State v. Winterton ( 2014 )

NOTICE: NOT FOR PUBLICATION.
UNDER ARIZONA RULE OF THE SUPREME COURT 111(c), THIS DECISION DOES NOT CREATE
LEGAL PRECEDENT AND MAY NOT BE CITED EXCEPT AS AUTHORIZED.
IN THE
ARIZONA COURT OF APPEALS
DIVISION ONE
STATE OF ARIZONA, Appellee,
v.
ERICH LEE WINTERTON, Appellant.
No. 1 CA-CR 13-0291
FILED 08-14-2014
Appeal from the Superior Court in Mohave County
No. S8015CR201101043
The Honorable Derek C. Carlisle, Judge Pro Tempore
AFFIRMED
COUNSEL
Arizona Attorney General’s Office, Phoenix
By Colby Mills
Counsel for Appellee
Mohave County Legal Advocate’s Office, Kingman
By Jill L. Evans
Counsel for Appellant
MEMORANDUM DECISION
Judge Lawrence F. Winthrop delivered the decision of the Court, in which
Presiding Judge Patricia K. Norris and Judge Kent E. Cattani joined.
STATE v. WINTERTON
Decision of the Court
W I N T H R O P, Judge:
¶1 The State charged Erich Lee Winterton (“Appellant”) with
one count of attempted first degree murder, two counts of aggravated
assault, and one count of criminal damage. The charges arose from a
September 8, 2011 incident in which Appellant allegedly attacked Larry E.1
and Dustin S. with a baseball bat and damaged Larry’s property.2 A jury
convicted Appellant of one count of aggravated assault committed against
Larry, a class three felony, but acquitted Appellant of the remaining
charges. On appeal, Appellant argues that (1) the trial court abused its
discretion when it admitted other act evidence of his prior attack on Lora J.,
a resident in Larry’s house, and (2) the trial court erred in finding the
aggravated assault was a dangerous offense without submitting the
question to the jury. This court has jurisdiction pursuant to the Arizona
Constitution, Article 6, Section 9, and Arizona Revised Statutes (“A.R.S.”)
sections 12-120.21(A)(1) (West 2014),3 13-4031, and 13-4033. For the reasons
set forth below, we affirm.
ANALYSIS
I. Prior Act Evidence
¶2 Larry owned a house, where he lived and rented out rooms
to tenants. During August and September 2011, Larry had three tenants,
who lived in separate rooms: (1) Dustin, (2) Lora, Appellant’s former
fiancée, and (3) Moneytha Burns, Appellant’s girlfriend, who lived in the
home from approximately May to September that year. Appellant did not
live in Larry’s house.
¶3 Approximately one month before the attack in this case,
Appellant and Moneytha unexpectedly entered Lora’s bedroom and
attacked Lora. According to Lora, Appellant grabbed her by the throat and
1 In this case, we use the first initial of the victims’ last names to protect
their privacy as victims. See State v. Maldonado, 206 Ariz. 339, 341 n.1, ¶ 2,
78 P.3d 1060, 1062 n.1 (App. 2003).
2 We view the facts in the light most favorable to sustaining the verdict
and resolve all reasonable inferences against Appellant. See State v. Nihiser,
191 Ariz. 199, 201, 953 P.2d 1252, 1254 (App. 1997).
3 We cite the current version of the statutes unless changes material to
our decision have since occurred.
2
STATE v. WINTERTON
Decision of the Court
screamed “you ate my F-ing food,” while “squeezing tighter” on her throat.
As Appellant strangled Lora, Moneytha “dug her nails” into Lora, pinned
Lora’s arms down, and threatened Lora with a claw hammer she held over
Lora’s head. As a result of this incident, Lora obtained an order of
protection against Appellant, which was served on Appellant on September
6, 2011. Due to this incident and at least one previous incident in which
Moneytha had physically attacked Larry and “punched him in the face a
couple of times,” Larry decided to evict Moneytha. Larry gave her a written
thirty-day notice to vacate and secured an order of protection against her.
