Johnson v. State , 2016 Ark. LEXIS 128 ( 2016 )

Cite as 2016 Ark. 156
SUPREME COURT OF ARKANSAS
No. CR-15-68
LATAVIOUS D. JOHNSON Opinion Delivered April 14, 2016
APPELLANT
APPEAL FROM THE LEE COUNTY
V. CIRCUIT COURT
[NO. 39CR-2012-32]
STATE OF ARKANSAS HONORABLE L.T. SIMES II, JUDGE
APPELLEE
AFFIRMED.
PAUL E. DANIELSON, Associate Justice
Appellant Latavious D. Johnson was convicted by a Lee County jury of the capital
murder of Barbara A. Ester and sentenced to death. Because the death penalty was imposed
in this case, our jurisdiction is pursuant to Arkansas Supreme Court Rule 1-2(a)(2) (2015).
Johnson raises the following points on appeal: (1) the circuit court erred in denying a jury
instruction on the extreme-emotional-disturbance formulation of manslaughter pursuant to
Arkansas Code Annotated section 5-10-104(a)(1) (Repl. 2013); and (2) the circuit court erred
in refusing to grant access to certain Arkansas Department of Correction (“ADC”) records.
Johnson also discusses other objections made at trial, although he does not ask for reversal on
these points. We have reviewed the record and Johnson’s arguments on appeal, find no error,
and affirm.
On January 20, 2012, Barbara Ester, a correctional officer at the East Arkansas
Regional Unit, approached Johnson, an inmate, about wearing contraband shoes. Johnson
Cite as 2016 Ark. 156
told Officer Ester that the shoes were not contraband. Officer Ester left and came back with
Lieutenant Steven Lane. The officers attempted to confiscate the shoes. Johnson then stabbed
Officer Ester with a “shank” three times. Officer Ester was taken to the hospital where she
died.
At the time of the stabbing, Johnson was serving a life sentence for murder in the first
degree. Johnson was charged with the capital murder of Officer Ester pursuant to Arkansas
Code Annotated section 5-10-101. During his trial in the Lee County Circuit Court,
Johnson testified on his own behalf. During his testimony, he admitted stabbing Officer Ester
but denied any intent to kill her. The jury convicted Johnson of capital murder and sentenced
him to death. Because he was sentenced to death, the circuit court ordered the circuit clerk
to file a notice of appeal on Johnson’s behalf pursuant to Arkansas Rule of Appellate
Procedure–Criminal 10(a).
I. Manslaughter Instruction
For his first point on appeal, Johnson argues that the circuit court erred in denying an
instruction on the extreme-emotional-disturbance formulation of manslaughter pursuant to
Arkansas Code Annotated section 5-10-104(a)(1), which states in pertinent part:
(a) A person commits manslaughter if:
(1)(A) The person causes the death of another person under circumstances that
would be murder, except that he or she causes the death under the influence of
extreme emotional disturbance for which there is reasonable excuse.
(B) The reasonableness of the excuse is determined from the viewpoint of a
person in the actor’s situation under the circumstances as the actor believed them to
be.
2
Cite as 2016 Ark. 156
Specifically, Johnson argues that the instruction on manslaughter should have been allowed
because there was a rational basis for a finding of extreme emotional disturbance for which
he had a reasonable excuse to stab Officer Ester.
To support this argument, Johnson alleges that the actions of the ADC personnel and
the living conditions at the facility provide sufficient evidence of a provocation that
constituted a reasonable excuse for his actions. He relies on the following assertions: (1) the
prison environment was very difficult, in particular “tensions inherent in hundreds of people
involuntarily crammed together and deprived of all human autonomy are extreme”; (2) his
prized possession was a pair of shoes that was falsely alleged to be contraband; and (3) inmates
are faced with prison guards with violent and arrogant attitudes.
A party is entitled to a jury instruction when it is a correct statement of law and when
there is some basis in the evidence to support giving the instruction. Fincham v. State, 2013
Ark. 204, 427 S.W.3d 643 (citing Wilson v. State, 364 Ark. 550, 222 S.W.3d 171 (2006)).
A trial court is required to give a jury instruction if there is some evidence to support it. Id.
