State of Arizona v. Adolfo Noel Ruiz, Jr. , 236 Ariz. 317 ( 2014 )


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  •                              IN THE
    ARIZONA COURT OF APPEALS
    DIVISION TWO
    THE STATE OF ARIZONA,
    Appellee,
    v.
    ADOLFO NOEL RUIZ JR.,
    Appellant.
    No. 2 CA-CR 2013-0116
    Filed November 25, 2014
    Appeal from the Superior Court in Cochise County
    No. CR201200006
    The Honorable Wallace R. Hoggatt, Judge
    AFFIRMED IN PART;
    VACATED AND REMANDED IN PART
    COUNSEL
    Thomas C. Horne, Arizona Attorney General
    Joseph T. Maziarz, Section Chief Counsel, Phoenix
    By Jonathan Bass, Assistant Attorney General
    Counsel for Appellee
    Joel A. Larson, Cochise County Legal Defender, Bisbee
    Counsel for Appellant
    STATE v. RUIZ
    Opinion of the Court
    OPINION
    Presiding Judge Miller authored the opinion of the Court, in which
    Chief Judge Eckerstrom and Judge Espinosa concurred.
    M I L L E R, Presiding Judge:
    ¶1           We previously issued an opinion in this matter. State v.
    Ruiz, 
    236 Ariz. 15
    , 
    335 P.3d 537
    (App. 2014). On Adolfo Ruiz’s
    motion for reconsideration and in light of certain points raised
    concerning that portion of our decision addressing the trial court’s
    restitution order, we grant the motion, vacate our prior opinion, and
    issue this new opinion in its stead.
    ¶2          Ruiz was convicted after a jury trial of two counts of
    attempted manslaughter by sudden quarrel or heat of passion, and
    one count of aggravated assault with a deadly weapon or dangerous
    instrument. This appeal requires us to determine whether a person
    commits attempted sudden quarrel or heat of passion manslaughter
    if death does not occur, the person knew only that his conduct
    would cause “serious physical injury,” and he did not intend for his
    conduct to cause death. For the following reasons, we affirm Ruiz’s
    aggravated assault conviction and sentence,        but vacate his
    attempted manslaughter convictions and sentences, and remand for
    further proceedings.
    Factual and Procedural Background
    ¶3             We view the facts in the light most favorable to
    sustaining the jury’s verdicts. See State v. Haight-Gyuro, 
    218 Ariz. 356
    , ¶ 2, 
    186 P.3d 33
    , 34 (App. 2008). In January 2012, Ruiz was
    involved in a fist-fight in a bar that began with a shove from M.M.
    As he was being escorted outside by C.R., he produced a gun and
    fired two shots that struck C.R. Ruiz was then pushed out of the bar
    and onto the ground, causing him to drop the gun.                   Ruiz
    immediately picked it up and shot M.M. Ruiz testified he was in
    fear of his life from multiple persons; further, the bullets that struck
    C.R. and M.M. were either warning shots or inadvertent discharges
    2
    STATE v. RUIZ
    Opinion of the Court
    caused by struggles with other people as they grappled to get the
    gun.
    ¶4          The indictment charged Ruiz with two counts of
    attempted second-degree murder. He also was charged with
    aggravated assault for each of the shots that struck C.R. and M.M.
    The jury found Ruiz guilty of two counts of the lesser-included
    offense of attempted manslaughter, and one count of aggravated
    assault against M.M. 1 The jury acquitted Ruiz of two counts of
    aggravated assault against C.R. He was sentenced to presumptive,
    consecutive, and concurrent prison terms totaling fifteen years.
    Attempted Manslaughter
    ¶5            Ruiz does not challenge the sufficiency of the evidence
    to support his convictions, but argues the trial court improperly
    instructed the jury. He contends the court’s instruction permitted
    the jury to find him guilty of attempted manslaughter based only on
    conduct intended to cause serious physical injury.              Stated
    differently, he maintains the state was relieved of the burden of
    proving he had engaged in conduct intended to culminate in death.
