State v. Melendez ( 2023 )

IN THE
ARIZONA COURT OF APPEALS
DIVISION ONE
STATE OF ARIZONA, Appellee,
v.
GIOVANI FUSTER MELENDEZ, Appellant.
No. 1 CA-CR 20-0066
FILED 7-25-2023
Appeal from the Superior Court in Maricopa County
No. CR2019-104831-001
The Honorable Stephen M. Hopkins, Judge (Retired)
REVERSED AND REMANDED
COUNSEL
Arizona Attorney General’s Office, Phoenix
By Eric Knobloch
Counsel for Appellee
Maricopa County Public Defender’s Office, Phoenix
By Dawnese Hustad
Counsel for Appellant
STATE v. MELENDEZ
Opinion of the Court
OPINION
Judge Michael J. Brown delivered the opinion of the Court, in which
Presiding Judge Jennifer M. Perkins and Chief Judge David B. Gass joined.
B R O W N, Judge:
¶1 Giovani Melendez appeals from his convictions and
sentences for one count of aggravated assault and five counts of
endangerment. Counsel for Melendez filed a brief in accordance with
Anders v. California, 386 U.S. 738 (1967), and State v. Leon, 104 Ariz. 297(1969), advising us there were no meritorious grounds for reversal.
Melendez had the opportunity to file a supplemental brief in propria persona
but did not do so. Our obligation is to review the entire record for reversible
error, State v. Clark, 196 Ariz. 530, 537, ¶ 30 (App. 1999), viewing the
evidence in the light most favorable to sustaining the convictions and
resolving all reasonable inferences against Melendez, State v. Guerra, 161
Ariz. 289, 293 (1989).
¶2 After our initial review of the record, we ordered the parties
to brief, inter alia, whether the State’s references to Melendez’s refusal to
answer certain questions during custodial interrogation violated his
constitutional rights and whether fundamental, prejudicial error occurred.
See Penson v. Ohio, 488 U.S. 75 (1988). Applying established principles from
Arizona case law and Doyle v. Ohio, 426 U.S. 610 (1976), we hold that such
error occurred when the State cross-examined Melendez about his selective
silence and then asked the jury to hold that silence against him during
closing argument. Thus, we reverse and remand for a new trial.
BACKGROUND
¶3 While signing a new lease for an apartment together,
Melendez and his mother met a pastor touring the same apartment
building. After moving into the building, the pastor hosted services, which
Melendez’s mother started attending and on occasion he joined her.
Through this connection, Melendez briefly met the pastor’s son, A.G.
Melendez and his mother later moved to a different apartment complex
after their lease ended.
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¶4 Several months after their move, A.G. was walking towards
his apartment when he noticed a car drive up and park nearby. The driver,
Melendez, exited the car and called out to A.G., asking if A.G. “was the
pastor’s son.” A.G. walked towards Melendez, who pulled out a handgun
and fired at A.G. multiple times, without striking him. Police found bullet
marks on the outside wall of a nearby apartment where a family of five
were present when the shooting occurred.
¶5 After Melendez was taken into custody, a detective read him
his Miranda rights. See Miranda v. Arizona, 384 U.S. 436, 467–73, 479 (1966).
The detective explained that she wanted to get Melendez’s “side of the
story.” She then asked him several background questions, including his
name, birthdate, phone number, information about his employment, and
whether he had previous interactions with A.G. or the pastor. Melendez
answered each of those questions, and he told the detective he had moved
from Puerto Rico about 17 months earlier.
¶6 The detective then asked why he went to the apartment
complex and fired shots at A.G., to which Melendez responded, “I want to
hold some stuff I want to say.” Several minutes later, she asked whether
Melendez felt like he needed to protect himself from A.G. and Melendez
repeated, “I still want to hold off on some information.” This pattern
continued through much of the interview:
Detective: Do you believe that you committed a crime today?
Melendez: I still want to hold myself on some things.
Detective: That’s fine. So did, did you shoot at somebody
today?
Melendez: I would hold information.
Detective: Okay. So we’ll set that aside.
¶7 About halfway through the 30-minute interview, the
detective told Melendez that he would be going to jail because he
committed a crime. Melendez replied that he felt blindsided, and the
detective asked Melendez to clarify which parts about the alleged crime he
was not sure about so she could better explain things to him. Melendez
said he was confused about what the pastor was telling the police and the
detective clarified that the pastor was not saying anything. The detective
explained that people heard Melendez ask A.G. if he was the pastor’s son,
so she asked, “do you have a problem with [A.G.]?” Melendez answered
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that he “barely talked to them,” and the detective inquired why he was
asking about the pastor, to which Melendez replied, “I’m passing this
question.” The exchange continued as follows:
Detective: I’m just so confused then, why would you go over
there with a gun?
Melendez: That’s all I want to say about my relationship with
the pastor and the pastor’s son.
Detective: Okay. Is there somebody else that you were after
and not them?
Melendez: Sorry, I apologize, I don’t mean to ignore you. I
want to pass again.
Detective: Okay. I’ll make sure I make that clear, you have
no problem with the pastor or his family.
Melendez: Yeah, I have never had any trouble with them.
Detective: Okay. I guess I’ll just wonder why you went over
there with a gun. You were upset today?
Melendez: Um, I’ll pass again.
Detective: Okay. Alright, is there anything else you want to
tell me or you feel like I forgot to ask you about today? Did
you work today?
Melendez: Yes, I went to work.
Detective: Okay. Did anything happen before you went to
the pastor’s house or apartment? Did anything happen today
to make you mad?
Melendez: I’ll pass this question, I’m sorry.
¶8 When the detective asked Melendez if he remembered what
happened, he said he “just want[ed] to hold everything for now.” She
responded, “[a]nd that’s fine. That’s your right.” The detective explained
that Melendez had one last chance to tell her his side of the story, and then
left the room. When the detective returned, she explained again that
Melendez would be going to jail. Melendez then shared his version of what
occurred. He explained it was his habit to drive around his old
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neighborhood, and when he saw A.G., he got out of his car (because his
window did not roll down) and asked if A.G. was the pastor’s son. A.G.
responded “Oh, que pasa cabron” and walked aggressively towards
Melendez, while moving his hand as if he were “looking for something.”
Melendez told the detective that he “reacted to [A.G.] being hostile towards
[me] and walking towards me.”
¶9 The State charged Melendez with aggravated assault, a class
3 dangerous felony, and five counts of endangerment, all class 6 dangerous
felonies. At trial, A.G. testified that he approached Melendez, who had his
hand behind his back, and when A.G. moved his hand to greet Melendez,
Melendez pulled out the gun. A.G. testified that Melendez fired at him
several times, prompting A.G. to run away. A friend of A.G. who saw the
incident testified to a similar version of events.
¶10 Melendez elected to testify at trial and his testimony generally
tracked his interview with the detective. Melendez explained that Spanish
is his first language, and that the term ‘cabron’ represents a “male goat. . . .
So, you know, it can be used – at least in Puerto Rico it can be used as an
offense.” Melendez also explained that the phrase could be used “if you
are cool with a person and you’re friends” to convey a greeting, like “what’s
up, dude?” Because he and A.G. were not well acquainted, Melendez
testified that he was “worried” because A.G. “was walking towards me
while he said the words” with a body expression and aggressive tone which
made him feel as if A.G. “was going to attack” him. Melendez testified that
A.G. moved his hand towards his waist “like he was going to look for a
gun,” and Melendez fired his own gun because he believed his life was in
danger.