In determining if the circuit court erred in refusing an instruction in a criminal trial, the test
is whether the omission infects the entire trial such that the resulting conviction violates due
process. Id. (citing Gilcrease v. State, 2009 Ark. 298, 318 S.W.3d 70; Hickman v. State, 372
Ark. 438, 277 S.W.3d 217 (2008); Henderson v. State, 349 Ark. 701, 80 S.W.3d 374 (2002)).
It is reversible error to refuse to instruct on a lesser-included offense when there is even the
slightest evidence to support the instruction. Fincham (citing Boyle v. State, 363 Ark. 356, 214
3
Cite as 2016 Ark. 156
S.W.3d 250 (2005); Flowers v. State, 362 Ark. 193, 208 S.W.3d 113 (2005)). This court will
not reverse a trial court’s ruling on the submission of a lesser-included jury instruction absent
an abuse of discretion. Pollard v. State, 2009 Ark. 434, 336 S.W.3d 866 (citing Jackson v. State,
375 Ark. 321, 290 S.W.3d 574 (2009)). We will affirm a trial court’s decision to not give a
lesser-included-offense instruction if there is not a rational basis for giving the instruction. Id.;
see also Ark. Code Ann. § 5-1-110.
Manslaughter adds another element to first-degree and second-degree murder—the
requirement that the defendant is acting under extreme emotional disturbance. Fincham, 2013
Ark. 204, 427 S.W.3d 643 (citing Rainey v. State, 310 Ark. 419, 837 S.W.2d 453 (1992)). A
defendant is not entitled to an instruction on extreme-emotional-disturbance manslaughter
unless there is a factual basis showing that the defendant killed the victim “in the moment
following ‘provocation in the form of physical fighting, a threat, or a brandished weapon.’”
Bankston v. State, 361 Ark. 123, 129, 205 S.W.3d 138, 143 (2005) (quoting Kail v. State, 341
Ark. 89, 94, 14 S.W.3d 878, 880–81 (2000)).
The question here is whether there is a factual basis showing that Johnson caused
Officer Ester’s death while under the influence of extreme emotional disturbance and that
there was a reasonable excuse for his actions. Johnson testified that while he did stab Officer
Ester, the thought of her dying never crossed his mind. He said that there are “many
psychological things” to deal with in the ADC. He stated that he knew it was not right to
attack Officer Ester with a knife and that he should not have stabbed her. He also stated that
the ADC could put him on death row or give him three more life sentences, but he still
4
Cite as 2016 Ark. 156
would not change. There were times on the stand that Johnson said that he thought the trial
was a waste of time.
We find no factual basis to show that Johnson killed Officer Ester in a moment
following provocation. He argues that the provocation that caused him to kill Officer Ester
was when she came to his barracks with Lieutenant Lane to confiscate his shoes. This
“provocation” was not in the form of physical fighting, a threat, or a brandished weapon as
described in Bankston, 361 Ark. at 129, 205 S.W.3d at 143. See also Rainey v. State, 310 Ark.
419, 837 S.W.2d 453 (1992); Whittier v. State, 84 Ark. App. 362, 141 S.W.3d 924 (2004).
Moreover, Johnson’s own testimony partially contradicted his argument that he was
provoked. Specifically, he stated that he had retrieved the “shank” from one of his hiding
places after Officer Ester had gone to get Lieutenant Lane. This was before they attempted
to confiscate Johnson’s shoes. His argument that prison is stressful and that a reasonable
person would do the same thing in his situation is not convincing. Johnson has not shown
any rational basis to warrant an instruction of manslaughter; therefore, the circuit court did
not abuse its discretion in denying Johnson’s proffered jury instruction.
II. Disclosure of Information
For his second point on appeal, Johnson argues that the circuit court erred by denying
him access to evidence regarding general violence in the East Arkansas Regional Unit. At the
pretrial hearing on this issue, his counsel argued that the evidence is relevant to show that the
East Arkansas Regional Unit was an “out of control hell-hole,” which demonstrates the type
5
Cite as 2016 Ark. 156
of environment that Johnson was exposed to at the time of the stabbing. Johnson argues that
the information was discoverable under Arkansas Rules of Criminal Procedure 17.3 and 17.4.
