal Rule 40(b)(2) states that a court may, upon motion, “permit [an] act
to be done after the expiration of the specified period [for doing it] if the [party’s] failure to
act was the result of excusable neglect”. (Rule 40(b) lists certain deadlines that can not be
extended under the rule, but none of them are pertinent here.)
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O’Dell’s argument that Criminal Rule 53 can never be employed to relax
a filing deadline if Criminal Rule 40(b) applies
O’Dell’s primary argument on appeal is that the superior court committed
legal error by invoking Criminal Rule 53 as the court’s authority for relaxing the filing
deadline set by Criminal Rule 32.6(c)(2).
O’Dell notes that Criminal Rule 40(b) specifically addresses the issue of
when, and whether, a court should relax a filing deadline specified in the Criminal Rules.
O’Dell then notes that there is a canon of statutory construction that, when there is a
statute or rule that specifically addresses a subject, the provisions of that specific statute
or rule should be interpreted as taking precedence over the provisions of a more general
statute or rule that also covers that subject. 4
Relying on this canon of statutory construction, O’Dellargues that the more
stringent provisions of Criminal Rule 40(b) must take precedence over the provisions of
Criminal Rule 53 — even when a court concludes that a strict application of Criminal
Rule 40(b) will lead to manifest injustice.
If we were writing on a blank slate, O’Dell’s argument might be plausible.
But we are not. The Alaska Supreme Court has already addressed this issue. In Thomas
v. State, 566 P.2d 630, 638-39 (Alaska 1977), the supreme court held that CriminalRule
53 authorizes trial courts to relax time limits in instances of manifest injustice even when
the relaxation would not be allowed under Criminal Rule 40(b).
The specific question presented in Thomas was whether the superior court
could invoke Criminal Rule 53 to relax the 60-day time limit established for motions to
modify a sentence under a former version of Criminal Rule 35(a). The State, in opposing
the defendant’s late-filed motion to modify, made the very same argument that O’Dell
4
See Smith v. State, 229 P.3d 221, 226 & n. 3 (Alaska App. 2010).
–6– 2491
is making here: that Criminal Rule 40(b) expressly addresses the subject of relaxing
filing deadlines, so the provisions of Rule 40(b) must take precedence over the more
general authority granted by Criminal Rule 53:
The state takes the position that the prohibitions on
enlargement of time for a Rule 35(a) motion contained in
Criminal Rule 40(b) supersede the provisions of Criminal
Rule 53, since Criminal Rule 53 is a general provision and
Criminal Rule 40(b) refers specifically to Rule 35 as to any
possible exceptions to the prohibition on enlargement of time
under Rule 35(a).
And here is how the supreme court answered the State’s argument:
We ... take this occasion to reiterate our holding that
Criminal Rule 53 is applicable to Rule 35(a) motions. More
specifically, we hold that where a showing of injustice has
been made under Rule 53, the 60-day time limitation
contained in Rule 35(a) for bringing a motion to reduce a
sentence may be dispensed with or relaxed. Rule 53 is
intended to apply to any of Alaska’s Criminal Rules in order
to insurethat strict adherence to one or more of our Criminal
Rules of Procedure will not result in manifest injustice to any
party.
Thomas, 566 P.2d at 638-39 (emphasis added).
In his brief to this Court, O’Dell acknowledges that the supreme court’s
decision in Thomas appears to reject his argument. But O’Dell contends that Thomas is
distinguishable from his case.
O’Dell notes that Thomas involved the relaxation of a time limit established
by former Criminal Rule 35(a) — an issue on which there was already case law (Jones
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v. State, 548 P.2d 958 (Alaska 1976)) — while O’Dell’s case involves the relaxation of
a time limit established by a different rule, Criminal Rule 32.6(c)(2).
There is no binding precedent directly addressing the application of
Criminal Rule 53 to the time limit for restitution requests codified in Rule 32.6(c)(2).
But O’Dell argues that this Court’s unpublished opinion in Osborne v. State, 2014 WL
3408410 (Alaska App. 2014), supports his position that Rule 53 can not be applied to
relax the deadline specified in Rule 32.6(c)(2).
(Although Osborne is a memorandum opinion, and is therefore not binding
precedent, O’Dell is allowed to rely on Osborne for its persuasive value. See McCoy v.
State (opinion on rehearing), 80 P.3d 757, 764 (Alaska App. 2002), and Alaska
Appellate Rule 214(d)(1).)