    Because Ruiz raises this argument for the first time on appeal, we
    review for fundamental, prejudicial error. See State v. Henderson, 
    210 Ariz. 561
    , ¶¶ 19-20, 
    115 P.3d 601
    , 607 (2005).
    Attempted Manslaughter Instruction
    ¶6          The trial court instructed the jury that if it found Ruiz
    not guilty of attempted second-degree murder or if it could not
    reach a verdict on that charge, it could consider whether he had
    committed attempted manslaughter under A.R.S. § 13-1103(A)(2).
    The court defined the latter as follows:
    1We   presume the jury did not reach a verdict on either count
    of attempted second-degree murder because it did not return a
    verdict of acquittal.
    3
    STATE v. RUIZ
    Opinion of the Court
    The crime of manslaughter by sudden
    quarrel or heat of passion requires proof
    that:
    A person      intentionally    killed   another
    person; or
    A person caused the death of another
    person by conduct which the defendant
    knew would cause death or serious
    physical injury; and
    A person acted upon a sudden quarrel or
    heat of passion; and the sudden quarrel or
    heat of passion resulted from adequate
    provocation by the person who was killed.
    (Emphasis added.)
    ¶7           Ruiz relies on State v. Ontiveros, 
    206 Ariz. 539
    , 
    81 P.3d 330
    (App. 2003), for the proposition that the requisite mens rea for
    attempt to commit manslaughter under § 13-1103(A)(2) is the intent
    or belief that one’s conduct will cause death. In Ontiveros, we held
    that attempted second-degree murder is not a cognizable offense if
    the person does not intend or know 2 that his conduct will cause
    death. 
    Id. ¶ 11.
    We reasoned that a person who does not intend or
    know that his conduct will cause death cannot be said to have taken
    action “planned to culminate” in death. 
    Id. ¶ 10.
    Attempted second-
    degree murder therefore requires either the intention or the
    knowledge that one’s conduct will cause death to the victim. 
    Id. 2 In
      this context, “know” or “knowingly” means “believes.”
    See A.R.S. § 13-105(10)(b). Otherwise, the finder of fact would be
    confronted with the conundrum of whether a person can “know” a
    fact (i.e., the conduct caused the victim’s death) that is false (i.e., the
    victim did not die).
    4
    STATE v. RUIZ
    Opinion of the Court
    ¶8          Ruiz contends the rationale employed in Ontiveros
    should extend to attempted 3 manslaughter, under § 13-1103(A)(2).
    Subsection (A)(2) of that statute explicitly incorporates the elements
    of second-degree murder:
    A person commits manslaughter by:
    ....
    Committing second degree murder as
    defined in § 13-1104, subsection A upon a
    sudden quarrel or heat of passion resulting
    from adequate provocation by the victim.
    This offense includes a “different circumstance” of sudden quarrel
    or heat of passion resulting from adequate provocation by the
    victim. Peak v. Acuna, 
    203 Ariz. 83
    , ¶ 6, 
    50 P.3d 833
    , 834 (2002) (lesser
    offense of manslaughter by sudden quarrel/heat of passion includes
    all elements of greater offense of second-degree murder plus
    different required circumstance). The additional circumstance,
    however, does not negate the mandatory elements of second-degree
    murder. Therefore, we conclude the rationale employed in Ontiveros
    applies to attempted manslaughter under § 13-1103(A)(2).
    3The   jury instruction for attempt tracked A.R.S. § 13-1001(A),
    stating:
    A person commits attempt if, acting with the kind of
    culpability otherwise required for commission of an
    offense, such person:
    Intentionally engages in conduct which would
    constitute an offense if the attendant circumstances
    were as such person believes them to be; or
    Intentionally does or omits to do anything which, under
    the circumstances as such person believes them to be, is
    any step in a course of conduct planned to culminate in
    commission of an offense.
    5
    STATE v. RUIZ
    Opinion of the Court
    ¶9            The state does not attempt to distinguish Ontiveros.
