State of Arizona v. Ricky Lee Sabin , 213 Ariz. 586 ( 2006 )

FILED BY CLERK
IN THE COURT OF APPEALS NOV 13 2006
STATE OF ARIZONA COURT OF APPEALS
DIVISION TWO DIVISION TWO
THE STATE OF ARIZONA, )
) 2 CA-CR 2005-0181
Appellee, ) DEPARTMENT B
)
v. ) OPINION
)
RICKY LEE SABIN, )
)
Appellant. )
)
APPEAL FROM THE SUPERIOR COURT OF PIMA COUNTY
Cause Nos. CR20041696 and CR20050236 (Consolidated)
Honorable Nanette M. Warner, Judge
AFFIRMED
Terry Goddard, Arizona Attorney General
By Randall M. Howe and Diane M. Acosta Phoenix
Attorneys for Appellee
Robert J. Hooker, Pima County Public Defender
By Kristine Maish Tucson
Attorneys for Appellant
E C K E R S T R O M, Presiding Judge.
¶1 Ricky Lee Sabin appeals his conviction following a bench trial of sexual
conduct with a minor and continuous sexual abuse of a minor, class two felonies. The sole
victim of both offenses was K., Sabin’s sixteen-year-old daughter, who died from a single,
self-inflicted gunshot wound on April 30, 2004. For the reasons set forth below, we affirm.
Background
¶2 We view the evidence and the reasonable inferences therefrom in the light most
favorable to supporting the convictions. State v. Ramsey, 211 Ariz. 529, ¶ 2, 124 P.3d 756,
759 (App. 2005). Responding to a report of a possible suicide, officers of the Marana Police
Department were dispatched to the Sabin residence. The first officer to arrive, Joshua Corn,
immediately encountered two teenagers, Ron and Ashley, outside the house. Both of them
were “visibly distraught and upset.” After Corn entered the house through the patio door,
he discovered K.’s body in a hallway bathroom and a .357 revolver in her lap.
¶3 Detective Richard Palma interviewed both Ron and Ashley a few hours later.
Ron, who had been K.’s boyfriend since September 2003, stated that he had been talking
to K. on the telephone that afternoon when he heard a gunshot and the line went silent. He
and Ashley, a mutual friend of Ron and K., immediately drove to the Sabin residence.
When they arrived, Ron entered the house through a rear door, called to K., and ultimately
found her body in the bathroom. Ron called 911. Ron told Palma that he had “no clue
why” K. would have committed suicide, that their relationship was fine, that K. had not been
2
depressed, and that she had not been struggling with difficulties at school or at home. When
Palma asked Ron if K. had kept a diary, Ron responded that it was “possible.”
¶4 Ashley told Palma that, although she did not know what would have
immediately precipitated the suicide, K. “had trouble with her dad.” When pressed to
explain the “trouble,” Ashley said that Sabin had “raped” and “sexually molested” K. since
she was seven or eight years old.
¶5 The police then searched K.’s bedroom and discovered her diary. While
searching the house, Officer Corn read aloud select passages from the diary. In those
passages, K. stated she had been sexually abused by both her father and grandfather and that
if she ever found out she was pregnant by her father, she would immediately kill herself.
Officers did not obtain a search warrant until after they had searched K.’s bedroom and had
discovered the diary.
¶6 Marana Police Detective John Santoro interviewed Ashley a second time a few
hours later at the main station of the Marana Police Department. During that interview,
Ashley described the details K. had divulged to Ashley about the extent of, and manner in
which, Sabin had chronically abused her. Ashley told Santoro that K. had said she had tried
to resist Sabin and that the abuse would happen as often as a couple of times per week.
According to Ashley, K. had stated that Denise, K.’s mother, had learned about the abuse
the previous fall during a “family discussion” and had considered divorcing Sabin. During
3
this discussion with Santoro, Ashley confirmed that K. had kept a diary although Ashley had
never seen it.
¶7 Several hours later, Detective Santoro and Bradley Roach, a deputy county
attorney, interviewed Sabin at a police substation. Before proceeding, Santoro advised
Sabin that he was not under arrest and that the police simply wanted to “find out what [had]
happened” to K. After Santoro read Sabin the Miranda1 warnings, Sabin agreed to
continued questioning. Sabin initially told the police that he and K. “had a pretty good,
great relationship” and that they were “very close.”