The order of protection was never served on Moneytha, however, because
shortly after Appellant was served on September 6, he called Moneytha and
warned her that the constable was coming to also serve her. She quickly
packed her bags and left Larry’s residence before she could be served.
¶4 On the evening of September 8, Appellant and Moneytha
returned to Larry’s house without notice or permission to do so, ostensibly
to collect Moneytha’s remaining belongings. Larry heard Moneytha enter
the home, and he began to follow her. Appellant then entered the home,
and Lora observed him trail Larry with a large, adult-sized baseball bat
hidden behind his back. Lora alerted Dustin that Appellant had entered
the home carrying a bat, and she retreated to her bedroom to call the police.
Shortly thereafter, Appellant attacked Larry with the bat, while declaring,
“Now I’m going to fucking kill you.” Appellant landed several blows to
Larry’s head with the bat, and as Larry attempted to fend off the blows,
Moneytha blocked Larry’s escape and grabbed Larry’s right hand to
impede his resistance. She repeatedly urged Appellant to “[h]it him, hit
him again.”4
¶5 According to the State’s witnesses, Larry’s entire face was
covered in blood, but he managed to escape into the living room and run
behind Dustin, who “was in a defensive stance with two kitchen knives in
his hand.” Appellant said “[n]ow you all have to die,” and began wildly
swinging the bat and destroying numerous items throughout the kitchen
and living room, including the oven and television. When Appellant
swung the bat at Dustin, Dustin ducked and jabbed at Appellant with a
knife. Appellant backed away, and the police eventually arrived.
4 The State charged Moneytha as a co-defendant in the attempted first
degree murder and aggravated assault of Larry. As part of a plea
agreement, Moneytha pled guilty to aggravated assault and was sentenced
to 3.5 years’ incarceration in the Arizona Department of Corrections.
3
STATE v. WINTERTON
Decision of the Court
¶6 Before trial, defense counsel filed a motion in limine asking the
trial court to preclude the State from presenting evidence of the prior attack
on Lora and the order of protection against Appellant in its case-in-chief.
Defense counsel argued that evidence related to the attack on Lora was
improper character evidence offered solely to show Appellant acted in
conformity therewith and was unfairly prejudicial. See Ariz. R. Evid. 403,
404.
¶7 At a hearing on the motion, the trial court heard testimony
from Lora and argument from counsel. The prosecutor argued the evidence
was relevant to explain the motive and intent behind Appellant’s otherwise
seemingly unprovoked attack, and to establish the “plan or modus
operandi” for Appellant and Moneytha acting in concert and with
premeditation, especially with regard to the attempted murder charge. See
Ariz. R. Evid. 404(b). The prosecutor also stated he anticipated Appellant
would raise “a self-defense or defense of others” claim at trial and argued,
in the alternative, that he should at least be permitted to discuss “these prior
incidents and the orders of protection in order to be able to rebut those
defenses.” Defense counsel argued the State should not be permitted to
present the evidence in its case-in-chief but conceded, after hearing the
prosecutor’s argument, that the evidence would likely be admissible in
rebuttal, if Appellant “opens the door.”
¶8 After hearing Lora’s testimony and counsels’ arguments, the
trial court ruled the prosecutor would not be allowed to present the other
act evidence in its case-in-chief, but he could present evidence related to the
August attack on Lora in rebuttal if Appellant testified and presented
evidence of self-defense or defense of others. Pursuant to the court’s ruling,
the State did not present evidence of the prior attack or order of protection
against Appellant during its case-in-chief.5
¶9 Appellant presented several witnesses and also testified at
trial. Before Appellant’s testimony, the prosecutor asked the court for
clarification of its prior ruling. The prosecutor stated he intended to
impeach Appellant with the existence of the order of protection against
5 During his direct testimony, Larry made an unsolicited comment
that he asked Moneytha when she appeared in his home on September 8 “if
she had been served with a Restraining Order.” Defense counsel moved
for a mistrial. The trial court implicitly denied the motion, but immediately
struck the testimony and instructed the jury that it was “to disregard those
statements.” We presume the jury followed the trial court’s instruction. See
State v. LeBlanc, 186 Ariz. 437, 439, 924 P.2d 441, 443 (1996).