    Rather, it observes in a footnote that attempted manslaughter by
    heat of passion or sudden quarrel is a cognizable offense in Arizona,
    citing State v. Barnes, 
    162 Ariz. 92
    , 
    781 P.2d 69
    (App. 1989). A minor,
    passing reference without argument generally is insufficient. See
    State v. Bolton, 
    182 Ariz. 290
    , 298, 
    896 P.2d 830
    , 838 (1995) (argument
    not developed on appeal waived). In our discretion, however, we
    address the implications of Barnes. See State v. Aleman, 
    210 Ariz. 232
    ,
    ¶ 10, 
    109 P.3d 571
    , 575 (App. 2005).
    ¶10           In Barnes, the defendant shot the victim at close range
    with a rifle, yet he 
    survived. 162 Ariz. at 93
    , 781 P.2d at 70. Barnes
    was convicted of attempted manslaughter pursuant to
    § 13-1103(A)(2). 
    Id. He argued
    “there is no such crime as attempted
    heat of passion or sudden quarrel manslaughter,” relying on State v.
    Adams, 
    155 Ariz. 117
    , 120-21, 
    745 P.2d 175
    , 179-80 (App. 1987), in
    which we held the offenses of attempted reckless manslaughter and
    attempted negligent homicide are not cognizable offenses in Arizona
    because one could not attempt to commit a crime that only required
    reckless conduct or criminal negligence and not a specific intent.
    Barnes, 162 Ariz. at 
    93, 781 P.2d at 70
    . In the alternative, Barnes
    argued attempted heat of passion or sudden quarrel manslaughter
    required the jury to be instructed that it must find proof of specific
    intent to kill, rather than only the intent to shoot the victim. 
    Id. In rejecting
    both arguments, the court distinguished Adams on the basis
    that, “[w]hat must be ‘intentional’ is the conduct.” 
    Id. The court
    tersely concluded that evidence of intentional shooting, knowing
    “the shooting would cause death or serious physical injury,” was
    sufficient. 
    Id. ¶11 Barnes
    was not addressed by the court in Ontiveros, nor
    has it been cited in any subsequent Arizona opinions. Several out-
    of-state cases have cited Barnes where there was evidence of intent to
    kill, but in none of these cases was it cited for the proposition that
    intent to cause only bodily injury is sufficient to support the offense
    of attempted manslaughter. See, e.g., State v. Holbron, 
    904 P.2d 912
    ,
    923 (Haw. 1995); State v. Gutierrez, 
    172 P.3d 18
    , 25 (Kan. 2007). In
    contrast, Ontiveros has been affirmed within Arizona and cited in a
    national treatise on criminal law. See State v. Dickinson, 
    233 Ariz. 6
                              STATE v. RUIZ
    Opinion of the Court
    527, ¶ 11, 
    314 P.3d 1282
    , 1285 (App. 2013) (attempted second-degree
    murder requires intent to kill victim or knowledge conduct would
    cause death); 2 Wayne R. LaFave, Substantive Criminal Law § 11.3 (2d
    ed. 2013) (on charge of attempted murder not sufficient to show
    defendant intended to do serious bodily harm). To the extent Barnes
    can be read as standing for the proposition that a jury may be
    instructed that the intent to commit serious physical injury is
    sufficient proof for attempted manslaughter, the state conceded at
    oral argument that Barnes has been overtaken by recent
    jurisprudence that more comprehensively addresses the question
    here. We agree and conclude that the instruction erroneously
    permitted the jury to consider conduct the defendant may have
    intended or believed would cause only serious physical injury.
    Fundamental Error Analysis
    ¶12           To establish fundamental error, a defendant must show
    “that the error complained of goes to the foundation of his case,
    takes away a right that is essential to his defense, and is of such
    magnitude that he could not have received a fair trial.” Henderson,
    
    210 Ariz. 561
    , ¶ 
    24, 115 P.3d at 608
    . This court has previously
    determined “that instructing a jury on a non-existent theory of
    criminal liability is fundamental error.” State v. James, 
    231 Ariz. 490
    ,
    ¶ 13, 
    297 P.3d 182
    , 185 (App. 2013); see also Dickinson, 
    233 Ariz. 527
    ,
    ¶ 
    12, 314 P.3d at 1285
    ; Ontiveros, 
    206 Ariz. 539
    , ¶ 
    17, 81 P.3d at 333
    .