¶11 On cross-examination, the prosecutor questioned Melendez
about his post-arrest, post-Miranda interview, including the following:
Prosecutor: Isn’t it true that while you were talking to [the
detective] you never claimed self-defense until after she told
you[,] you were going to jail for shooting at the pastor’s son?
Melendez: She just happened to bring me that information as
I was already decided to come in that it was self-defense.
Prosecutor: Okay. But, again, after she told you you’re going
to jail for shooting at the pastor’s son, that’s when you’re
claiming that it was self-defense?
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Melendez: ‘Cause she told me: I will be right back, you know,
and – and she told me that it was like my last chance to say
something, and she went outside. And then when she came,
I had decided to – to tell her that it was self-defense.
Prosecutor: Okay. I’m glad you brought that up. So isn’t it
true that you were asked probably ten times direct questions
such as: What made you go over there and shoot today? Do
you remember her asking you that?
Melendez: Yes.
Prosecutor: Do you remember saying: I want to hold some of
what I want to say?
Melendez: Yes.
Prosecutor: And do I understand correctly that when you’re
saying: I want to hold some of what I want to say, that means I
don’t want to answer that question right now?
Melendez: Well, I – I was passing on the opportunity to answer
the question at the moment.
Prosecutor: Okay. So you passed on the opportunity to answer
the question. And then, you know, she asked you, again: Did
you feel like you had to protect yourself today from the
pastor’s son, and then your answer was: I still want to hold to
some of that information?
Melendez: Yeah.
Prosecutor: Right? That’s about ten minutes into the
conversation. And then she asked you, you know: Is there
anything you want to tell me? No answer at that point. Right?
Melendez: When she asked me that, I don’t recall exactly
what I answered.
Prosecutor: Okay. Do you remember her asking you if you
understood what is a crime, that it’s a crime to shoot at
somebody? Do you remember her asking you that?
Melendez: Yes.
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Prosecutor: Okay. And then do you remember her asking
you: Do you believe you committed a crime today?
Melendez: I think I do.
Prosecutor: And then your answer was: I still want to hold
myself on some things?
Melendez: Yes, I guess that’s what I answer, yeah.
Prosecutor: And then, again, she asked you: Did you shoot at
somebody today, and your answer was: I’d like to hold that
information?
Melendez: Yes.
Prosecutor: And so this went on and on. She asked you –
well, you were telling her, you wanted to clarify something,
you don’t have a problem with the pastor, you’ve never had
a problem with his wife, never had a problem with his son.
You know, one of them, I just saw him at the holidays. The
other one, I just said hi. Then [the detective] asked you: Then
why go over there with a gun, and, again, your answer was:
That’s all I want to say about the pastor and the pastor’s son; right?
Melendez: I don’t recall that answer.
Prosecutor: And then do you remember her asking you: Did
anything happen before you went over to the pastor’s son to
make you mad?
Melendez: I think I do, yeah.
Prosecutor: Okay. And your answer to that was: I’ll pass this
question, I’m sorry?
Melendez: Yes.
Prosecutor: You mentioned that, you know, at some point she
went – she was leaving, you said, and she said: Last
opportunity?
Melendez: Yes.
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Prosecutor: That was before she walked out to go get you
some more water?
Melendez: Yes.
Prosecutor: And then still there was no answer at that point?
Melendez: No answer.
Prosecutor: But then when she returned and she told you you
were going to be – going to jail for shooting at the pastor’s
son, then you decided that you wanted to tell her that it was
self-defense; right?
Melendez: I was already decided because I think she had told
me that, you know – you know, I think there was a comment
as in, I didn’t want to cooperate, and that wasn’t – that wasn’t
– you know, as I didn’t want it – you know, after, you know,
the comment was said, I don’t know how it was said about
me not cooperating, and, you know, I didn’t want [her] to
think that I don’t want to cooperate. I just saw it as a way of
remaining silent at the moment ‘cause I have my right, and I was
still, you know – my mind was still, you know – I – in this
belief of what was going on, so I was just waiting, you know,
for, you know, at least – you know, I wanted to – her to first
talk to me about, you know, to tell me everything. You know,
I want [her] to talk to me about the situation.
Prosecutor: So you wanted her to tell you what she knew
before you would make a claim of self-defense; is that what
you’re saying?
Melendez: I wanted to – you know, it’s like I had told my
attorney, I don’t – I didn’t know what to say. I was – you
know, I don’t know, I never been in this situation, so I was – I
can say I was kind of lost.
(Emphasis added.)
¶12 In closing arguments, the prosecutor played audio clips from
the interview and emphasized Melendez’s decision not to answer certain
questions posed by the detective and his failure to offer a timely
explanation for his conduct:
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I counted ten or 11 times that he is asked a direct question
about: Why did you go over there and shoot? Why did you
have a gun? Why did you ask that question?
And his answer was something along the lines of: I want to
hold that information. I’m going to pass on that question. I mean,
if you were shot at or if you believe that you were going to be shot
at, and that’s why you discharge your own gun at somebody four
times, once the police do get there, don’t you want to tell them that?
Wouldn’t you want to say: Hang on one second, you have me in
handcuffs, you put me in here, but here’s what happened. But
especially once you start getting asked these questions, it’s like
- - can we have the audio now[?]
(Whereupon a recording was played, not taken down by the
court reporter.)
If you remember when the Defendant was testifying
yesterday and I asked him why, why are you saying: Hey are
you the pastor’s son? His answer was: Well, I wanted to strike
a friendly conversation with him. I was just going over there,
saw him.
Why not tell the police that? Why did you ask that question? Why
did you ask: Are you the pastor’s son? Wasn’t that the answer then
as well, or is the Defendant still trying to figure out what his excuse
is going to be as to why he went over there and asked: Are you the
pastor’s son and then shot at [A.G.].
Another question: Was there someone else you were after?
Just what would the reasonable person respond if you really just shot
in self-defense? Would a reasonable person say: I would like to not
answer that question, or would the answer be: Absolutely not. I was
not after anyone.
(Whereupon a recording was played for the jury, not taken
down by the court reporter.)
Again, you do have the entire interview. These are just clips
that I put on here, but you can listen to the entire thing.
Here’s another question: If he’s just driving and he just went
over there for no reason looking for something to do and
wanted to strike a friendly conversation, why are we
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withholding information about did anything happen to make
you go over or to make you mad? . . .
Notice how when he’s asked: Did you go to work today or did
you work today, the answer is immediately “yes.” There is
no problem with that question cause that’s not asking why
you went over and shot at someone and – no, he doesn’t have to
think about what he’s going to say.
(Emphasis added.)
¶13 Defense counsel did not object at trial to the prosecutor’s
references about Melendez’s refusal to answer certain questions during the
interview. During deliberations, the jury informed the court that it could
not reach a unanimous decision on one of the six counts and asked for
further guidance. Acknowledging that an impasse instruction should not
be given prematurely, the court stated its inclination to give the instruction
because the case was not “very complicated.” Neither party objected, and
after receiving the impasse instruction the jury later found Melendez guilty
as charged.
