Barner v. State , 2015 Ark. LEXIS 383 ( 2015 )

Cite as 2015 Ark. 247
SUPREME COURT OF ARKANSAS
No. CR-14-577
RUFUS BARNER Opinion Delivered May 28, 2015
APPELLANT
APPEAL FROM THE PULASKI
V. COUNTY CIRCUIT COURT, FIRST
DIVISION
[NO. CR2013-3126]
STATE OF ARKANSAS
APPELLEE HONORABLE JAMES LEON
JOHNSON, JUDGE
AFFIRMED.
ROBIN F. WYNNE, Associate Justice
Rufus Barner appeals from the Pulaski County Circuit Court’s dismissal of his appeal
to that court from Pulaski County District Court. He argues the following on appeal: (1) that
precedent from this court relied on by the State and the circuit court is not applicable to his
case; (2) that Arkansas Code Annotated section 5-4-305(a)(1) creates a right to appeal from
the imposition of probation in the absence of a judgment of conviction; and (3) that the
dismissal of his appeal by the circuit court violated his constitutional right to a jury trial.
Because this case presents an issue of first impression and a significant issue needing
clarification or development of the law, our jurisdiction is pursuant to Arkansas Supreme
Court Rule 1-2(b)(1) and (5) (2014). We affirm.
On September 12, 2013, appellant pled nolo contendere to a charge of third-degree
domestic battery and was sentenced to one year of probation and assessed a fine and costs
Cite as 2015 Ark. 247
pursuant to Act 346 of 1975, also known as the First Offender Act, which is codified at
Arkansas Code Annotated sections 16-93-301 to -305. The order of probation states that it
is being entered without a finding of guilt and that if appellant demonstrates rehabilitation and
fulfills the terms and conditions of his probation, an order will be entered upon petition or
motion dismissing the case, discharging appellant without an adjudication of guilt, and
expunging the record.
Appellant appealed to the Pulaski County Circuit Court from the order of probation.
He subsequently executed a waiver of jury trial in circuit court. On November 14, 2013, the
State filed a motion to dismiss the appeal to circuit court in which it alleged that a defendant
who enters a plea of nolo contendere and is ordered to complete probation pursuant to Act
346 of 1975 is not eligible to appeal the order of probation to circuit court. After a hearing
on January 22, 2014, which consisted solely of argument by counsel, the circuit court made
an oral ruling granting the State’s motion to dismiss the appeal on the basis that there was no
conviction in district court from which appellant could appeal to circuit court. Appellant filed
a motion to reconsider on February 12, 2014, in which he argued that section 5-4-305
granted him the right to appeal to circuit court and that dismissing his appeal would violate
his right to a trial by jury. The circuit court entered a written order granting the State’s
motion to dismiss the appeal from district court on March 6, 2014. This appeal followed.
In seeking to dismiss appellant’s appeal from district court, the State relied on this
court’s decision in Lynn v. State, 2012 Ark. 6. In that case, the defendant entered a negotiated
plea of guilty to possession of marijuana and possession of drug paraphernalia in circuit court
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and was sentenced under the First Offender Act. She subsequently appealed to this court.
Arkansas Rule of Appellate Procedure–Criminal 1(a) (2014) provides that any person
convicted of a misdemeanor or felony by virtue of a trial in circuit court has the right to
appeal to the Arkansas Court of Appeals or Arkansas Supreme Court. In our opinion
dismissing the appeal, we reiterated our statement from prior decisions that pleas of guilty or
nolo contendere tendered pursuant to the First Offender Act are not convictions. See Montoya
v. State, 2010 Ark. 419; Harrell v. State, 331 Ark. 232, 962 S.W.2d 325 (1998); Duncan v.
State, 308 Ark. 205, 823 S.W.2d 886 (1992). Because the defendant was not convicted in
circuit court, we held that she could not appeal to an Arkansas appellate court.