    Because the attempted manslaughter instruction misstated the law,
    it had the potential to “improperly relieve[] the State of its burden of
    proving an element of the offense.” State v. Kemper, 
    229 Ariz. 105
    ,
    ¶¶ 5-6, 
    271 P.3d 484
    , 486 (App. 2011); see also Ontiveros, 
    206 Ariz. 539
    ,
    ¶ 
    11, 81 P.3d at 332
    . Thus, the error complained of was fundamental
    as it goes to the foundation of the case. Kemper, 
    229 Ariz. 105
    ,
    ¶¶ 
    5-6, 271 P.3d at 486
    ; see also Dickinson, 
    233 Ariz. 527
    , ¶ 
    12, 314 P.3d at 1286
    .
    Prejudice
    ¶13           Having determined the error was fundamental, we next
    examine whether Ruiz has demonstrated he was prejudiced as a
    result. See Henderson, 
    210 Ariz. 561
    , ¶ 
    26, 115 P.3d at 608
    . “Prejudice
    is a fact-intensive inquiry, the outcome of which will ‘depend[] upon
    7
    STATE v. RUIZ
    Opinion of the Court
    the type of error that occurred and the facts of a particular case.’”
    Dickinson, 
    233 Ariz. 527
    , ¶ 
    13, 314 P.3d at 1286
    , quoting James, 
    231 Ariz. 490
    , ¶ 
    15, 297 P.3d at 186
    (alteration in Dickinson). “To prove
    prejudice, [Ruiz] must show that a reasonable, properly instructed
    jury ‘could have reached a different result.’” 
    Id. ¶ 13,
    quoting James,
    
    231 Ariz. 490
    , ¶ 
    15, 297 P.3d at 186
    . As part of this analysis, we
    consider “the parties’ theories, the evidence received at trial and the
    parties’ arguments to the jury.” 
    Id. ¶14 At
    trial, the state maintained that Ruiz intended to kill
    both C.R. and M.M. C.R. testified that as he picked Ruiz up to escort
    him out of the bar he noticed Ruiz had a gun, “heard flashes,” and
    fell to the ground, whereupon he realized he had been shot twice.
    M.M. testified that Ruiz picked up the gun, “looked [him] in the eye,
    and shot [him],” despite the fact that M.M. had raised his open
    hands. Another witness to the shooting testified that Ruiz did not
    appear to be aiming at anybody in particular.
    ¶15          Ruiz admitted at trial that he shot C.R. and M.M., but
    asserted a justification defense. Ruiz testified that when he had
    attempted to leave the bar, he had been shoved by M.M., and the
    confrontation had escalated to blows and wrestling between the
    pair. As other individuals at the bar joined the fray, Ruiz feared for
    his life and instinctively drew his weapon, firing a “warning shot”
    that hit C.R. He testified the gun went off a second time after
    someone “tr[ied] to pull it out of [his] hand.” After being thrown on
    the floor, Ruiz further explained, his “gun fell out of [his] hand,” he
    and M.M. fought over the gun, and M.M. “tried to pull the gun up
    out of [Ruiz’s] hand,” which “caus[ed] the gun to fire.”
    ¶16          The jury is tasked with deciding the facts of the case
    and, in so doing, must consider what testimony to accept or what to
    reject. See Smethers v. Campion, 
    210 Ariz. 167
    , ¶ 19, 
    108 P.3d 946
    , 951
    (App. 2005) (recognizing standard instruction “[Jury] may accept
    everything a witness says, or part of it, or none of it”); see also State
    Bar of Arizona, Revised Arizona Jury Instructions (Criminal) Std. 18
    (2013). Indeed, the jury was instructed that it “may accept
    everything a witness says, or part of it, or none of it.” If portions of
    testimony from several different witnesses were accepted, it is
    possible the jury may have concluded Ruiz only intended or knew
    8
    STATE v. RUIZ
    Opinion of the Court
    that his conduct would harm the victims, rather than kill them. See
    Ontiveros, 
    206 Ariz. 539
    , ¶ 
    18, 81 P.3d at 334
    . For instance, the
    disparate verdicts on the aggravated assault charges suggest the jury
    viewed the testimony differently for each count.