¶14 The superior court sentenced Melendez to presumptive,
concurrent terms of 7.5 years’ imprisonment for aggravated assault, a class
three felony, and 2.25 years imprisonment for each count of endangerment,
a class six felony. Melendez timely appealed, and we have jurisdiction
under A.R.S. § 12-120.21(A)(1).
DISCUSSION
¶15 Melendez argues the State violated his constitutional rights
under the Fifth and Fourteenth Amendments when the State attacked his
“exercise of his right to remain silent,” even though he exercised it
selectively. Melendez contends that under Doyle, 426 U.S. 610, the State’s
cross-examination and comments during closing arguments violated his
right to due process under the Fourteenth Amendment. Because Melendez
did not object at trial, we review for fundamental error. State v. Escalante,
245 Ariz. 135, 140, ¶ 12 (2018). Under that standard, we first determine
whether trial error exists, and then whether the error is fundamental. Id. at
142, ¶ 21. If fundamental error exists, the defendant must then show
resulting prejudice. Id. The “defendant bears the burden of persuasion at
each step.” Id.
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I. Constitutional Rights Relating to Silence
¶16 To safeguard a suspect’s right against self-incrimination
under the Fifth Amendment, a suspect in custody must be advised by police
of his right to remain silent, the right to retain or have an attorney
appointed, and that anything the suspect says can be used against him in
court. Miranda, 384 U.S. at 467–73, 479. The Miranda warnings are designed
to ensure, in part, that a suspect understands he may exercise his rights
throughout the interrogation as well as consequences of forgoing the Fifth
Amendment privileges:
It is only through an awareness of these consequences that
there can be any assurance of real understanding and
intelligent exercise of the privilege. Moreover, this warning
may serve to make the individual more acutely aware that he
is faced with a phase of the adversary system—that he is not
in the presence of persons acting solely in his interest.
Id. at 469. A waiver of Miranda rights must be made voluntarily, knowingly,
and intelligently. Id. at 444.
¶17 After Miranda was decided, but before Doyle, our supreme
court decided several cases involving the extent to which a prosecutor may
comment on a defendant’s exercise of silence during custodial
interrogation. For example, in State v. Shing, 109 Ariz. 361 (1973), the
defendant was apprehended by police at the scene of a crime, informed of
his Miranda rights, and asked if he wanted to speak with the authorities, to
which he responded “Yea.” Id. at 362–64. But when an officer began to ask
specific questions about the crime, the defendant answered that he “didn’t
want to discuss” how many people were involved, and when asked if he
would identify other suspects he simply answered “no.” Id. at 364. At trial
during closing arguments, the prosecutor commented: “Perhaps, the most
significant thing about [defendant’s] behavior was his silence. He had an
opportunity to explain his presence at the airstrip. He didn’t do so. He had
an opportunity to identify someone else who might or might not be
involved.” Id.¶18 The supreme court held that the prosecutor’s comments about
the defendant’s post-arrest silence constituted fundamental error,
reasoning in part:
To hold that [a] defendant may, after being warned of his
right to remain silent, have that silence used against him
would nullify the warning required by Miranda, . . . the
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warning would have to be amended to inform the defendant
that not only what he says may be used against him, but what
he doesn’t say will also be used against him.
Id. at 365 (emphasis added). Given the strength of the State’s evidence,
however, the court determined the error was harmless beyond a reasonable
doubt. Id.¶19 In State v. Anderson, 110 Ariz. 238 (1973), the prosecutor asked
the defendant a question about his failure to share his version of events
before trial. Id. at 239. During closing, the prosecutor referred to the
exchange on cross-examination twice, emphasizing that the defendant had
maintained his silence up until trial. Id. Acknowledging that cases were
not unanimous on the issue, the Anderson court clarified that legitimate
cross-examination serves to call attention to credibility, but that rationale
does not support questioning a defendant about his “silence at the time of
arrest” because it is “not an inconsistent or contradictory statement.” Id. at
239–41 (citing Johnson v. Patterson, 475 F.2d 1066, 1067–68 (10th Cir. 1973)).
Rather, silence at the time of arrest is the exercise of a constitutional right
without qualification, and allowing the prosecutor to use that fact at trial
would make the assertion of the right costly. Id. at 241.
¶20 Our supreme court held that the “one question and answer,”
along with the prosecutor’s comments to the jury, constituted fundamental
error, and disapproved of anything to the contrary in Benton and Belcher.
Id.; State v. Benton, 109 Ariz. 427, 428–29 (1973) (finding that defendant
raised no question of fundamental error based on prosecutor’s question
about whether defendant “had told this to anyone else”); State v. Belcher,
108 Ariz. 290, 292 (1972) (rejecting defendant’s contention that the trial court
erred by allowing prosecutor’s impeachment “by silence”). Based on
overwhelming evidence, the court concluded the error was harmless
beyond a reasonable doubt but cautioned that by “approaching the
precipice of fundamental error, the prosecution runs the risk of having an
otherwise good case reversed when, on appeal, the evidence of guilt is less
than overwhelming.” Anderson, 110 Ariz. at 241.
¶21 In State v. Ward, 112 Ariz. 391 (1975), the defendant argued he
had been denied a fair trial when the prosecutor, while cross-examining
him and during closing arguments, referred to the defendant’s post-arrest,
post-Miranda silence. Specifically, after the defendant testified he had acted
out of self-defense, the prosecutor asked him “whether a man acting in
self-defense would have naturally told the police of his defense.” Id. at 392.
And during closing, the prosecutor raised this point twice. Id. While the
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State conceded the prosecutor’s statements were improper, it argued
against reversal given the evidence against the defendant. Id. The court
disagreed because it could not conclude, in the “presence of prosecutorial
error of this nature and degree,” that the error was non-prejudicial. Id.¶22 In 1976, the United States Supreme Court considered whether
the prosecution may use a defendant’s post-arrest, post-Miranda silence to
impeach a defendant’s exculpatory testimony at trial. See Doyle, 426 U.S. at610–11. After the defendants in Doyle were given Miranda warnings, the
defendants were mostly silent in the face of police questioning. See id. at
612–14, 627–28 (Stevens, J., dissenting) (noting that one defendant briefly
responded and asked why he was being arrested). In each of their trials the
defendants testified, and on cross-examination the prosecutor impeached
their exculpatory testimony with evidence of their silence during police
questioning, such as asking whether they had protested their “innocence”
to the police after being arrested. Id. at 613–14, 614 n.5. And in both trials,
the prosecutor pointed out the post-arrest silence during closing
arguments. Id. at 614 n.5.
¶23 The Court held that the Miranda decision compelled rejection
of the state’s position that such questioning and argument were needed “to
present to the jury all information relevant to the truth” of the defendants’
exculpatory story. Id. at 617. The court explained that every post-arrest
silence is “insolubly ambiguous” based on what the government is required
to advise a suspect under arrest. Id. at 617. And “it would be fundamentally
unfair and a deprivation of due process” to allow a suspect’s silence to be
used to impeach an explanation later offered at trial because the Miranda
warnings do not inform him that his silence, just as his words, may be used
against him. Id. at 618–19. “Indeed, anyone would reasonably conclude
from Miranda warnings that this would not be the case.” Id. at 619 (citation
omitted). The Court held that using the defendants’ silence at the time of
arrest, for impeachment purposes at trial, violated the Due Process Clause
of the Fourteenth Amendment because the Miranda warnings implicitly
assure a suspect his silence will carry no penalty. Id. at 610, 619. The Court
reversed the defendants’ convictions. Id. at 620.