Appellant’s first argument on appeal is that Lynn is not controlling authority in this
case. He alleges that this is the case for the following three reasons: (1) Lynn involved an
appeal from circuit court to an appellate court, not an appeal from a district court to circuit
court; (2) the court in Lynn did not address a defendant’s right to trial by jury; and (3) Lynn
did not address the possibility that a First Offender Act disposition in district court is, for the
purposes of an appeal to circuit court, a conviction. The differing circumstances presented
in this case as compared to Lynn clearly make this case distinguishable from Lynn and prevent
it from being controlling authority on the issue presented. However, its holding that a plea
of nolo contendere tendered pursuant to the First Offender Act is not a conviction is
instructive to our analysis of the case at bar, and the State’s reliance on Lynn does not provide
a basis for reversal.
Appellant next contends that Arkansas Code Annotated section 5-4-305(a)(1) grants
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a defendant the right to appeal from district court to circuit court, despite the language of
Arkansas Rule of Criminal Procedure 36. Pursuant to Arkansas Rule of Criminal Procedure
36(a) (2014), a person convicted of a criminal offense in a district court, including a person
convicted upon a plea of guilty, may appeal the judgment of conviction to the circuit court
for the judicial district in which the conviction occurred. The State successfully argued to the
circuit court that because, pursuant to Lynn and similar cases, a plea of nolo contendere
tendered under the First Offender Act is not a conviction, appellant was not permitted to
appeal to circuit court under Rule 36(a). Appellant argues that this decision interferes with
the right to appeal he contends was granted to him under Arkansas Code Annotated section
5-4-305(a)(1) (Repl. 2013), which states as follows:
(a) If a court suspends imposition of sentence on a defendant or places him or
her on probation, the fact that a judgment of conviction is not entered does not
preclude:
(1) An appeal on the basis of any error in the adjudication of guilt or any error
in the entry of the order of suspension or probation[.]
Appellant is incorrect that section 5-4-305 grants him the right to appeal to circuit
court from the district court’s order of probation. Section 5-4-305(a)(1) allows an appeal on
two bases: (1) an allegation of error in the adjudication of guilt and (2) an allegation of error
in the entry of the order of suspension or probation. There has been no adjudication of guilt
in this case; the district court’s order of probation explicitly states this. Appellant also never
alleged any error in the entry of the order of suspension or probation. Therefore, section 5-4-
305(a)(1) does not apply in this case and does not provide a basis to reverse the circuit court’s
order dismissing the appeal from district court.
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Appellant’s final argument is that the circuit court’s order dismissing his appeal from
district court denied him his rights under the constitutions of the United States and the State
of Arkansas to a trial by jury. However, he is mistaken. In district court, appellant availed
himself of the First Offender Act which, as codified, states in relevant part that
[w]henever an accused enters a plea of guilty or nolo contendere prior to an
adjudication of guilt, the judge of the circuit court or district court, in the case of a
defendant who previously has not been convicted of a felony, without making a finding
of guilt or entering a judgment of guilt and with the consent of the defendant, may defer further
proceedings and place the defendant on probation for a period of not less than one (1)
year, under such terms and conditions as may be set by the court.
Ark. Code Ann. § 16-93-303(a)(1)(A)(i) (Supp. 2013) (emphasis supplied). The Act further
provides that upon violation of a term or condition, the court may enter an adjudication of
guilt and proceed as otherwise provided. Ark. Code Ann. § 16-93-303(a)(2). Appellant
voluntarily agreed to defer his criminal proceedings and be placed on probation for at least one
year. If his probation is successful, he will be discharged without an adjudication of guilt, his
case will be dismissed, and his record will be expunged. Ark. Code Ann. § 16-93-303(b).
If he violates his probation and is adjudicated guilty of the offense charged, he will be able to
appeal to circuit court at that time. Thus, appellant’s right to a trial by jury was not violated
by the circuit court’s dismissal of his appeal from district court.
Affirmed.
Llewellyn J. Marczuk, Deputy Public Defender, by: Clint Miller, Deputy Public
Defender, for appellant.
Dustin McDaniel, Att’y Gen., by: Eileen W. Harrison, Ass’t Att’y Gen., for appellee.
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