    ¶17          The state’s closing argument did not alleviate the error
    in the instruction. The state argued Ruiz had acted unreasonably
    and told the jury, “[I]f [Ruiz] acted recklessly, your work is done.”
    In its rebuttal closing, the state once again told the jury, “[Y]ou[r]
    work is done if you find that Adolfo Ruiz was unreasonable, that he
    was provocative, or that he was reckless. You’re finished then if you
    find any of those things with respect to him.” The culpable mental
    state of “recklessness,” however, is less than the intentional conduct
    required for an attempted manslaughter conviction. 4 See 
    Adams, 155 Ariz. at 119-20
    , 745 P.2d at 177-78 (concluding recklessness does not
    require any intent to achieve result; there can be no such criminal
    offense as attempt to achieve unintended result). Thus, the state
    likely compounded the error in the instruction by arguing to the jury
    that it could find Ruiz guilty of attempted manslaughter without
    finding he had intended or knew his actions would cause the death
    of C.R. and M.M. See 
    id. at 120,
    745 P.2d at 178 (concluding
    attempted reckless manslaughter is not cognizable offense in
    Arizona).
    ¶18           Although the record contains sufficient evidence
    establishing Ruiz had intended or knew his conduct could cause the
    deaths of C.R. and M.M., Ruiz has shown that the jury could have
    based its guilty verdict only on a finding that he had intended or
    knew that his conduct would cause serious physical injury.
    Moreover, we cannot say beyond a reasonable doubt that the jury
    would have convicted Ruiz without the erroneous jury instruction.
    See State v. Amaya-Ruiz, 
    166 Ariz. 152
    , 173, 
    800 P.2d 1260
    , 1281 (1990)
    (erroneous jury instruction not harmless error if defendant could be
    4 The jury was instructed on the definition of “recklessly,”
    which tracked A.R.S. § 13-105(10)(c), and stated in relevant part:
    “‘Recklessly’ . . . means that a defendant is aware of and consciously
    disregards a substantial and unjustifiable risk that the result will
    occur or that the circumstance exists.”
    9
    STATE v. RUIZ
    Opinion of the Court
    convicted without proof beyond reasonable doubt of requisite
    culpable mental state). Ruiz’s attempted manslaughter convictions
    therefore cannot stand. See Ontiveros, 
    206 Ariz. 539
    , ¶¶ 
    19-20, 81 P.3d at 334
    .
    Aggravated Assault
    ¶19           Ruiz raises three interrelated arguments involving two
    justification defense jury instructions as well as the trial court’s
    decision to not further instruct the jury on provocation. Although
    neither party relates its arguments to Ruiz’s lone aggravated assault
    conviction, the underlying factual predicate for Ruiz’s attempted
    manslaughter convictions is nearly identical to that for Ruiz’s
    aggravated assault conviction. Having already determined Ruiz’s
    attempted manslaughter convictions must be vacated, we therefore
    address the merits of Ruiz’s remaining arguments only as they relate
    to his aggravated assault conviction.5
    Unavailability of Justification Instruction
    ¶20           Ruiz first argues the trial court abused its discretion in
    instructing the jury pursuant to A.R.S. § 13-401, which bars the use
    of certain defenses to charged crimes, because it is not a statute upon
    which jury instructions have been based. The state concedes the
    court erred in instructing on § 13-401 but contends the error was
    harmless. We accept the state’s concession and therefore review the
    court’s instruction for harmless error. See State v. Bible, 
    175 Ariz. 549
    ,
    588, 
    858 P.2d 1152
    , 1191 (1993). An error is harmless if the state can
    establish beyond a reasonable doubt, “‘in light of all of the
    evidence,’” that the error did not “contribute to or affect the
    verdict.” State v. Valverde, 
    220 Ariz. 582
    , ¶ 11, 
    208 P.3d 233
    , 236
    (2009), quoting 
    Bible, 179 Ariz. at 588
    , 858 P.2d at 1191.
    ¶21            The trial court instructed the jury on the unavailability
    of a justification defense with language that tracks § 13-401(A):
    5To the extent Ruiz asserts a justification defense on remand,
    the substantive issues and their resolution will be applicable.