¶8 Santoro then told Sabin that police had discovered K.’s diary and “found some
things she wrote in it that . . . concerned [them].” Sabin responded that K. had recently
grown “more and more defiant.” But, when Roach asked Sabin about “a real big family
discussion around like September, October or maybe even November of last year,” Sabin
admitted he had sexually abused K. since she was seven or eight years old. For the next
hour, Sabin offered details of the systematic abuse that had started as “fondling” and
escalated over the years to include masturbatory acts and both oral and vaginal intercourse.
The officers arrested Sabin at the conclusion of the interview.
1
Miranda v. Arizona, 384 U.S. 436, 86 S. Ct. 1602 (1966).
4
¶9 On May 3, 2004, Ron volunteered to provide a second statement to police.
Ron revealed that K. had told him Sabin had been molesting her for nearly ten years. Ron
described the abuse as follows:
I remember her telling me that he held her, he held her down
with one hand and he would just forcefully throw her down[,]
rip her clothes off and just do whatever he felt like. He would,
he would sexually do these things and he would anally do these
things . . . [E]verything that you could possibly think of . . .
was done.
When asked if Sabin had “penetrated [K.] with his penis,” Ron responded, “Yes . . . I asked
her specifically how many times and she said over three hundred times.”
¶10 Thereafter, a Pima County grand jury indicted Sabin on one count of
continuous sexual abuse of a child, two counts of sexual conduct with a minor under fifteen,
one count of sexual abuse of a minor under fifteen, and five counts of sexual conduct with
a minor. The same indictment charged Denise with child abuse, obstructing a criminal
investigation, and failing to report Sabin’s sexual abuse of their daughter.2 Sabin moved to
suppress both K.’s diary and his confession, contending the diary was the product of an
illegal search and his confession was its fruit. Sabin also moved to suppress K.’s statements
to Ron and Ashley on the ground that their admission would violate his Sixth Amendment
right to confront a witness against him. Finally, he argued that the state lacked a corpus
delicti for the crime.
2
In May 2005, Denise pled guilty to child abuse, non-death or serious injury, a class
six felony.
5
¶11 Following a two-day hearing, the trial court granted defendants’ motion to
suppress K.’s diary because it had been seized by the police in violation of the Fourth
Amendment to the United States Constitution and article II, § 8 of the Arizona
Constitution.3 But, the trial court rejected Sabin’s contention that his confession was the
fruit of an illegal search, finding his statements would be admissible at trial. The trial court
also found that K.’s statements to Ashley and Ron were admissible because they were not
testimonial and therefore did not violate the Sixth Amendment standards recently articulated
by the Supreme Court in Crawford v. Washington, 541 U.S. 36, 124 S. Ct. 1354 (2004).
Finally, the court rejected as premature Sabin’s contention that the state had failed to
provide the corpus delicti.
¶12 After the trial court granted Sabin’s motion to suppress the diary, the state
dismissed all but two of the charges. In January 2005, the grand jury issued another
indictment, charging Sabin with continuous sexual abuse of a minor for committing three or
more acts of sexual conduct and/or molestation with K. between May 1999 and January
2002.4
¶13 On April 4, Sabin waived his right to a jury trial. At that time, he also
stipulated that the court could consider, as part of the bench trial, all the evidence presented
3
The state does not challenge that finding on appeal.
4
In March 2005, the state moved to dismiss one count of sexual conduct with a minor,
and the court granted that motion.
6
at the suppression hearing that had not been suppressed. That evidence was reviewed by the
court on the first day of a two-day bench trial, although neither Sabin nor counsel were
present. During the second day of trial, the state moved to amend the indictment to make
it “conform with the evidence” presented, pursuant to Rule 13.5(b), Ariz. R. Crim. P., 17
A.R.S. The trial court granted the motion. Thereafter, the court found Sabin guilty of one
count of sexual conduct with a minor and one count of continuous sexual abuse of a minor.
¶14 Sabin waived his Sixth Amendment right to have a jury determine beyond a
reasonable doubt the existence of any aggravating circumstances for sentencing purposes.
See Apprendi v. New Jersey, 530 U.S. 466, 490, 120 S. Ct. 2348, 2362-63 (2000) (holding
that “[o]ther than the fact of a prior conviction, any fact that increases the penalty for a
crime beyond the prescribed statutory maximum must be submitted to a jury, and proved
beyond a reasonable doubt”); see also Blakely v. Washington, 542 U.S. 296, 303, 124 S.