¶24 Since Doyle, the Court has reaffirmed that the use of a
defendant’s post-arrest, post-Miranda silence, for impeachment purposes at
trial, violates due process. See Greer v. Miller, 483 U.S. 756, 763 (1987); see
also Brecht v. Abrahamson, 507 U.S. 619, 628 (1993). The Court has also
clarified when a suspect advised of Miranda rights may be impeached about
his statements. See, e.g., Anderson v. Charles, 447 U.S. 404, 408–09 (1980)
(holding that the government may cross-examine defendants about prior
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inconsistent statements, because such questions merely seek to elicit an
explanation, in contrast to questions that are “designed to draw meaning from
silence”) (emphasis added).
¶25 The principles announced in Doyle were not surprising, at
least for Arizona courts. See State v. Calhoun, 115 Ariz. 115, 117 (App. 1977)
(noting that our supreme court “had anticipated Doyle in a line of cases of
which [Anderson, 110 Ariz. at 238], is exemplary.”). And for the most part,
our appellate courts have continued to reinforce the principle that
prosecutors cannot penalize a defendant at trial by bringing to the jury’s
attention that he exercised his right to decline to answer police questions.
See, e.g., State v. Carrillo, 156 Ariz. 125, 128 (1988) (“Arizona courts have
recognized that the protection against self-incrimination includes freedom
from adverse consequences flowing from defendant’s exercise of his right.
Thus, the prosecutor may not raise an inference of defendant’s guilty mind
by remarking upon the silence of a suspect who exercised his Miranda
rights.”).
¶26 In State v. Sorrell, 132 Ariz. 328 (1982), our supreme court
considered whether the prosecutor’s various references to the defendant’s
post-arrest silence constituted reversible error. The arresting officer
testified that after being informed of his Miranda rights, the defendant said
he did not wish to speak and wanted to call his lawyer. Id. at 329. A second
officer testified that about 90 minutes after being placed in a holding cell,
the defendant contacted him and provided a statement about his innocence
after being re-read his Miranda rights. Id. Along with these references, the
prosecutor emphasized during its opening and closing arguments the
defendant’s failure to provide his exculpatory story until he had “a little
time to think about what he was going to say to officers.” Id.¶27 Citing various Arizona cases, the court found the references
to the defendant’s post-arrest silence were “clearly fundamental error, and
it has been held so on numerous occasions.” Id. Recognizing the reasoning
in Doyle—that such references are a deprivation of due process—the court
rejected the State’s argument that the comments were permissible because
the defendant “did not remain silent.” Id. at 329–30. The court explained
that “an accused may change his mind after he has elected to remain silent
and decide to speak . . . but we do not believe that he should be prejudiced by this
later change of mind.” Id. at 330 (emphasis added). Whether a defendant
speaks after remaining silent for some time, or never makes a statement, a
comment on such silence is improper because he is relying on Miranda’s
promise that he had a right to remain silent. Id. “[C]omment on the exercise
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of that right is proscribed by the opinions of this court and the United States
Supreme Court.” Id. (emphasis added).
¶28 In State v. Routhier, 137 Ariz. 90, 93 (1983), an officer read the
defendant his Miranda rights before questioning him. The defendant said
he remembered a few details about the crime, but when asked to elaborate
he requested an attorney and questioning ceased. Id. at 93–94. At trial, the
prosecutor asked the defendant during cross-examination if at any point he
had told police that he acted in self-defense, to which the defendant replied,
“I don’t think so. No, I didn’t discuss any of the details with them.” Id. at
95. The prosecutor continued to ask the defendant why he had not
provided the police more information and referenced such silence on
redirect examination of the interrogating officer. Id.¶29 The defendant argued on appeal he was denied due process
by the prosecutor’s references to his post-arrest silence. Id. Consistent with
Arizona case law showing that a defendant’s silence “cannot be used
against him,” our supreme court held that the prosecutor improperly asked
“questions on matters about which the [defendant] had not made any
comment or given any information.” Id. at 95–96 (emphasis added).
Explaining that “[Anderson, Shing, Ward] are grounded on the principle that
the Miranda warnings implicitly assure a person that the exercise of his
rights carries no penalty and cannot be used against him,” the court
determined the State violated the defendant’s Fifth Amendment right to
silence and the error was fundamental. Id. at 95–96. The court also rejected
the State’s argument that the defendant had waived his constitutional
rights, pointing out that a person is not “inextricably bound” by waiver. Id.
at 96.
¶30 Applying these principles, we turn to whether Melendez’s
right to due process was violated when the State cross-examined him about
declining to answer certain questions during his interview with the
detective and urged the jury during closing arguments to draw inferences
from that exchange. In doing so, we recognize that the Supreme Court has
not yet addressed whether Doyle applies to selective silence, leaving federal
and state courts divided on the question. See Chase Cunningham, Note,
Noncustodial Selective Silence: Existing Bases for Newfound Protection, 56
U. Louisville L. Rev. 463, 472–78 (2018).1 For the reasons explained below,
1 For jurisdictions that have generally recognized the right of a
defendant to selectively exercise silence during custodial interrogation, see,
e.g., Hurd v. Terhune, 619 F.3d 1080, 1087 (9th Cir. 2010); United States v.
15
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Opinion of the Court
we agree with courts holding that the prosecution may not penalize a
suspect who has selectively exercised his right to remain silent in
responding to certain questions or requests during custodial interrogation,
whether by specifically declining to answer or by staying mute. The
reasoning from those courts aligns more closely with Arizona’s case law
and reflects the principles of fundamental fairness and due process applied
in Doyle.
II. Application of Arizona Case Law and Doyle
A. Waiver
¶31 The State argues Melendez’s selective silence does not
warrant constitutional protection because he did not remain completely
silent; instead, he spoke. See, e.g., State v. Talton, 497 A.2d 35, 44 (Conn. 1985)
(“By speaking, the defendant has chosen unambiguously not to assert his
right to remain silent.”). Thus, the State contends he “voluntarily waived
his rights” by answering some questions and did not invoke his right to
remain silent when refraining from answering others.
¶32 The State has the burden of proving waiver of a constitutional
right. See Brewer v. Williams, 430 U.S. 387, 404 (1977). For waiver to be made
“voluntarily, knowingly and intelligently,” the suspect must (1) choose to
Moore, 104 F.3d 377, 389 (D.C. Cir. 1997); United States v. Scott, 47 F.3d 904,
907 (7th Cir. 1995); United States v. Canterbury, 985 F.2d 483, 486 (10th Cir.
1993); United States v. Williams, 665 F.2d 107, 109–10 (6th Cir. 1981); United
States v. Ghiz, 491 F.2d 599, 600 (4th Cir. 1974); People v. Castro, 521 P.3d 1035,
1040, ¶ 29 (Colo. App. 2022); State v. McCallie, 369 P.3d 103, 109, ¶¶ 25–26
(Utah Ct. App. 2016); Bartley v. Com., 445 S.W.3d 1, 9 (Ky. 2014); Coleman v.