    10
    STATE v. RUIZ
    Opinion of the Court
    Even though a person is justified under this
    chapter in threatening or using physical
    force or deadly physical force against
    another, if in doing so such person
    recklessly injures or kills an innocent third
    person, the justification afforded by this
    chapter is unavailable in a prosecution for
    the reckless injury or killing of the innocent
    third person.
    The instruction does not appear in the Revised Arizona Jury
    Instructions and, as both parties agree, was taken from a statute
    upon which jury instructions are not based. That is because, as its
    plain language indicates, § 13-401 is an exception to justification
    defenses where an innocent third party has been injured or killed
    due to a defendant’s reckless conduct. No jury instruction is
    necessary if the exception applies.
    ¶22          Here, Ruiz’s sole aggravated assault conviction was
    committed upon M.M., who was involved in the initial altercation
    with Ruiz that then devolved into the larger fracas. As Ruiz
    concedes, there was no argument at trial that M.M. was an innocent
    third person as contemplated by § 13-401. Accordingly, in light of
    all the evidence, we conclude the § 13-401 jury instruction did not
    contribute to or affect the aggravated assault verdict. Valverde, 
    220 Ariz. 582
    , ¶ 
    11, 208 P.3d at 236
    . Thus, the error was harmless.
    Decision to Not Further Instruct Jury
    ¶23         Ruiz next argues the trial court erred when it declined
    to give the jury additional instruction on the relationship of
    provocation to self-defense.      Because Ruiz did not raise the
    argument below, we review for fundamental, prejudicial error.
    Henderson, 
    210 Ariz. 561
    , ¶¶ 
    19-20, 115 P.3d at 607
    .
    ¶24         During deliberations, the jury sent the trial court a note
    which read:
    Regarding self-defense, if the defendant
    has justification in his mind and under the
    11
    STATE v. RUIZ
    Opinion of the Court
    law to use the physical force, is it still
    considered not justified if the defendant
    provoked the other’s use of physical force
    against the defendant? Is the defendant
    provoking this problem if he was provoked
    by others first?
    After a brief discussion, the court and the parties agreed to refer the
    jury back to the instructions already given.
    ¶25          The trial court in its discretion may decide whether to
    further instruct the jury on a matter. See State v. Stevens, 
    184 Ariz. 411
    , 413, 
    909 P.2d 478
    , 480 (App. 1995). Thus, an adequate
    instruction permits the court to decline further instructions, instead
    referring the jury back to the instructions. See State v. Ramirez, 
    178 Ariz. 116
    , 126, 
    871 P.2d 237
    , 247 (1994). The justification instruction
    here correctly stated the law regarding provocation. Accordingly,
    we cannot say the court abused its discretion in referring the jury
    back to it. See 
    id. at 126-27,
    871 P.2d at 247-48; 
    Stevens, 184 Ariz. at 413
    , 909 P.2d at 480.
    Defense Justification Jury Instruction
    ¶26         Lastly, Ruiz argues the trial court omitted the word
    “safely” when instructing pursuant to A.R.S. § 13-404(B)(3)(a).
    Because Ruiz again failed to object to the instruction below, we
    review for fundamental, prejudicial error. Henderson, 
    210 Ariz. 561
    ,
    ¶¶ 
    19-20, 115 P.3d at 607
    .
    ¶27          The basic justification defense statute, § 13-404, contains
    subsection B, which sets forth when the threat or use of physical
    force against another is not justified. Subsection 3 provides that the
    defense is unavailable:
    If the person provoked the other’s use or
    attempted use of unlawful physical force,
    unless:
    (a) The person withdraws from the
    encounter or clearly communicates to the
    other his intent to do so reasonably
    12
    STATE v. RUIZ
    Opinion of the Court
    believing he cannot safely withdraw from
    the encounter; and
    (b) The other nevertheless continues or
    attempts to use unlawful physical force
    against the person.
    (Emphasis added). Ruiz contends that the omission of “safely” is
    fundamental error because it lessened the state’s burden to prove
    the absence of justification.