4
STATE v. WINTERTON
Decision of the Court
Appellant should Appellant testify he believed he had permission to be at
the house and had brought the bat either as a gift or to protect Moneytha
while he helped her move any remaining belongings. The court confirmed
its prior order regarding the Rule 404(b) evidence, but clarified that, if
Appellant testified on direct examination that he thought he had
permission to be at Larry’s house, the prosecutor could impeach Appellant
“with the fact that he had been served with an order of protection.”
¶10 Appellant testified in pertinent part as follows: On September
6, the day Larry asked Moneytha to move out, Appellant called Larry.
Larry gave Appellant permission to return with Moneytha on September 8
to gather her belongings, and assured Appellant that Lora would not be
home.6 Nonetheless, the baseball bat Appellant brought with him that day
was a gift for Lora’s young son,7 with whom he was extremely close. When
Appellant and Moneytha arrived at the house, Moneytha went inside
immediately, while Appellant stayed outside to smoke a cigarette. Larry
followed Moneytha to the room she had rented, and Appellant soon
followed behind Larry. Larry “pulled out a very large kitchen chopping
knife” and attempted to stab Moneytha in the back of the neck. Appellant
dropped the bat and fought with Larry until Appellant eventually wrestled
the knife from Larry’s hands and threw it in the dining area. Larry then
picked up the bat and began repeatedly hitting Appellant in the head and
mouth with the bat. The two men struggled until Appellant took the bat
from Larry and “was able to finally hit [Larry] in the head.” Appellant
“didn’t even see Dustin the whole evening” and had “no idea” how the
extensive damage had occurred throughout the home.
¶11 After Appellant rested his case, the prosecutor called Lora as
a rebuttal witness. She testified about the August incident, stating that
Appellant and Moneytha burst into her room and attacked her, while
screaming and accusing her of having eaten a tortilla and cheese belonging
6 On direct examination, Appellant claimed he informed Larry that if
Lora was at the house, he could not be there because Moneytha and Lora
“did not get along,” but Larry assured him Lora would not be present on
that date. On cross-examination, Appellant admitted he had been served
with an order of protection to prevent him from going to “Lora’s
residence,” but maintained Larry had insisted he “be there to move
Money[tha] out.” Larry, however, testified that he had not given Appellant
permission to be at the house.
7 Lora’s son did not live with her.
5
STATE v. WINTERTON
Decision of the Court
to Moneytha and/or Appellant. She also testified Larry accompanied her
to court when she secured the order of protection served on Appellant two
days before the September 8 attack.8
¶12 On appeal, Appellant argues the trial court abused its
discretion when it allowed the State to introduce the other act evidence in
rebuttal. He maintains the evidence was not relevant to his self-defense or
justification defenses, it did not fit into any exceptions provided by Rule
404(b), and it was merely improper character evidence admitted solely for
the improper purpose of proving he was the aggressor. He also argues
there was “no special significance” to the prior incident with Lora, no
evidence Larry knew about that incident, and no evidence of prior acts of
violence by him against Larry. Thus, according to Appellant, the prior
dispute between him and Lora was “totally unrelated” to his “general self-
defense and defense of another (Burns) claim.” Appellant’s arguments
have no merit.
¶13 Absent an abuse of discretion, this court will not second-guess
a trial court’s ruling on the admissibility or relevance of evidence. State v.
Spreitz, 190 Ariz. 129, 146, 945 P.2d 1260, 1277 (1997) (citation omitted). “An
‘abuse of discretion’ is discretion manifestly unreasonable, or exercised on
untenable grounds or for untenable reasons.” State v. Sandoval, 175 Ariz.
343, 347, 857 P.2d 395, 399 (App. 1993) (citing Quigley v. City Court of City of
Tucson, 132 Ariz. 35, 37, 643 P.2d 738, 740 (App. 1982)).