State, 75 A.3d 916, 924 (Md. App. Ct. 2013); State v. Silva, 81 P.3d 889, 893
(Wash. Ct. App. 2003).
For jurisdictions rejecting selective silence, see, e.g., McBride v.
Superintendent, SCI Houtzdale, 687 F.3d 92, 103–05 (3rd Cir. 2012); United
States v. Pando Franco, 503 F.3d 389, 396–97 (5th Cir. 2007); United States v.
Burns, 276 F.3d 439, 441–42 (8th Cir. 2002); United States v. Pitre, 960 F.2d
1112, 1125–26 (2d Cir. 1992); United States v. Goldman, 563 F.2d 501, 502–04
(1st Cir. 1977); People v. Bowman, 136 Cal. Rptr. 3d 119, 127–28 (Cal. Ct. App.
2011); State v. Fluker, 1 A.3d 1216, 1222–23 (Conn. App. Ct. 2010); People v.
King, 892 N.E.2d 1196, 1204–06 (Ill. App. Ct. 2008); People v. McReavy, 462
N.W.2d 1, 7–9 (Mich. 1990); State v. Smart, 756 S.W.2d 578, 581 (Mo. Ct. App.
1988).
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STATE v. MELENDEZ
Opinion of the Court
relinquish the right freely and (2) the waiver must be made with “full
awareness of both the nature of the right being abandoned and the
consequences of the decision to abandon it.” Moran v. Burbine, 475 U.S. 412,
421 (1986). The record supports a finding of waiver under the first prong
because Melendez voluntarily spoke with the detective and nothing
suggests he was intimidated, coerced, or deceived. See id. On the second
prong, however, during much of the interview, Melendez repeatedly told
the detective he did not want to talk about the shooting, and the detective
affirmed that was his right.
¶33 Nothing in the Miranda warnings informs a suspect that if he
relies on his Fifth Amendment right to be silent, completely or partially, his
exercise of that right can be used against him at trial. Logically, this means
a court cannot properly find a suspect has “waived” that consequence. See
Moran, 475 U.S. at 421 (requiring “full awareness” of the right being
abandoned and its consequences). Instead, a suspect would reasonably
presume the opposite—that he can exercise his right to remain silent by
refraining from answering all or some questions posed to him. See Doyle,
426 U.S. at 617–19; see also Carrillo, 156 Ariz. at 131 (“By informing a suspect
of the Miranda rights, the state makes an implied promise that there will be
no penalties if the suspect uses those rights.”).
¶34 As our supreme court explained in Shing, the warnings
required by Miranda would have to be amended to inform a suspect that
not only what he says may be used against him, but what he does not say
will also be used against him. Shing, 109 Ariz. at 365. The warnings have
not been amended, and allowing the State to penalize a defendant at trial
for his earlier silence when he was not informed of that consequence would
improperly relieve the State of its burden to prove waiver. It would also
underscore the “imbalance in the delivery of Miranda warnings,” given that
the warnings “emphasize the dangers of choosing to speak . . . but give no
warning of adverse consequences from choosing to remain silent.” South
Dakota v. Neville, 459 U.S. 553, 565 (1983).
¶35 While a suspect need not know and understand “every
possible consequence of a waiver,” Colorado v. Spring, 479 U.S. 564, 574
(1987), interpreting Miranda to allow the jury to hear comments at trial
about a suspect’s silence, whether partial or complete, would make the
assertion of the right more costly by, in essence, allowing a suspect to
incriminate himself without being aware of doing so. See Carrillo, 156 Ariz.
at 131 (explaining that courts do not penalize a “defendant for exercising
his Miranda rights”). Thus, the State has not met its burden of showing that
by answering some questions, and declining to answer others, Melendez
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STATE v. MELENDEZ
Opinion of the Court
knowingly and intelligently waived his right to refrain from answering
certain questions throughout the interrogation and to be free from penalty
at trial for exercising that right. See Miranda, 384 U.S. at 445 (“The mere fact
that [a criminal suspect] may have answered some questions . . . does not
deprive him of the right to refrain from answering any further inquiries.”);
Anderson, 110 Ariz. at 241 (allowing prosecutors to point to a defendant’s
exercise of silence would make the assertion of the constitutional right
costly).
¶36 When a suspect relies “on the express statement in the
Miranda warnings that he had a right to remain silent,” then “comment on
the exercise of that right is proscribed by the opinions of [the Arizona
supreme] court and the United States Supreme Court.” Sorrell, 132 Ariz. at
330. A suspect who answers only some of law enforcement’s questions has
not waived his ability, based on due process, to exercise his Fifth
Amendment right to silence when responding to other questions. See, e.g.,
United States v. Williams, 665 F.2d 107, 109–10 (6th Cir. 1981). Melendez
exercised that right when he repeatedly told the detective he did not want
to address certain questions.
¶37 Like other jurisdictions declining to extend Doyle to selective
silence, the State seems to argue that a defendant must remain completely
silent to claim the due process protections contemplated under Doyle. See,
e.g., United States v. Burns, 276 F.3d 439, 441–42 (8th Cir. 2002). Apparently
under that view, if a suspect utters one word during police questioning
—whether or not the statement has any relevance to his involvement in the
crime—then any attempt to exercise silence throughout the rest of the
interview is futile, absent cutting off all questioning or requesting counsel.
See Stephen Rushin, Comment, Rethinking Miranda: The Post-Arrest Right to
Silence, 99 Cal. L. Rev. 151, 163–66 (2011). Reading Doyle in proper context,
the State’s argument fails.
¶38 In Anderson, the Court explained that Doyle “involved two
defendants who made no postarrest statements about their involvement in
the crime.” Anderson, 447 U.S. at 407; see also Jenkins v. Anderson, 447 U.S.
231, 239 (1980) (stating that in Doyle, the defendant “made no statements”
to the police). But Anderson’s explanation, in a literal sense, is not true, at
least as to one of the defendants. After being informed of his Miranda
warnings, Mr. Doyle asked the police, “What’s this all about?” and
“exclaimed ‘you got to be crazy,’ or ‘I don’t know what you are talking
about.’” Anderson, 447 U.S. at 407 n.2 (citations omitted); see Doyle, 426 U.S.
at 613–614, 614 n.5. The later analysis in Anderson clarified why, in context,
the Court treated the defendants as having made no statements when it
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Opinion of the Court
explained that the relevant post-arrest statements for purposes of a Doyle
due process analysis are those “about [a defendant’s] involvement in the
crime.” See Anderson, 447 U.S. at 407 (emphasis added); see also State v.
McCallie, 369 P.3d 103, 108, ¶¶ 20–21 (Utah Ct. App. 2016) (considering
whether the defendant’s post-arrest statements fell into the “category of
comments about his involvement in the interrogation” or “whether they
[could] be fairly described as comments about his involvement in the
crime”).
¶39 Because Mr. Doyle’s statements were uniformly treated as the
equivalent of silence, they were not considered statements about his
involvement in the crime. See Anderson, 447 U.S. at 407 n.2 (“Both the Court
and the dissent in Doyle analyzed the due process question as if both
defendants had remained silent.”). Stated differently, the Court implicitly
concluded that a suspect waives his Miranda rights on matters related to his
involvement in a crime, but waiver is not triggered by comments about the
interrogation itself. If the “you speak, you waive” rule (which the State in
effect presses in its briefing) were viable, the Court presumably would have
applied waiver and never reached the due process analysis in Doyle.
