State v. Allen ( 2018 )

NOTICE: NOT FOR OFFICIAL PUBLICATION.
UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION IS NOT PRECEDENTIAL
AND MAY BE CITED ONLY AS AUTHORIZED BY RULE.
IN THE
ARIZONA COURT OF APPEALS
DIVISION ONE
STATE OF ARIZONA, Appellee,
v.
LOREN ROBERT ALLEN, Appellant.
No. 1 CA-CR 17-0752
FILED 7-26-18
Appeal from the Superior Court in Yavapai County
No. P1300CR201600848
The Honorable Patricia A. Trebesch, Judge
AFFIRMED
COUNSEL
Arizona Attorney General’s Office, Phoenix
By Joseph T. Maziarz
Counsel for Appellee
Law Office of Nicole Countryman, Phoenix
By Nicole Countryman
Counsel for Appellant
STATE v. ALLEN
Decision of the Court
MEMORANDUM DECISION
Judge Peter B. Swann delivered the decision of the court, in which Presiding
Judge Randall M. Howe and Judge Jennifer M. Perkins joined.
S W A N N, Judge:
¶1 Loren Robert Allen appeals his convictions and sentences for
three counts of aggravated assault against a peace officer. He contends that
the state failed to present sufficient evidence to support the convictions, and
that the superior court therefore erred by denying his motion for judgment
of acquittal under Ariz. R. Crim. P. (“Rule”) 20. Upon review of the record,
we find minimally sufficient evidence to support Allen’s convictions. We
therefore affirm.
FACTS AND PROCEDURAL HISTORY
¶2 Late one night in June 2016, Yavapai County Sheriff’s
Deputies Barton, Lewis, and Perry responded to a 911 call about a
“weapons offense” involving Allen at a camping area outside Prescott. The
deputies parked and began walking in the dark toward Allen’s campsite,
hearing “loud cracks” and “yelling and screaming.” When the deputies
were about 50 feet from Allen, Deputy Barton illuminated Allen with his
flashlight and announced that he was with the Sheriff’s Office. Allen was
by his parked car holding a five-foot walking stick like a baseball bat.
¶3 As the deputies continued walking toward Allen, Deputy
Barton ordered Allen to drop his stick, but—clearly agitated—Allen instead
took a few steps toward the deputies while yelling and aggressively
swinging the stick. In response to Allen’s apparent use of the stick as a
weapon, Deputy Barton drew his handgun and Deputy Perry drew his
taser. Deputy Lewis was already holding an unchambered shotgun and a
taser. As the deputies advanced closer toward Allen, repeatedly ordering
him to drop the stick, Allen began retreating toward his car and moved his
stick from a “baseball grip” to an “across-his-chest grip.” Allen yelled at
the deputies to “get away from me, get the fuck away,” and moved his stick
back and forth between the baseball and across-the-chest grips, occasionally
swinging it wildly. The deputies gave him constant commands to drop the
stick. Allen continued to retreat, at one point taking a position on the other
side of his car from Deputy Barton, but Deputy Barton continued around
the car until he was within ten feet of Allen. Meanwhile, Deputies Perry
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STATE v. ALLEN
Decision of the Court
and Lewis approached Allen from Deputy Barton’s left—Deputy Perry was
about fifteen feet away with his taser, and Deputy Lewis was about ten feet
away with his shotgun and taser.
¶4 Allen held onto the stick and took a defensive position, facing
the deputies. Believing that Allen did not see him because he was focused
on Deputy Barton, Deputy Lewis stepped forward and deployed his taser,
striking Allen. Allen immediately dropped his stick and fell to the ground.
After a short struggle, the deputies arrested him. From the time that
Deputy Barton first illuminated Allen with his flashlight to the time that
Deputy Lewis tased Allen, approximately 45 seconds had elapsed.
¶5 The state charged Allen with three counts of aggravated
assault on a peace officer (class 5 felonies) and one count of resisting arrest
(a class 1 misdemeanor), and the matter proceeded to a jury trial. After the
close of the state’s case, upon Allen’s motion, the court entered a judgment
of acquittal as to the resisting arrest charge based on insufficient evidence,
but permitted the three counts of aggravated assault to go to the jury. The
jury then found Allen guilty of all three counts of aggravated assault, and
the court sentenced him to three concurrent terms of four years’
imprisonment. Allen timely appeals.
DISCUSSION
¶6 Allen challenges the superior court’s denial of his Rule 20
motion for judgment of acquittal, arguing there was insufficient evidence
to support his convictions. We review the sufficiency of the evidence de
novo. State v. West, 226 Ariz. 559, 562, ¶ 15 (2011). We view the evidence
in the light most favorable to sustaining the verdict. State v. Girdler, 138
Ariz. 482, 488 (1983).
¶7 We must affirm a conviction if “substantial evidence”
supports the jury’s verdict. State v. Cox, 217 Ariz. 353, 357, ¶ 22 (2007); Rule
20(a). “Substantial evidence is more than a mere scintilla and is such proof
that ‘reasonable persons could accept as adequate and sufficient to support
a conclusion of [a] defendant’s guilt beyond a reasonable doubt.’” State v.