Ct. 2531, 2537 (2004) (clarifying that the right to jury trial applies to aggravating factors
such as those set forth in Arizona’s noncapital sentencing scheme). After the trial court
found the state had proven two aggravating circumstances—severe emotional harm to the
victim and her family and the especially cruel nature of the offenses—it sentenced Sabin to
consecutive, aggravated terms of imprisonment totaling thirty-seven years.
¶15 On appeal, Sabin again challenges the admission of his statements to the police
and the statements K. had made to Ashley and Ron. He also contends the state failed to
satisfy the corpus delicti requirement; that he did not knowingly, voluntarily, and
7
intelligently waive his right to a jury trial; and that the trial court erred in granting the state’s
motion to amend the indictment.
Motion to Suppress Inculpatory Statements
¶16 Sabin contends the trial court erred when it denied his motion to suppress his
confession. Sabin argues, as he did below, that the police would not have obtained his
confession if they had not first illegally seized K.’s diary and then confronted him with their
knowledge of its contents, which included their knowledge that there had been a family
meeting the prior autumn. Because the diary was illegally seized, Sabin argues that his
inculpatory statements to police were the “fruit of the poisonous tree” and, therefore,
inadmissible under the exclusionary rule. See Wong Sun v. United States, 371 U.S. 471,
484-85, 83 S. Ct. 407, 416 (1963).
¶17 We generally defer to a trial court’s decision to suppress evidence and will not
disturb the court’s ruling on the admissibility of evidence absent an abuse of discretion.
State v. Rosengren, 199 Ariz. 112, ¶ 9, 14 P.3d 303, 306-07 (App. 2000). But, “to the
extent suppression of evidence is based on exclusionary rule principles, we review the
suppression order de novo.” Id. Moreover, de novo review is appropriate because the issue
of whether Sabin’s incriminating statements arose from the illegal seizure of K.’s diary is “a
mixed question of fact and law implicating constitutional questions.” State v. Hackman,
189 Ariz. 505, 508, 943 P.2d 865, 868 (App. 1997). In conducting that review, we consider
the evidence presented at the suppression hearing, as well as any reasonable inferences
8
therefrom, in the light most favorable to upholding the trial court’s ruling. Id. at 508-09,
943 P.2d at 868-69.
¶18 The exclusionary rule generally “requires the suppression at trial of evidence
gained directly or indirectly as a result of a government violation of the Fourth, Fifth, or
Sixth Amendments,” id. at 508, 943 P.2d at 868, including any evidence gained as the result
of an illegal search and seizure. Segura v. United States, 468 U.S. 796, 804, 104 S. Ct.
3380, 3385 (1984); State v. Bolt, 142 Ariz. 260, 263, 689 P.2d 519, 522 (1984). The
evidence gained by the state’s illegal actions, and therefore subject to suppression, need not
be physical, but may be verbal as well. See Wong Sun, 371 U.S. at 485, 83 S. Ct at 416
(“[V]erbal evidence, which derives so immediately from an unlawful entry . . . is no less the
‘fruit’ of official illegality than the more common tangible fruits of the unwarranted
intrusion.”). However, to limit the scope of the exclusionary rule to its core purpose—to
deter police misconduct5—the Supreme Court has identified three contexts wherein the
evidentiary fruits of an illegal search may nonetheless be admissible: when the police have
a lawful “independent source” for the evidence, when they would have inevitably discovered
it by lawful means, or when the causal connection between the discovery of the evidence
and the illegality is so “attenuated” that the threat of suppressing that evidence would not
5
The underlying rationale for any application of the exclusionary rule should be to
discourage government misconduct. See Arizona v. Evans, 514 U.S. 1, 10-11, 115 S. Ct.
1185, 1191 (1995); United States v. Calandra, 414 U.S. 338, 348, 94 S. Ct. 613, 620
(1974); State v. Alfaro, 127 Ariz. 578, 579-80, 623 P.2d 8, 9-10 (1980); State v. Booker,
212 Ariz. 502, ¶ 13, 135 P.3d 57, 59 (App. 2006).
9
deter the illegal conduct in question. See State v. Washington, 120 Ariz. 229, 231, 585
P.2d 251, 253 (App. 1978) (listing limitations and their United States Supreme Court
origins); see also Brown v. Illinois, 422 U.S. 590, 609, 95 S. Ct. 2254, 2264 (1975)
(“[A]ttempt[ing] to mark the point at which the detrimental consequences of illegal police
action become so attenuated that the deterrent effect of the exclusionary rule no longer
justifies its cost.”) (Powell, J. concurring).