¶14 “Although evidence of a person’s character generally is not
admissible to show conduct in conformity therewith, Ariz. R. Evid. 404(a),
evidence of other acts may be admissible under Rule 404(b) to show ‘proof
of motive, opportunity, intent, preparation, plan, knowledge, identity, or
absence of mistake or accident.’” State v. VanWinkle, 230 Ariz. 387, 393,
¶ 21, 285 P.3d 308, 314 (2012) (quoting Ariz. R. Evid. 404(b)). “Such
evidence is admissible only when the evidence is relevant and the potential
for prejudice does not substantially outweigh its probative value.” Id.
(citing Ariz. R. Evid. 403). However, the list of “other purposes” contained
in Rule 404(b) is not exclusive, and “if evidence is relevant for any purpose
other than that of showing the defendant’s criminal propensities, it is
admissible even though it refers to his prior bad acts.” State v. Jeffers, 135
Ariz. 404, 417, 661 P.2d 1105, 1118 (1983) (citations omitted).
8 Defense counsel did not request a limiting instruction on the use of
the other act evidence, and the court did not give one in its final instructions
to the jury.
6
STATE v. WINTERTON
Decision of the Court
¶15 In this case, we find no abuse of discretion in the trial court’s
admission of the other act evidence. The evidence was offered as proper
rebuttal to Appellant’s assertions that he had been invited to Larry’s house,
where he and Moneytha had been the innocent victims of an unprovoked
and seemingly inexplicable attack by Larry, and he had acted only in self-
defense and in defense of Moneytha. See VanWinkle, 230 Ariz. at 393, ¶ 22,
285 P.3d at 314 (recognizing the State’s entitlement to present other act
evidence to rebut a claim of self-defense); State v. Hardy, 230 Ariz. 281, 289-
90, ¶ 39, 283 P.3d 12, 20-21 (2012) (holding that other act evidence that the
defendant hit the victim a day or two before the murder was admissible to
prove motive and intent and rebut a theory of the defense). Rather than
simply constituting improper character evidence, the other act evidence
contradicted Appellant’s assertions by supporting the State’s theory that
Appellant had not been invited to Larry’s house (due to the protection
order), and that Appellant had motive for returning to the house with a
baseball bat with the intent to attack Larry because Appellant and his
girlfriend, Moneytha, were angry at Larry for evicting Moneytha and
helping to get the protection order against Larry.9 The other act evidence
also tended to rebut Appellant’s testimony that the baseball bat he arrived
with was nothing more than an innocent gift for Lora’s son, and supported
the State’s theory that the evidence Appellant brought the bat with him was
evidence tending to show proof of preparation and plan for the attack.
Moreover, although the attack on Lora occurred approximately one month
earlier, service and attempted service of the protection orders it engendered
(that forced Moneytha to abandon the premises and leave some of her
belongings) had occurred only two days before the date of the charged
offenses, making the timing of the events close in proximity. Consequently,
the other act evidence did much more than simply complete the story, it put
in context the State’s theory of the motive and intent behind Appellant’s
attack, while rebutting Appellant’s justification defenses. See State v.
9 Contrary to Appellant’s arguments in his opening brief, the evidence
showed Larry knew about the attack on Lora and accompanied her to court
when she secured the order of protection against Appellant. Further, the
attack on Lora was the precipitating reason Larry informed Moneytha that
she had to vacate his premises. Thus, the prior attack on Lora formed the
very basis for the orders of protection that prompted Appellant and
Moneytha to return to Larry’s home only two days after Appellant was
served and attack Larry with a baseball bat, and countered Appellant’s
claim that he had simply acted in self-defense or in defense of another. See
VanWinkle, 230 Ariz. at 393, ¶ 24, 285 P.3d at 314.
7
STATE v. WINTERTON
Decision of the Court
Hargrave, 225 Ariz. 1, 8-9, ¶¶ 12-14, 234 P.3d 569, 576-77 (2010) (concluding
that other act evidence of racial bias was relevant to a defendant’s motive
in a murder prosecution; the fact that the State may have had evidence of
other motives for the defendant’s conduct did not preclude the State from
also presenting evidence that a murder was motivated by racial bias).