Rule 17.3 states as follows:
(a) The prosecuting attorney shall use diligent, good faith efforts to obtain
material in the possession of other governmental personnel which would be
discoverable if in the possession or control of the prosecuting attorney, upon timely
request and designation of material or information by defense counsel.
(b) If the prosecuting attorney’s efforts are unsuccessful, the court shall issue
suitable subpoenas or orders to cause such material to be made available to defense
counsel where the material or other governmental personnel are subject to the
jurisdiction of the court.
Rule 17.4 involves discretionary disclosures:
(a) The court in its discretion may require disclosure to defense counsel of other
relevant material and information upon a showing of materiality to the preparation of
the defense.
(b) The court may deny disclosure authorized by this Article if it finds there is
a substantial risk to any person of physical harm, intimidation, bribery, economic
reprisal, or unnecessary annoyance or embarrassment, resulting from such disclosure,
and that the risk outweighs any usefulness of the disclosure to defense counsel.
Rule 17.4(a) provides the court with discretion to require the disclosure of material once the
defendant shows that the material is relevant to the preparation of the defense. Johnson relies
on the holdings of Lockett v. Ohio, 438 U.S. 586 (1978), Eddings v. Oklahoma, 455 U.S. 104
(1982), and Skipper v. South Carolina, 476 U.S. 1 (1986), to support his argument that the
information he requested was relevant and material to the preparation of his defense.
The Eighth and Fourteenth Amendments require that the sentencer, in all but the
rarest kind of capital case, not be precluded from considering, as a mitigating factor, any aspect
6
Cite as 2016 Ark. 156
of a defendant’s character or record and any of the circumstances of the offense that the
defendant proffers as a basis for a sentence less than death. Lockett, 438 U.S. 586. “[I]n capital
cases the fundamental respect for humanity underlying the Eighth Amendment . . . requires
consideration of the character and record of the individual offender and the circumstances of
the particular offense as a constitutionally indispensable part of the process of inflicting the
penalty of death.” Id. at 604 (quoting Woodson v. North Carolina, 428 U.S. 280, 304 (1976)).
The focus of mitigating circumstances is on the defendant and on the crime. Id. Nothing
limits the traditional authority of a court to exclude, as irrelevant, evidence not bearing on the
defendant’s character, prior record, or the circumstances of his offense. Id. at 605 n.12.
Equally clear is the corollary rule that the sentencer may not refuse to consider or be
precluded from considering “any relevant mitigating evidence.” Skipper, 476 U.S. at 4
(quoting Eddings, 455 U.S. at 114).
In Lockett, the United States Supreme Court reversed a death sentence because the
Ohio statute at issue generally precluded consideration of the defendant’s age and his minor
role in the offense. In Skipper, the United States Supreme Court held that proffered
testimony regarding the defendant’s good behavior during the time he spent awaiting trial was
relevant evidence in mitigation of punishment. In Eddings, the Court reversed a death
sentence because the trial court had improperly precluded evidence of the defendant’s
unhappy childhood as mitigating evidence. These cases found that the information requested
could be used as mitigating evidence because it was relevant to the defendant’s character,
record, or the offense.
7
Cite as 2016 Ark. 156
In this case, the circuit court granted the following disclosures of information requested
by Johnson:
1. Copies of all disciplinary allegations made against any inmate by the [victim],
Officer Barbara Ester, from January 1, 2007, to January 20, 2012, and all
documents relating to the eventual dispositions thereof;
2. All reports surrounding the January 20, 2012 incident involving the death of
Officer Ester;
3. Copies of the Institutional file, including office of personnel file (OPF), training
file, and background file for [Officer Ester and] all other officers who may
testify in this case; and
4. All documents or electronically stored information regarding complaints of
whatever kind made against [Officer Ester or] any officer who is a witness in
matters regarding the death of Officer Ester, and Officer Ester herself.