¶19 The trial court found that, although K.’s diary had been seized in violation of
the Fourth Amendment, Sabin’s confession was not the fruit of that constitutional misstep
and the exclusionary rule therefore did not apply. In so concluding, the trial court appeared
to apply the independent source rule. Under that rule, evidence is not fruit of an illegal
search so long as it can be traced to a source independent of the police misconduct. Segura,
468 U.S. at 799, 104 S. Ct. at 3385; Silverthorne Lumber Co. v. United States, 251 U.S.
385, 392, 40 S. Ct. 182, 183 (1920); State v. Gulbrandson, 184 Ariz. 46, 57-58, 906 P.2d
579, 590-91 (1995); see also State v. Bolt, 142 Ariz. 284, 287, 689 P.2d 543, 546 (App.
1983), aff’d as modified, 142 Ariz. 260, 689 P.2d 519 (1984) (“Where the evidence sought
to be suppressed is the product of an independent source entirely free and distinct from the
proscribed police activity, it should be admissible, and not subject to a per se rule of
exclusion based solely on the unlawful conduct.”). The trial court found “most of the
information provided to Mr. Sabin prior to him making inculpatory statements was received
from Ashley and Ron . . . [and] there was no information in the diary significantly different
10
from information provided by Ashley and Ron in their interviews prior to Mr. Sabin being
questioned.” Thus, the trial court implicitly found that the diary was not the state’s
exclusive source of information that triggered Sabin’s confession, and therefore Sabin’s
confession had a source independent of the Fourth Amendment violation.
¶20 The record supports some, but not all, of the trial court’s conclusions. The
record establishes that the officers already had learned about the allegations of sexual abuse
and the possible existence of a diary during witness interviews that had been conducted
before officers found K.’s diary. Even before the police searched K.’s bedroom, Ron had
told police that K. may have kept a diary. And Ashley had informed police that K. had
claimed she had been raped and molested by Sabin for nearly ten years. The contents of the
diary, while considerably more detailed, served only to confirm Ashley’s statements that K.
had been victimized by Sabin. Thus, independent of the illegal search of Sabin’s residence,
officers knew generally that K. had claimed Sabin had abused her and that K. had kept a
diary.
¶21 On the other hand, neither of the statements that arguably triggered Sabin’s
confession arose independently from the state’s illegal acquisition of the diary.6 Detective
Santoro’s assertion that he had read the diary, coupled with Roach’s question about the
family meeting, preceded Sabin’s admissions that he had abused K. As the tape of that
Sabin contends the record establishes that Santoro’s statement to Sabin that the
6
detective had read the diary had triggered Sabin’s confession. The state maintains the record
establishes that Roach’s comment about the family meeting had triggered it.
11
dialogue demonstrates, Sabin had shown no indication he would have made any such
admissions had Roach and Santoro not confronted him with those statements.
¶22 Both statements causally derived from the state’s acquisition of the diary.
Santoro’s statement to Sabin went beyond the mere claim that Santoro was aware of the
diary’s existence—a fact supported by an independent source. Rather, Santoro conveyed
to Sabin that he had read the diary and was concerned about its contents—a statement
arising directly from the state’s improper seizure of the diary. And, although Roach could
have acquired his knowledge of the family meeting from either of two sources—by reading
the improperly seized diary or from Ashley’s second statement to Santoro, Santoro
conceded that he had decided to interview Ashley a second time because of the contents of
the diary.7
¶23 Thus, the record does not support the trial court’s suggestion that the state
received most of the information triggering Sabin’s confession from sources causally
independent of the illegal search, specifically the statements of Ashley and Ron. In fact,
Ron provided no information that Sabin had abused K. until long after Sabin had confessed.
And, as discussed, Ashley’s statements, which Roach utilized to secure the confession, were
made during the second interview of Ashley; an interview triggered by the state’s illegal
seizure of the diary.
At the suppression hearing, Santoro was asked, “the reason you were talking with
7
Ashley at 11 o’clock at night was because of the entry you had seen in the journal?” He
responded, “Yes, I wanted to find out firsthand from her what she knew.”
