Vaughn v. State ( 2017 )

Cite as 2017 Ark. App. 241
ARKANSAS COURT OF APPEALS
DIVISION II
No.CR-16-769
Opinion Delivered: April 19, 2017
CHRISTOPHER R. VAUGHN APPEAL FROM THE HOWARD
APPELLANT COUNTY CIRCUIT COURT
[NO. 31CR-13-64]
V.
HONORABLE CHARLES A.
YEARGAN, JUDGE
STATE OF ARKANSAS
APPELLEE AFFIRMED
KENNETH S. HIXSON, Judge
Appellant Christopher Vaughn appeals after the Howard County Circuit Court
entered an order denying his petition for postconviction relief filed pursuant to Arkansas
Rule of Criminal Procedure 37.1. For reversal, he contends that the circuit court erred
because trial counsel was constitutionally ineffective for not properly preserving issues and
arguments for purposes of appeal. We affirm.
During the guilt phase of his trial, Stephen Wakefield, a deputy sheriff for Howard
County, testified that he stopped appellant after he had observed that appellant’s vehicle did
not have any tags, and appellant was driving across the shoulder. While he was talking to
appellant, he smelled alcohol from appellant and from inside the vehicle. During a
subsequent search, the deputy observed that appellant had a black pistol by his feet, and he
found a beer bottle near the floorboard in the back seat that had spilled over the back seat.
Appellant was convicted by a Howard County jury of one count of possession of firearms
Cite as 2017 Ark. App. 241
by certain persons and was sentenced as a habitual offender to forty years’ imprisonment in
the Arkansas Department of Correction.
During the sentencing phase of his trial, the trial court first heard a motion in limine
regarding whether to allow the State to admit evidence of two subsequent charged but
untried felonies: possession of a firearm and delivery of methamphetamine. Pursuant to
Thomas v. State, 2012 Ark. App. 466, 422 S.W.3d 217, appellant argued that the subsequent
untried felonies were not relevant and should be excluded because they were not sufficiently
similar to the offense for which he was presently being charged. Additionally, he briefly
argued that to allow the introduction of these two subsequent untried felonies would violate
his constitutional right to remain silent as it pertains to those two charges.
And so it is our position, Judge, that in looking at the Thomas case and in
looking back, also, at the Crawford and Brown case, that the acts, and in those cases,
it mirrors the same way. Those acts that are used in the sentencing phase are all
similar to the act that he’s being charged for. And we think without that it’s a
violation of his Constitutional right. In addition to the fact that it is not relevant.
That it is not, does not have any relation to the actual charged offense. Is prejudicial,
of course, to him, and he does not have the ability to respond to the charges without
giving up his right to remain silent in a sentencing hearing.
And so, as a result, Judge, we believe that that one charge for sure. We also
believe, constitutionally, that the charge Possession by Certain Persons is also
unconstitutional, his right to a fair trial, his right to remain silent; but, definitely on
the case that involves a drug case that has nothing to do with Possession by Certain
Person, it is highly prejudicial. It’s not relevant. They are not similar facts. They
won’t aggravate that he is accused of being involved in delivery of a controlled
substance, which has not been proven. So we would ask that that particular, we
would ask that they both be, the State be limited to not use this evidence relating to
those two charges.
After additional arguments made by counsel regarding whether the charges were relevant,
the court made the following oral ruling:
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Well, I would have tended to agree with you two or three days ago before reading
some of these cases, the evidence of other crimes that are not similar to the one he’s
charged with here or the one, I guess, his underlying charge. But my reading of
Thomas is strictly different from yours. The way I understood was they were saying
any evidence of aggravating circumstances showing his propensity to engage in
similar conduct, and they quote Brown v. State. And then it says it’s relevant evidence
if the Defendant’s character or evidence with aggravating circumstances. I think
your reading of the cases is not consistent with the Supreme Court.
....
We are in front of the jury and we are whispering. I know from Brown and Davis
and Thomas and Crawford, that there were other charges that were not similar to what
he’s charged with, so I am going to have to deny your motion.