    ¶28          Assuming the omission of the word “safely” was
    fundamental error, Ruiz has failed to demonstrate that he was
    prejudiced as a result. At trial, no witness testified that Ruiz either
    attempted to withdraw from the encounter or that he communicated
    an intent to withdraw, believing he could do so safely. See A.R.S.
    § 13-404(B)(3).   Nor did either party suggest during closing
    arguments that the jury needed to consider whether Ruiz withdrew
    from the scene or that he communicated his intent to do so. Upon
    examination of the record, we do not conclude that a reasonable
    jury, properly instructed would have reached a different verdict.
    Accordingly, Ruiz has not established the omission of the word
    “safely” from the justification defense instruction prejudiced him.
    Restitution Order
    ¶29         Ruiz argues, and the state concedes, that the trial court
    erred by holding the restitution hearing without Ruiz or his counsel
    present. The hearing had been set for approximately two months
    after Ruiz was sentenced but neither he nor his counsel appeared.6
    Despite Ruiz’s absence, the court saw no reason to delay the hearing
    6The   restitution hearing was set at sentencing, the date and
    time of which were noticed in the sentencing minute entry. Ruiz’s
    counsel was also notified at sentencing that he would need to
    prepare a writ to transfer Ruiz from the Department of Corrections
    to the hearing. For unexplained reasons, Ruiz’s counsel was out of
    the state at the time set for the restitution hearing, and no writ was
    prepared to allow for Ruiz’s presence.
    13
    STATE v. RUIZ
    Opinion of the Court
    and ordered that Ruiz pay medical expenses to M.M., C.R., and the
    victims’ insurance companies.
    ¶30         The right to counsel in criminal proceedings is
    guaranteed by the Sixth Amendment to the United States
    Constitution and by article II, § 24 of the Arizona Constitution. State
    v. Taylor, 
    216 Ariz. 327
    , ¶ 13, 
    166 P.3d 118
    , 122 (App. 2007).
    Restitution hearings are part of the sentencing process, and
    defendants have the right to be represented by counsel during these
    proceedings. State v. Guadagni, 
    218 Ariz. 1
    , ¶ 21, 
    178 P.3d 473
    , 479
    (App. 2008). Moreover, our supreme court has held that a defendant
    must be present at the time of sentencing except in extraordinary
    circumstances. See State v. Fettis, 
    136 Ariz. 58
    , 59, 
    664 P.2d 208
    , 209
    (1983).
    ¶31           By holding the restitution hearing in the absence of Ruiz
    and counsel, the trial court deprived Ruiz of his right to counsel at
    that hearing. See Guadagni, 
    218 Ariz. 1
    , ¶ 
    22, 178 P.3d at 479
    .
    Nothing in the record supports a conclusion that Ruiz had
    knowingly, voluntarily, and intelligently waived his right to
    personally appear, nor does it establish he waived his right to have
    counsel represent him at any point. See 
    id. Accordingly, we
    conclude the court erred when it conducted the hearing in their
    absence. Moreover, we presume prejudice when a defendant has
    been denied the assistance of counsel in a criminal proceeding,
    Strickland v. Washington, 
    466 U.S. 668
    , 692 (1984); therefore, we must
    vacate the restitution order. See Guadagni, 
    218 Ariz. 1
    , ¶ 
    23, 178 P.3d at 479
    .
    Disposition
    ¶32          For the reasons stated above, we affirm Ruiz’s
    conviction and sentence for aggravated assault, count three. We
    otherwise vacate Ruiz’s convictions and sentences for attempted
    manslaughter, counts four and five, and remand this matter to the
    trial court for a new trial on these counts. We also vacate the
    restitution order and remand for another restitution hearing
    14
    STATE v. RUIZ
    Opinion of the Court
    pertaining to the aggravated assault conviction involving victim
    M.M.7
    7Because   we have vacated the sole conviction against victim
    C.R., the restitution order as to C.R. is moot. See State v. Prince, 
    206 Ariz. 24
    , ¶ 4, 
    75 P.3d 114
    , 116 (2003) (where defendant will be
    resentenced, “all other sentencing issues he asserts are moot”).
    15