12
¶24 We nonetheless agree with the trial court that Sabin’s confession should not
have been suppressed as fruit of the poisonous tree. See State v. Nadler, 129 Ariz. 19, 21-
22, 628 P.2d 56, 58-59 (App. 1981) (trial court’s “ruling will be affirmed when the correct
result is reached even though based upon the wrong reasons”). The Supreme Court has not
proscribed the use of all evidence causally connected to the state’s illegal action and has
explicitly disapproved a rigid, “but for” test in determining what evidence should be
suppressed. See Wong Sun, 371 U.S. at 487-88, 83 S. Ct. at 417 (“We need not hold that
all evidence is ‘fruit of the poisonous tree’ simply because it would not have come to light
but for the illegal actions of the police.”); see also United States v. Leon, 468 U.S. 897,
910-11, 104 S. Ct. 3405, 3414 (1984) (declining to adopt per se rule of exclusion “that
would render inadmissible any evidence that came to light through a chain of causation that
began with an illegal arrest”). Our own supreme court has generally summarized the scope
of the exclusionary rule in this context observing that “[e]vidence is not classified as a fruit
requiring exclusion . . . merely because it would not have been discovered ‘but for’ the
primary invasion” but rather may be admitted notwithstanding the illegality if secured “‘by
means sufficiently distinguishable to be purged of the primary taint.’” State v. Fortier, 113
Ariz. 332, 335, 553 P.2d 1206, 1209 (1976), quoting Wong Sun, 371 U.S. at 488, 83 S. Ct.
at 417.
¶25 Although the two statements that arguably triggered Sabin’s confession were
each causally connected in some respect to the state’s acquisition of the diary through the
13
illegal search, we conclude for several reasons that the connection between that search and
Sabin’s confession was too attenuated to justify exclusion of the evidence. See Nardone v.
United States, 308 U.S. 338, 341, 60 S. Ct. 266, 268 (1939) (noting connection between
illegal conduct and evidence “may have become so attenuated as to dissipate the taint”); see
also United States v. Smith, 155 F.3d 1051, 1060 (9th Cir. 1998) (“[A]t some point, even
in the event of a direct and unbroken causal chain, the relationship between the unlawful
search or seizure and the challenged evidence becomes sufficiently weak to dissipate any
taint resulting from the original illegality.”).8 Preliminarily, the record supports the trial
court’s implicit finding that Roach’s comments to Sabin about the family meeting, rather
than Santoro’s about the diary, triggered Sabin’s confession. When Santoro informed Sabin
that K. had entered some passages in her diary that troubled police, Sabin did not inculpate
himself. Rather, Sabin merely responded that there had been some tension between himself
and K. relating to her desire for more independence as a teenager. But after Roach asked
Sabin about the family meeting, Sabin reacted emotionally and began to divulge details
about the abuse.9
Unlike the independent source rule—which requires that there be no connection
8
between the constitutional violation and the evidence at issue—the attenuated connection
exception “is triggered by a demonstration that the nature of th[e] causal link is such that the
impact of the original illegality upon the obtaining of the evidence is sufficiently minimal
that exclusion is not required despite the causal link.” 1 Kenneth S. Broun et al.,
McCormick on Evidence § 179, at 710 (6th ed. 2006).
9
During direct examination of Santoro at the suppression hearing, the following
colloquy occurred:
14
¶26 As discussed, Roach received the information about the family meeting from
Ashley’s second statement. And, although Santoro acknowledged that the timing of
Ashley’s second statement arose from his acquisition of the diary, logic dictates the detective
would have pursued a second interview with Ashley under any circumstances, given that
during her first interview she had provided evidence that K. had been raped by her father.
Thus, the officers did not exploit the illegal search to discover and question a previously
unidentified witness. See, e.g., United States v. Marder, 474 F.2d 1192, 1195-97 (5th Cir.
Q [D]id Mr. Roach bring up the subject of a family
discussion that occurred in September or October or perhaps
November of 2003?
A Yes, I believe so. . . .
....
Q And do you know what Mr. Roach was
referring to?
A Yes, I do.
....
Q . . . And what was the family discussion about?
A From the information I [had] received[,] . . . K[.]
had confronted her father in front of her mother and told her
what was going on.
Q And in response to that line of questioning . . . did
Mr. Sabin begin to talk about sexual misconduct?