Likewise, our supreme court presumably would have applied waiver in
Shing, given that the defendant there briefly spoke before he specifically
declined to answer other questions. Shing, 109 Ariz. at 364–65. Here, the
State repeatedly referenced Melendez’s refusal to answer certain questions,
but his responses to those questions related to his involvement in the
interrogation. They cannot be fairly described as comments about his
“involvement in the crime.” See Anderson, 447 U.S. at 407 (emphasis added).
¶40 And to the extent the State suggests that Melendez waived his
right to exercise selective silence by saying “I’ll pass” or similar wording,
in deciding whether the State can later point to those responses at trial, there
is no meaningful difference if a suspect shakes his head “no,” says, “I don’t
want to answer,” or is unresponsive. In each instance, a suspect is
exercising his right not to respond, consistent with what he is told he can
do at the outset of the interrogation. See Hurd v. Terhune, 619 F.3d 1080, 1089
(9th Cir. 2010) (stating that a suspect “need not utter a ‘talismanic phrase’
. . . . [I]t is enough if the suspect says that he wants to remain silent or that
he does not want to answer that question”); United States v. Velarde–Gomez,
269 F.3d 1023, 1031–33 (9th Cir. 2001) (en banc) (holding that evidence of
the suspect’s lack of physical or emotional reaction when confronted with
crime details was tantamount to evidence of silence). Melendez, speaking
in his non-native language, conveyed his intent to exercise his right not to
answer certain questions by repeatedly stating he wanted “to hold” or “to
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STATE v. MELENDEZ
Opinion of the Court
pass” on some things, which the detective understood when she confirmed
he had that right. See Hurd, 619 F.3d at 1089.
¶41 Moreover, adopting a strict rule that uttering a single word
waives the due process protection recognized under Doyle would be
unreasonable. For example, in Hurd, after answering various questions, the
defendant declined the officer’s request that he demonstrate how he was
holding the gun during the alleged crime by saying, among other things, “I
don’t want to do that,” “I can’t,” and “[n]o.” Hurd, 619 F.3d at 1088–1089.
In granting habeas relief, the Hurd court reasoned in part that when a
suspect “remains silent or refuses to answer a question posed by police, that
silence or refusal is inadmissible,” and the law allows him “to refuse to be
interviewed in a particular manner even if he has already waived that right
with respect to the subject matter of the interrogation.” Id. at 1082, 1088. To
conclude that a suspect waives his right to Doyle’s due process protection
merely by telling the police “no” in response to a request to show or explain
how or why a crime was allegedly committed is untenable. See id. at
1088–1089; see also State v. Beaudet-Close, 468 P.3d 80, 86 (Haw. 2020)
(holding that the defendant, after he had provided “his side of the story”
and answered the detective’s questions, could not be penalized at trial for
refusing to participate in reenactment of the alleged crime).
¶42 Finally, holding that a defendant automatically waives his
right to decline to answer certain questions posed by police by merely
speaking lacks compelling justification because it fails to recognize that a
suspect should be permitted to exercise the right to silence without needing
to cease cooperating with law enforcement altogether. See Sorrell, 132 Ariz.
at 330 (permitting the State to comment on the timing of a defendant’s
silence “would mean that a defendant has more to lose by waiting and
making a statement than he would if he never made a statement at all”);
Hendrix v. Palmer, 893 F.3d 906, 924–95 (6th Cir. 2018) (explaining that Doyle
does not cease to apply just because a “defendant makes any post-Miranda
statement”).
B. Invocation v. Exercise
¶43 According to the State, it is significant that Melendez never
made “an unambiguous invocation of his right to remain silent and/or his
right to counsel.” The State suggests that Melendez surrendered any right
to claim he relied on his constitutional rights when he was selectively silent,
citing the Supreme Court’s plurality opinion in Salinas v. Texas, 570 U.S. 178,
183 (2013) (holding that the privilege against self-incrimination is not
self-executing).
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Opinion of the Court
¶44 The State improperly frames the right to remain silent as one
which can only be exercised to cut off questioning. But nothing in Doyle
suggests the right to silence is an “all or nothing proposition.” See Hurd,
619 F.3d at 1087; State v. Fuller, 282 P.3d 126, 136, ¶¶ 36, 38 (Wash. Ct. App.
2012) (explaining that a suspect “may invoke the right to silence in response
to any question posed by law enforcement” without police necessarily
needing to cease an interview). The notion that a suspect has only two
choices (remain completely silent or invoke) overlooks what “invocation”
commonly means in the context of custodial interrogation. Generally, when
courts reference a suspect who has “invoked” his constitutional rights
during police questioning, the description reflects a suspect’s assertion of
either the Fifth Amendment privilege against self-incrimination or the Sixth
Amendment right to counsel. See Salinas, 570 U.S. at 183–84 (explaining the
privilege against self-incrimination and requirements for invocation);
McNeil v. Wisconsin, 501 U.S. 171, 177–78 (1991) (describing the purpose of
the right to counsel and requirements for invocation). Thus, the effect of
invocation in those circumstances is the termination of all questioning. See,
e.g., Berghuis v. Thompkins, 560 U.S. 370, 381–82 (2010).2 To end an
interrogation through invocation, a suspect must unequivocally and
unambiguously communicate his desire. Id.¶45 Unlike invoking the right to cut off questioning and the right
to speak with counsel, the privilege related to the due process right
recognized in Doyle requires no affirmative communication; it is essentially
self-executing. See McCallie, 369 P.3d at 109, ¶ 25 (rejecting assertion that a
suspect must unambiguously invoke his right to remain silent to trigger
Doyle’s “assurance that silence will carry no penalty”). A due process
violation occurs when (1) state officials assure a defendant he has a certain
right, (2) he exercises that right, and (3) “the prosecution uses the
defendant’s exercise of the right as evidence against him at trial.” Engle v.
Lumpkin, 33 F.4th 783, 793 (5th Cir. 2022) (“[I]t is the defendant’s frustrated
reliance on an official assurance that violates the Constitution.”). Thus, a
suspect who declines to respond to a question or request by staying mute,
or otherwise communicates his desire not to address the question or
2 In Berghuis, the Supreme Court considered whether the defendant
invoked his Fifth Amendment rights by remaining mostly silent for the first
two hours and forty-five minutes of a three-hour police interview. Berghuis,
560 U.S. at 375–76. The issue addressed was whether his silence was
enough to indicate to police that he wanted to invoke his right, under the
Fifth Amendment, to cut off all questioning. See id. at 380–81. The
defendant’s silence was not introduced as substantive evidence at trial, nor
did the Court decide its admissibility.
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Opinion of the Court
request, has exercised his right to be free from the State using that conduct
against him at trial. See Doyle, 426 U.S. at 617–18.