In Osborne, the superior court relied on Criminal Rule 53 to relax the
State’s filing deadline for a restitution request. We noted that the superior court
“excused the State’s late filing in the interest of justice under Criminal Rule 53”, but we
noted that “the rule that directly governs this situation is Criminal Rule 40.” 2014 WL
3408410 at *2. We went on to conclude that, under the facts, the State’s late filing was
excusable under the provisions of Criminal Rule 40(b)(2). Ibid.O’Dell argues that Osborne stands for the proposition he is advancing in
this appeal — that Criminal Rule 53 can not be used to relax a filing deadline if Criminal
Rule 40(b)(2) applies. But O’Dell reads Osborne too broadly.
Osborne supports the proposition that a trial court should not rely on
Criminal Rule 53 to relax a filing deadline if that same result can be reached under the
provisions of the more specific rule, Criminal Rule 40. Because the State’s tardiness in
Osborne was excusable under Criminal Rule 40, there was no need for this Court to
reach the question we now confront in O’Dell’s case: whether Criminal Rule 53 is
available if a late filing is not excusable under Criminal Rule 40.
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The supreme court’s decision in Thomas expressly states that Criminal
Rule 53 “is intended to apply to any of Alaska’s Criminal Rules in order to insure that
strict adherence to [those rules] will not result in manifest injustice”. Thomas, 566 P.2d
at 639 (emphasis added). We therefore conclude that the superior court did not commit
plain error in O’Dell’s case when it invoked Criminal Rule 53 as its authority for
relaxing the 90-day filing deadline set by Criminal Rule 32.6(c)(2).
O’Dell’s argument that he was prejudiced by the State’s delay in filing the
restitution request
As an alternative argument, O’Dell asserts that he was prejudiced by the
State’s delay in filing the restitution request.
However, O’Dell does not assert that he was “prejudiced” in the sense that
the State’s delay hampered his ability to dispute the specifics of the restitution claim, or
in the sense that he disposed of his income or assets in detrimental reliance on the fact
that the State had apparently decided not to press for restitution.
Rather, O’Dell’s claim of prejudice is based on the fact that O’Dell’s
attorney falsely raised his hopes that he would not have to pay restitution after all.
(O’Dell’s attorney apparently told him, mistakenly, that the State’s long delay in filing
the restitution request meant that the State would be barred from seeking restitution.) In
such circumstances, O’Dell asserts, “having to pay the [restitution] judgment is itself
prejudicial.”
O’Dell made this same argument to the superior court — that his thwarted
expectation of escaping restitution altogether constituted “prejudice”. But the superior
court apparently rejected O’Dell’s legal characterization of the situation, because the
superior court’s order states that O’Dell failed to show any prejudice.
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We agree with the superior court that O’Dell’s false hopes regarding this
matter, and O’Dell’s subsequent disappointment when the court accepted the State’s
tardy restitution request, do not constitute legally cognizable “prejudice” for these
purposes.
A final note on potential methods for enforcing the 90-day deadline
codified in Criminal Rule 32.6(c)(2)
There are good reasons why Criminal Rule 32.6(c)(2) specifies a filing
deadline for restitution requests, and there are good reasons why this deadline should be
enforced.
This deadline imposes a duty on prosecutors, so that a crime victim’s right
to restitution does not go unattended. But the deadline also exists for the court’s benefit
as well — because, until the State files its proposed restitution order and supporting
documentation, and until the proposed restitution is litigated, the court’s judgement will
not be final in all respects.
But as O’Dell points out in his brief, there is currently no effective
mechanism for enforcing this deadline. We agree with O’Dell that it is unfair to require
the defendant to police this deadline by warning the court, or seeking the court’s
intervention, when the filing deadline is on the brink of expiring. Although timely
resolution of restitution may also benefit the defendant, the primary beneficiary is the
crime victim — and, thus, the primary responsibility for meeting the filing deadline falls
on the prosecutor.
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The prosecutor bears this responsibility because restitution presents an
unusual situation — a situation where, by statute 5 and rule, 6 the prosecutor’s office
represents the interests of private third-parties (i.e., crime victims). One might hope that
crime victims could rely on the prosecutor’s office to faithfully perform this role. But
crime victims have limited leverage when the process breaks down. 7
One approach courts might take would be to have someone in the Court
System — for example, the clerk’s office, or the judges’ judicial assistants — keep track
of the number of days elapsed since the original entry of judgement in all cases where
the amount of restitution is left unresolved. The sentencing judge could then be alerted
if the deadline in a particular case was approaching and no proposed restitution order had
been received — so that the judge could take action to elicit the restitution proposal from
the State (or a motion to extend the deadline) in a timely fashion.
Conclusion
The judgement of the superior court is AFFIRMED.
5
AS 12.55.045.
6
Alaska Criminal Rules 32.1(g) and 32.6.
7
We note that the legislature has expressly exempted the prosecutor’s office from civil
liability for failing to enforce a judgement of restitution. See AS 12.55.051(i).
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