A Yes.
15
1973). Rather, as a result of the illegal search, the police merely revisited a known witness
who had already volunteered both the fact of a crime itself and its details. Notably, had the
police not discovered the diary, they would have had more of an incentive to talk with
Ashley, the only other source of information about the alleged abuse, rather than less. In
short, the state’s investigative team inevitably would have discovered the details about the
family meeting from Ashley, regardless of whether it had improperly acquired the
diary—and would have eventually confronted Sabin with that information.
¶27 In reaching this conclusion, we again acknowledge that the core purpose of the
exclusionary rule is to deter police misconduct. See ¶ 17, supra. Here, the trial court aptly
effectuated that purpose when it suppressed the diary—which certainly would have been the
most potent tangible evidence in this case. See State v. Strayhand, 184 Ariz. 571, 586, 911
P.2d 577, 592 (App. 1995), quoting Michigan v. Tucker, 417 U.S. 433, 447, 94 S. Ct.
2357, 2365 (1974) (“By refusing to admit evidence gained as a result of . . . [illegal]
conduct, the courts hope to instill in those particular investigating officers, or their future
counterparts, a greater degree of care toward the rights of an accused.”). Extending
application of the exclusionary rule to Ashley’s statements would only “deter” the police
from returning to a lawfully identified witness for further details about an alleged crime that
the witness already had brought to their attention. We would not advance any logical
purpose by applying the exclusionary rule so as to prohibit officers from following otherwise
16
non-tainted leads—merely because the fruit of a Fourth Amendment violation arguably
accelerated their timing in doing so.
¶28 Moreover, we agree with the trial court’s suggestion that Sabin’s decision to
confess arose from more substantial factors than the mere nuances conveyed in the specific
questions chosen by Roach and Santoro. From Ashley’s first statement, Roach and Santoro
already knew that K. had made statements accusing her father of sexually abusing her. And,
as the trial court correctly found, the information in the diary was nothing more than another
statement by K. to that same effect. Thus, even had the state not improperly searched
Sabin’s residence and seized the diary, it would have known about the abuse from K.’s
statement to Ashley. And, as the structure of the dialogue between Santoro, Roach, and
Sabin demonstrates, the trial court reasonably could have concluded Santoro and Roach
would have confronted Sabin with the gist of that accusation, whether they had possessed
the diary or not.
¶29 Notably, neither of the specific questions by Santoro or Roach that arguably
triggered Sabin’s confession contained a concrete accusation of sexual abuse. Rather, they
alluded vaguely to a family meeting and troubling entries in K.’s diary. Under such
circumstances, we can only surmise that Sabin likewise would have confessed when
inevitably confronted with more direct accusations from the mouth of his deceased daughter.
17
¶30 In short, although Sabin has correctly identified a causal connection between
the state’s seizure of the diary and Sabin’s confession, that causal connection was too
tenuous, given the broader circumstances of the case, to justify suppressing that confession.
Admissibility of Victim’s Statements
¶31 Sabin argues K.’s statements to Ashley and Ron regarding the abuse were
admitted in violation of his Sixth Amendment right “to be confronted with witnesses against
him.” U.S. Const. amend. VI. But we have concluded above that Sabin’s own confession
to the same acts alleged in K.’s statements was properly admitted. Sabin’s confession was
detailed and unequivocal. And, although Sabin has vigorously contested its admissibility,
he has never challenged its veracity. Any error by the trial court in admitting K.’s statements
to Ashley and Ron on the same topic would be “harmless beyond a reasonable doubt,” State
v. Comer, 165 Ariz. 413, 427, 799 P.2d 333, 347 (1990) (appellant not entitled to relief for
error if “harmless beyond a reasonable doubt”); see State v. King, 212 Ariz. 372, ¶ 36, 132
P.3d 311, 319 (App. 2006) (Confrontation Clause violations subject to harmless error
analysis) Therefore, we need not address whether those statements were admitted in
violation of the Confrontation Clause of the Sixth Amendment.
Corpus Delicti
¶32 Sabin next argues his conviction should be reversed because the state provided
no proof of the corpus delicti, or body of the crime, independent of his confession. “The
state ‘must establish the corpus delicti by showing proof of a crime and that someone is
18
responsible for that crime.’” State v. Morgan, 204 Ariz. 166, ¶ 15, 61 P.3d 460, 464 (App.