¶16 Finally, the record shows the trial court considered the
appropriate factors and engaged in the appropriate balancing analysis
before ruling the evidence was admissible. After due consideration of
counsels’ arguments, the trial court limited admission of the evidence to the
State’s rebuttal case in the event Appellant took the stand and claimed self-
defense. Implicit in the court’s decision is the finding that the evidence was
not unfairly prejudicial. See Ariz. R. Evid. 403. See also State v. Ramirez, 178
Ariz. 116, 128, 871 P.2d 237, 249 (1994) (“[T]he trial court is presumed to
know and follow the law.” (citation omitted)); State v. Brewer, 170 Ariz. 486,
503, 826 P.2d 783, 800 (1992) (stating that the reviewing court presumes the
trial judge is aware of the rules of evidence). We agree. Lora’s rebuttal
testimony concerning the incident was brief, comprising no more than three
pages of transcript on direct examination and less than one and a half pages
on cross-examination. The prosecutor referred to the prior incident as an
“indiscriminate act of violence,” but only in his rebuttal closing.
Furthermore, he did not argue to the jury that it should simply find
Appellant guilty of the present offenses on that basis.10 Given the
circumstances in this case, the trial court did not abuse its discretion in
allowing the State to introduce the other act evidence in rebuttal. See
Spreitz, 190 Ariz. at 146, 945 P.2d at 1277.
II. Finding of Dangerousness
¶17 The trial court found the aggravated assault offense was a
dangerous offense and sentenced Appellant accordingly. Appellant argues
the court erred when it failed to submit the aggravated assault verdict to
the jury for a finding of dangerousness. See A.R.S. § 13-704(L). Because
Appellant did not raise this issue before the trial court, we conduct a
fundamental error review. See State v. Henderson, 210 Ariz. 561, 567-69,
10 We note the prosecutor did argue during rebuttal that Appellant had
brought the bat “[b]ecause he’s the aggressor. He’s always the aggressor.”
Even assuming this was improper argument, the comment itself was
fleeting and not repeated. Moreover, the fact that the jury acquitted
Appellant of the other charges against him, including the more serious
charge of attempted murder, indicates the other act evidence, and the
prosecutor’s argument, were not unduly prejudicial. See Ariz. R. Evid. 403.
8
STATE v. WINTERTON
Decision of the Court
¶¶ 19-26, 115 P.3d 601, 607-09 (2005). To prevail under this standard of
review, Appellant bears the burden of proving that error occurred, the error
was fundamental, and the error caused him prejudice. See id.; State v. Lavers,
168 Ariz. 376, 385, 814 P.2d 333, 342 (1991) (recognizing that before this
court engages in fundamental error review, it must first find the trial court
committed some error).
¶18 In this case, Appellant fails to establish error, let alone
fundamental error. The offense of aggravated assault may include as an
element the use of a dangerous instrument. See A.R.S. § 13-1204(A)(2).
Here, the trial court instructed the jury that, in order to find Appellant
guilty of aggravated assault, it needed to find Appellant (1) intentionally,
knowingly, or recklessly caused Larry physical injury, and (2) used a
dangerous instrument to do so. The court defined the term “dangerous
instrument” for the jury as “anything that is readily capable of causing
death or serious physical injury under the circumstances in which it is used,
attempted to be used, or threatened to be used.” Therefore, implicit in the
guilty verdict is the jury’s finding that the offense was “dangerous” because
the offense could only be committed if Appellant used a dangerous
instrument, something that was “readily capable of causing death or
serious physical injury.”
¶19 If an element of the offense charged requires proof of the
dangerous nature of the felony, a jury is not required to make a separate
finding of “dangerousness.” State v. Gatliff, 209 Ariz. 362, 365, ¶ 17, 102 P.3d
981, 984 (App. 2004) (citing State v. Smith, 146 Ariz. 491, 498-99, 707 P.2d
289, 296-97 (1985)). The trial court therefore did not err in concluding that
the aggravated assault of Larry was necessarily a “dangerous” offense.
CONCLUSION
¶20 For the foregoing reasons, we affirm Appellant’s conviction
and sentence.
:gsh
9