While the trial court did rule that the subsequent untried felonies were sufficiently relevant
to the current charges, it never specifically ruled on appellant’s constitutional challenges,
including his right to remain silent.
The first subsequent charge introduced during sentencing was for possession of a
firearm by certain persons. Bryan McJunkins, the chief deputy for the Howard County
Sheriff’s Department, testified that he had found a firearm near the scene of a car accident
that involved the appellant. He also testified that he had charged him with tampering with
the evidence because he believed that appellant had thrown the gun out the window.
The second subsequent felony charge regarded the purchase of methamphetamine
from a confidential informant. Greg Davignon, a special agent with the South Central Drug
Task Force, testified that he had arranged two controlled buys in which he used a
confidential informant, James Irvin, Jr., to purchase methamphetamine from appellant.
James Irvin, Jr., confirmed that he had purchased methamphetamine from appellant for
the South Central Drug Task Force. During Irvin’s testimony, appellant objected to
the introduction of video evidence depicting the drug transactions. As grounds for his
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objection, appellant simply stated that “[w]e object to the videos’ introduction. It violates
his rights, his right to a fair trial and other Constitutional rights.” The court summarily
overruled this objection. Finally, Amanda Cornelison, a forensic chemist at the Hope
Regional Crime Lab, verified that the suspected narcotics obtained from the purchases
consisted of methamphetamine.
The State then admitted without objection certified copies of judgments and
commitments for previous felonies, including aggravated assault, breaking or entering,
possession of a firearm, and delivery of a controlled substance. The jury recommended a
sentence of forty years’ imprisonment and a fine of $15,000 as a habitual offender, and the
trial court imposed the sentence recommended by the jury.
We affirmed appellant’s direct appeal in which he argued that (1) the trial court
abused its discretion in violation of his right to a fair trial and due process and (2) the trial
court abused its discretion in allowing the presentation of evidence of other charges against
the appellant in the sentencing phase. Vaughn v. State, 2015 Ark. App. 136, 456 S.W.3d
767. In doing so, we noted that appellant’s arguments in his first point on appeal were “not
preserved on appeal because he either failed to obtain a ruling from the trial court or failed
to fully develop an adversarial case for this court to consider his constitutional arguments.”
Vaughn, 2015 Ark. App. 136, at 7, 456 S.W.3d at 771. Appellant had generally argued that
“[t]he introduction of such lengthy and curative evidence without the ability of counsel to
fruitfully work to disapprove or, in the case of the video and picture evidence, attack the
authenticity or admissibility of the same violates his right to mount a meaningful defense”
and that the “presentation of such evidence without the defendant’s right to fully develop
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oppositional evidence or evidentiary defenses to the same not only violated his constitutional
right but in addition allows for the presentation of cumulative evidence clearly prejudicial
to the defendant and confusing to the jury especially as it relates to what exactly they are
sentencing him for in this matter.”
For his second point on direct appeal, appellant contended that the trial court abused
its discretion in allowing the presentation of evidence of two other subsequent charges
against the appellant in the sentencing phase. Specifically, he argued that the subsequent
charges were dissimilar to the charges in this case and were therefore irrelevant. We held
that “because the trial court had wide discretion in allowing testimony regarding subsequent
offenses during the sentencing phase, we d[id] not find that the trial court abused its
discretion in finding that the evidence of continued criminal activity was relevant to the
jury’s determination of an appropriate punishment[.]” Vaughn, 2015 Ark. App. 136, at 9,
456 S.W.3d at 772.
Following our affirmance, appellant filed his pro se petition for postconviction relief,
alleging that trial counsel was ineffective after citing our opinion on direct appeal. 1
Appellant stated that trial counsel failed to obtain a ruling on the “constitutional challenges-
specifically, concerning the sentencing phase of petitioner’s trial when the judge first heard
a motion in limin[e] regarding whether to allow the state to admit evidence of two
subsequently charged but untried felonies.” He generally alleged that the evidence
submitted in the sentencing phase was “perhaps the most detrimental” and that the
1
Appellant alleged other grounds for relief in his postconviction petition. However,
because he has abandoned those arguments on appeal, we do not address them in this
opinion.