2002), quoting State v. Jones, 198 Ariz. 18, ¶ 12, 6 P.3d 323, 327 (App. 2000). However,
the state need only establish “a reasonable inference of the corpus delicti . . . before a
confession may be considered: it need not be proven beyond a reasonable doubt.” State v.
Gerlaugh, 134 Ariz. 164, 170, 654 P.2d 800, 806 (1982). We review the trial court’s ruling
on the sufficiency of the evidence of corpus delicti for an abuse of discretion. Morgan, 204
Ariz. 166, ¶ 14, 61 P.3d at 464. Although a defendant may not be convicted of a crime
based on an uncorroborated confession without independent proof of the corpus delicti, “a
corroborated confession may be used.” Id. ¶ 17 (emphasis added).
¶33 Here, Sabin’s confession was corroborated by K.’s statements to Ashley and
Ron that she had been sexually abused by her father. Sabin contends that those statements
were hearsay that “was decidedly not trustworthy,” and therefore, insufficient to prove
corpus delicti. However, the trial court assessed K.’s statements to Ashley and Ron under
the residual hearsay exception, finding they were trustworthy. The record supports that
finding. K.’s statements to both Ashley and Ron were consistent with each other. Nor has
Sabin explained why K., Ashley, or Ron would fabricate such serious accusations against
him.10 To the contrary, those statements were consistent with his confession. Accordingly,
10
Whether or not K.’s statements to Ashley and Ron were ultimately admitted in
violation of Sabin’s Sixth Amendment right to confront witnesses against him, the trial court
could nonetheless consider those statements in assessing whether the state has demonstrated
a corpus delicti. See State v. Gerlaugh, 134 Ariz. 164, 170, 654 P.2d 800, 806 (1982)
(considering a codefendant’s statement in determining corpus delicti although that statement
19
the trial court did not abuse its discretion in concluding that Sabin’s confession was
corroborated by reliable and independent evidence that the crime occurred. We find no
error.
Waiver of Trial
¶34 Sabin argues that his waiver of his right to a jury trial was not knowing,
voluntary, or intelligent. Although he acknowledges that he knowingly, voluntarily, and
intelligently authorized the court to conduct a bench trial, he maintains that he did not
knowingly, voluntarily, and intelligently agree to have the court conduct that trial on
stipulated evidence alone—an event he characterizes as an effective waiver of his right to a
trial altogether. Because Sabin did not object when counsel submitted his case to the trial
court, we review the issue solely for fundamental, prejudicial error. See State v. Henderson,
210 Ariz. 561, ¶ 19, 115 P.3d 601, 607 (2005).
¶35 Our supreme court has held that a trial court may not determine a defendant’s
guilt on stipulated evidence unless it informs the defendant of the rights he is waiving by
agreeing to that process, specifically:
1. The right to a trial by jury where he may have
representation of counsel;
2. The right to have the issue of guilt or innocence
decided by the judge based solely upon the record submitted;
3. The right to testify in his own behalf;
“could not be considered by the jury to determine appellant’s guilt”).
20
4. The right to be confronted with the witnesses
against him;
5. The right to compulsory process for obtaining
witnesses in his favor;
6. The right to know the range of sentence and special
conditions of sentencing.
State v. Avila, 127 Ariz. 21, 24-25, 617 P.2d 1137, 1140-41 (1980). And, any such waiver
of those rights must be knowing, voluntary, and intelligent. Id. at 25, 617 P.2d at 1141.
¶36 Here, the record demonstrates that Sabin knowingly, voluntarily, and
intelligently agreed to submit the case to the trial court on stipulated evidence in lieu of a
jury trial. First, his counsel proposed the idea and itemized the evidence to be considered
in Sabin’s presence. Next, still in the presence of Sabin, the court and counsel thoroughly
discussed each piece of that evidence. The trial court then placed Sabin under oath and
ascertained from Sabin that he was clear-headed and not under the influence of any
medications. Thereafter, the court directed Sabin to review and sign a form that specified
the rights he was foregoing by waiving his right to a jury trial. Then, the court itself advised
Sabin of the rights he would be giving up and the sentencing ranges he faced if the court
found him guilty. In response to the court’s questions, Sabin confirmed that his decision to
forego a jury trial was voluntary and intelligent. Although the court did not focus on the
distinction between a bench trial with live testimony and a bench trial on stipulated evidence
at every step in the colloquy, the trial court made it clear to Sabin that the questions the
21
court was asking Sabin related to his waiver of the right to a jury trial in the context of the
latter procedure.11
¶37 Because Sabin understood that he was waiving his right to a jury trial and that
he was permitting the trial court to render a judgment based on stipulated evidence, and
because the court thoroughly informed Sabin of each and every one of the jury trial rights
he was thereby foregoing, the trial court did not err in concluding that Sabin knowingly,
voluntarily, and intelligently agreed that it could determine his guilt based on stipulated
evidence in lieu of a jury trial. We find no error, fundamental or otherwise.