¶46 And no matter how we label a suspect’s decision not to
answer questions, just because a suspect does not affirmatively invoke his
Fifth Amendment or Sixth Amendment rights does not mean the State may
later penalize the suspect for whenever he exercises his due process right to
refrain from answering certain questions during the interview. See, e.g.,
United States v. Garcia-Morales, 942 F.3d 474, 476 (9th Cir. 2019) (“[A] suspect
who remains silent in response to certain questions may still claim
protection under Doyle even if his silence falls short of the unambiguous
declaration required to invoke the right to counsel under Davis or the right
to cut off questioning.”); see also Hendrix, 893 F.3d at 925 (holding that
protecting a defendant’s exercise of silence reflects the rule that the
prosecution cannot try to “‘draw meaning from silence,’ which Doyle and
its progeny strictly forbid”) (citation omitted).
¶47 The policy concerns that require a suspect to unambiguously
and unequivocally invoke his right to end questioning or speak with
counsel are not implicated by the exercise of selective silence. See Berghuis,
560 U.S. at 382 (“If an ambiguous act, omission, or statement could require
police to end the interrogation, police would be required to make difficult
decisions about an accused’s unclear intent and face the consequence of
suppression if they guess wrong.”) (internal quotation omitted). Protecting
the exercise of silence does not change the nature of custodial interrogations
because nothing in Doyle suggests that if a suspect is selectively silent, the
interviewer must decide whether to proceed or risk having the
interrogation suppressed. Rather, upholding a suspect’s right to due
process under Doyle rests with defense counsel, prosecutors, and judges,
because Miranda implicitly promises that a defendant’s silence will not be
used against him at trial. See Doyle, 426 U.S. at 619 (explaining that “it does
not comport with due process to permit the prosecution during the trial to
call attention to [the defendant’s] silence”) (citation omitted).
¶48 Here, when the detective asked about more specific details on
the shooting, Melendez exercised his right to silence at several points,
responding to certain questions by stating he wanted to “pass” some
questions and “hold” certain information. In response, the detective
affirmatively acknowledged that it was his right not to answer a specific
question. The detective also affirmed Melendez’s decision to exercise his
right to silence by stating she would not force him to talk and setting those
topics “aside” by switching to a different line of questioning. Nothing in
the record shows the detective was deterred by Melendez’s exercise of
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Opinion of the Court
partial silence, could not understand Melendez’s intent, or felt as if she had
to make a decision on how to proceed with the interrogation. Nor does the
record suggest the detective did anything improper by continuing to ask
questions given that Melendez never unequivocally and unambiguously
“invoked” by asking to end questioning or speak with counsel.
C. The State’s Other Arguments
¶49 Citing a few cases, the State contends that Arizona courts
have already rejected constitutional protection for selective silence. See, e.g.,
State v. Ramirez, 178 Ariz. 116 (1994); State v. Corrales, 161 Ariz. 171 (App.
1989); State v. Reinhold, 123 Ariz. 50 (1979). But we do not read these cases,
or other decisions discovered through our own research, see, e.g., State v.
Maturana, 180 Ariz. 126, 130 (1994), as affecting our analysis. None of these
cases involve circumstances remotely similar to this case; nor do they
distinguish or disagree with the concepts outlined in Doyle, as well as Shing,
Anderson, Ward, and related Arizona appellate opinions.
¶50 The State’s comparison to Garcia-Morales is also unavailing.
There, the defendant refused to answer certain questions, stating “he was
not ‘feeling cool with that camera.’” Garcia-Morales, 942 F.3d at 476. The
interviewer then said, “alright well, well later on I’ll turn off the camera and
you can tell me[,]” and the defendant nodded in agreement. Id. The Ninth
Circuit held that the defendant was not relying on his right to remain
selectively silent but was merely expressing his discomfort with speaking
in front of the camera. Id. at 476–77. Unlike Garcia-Morales, Melendez
communicated no conditions on his willingness to respond to specific
questions during his interview. And even though Melendez later admitted
his unwillingness to answer some questions was motivated in part by
wanting to hear what the police already knew about the shooting incident,
the reason a suspect may decline to respond to certain questions does not
alter his inherent right to due process. See Doyle, 426 U.S. at 617–19; State v.
O’Dell, 108 Ariz. 53, 56 (1972) (explaining that when a suspect “responds to
several questions, then lapses into silence when asked an embarrassing
question . . . [i]t is much more likely that he is simply asserting his right to
remain silent”); People v. Williams, 31 N.E.3d. 103, 107–08 (N.Y. 2015) (“A
defendant who agrees to speak to the police but refuses to answer certain
questions may have the same legitimate or innocent reasons for refusing to
answer as a defendant who refuses to speak to the police at all.”).
¶51 Finally, the State suggests that recognizing a suspect’s right to
exercise selective silence would conflict with cases that have recognized
permissible areas of impeachment. See, e.g., State v. Henry, 176 Ariz. 569,
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Opinion of the Court
580 (1993). But extending Doyle to selective silence does not undermine the
well-established principle that a defendant may be impeached with his
prior inconsistent statements. See Anderson, 447 U.S. at 408 (“Doyle does not
apply to cross-examination that merely inquires into prior inconsistent
statements.”).
¶52 We hold that the basic principles underlying Doyle—due
process and fundamental fairness—apply regardless of whether a
defendant is completely or partially silent during custodial interrogation.
Melendez exercised his right to decline to answer various questions during
the interview, and the detective confirmed it was Melendez’s right to
exercise his rights in that way. It would be inconsistent with the legal
authorities discussed above to conclude the State could penalize Melendez
at trial for exercising his right not to answer questions, especially when he
had not been warned that his silence could be used against him.
III. Fundamental, Prejudicial Error
¶53 The State used Melendez’s partial silence against him during
cross-examination and in closing arguments, which violated his right to due
process. See Doyle, 426 U.S. at 618. The prosecutor’s improper focus
penalized Melendez for exercising his right not to answer some of the
detective’s questions and created fundamental error. See Escalante, 245
Ariz. at 141, ¶ 19 (explaining fundamental error goes to the foundation of
defendant’s case or deprives him of a right essential to his defense); Sorrell,
132 Ariz. at 329 (finding that comment on defendant’s post-arrest silence
“was clearly fundamental error, and it has been held so on numerous
occasions”); Carrillo, 156 Ariz. at 128 (“Normally, any reference by judge or
prosecutor to a defendant’s protected silence will constitute fundamental
error.”).
¶54 To establish reversible error, Melendez must also establish he
was prejudiced by the State’s improper use of his partial silence. See
Escalante, 245 Ariz. at 142, ¶ 21. He must show that without the error, a
reasonable probability exists he “could have” received a different verdict. Id.
at 144, ¶ 29. The standard is objective and “requires a showing that without
the error, a reasonable jury could have plausibly and intelligently returned
a different verdict.” Id. at ¶ 31. A reasonable jury is “composed of persons
of average intelligence and judgment” who use “common sense in
considering the evidence presented in connection with the instructions
given by the court.” Id. (citation omitted). Because the jury that decided
the case “and a hypothetical ‘reasonable jury’ share the same presumptive
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Opinion of the Court
traits,[] any questions posed by jurors during trial or deliberation may be
pertinent in applying the standard objectively.” Id. at ¶ 32.
¶55 This standard is not “easily satisfied.” Id. at ¶ 31. In applying
this standard, we “examine the entire record, including the parties’ theories
and arguments as well as the trial evidence.” Id. “Establishing prejudice
from fundamental error varies depending on the nature of the error and the
unique case facts.” Id. at ¶ 29.