Mathers, 165 Ariz. 64, 67 (1990) (quoting State v. Jones, 125 Ariz. 417, 419
(1980)). Although “a properly instructed jury may occasionally convict
even when it can be said that no rational trier of fact could find guilt beyond
a reasonable doubt,” West, 226 Ariz. at 563, ¶ 17 (citation omitted), such a
circumstance arises only when “there is a complete absence of probative
facts to support the conviction,” State v. Scott, 113 Ariz. 423, 424–25 (1976).
“To set aside a jury verdict for insufficient evidence it must clearly appear
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STATE v. ALLEN
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that upon no hypothesis whatever is there sufficient evidence to support
the conclusion reached by the jury.” State v. Arredondo, 155 Ariz. 314, 316
(1987).
¶8 A person commits assault by “[i]ntentionally placing another
person in reasonable apprehension of imminent physical injury.” A.R.S. §
13-1203(A)(2). Simple assault is elevated to aggravated assault if the person
knows that the victim is a peace officer. A.R.S. § 13-1204(A)(8)(a). Both
direct and circumstantial evidence may be used to prove the defendant’s
intent and the victim’s apprehension. State v. Wood, 180 Ariz. 53, 66 (1994)
(“There is no requirement that the victim testify to actual fright.”); see also
State v. Taylor, 25 Ariz. App. 497, 499 (1976). Peace officers are not immune
from the fear that anyone would reasonably feel in the same circumstances.
Wood, 180 Ariz. at 66.
¶9 Contrary to Allen’s contention, the state offered sufficient
evidence to allow a reasonable jury to find that Allen intentionally placed
all three officers in fear of imminent injury. In other words, the state’s
evidence was sufficient to require the superior court to send the fact issue
to a jury. See Rule 20(a); see also West, 226 Ariz. at 562, ¶ 16.
¶10 The jury could have reasonably inferred from the evidence
that Allen intended his conduct to result in the deputies’ apprehension of
imminent physical injury under § 13-1203(A)(2) because Allen yelled and
swung his stick in the direction of the deputies. Although the evidence
suggests that Allen did not see Deputy Lewis—in fact, Deputy Lewis
conceded he did not believe that Allen saw him even as he approached
Allen to tase him—a defendant’s intent to frighten one person is sufficient
to fulfill the element of intent as to each person who is actually frightened
as a result of the defendant’s conduct. A.R.S. § 13-203(B)(1); State v. Johnson,
205 Ariz. 413, 419, ¶¶ 19–21 (App. 2003) (applying transferred intent under
§ 13-203(B)(1) to reasonable apprehension assault under § 13-1203(A)(2)).
Here, Allen’s conduct showed not only an intent to frighten Deputies
Barton and Perry specifically, but to frighten any peace officer who was
approaching him. Therefore, even if Allen was not immediately aware of
Deputy Lewis’s presence, there was nevertheless an adequate basis to fulfill
the intent element of assault as to Deputy Lewis, who approached Allen
along with Deputies Barton and Perry.
¶11 In determining the reasonableness of the deputies’
apprehension of imminent physical injury, we consider their interaction
with Allen as a whole. See State v. Burton, 144 Ariz. 248, 253 (1985). Here,
we focus on two temporally discrete, and legally significant, moments
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STATE v. ALLEN
Decision of the Court
during the interaction—Allen’s combative demeanor when the deputies
were a substantial distance away and Allen’s more defensive behavior as
the deputies were within striking distance. Considered together, these two
phases of the interaction show that a reasonable jury could have found that
the deputies apprehended imminent harm, despite the fact that many juries
might not have so found. If this threshold is met, it is not our role to second-
guess the actual trial jury.
¶12 In the first significant moment, shortly after Deputy Barton
shined his light on Allen, Allen stepped toward the deputies, yelling and
aggressively swinging his five-foot walking stick. Although this aggressive
behavior could have given the deputies reason to fear physical injury, Allen
was still approximately 40 feet away and any possible physical injury was
not yet imminent. The risk of imminent physical injury arguably became
real 30 seconds later, when Allen stopped, reared back, and faced the
deputies, who were then ten or fifteen feet away—possibly close enough to
be struck by Allen’s stick should he lunge towards them. By this time,
however, Allen’s demeanor had become more defensive. In the 30 seconds
between these two moments, Allen had been retreating from the deputies,
holding the stick in a less aggressive manner, and yelling at them to leave
him alone—a defensive posture that would not reasonably cause
apprehension. Still, we do not review any single part of an interaction in
isolation. See Burton, 144 Ariz. at 253.
¶13 Viewed together, these two discrete moments, along with
Allen’s yelling and refusal to drop his stick over the course of the event,
provided a basis for the jury to find that the deputies had a sustained
awareness of Allen’s potential for intense aggression once they were close
enough to be injured. See Wood, 180 Ariz. at 66 (considering facts
contributing to officer victims’ reasonable apprehension even though those
facts occurred before injury was imminent). Allen’s initial aggression, his
volatility, and his continued lack of cooperation therefore provided the
deputies a continuing basis to fear physical injury, and that basis continued
until Allen was subdued by Deputy Lewis’s taser. Accordingly, viewing
the evidence in a light most favorable to the state, we find minimally
sufficient evidence to support Allen’s three aggravated assault convictions.
See Mathers, 165 Ariz. at 66.
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STATE v. ALLEN
Decision of the Court
CONCLUSION
¶14 Allen’s convictions and sentences are affirmed.
AMY M. WOOD • Clerk of the Court
FILED: JT
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