Amended Complaint
¶38 Sabin argues the trial court erred when it granted the state’s motion to amend
the indictment. The grand jury heard testimony that in his interview with detectives, in
response to the question, “Did you have an orgasm inside her mouth?” Sabin had replied,
“Yeah. . . . That happened twice.” The grand jury indicted Sabin on nine counts of sexual
misconduct, the last two of which were for sexual conduct with a minor “by ejaculating in
the victim’s mouth during oral sex.” The state later dismissed counts two through seven of
the charges, leaving only one count of continuous sexual abuse of a minor and the two
11
THE COURT: I understand that you intend to waive
your right to a jury and to submit this case for my decision
based on the evidence that counsel discussed here in court,
stipulated to provide me a list of; is that correct?
THE DEFENDANT: That’s correct, Your Honor.
22
counts of oral sexual conduct with a minor. After the court had explained it was
renumbering counts eight and nine as two and three, Sabin “put the Court and State on
notice” that, “[d]epend[ing] pretty much on the way in which the evidence comes out in
relation to counts . . . two, three,” he might challenge those counts as duplicitous.
¶39 After Sabin mentioned the possible duplicity in the indictment, the state filed
a motion to dismiss count three, which the court granted, and the state later moved to amend
count two to add Sabin’s own statements about the first time he had ejaculated in K.’s
mouth during oral sex. The trial court granted the motion and we review its ruling for an
abuse of discretion. See State v. Johnson, 198 Ariz. 245, ¶ 4, 8 P.3d 1159, 1161 (App.
2000).
¶40 Rule 13.5(b), Ariz. R. Crim. P., 17 A.R.S., allows a trial court to amend an
indictment “only to correct mistakes of fact or remedy formal or technical defects.” A defect
is formal or technical when the amendment correcting it “‘does not operate to change the
nature of the offense charged or to prejudice the defendant in any way.’” Johnson, 198
Ariz. 245, ¶ 5, 8 P.3d at 1161, quoting State v. Bruce, 125 Ariz. 421, 423, 610 P.2d 55, 57
(1980). When making this determination, we consider whether the defendant has shown the
amendment violated his right to notice of the charges against him or his right to be free from
double jeopardy on the original charge. Id. ¶ 8. Sabin can hardly claim he did not have
notice that his own words to the officers would be used to prove the charges of sexual
conduct. See State v. Whitney, 159 Ariz. 476, 481, 768 P.2d 638, 643 (1989) (amendment
23
of information to include allegation of dangerousness though untimely did not prejudice
defendant because he was aware of element from facts and prepared defense accordingly).
And he only argues that “jeopardy could not have attached” to counts two and three before
they were amended, not that the amendment of count two violated his right to be free from
double jeopardy. See Johnson, 198 Ariz. 245, ¶ 8, 8 P.3d at 1162 (defendant must show
indictment as amended violates his or her right to double jeopardy protection) (emphasis
added).
¶41 Sabin claims he was prejudiced because he had “waived his right to a jury trial
based on counsel’s evaluation of the factual and legal issues which included the fact that
Count Eight was duplicitous.” But whether an indictment is duplicitous is a question of law
for the trial court, not the jury. See United States v. Martin, 4 F.3d 757, 759 (9th Cir.
1993) (duplicity of indictment is question of law). And therefore, we fail to see how the
issue was relevant to Sabin’s decision to waive his right to a jury trial or how Sabin could
have suffered prejudice as a result.
¶42 For the foregoing reasons, we affirm Sabin’s conviction and sentence.
____________________________________
PETER J. ECKERSTROM, Presiding Judge
CONCURRING:
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____________________________________
J. WILLIAM BRAMMER, JR., Judge
____________________________________
PHILIP G. ESPINOSA, Judge
25