¶56 Melendez argues he was prejudiced by the State’s misuse of
his partial silence because the State’s violation of his right to due process
“went to the heart” of his defense by undermining his credibility. He
argues his credibility was “key” to establishing his assertion of self-defense,
and his response to the situation he perceived to be a threat was reasonable.
The State counters that references to Melendez’s “hesitancy to answer
questions,” were only made on cross-examination and that the references
were “brief” and “tangential.” The State also argues that Melendez cannot
show the requisite prejudice because his self-defense theory was
implausible. We disagree.
¶57 First, the State ignores the impact of the prosecutor’s
comments during its closing argument on credibility issues. For example,
the prosecutor asked jurors to consider various aspects of Melendez’s
interview with the detective, including: (1) why, in ten or eleven instances,
Melendez failed to respond to direct questions about why “did [he] go over
there and shoot,” and instead said he wanted to hold the information or
pass on the question; (2) why, if he believed someone was going to shoot
him, did he not tell the police when they arrived; (3) why did he not tell the
police, when he was in handcuffs, “here’s what happened”; (4) whether he
was still trying to figure out what his excuse was going to be; and (5) why
he was “withholding information” about whether anything happened to
make him mad.
¶58 A reasonable jury would understand these comments to mean
that because Melendez failed to timely explain his version of events, it is
more likely he was hiding the truth. See State v. Downing, 171 Ariz. 431, 433
(App. 1992) (“The potential implication flowing from a defendant's claim
of silence is that he has something to conceal, and has not been open and
forthright concerning his conduct.”); State v. Scott, 27 Ariz. App. 361, 363
(1976) (explaining that silence at the time of arrest is “generally not very
probative of a defendant’s credibility, . . . has a significant potential for
prejudice, . . . [and] the jury is likely to assign much more weight to the
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Opinion of the Court
defendant’s previous silence than is warranted”) (quoting United States v.
Hale, 422 U.S. 171, 180 (1975)).
¶59 Also, the prosecutor’s repeated references to Melendez’s
failure to timely and adequately answer the detective’s questions were not
inadvertent. See State v. Keeley, 178 Ariz. 233, 235–36 (App. 1994) (reversing
conviction where comments about defendant’s post-Miranda silence arose
from prosecutor’s “deliberate trial strategy” rather than “inadvertent slip”
by testifying officer). Through those references, the prosecutor challenged
Melendez’s credibility by contrasting his responses, or “hesitancy,” with
what a “reasonable person” would have told the police. The prosecutor
intensified her argument by playing specific portions of the taped interview
for the jury. Cf. State v. Earley, No. 2 CA-CR 2019-0069, 2020 WL 1870111,
at *1, *7, ¶¶ 1, 28 (Ariz. App. Apr. 14, 2020) (mem. decision) (finding
reversible error based in part on the prosecutor’s repeated improper
suggestions that the defendant was guilty because he failed to profess his
innocence to police).
¶60 Second, although the State’s references to Melendez’s silence
were brief in the context of the entire trial, Melendez’s self-defense theory
was largely dependent on his credibility. Thus, the jury had to decide
whether it believed Melendez’s version of events or A.G.’s (or if there was
reasonable doubt as to both versions), and whether the State met its burden
of proving the absence of justification for Melendez’s conduct. By
repeatedly pointing out on cross-examination that Melendez declined to
answer many questions bearing directly on the issue of self-defense,
Melendez’s credibility was undermined by the prosecutor’s impermissible
references. See Escalante, 245 Ariz. at 146, ¶ 41 (“It is appropriate to consider
how inadmissible evidence impacted a defense theory when considering
prejudice.”); Carrillo, 156 Ariz. at 128 (“[T]he prosecutor may not raise an
inference of defendant’s guilty mind by remarking upon the silence of a
suspect who exercised his Miranda rights.”). Those references, which were
neither brief nor tangential in the context of whether Melendez acted in
self-defense, caught the attention of at least one juror. Following
Melendez’s testimony, the court asked him the following juror question:
“Why would you tell the detective: ‘I still want to hold onto some things’?”
Melendez then replied, “I was just keeping silent.”
¶61 Third, the State fails to account for various portions of the trial
record bearing on the question of prejudice. See Escalante, 245 Ariz. at 144,
¶ 31. Melendez testified he was acting in self-defense when he fired shots
at A.G., and the superior court determined the evidence was sufficient to
warrant jury instructions on (1) self-defense (“reasonable person in the
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STATE v. MELENDEZ
Opinion of the Court
situation would have reasonably believed that immediate deadly physical
danger appeared to be present”) and (2) use of force in crime prevention
(“the defendant reasonably believed he/she was preventing the
commission of the crime[s]).” Those instructions informed the jury the
State had the burden to prove beyond a reasonable doubt that Melendez
did not act with justification. During deliberations, the jurors sent a note
stating they had reached a decision on five of the counts, but not on the
sixth. In discussion with counsel, the court noted the case was not
complicated and that in “reading the tea leaves,” the jury was likely hung
on the aggravated assault charge, so it provided the jury with an impasse
instruction.
¶62 After further deliberation, the jurors sent a note stating that
“[s]ome of us are hung up on the conflict” between the self-defense
instruction (what a reasonable person in the situation would have believed)
versus (what the defendant reasonably believed). The court discussed the
note with counsel, and then instructed the jury that reasonableness as to
self-defense “is different from” reasonableness for crime prevention. The
jury then returned guilty verdicts on each of the six counts.
¶63 Although Melendez’s self-defense claim had weaknesses, the
State does not contend the evidence against him was overwhelming. See
Anderson, 110 Ariz. at 241 (finding fundamental error but affirming the
judgment because the evidence was so overwhelming that the error did not
contribute significantly to the verdict). And the exchanges between the jury
and the court outlined above reasonably establish that the jury likely
struggled with resolution of the aggravated assault count, the most serious
charge. Because resolving the justification issues depended heavily on
witness credibility, and the State bore the burden of proving Melendez was
not justified in firing the shots at A.G., we reject the State’s suggestion that
Melendez’s defense was so implausible that he cannot possibly prove
prejudice. See State v. Almaguer, 232 Ariz. 190, 193, ¶ 6 (App. 2013) (noting
a “defendant is entitled to a jury instruction on justification when he
presents the ‘slightest evidence’ tending to prove a ‘hostile
demonstration’”) (citation omitted). Melendez has met his burden of
showing a reasonable probability exists that a reasonable jury could have
plausibly and intelligently reached a different verdict without the
prosecutor’s improper references to Melendez’s selective silence.
27
STATE v. MELENDEZ
Opinion of the Court
CONCLUSION
¶64 Fundamental error occurred when the State cross-examined
Melendez about his refusal to speak on certain topics during the police
interview, and the State compounded the error by emphasizing during
closing argument that he withheld information during the interview.
Because the error was prejudicial, we reverse Melendez’s convictions and
sentences and remand for a new trial. Accordingly, we do not address
Melendez’s argument that his refusal to answer some of the detective’s
questions should have been precluded under Arizona Rule of Evidence 403.
AMY M. WOOD • Clerk of the Court
FILED: JT
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