The circuit court denied certain discovery requests because there was no showing that the
evidence was relevant or material to Johnson or to the crime. The circuit court denied the
following discovery requests:
1. Any reports, files, letters, memoranda, complaints, disciplinary reports, or
information related to security problems involving the care and protection of
inmates at EARU from January 1, 2007, to January 20, 2012;
2. Any reports, files, letters, memoranda, complaints, disciplinary reports, or
information, in whatever form it may exist, related to allegations of criminal
activity, false information, official misconduct or negligence by any ADC
personnel including guards, administrators, and the contractors at EARU from
January 1, 2007, to January 20, 2012;
3. All After Action Reviews for all incidents of group disturbance, homicide,
assault, bribery of a correctional officer, indictment of a correctional officer,
smuggling of contraband or violation of civil rights at EARU for each year
from January 1, 2007, to January 20, 2012;
8
Cite as 2016 Ark. 156
4. Any reports, files, letters, memoranda, complaints, disciplinary reports, or
information in whatever form it may exist, related to attacks on any inmate or
inmates by any other inmate or inmates at EARU from January 1, 2007, to
January 20, 2012;
5. Any reports, files, letters, memoranda, complaints, disciplinary reports, or
information related to any changes made regarding security as it relates to the
care and protection of inmates at EARU from January 1, 2007, to January 20,
2012; and
6. All information regarding the policies in effect at EARU on January 20, 2012,
concerning the “planned response” of all employees at EARU on any
emergency situation.
Johnson argues that this information that the circuit court denied was necessary to the
preparation of his defense, including the penalty phase. As pointed out by the State in the
hearing on the discovery issues, Johnson still has to “get over the first evidentiary barrier and
that is relevance.” In response, counsel for Johnson stated that the evidence was relevant to
show that the circumstances at the facility “were so distressing and violent and troubling in
terms of the conditions in incarceration that . . . it was necessary for Mr. Johnson to have a
self-defense weapon.”
Unlike in Lockett, Skipper, and Eddings, the discovery requested by Johnson is unrelated
to the defendant’s character, his record, or the circumstances of the offense. Rule 17.4
requires Johnson to show that the discovery requests were relevant and material to the
preparation of his defense. At that point, it is in the circuit court’s discretion to require
disclosure. The decision to require disclosure is to be exercised on a case-by-case basis,
subject to limited review on appeal. See Hoggard v. State, 277 Ark. 117, 640 S.W.2d 102
(1982), cert. denied, 460 U.S. 1022 (1983). We find that Johnson failed to meet the
9
Cite as 2016 Ark. 156
requirements of Rule 17.4 and therefore hold that the circuit court did not abuse its discretion
by denying disclosure.
III. Appellate Review Pursuant to Rule 4-3(i) and Rule 10
The record in this case has been reviewed for reversible error pursuant to Arkansas
Supreme Court Rule 4-3(i) (2015), and none has been found. In addition, we have
conducted a mandatory review of the record as required by Rule 10(b) of the Arkansas Rules
of Appellate Procedure–Criminal (2015):
(i) pursuant to Rule 4-3(h) of the Rules of the Supreme Court and Ark. Code
Ann. § 16-91-113(a), whether prejudicial error occurred;
(ii) whether the trial court failed in its obligation to bring to the jury’s attention
a matter essential to its consideration of the death penalty;
(iii) whether the trial judge committed prejudicial error about which the
defense had no knowledge and therefore no opportunity to object;
(iv) whether the trial court failed in its obligation to intervene without
objection to correct a serious error by admonition or declaring a mistrial;
(v) whether the trial court erred in failing to take notice of an evidentiary error
that affected a substantial right of the defendant;
(vi) whether the evidence supports the jury’s finding of a statutory aggravating
circumstance or circumstances; and
(vii) whether the sentence of death was imposed under the influence of passion,
prejudice, or any other arbitrary factor.
No reversible error was determined to exist under these factors.
Affirmed.
Jeff Rosenzweig; and Daggett, Donovan and Perry, by: Joe R. Perry, for appellant.
Leslie Rutledge, Att’y Gen., by: Kristen C. Green, Ass’t Att’y Gen., Brooke Jackson, Ass’t
Att’y Gen., and David R. Raupp, Senior Ass’t Att’y Gen., for appellee.
10