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“prejudicial effects of trial and/or appellate counsel’s actions and inactions-if prejudice need
to be shown in this instance-is crystal clear and redress is warranted.”
An evidentiary hearing on appellant’s petition was held, and appellant was
represented by counsel at the hearing. Trial counsel testified at the hearing that he thought
he had generally argued at trial that the admission of the two subsequent charges introduced
during sentencing was a violation of appellant’s due-process rights for a fair trial, but he
admitted that he did not know if he received a ruling on his argument. At the evidentiary
hearing, appellant orally argued that trial counsel was deficient based solely on our opinion
on direct appeal. He further argued that he was prejudiced based on Walls v. State, 336 Ark.
490, 986 S.W.2d 397 (1999). He explained that there was some discussion in Walls
regarding whether it was a due-process violation if trial counsel did not have an adequate
opportunity to prepare and that trial counsel here testified that he failed to “make sure that
there was a jury instruction that the State had to prove by a preponderance of the evidence
of those new charges during sentencing phase.” Appellant finally concluded his oral
argument by stating that “there’s a possibility that if the Court of Appeals had an opportunity
to properly review a due process argument they may have made a different ruling.”
After the evidentiary hearing, the circuit court denied appellant’s petition for the
following reasons:
The allegation that Petitioner asserts has constitutional implications relates to
the failure of his trial counsel to obtain a ruling on a particular issue. Although
Vaughn’s petition asserts that his conviction and sentence were imposed in violation
of constitutional principles, he has failed to articulate or fully develop the basis for his
constitutional challenges in either the petition or during the hearing on the petition.
Because this Court cannot ascertain the connection between the petition or the
record from the hearing, and because the Petitioner has failed to explain how the
outcome of the trial would have been different had trial counsel obtained a ruling,
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the Court is unable to address Petitioner’s allegations. See Adams v. State, 2013 Ark.
174, cited in Anthony v. State, 2014 Ark. 195 (holding that failure to fully develop
issues in a Rule 37 proceeding precludes consideration of the issues).
This appeal followed.
We assumed jurisdiction of this appeal pursuant to footnote 1 in Barnes v. State, 2017
Ark. 76, ___ S.W.3d ___ (per curiam). We do not reverse the denial of postconviction
relief unless the circuit court’s findings are clearly erroneous. Conley v. State, 2014 Ark.
172, 433 S.W.3d 234. A finding is clearly erroneous when, although there is evidence to
support it, after reviewing the entire evidence, we are left with the definite and firm
conviction that a mistake has been committed. Id. In making a determination on a claim
of ineffective assistance of counsel, this court considers the totality of the evidence. Id.
Our standard of review also requires that we assess the effectiveness of counsel under
the two-prong standard set forth by the Supreme Court of the United States in Strickland v.
Washington, 466 U.S. 668 (1984). Conley, supra. In asserting ineffective assistance of counsel
under Strickland, the petitioner must first demonstrate that counsel’s performance was
deficient. Sartin v. State, 2012 Ark. 155, 400 S.W.3d 694. This requires a showing that
counsel made errors so serious that counsel was not functioning as the “counsel” guaranteed
the petitioner by the Sixth Amendment. Id. The reviewing court must indulge in a strong
presumption that counsel’s conduct falls within the wide range of reasonable professional
assistance. Id. The defendant claiming ineffective assistance of counsel has the burden of
overcoming that presumption by identifying the acts and omissions of counsel which, when
viewed from counsel’s perspective at the time of trial, could not have been the result of
reasonable professional judgment. Id.
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Second, the petitioner must show that the deficient performance prejudiced the
defense, which requires a demonstration that counsel’s errors were so serious as to deprive
the petitioner of a fair trial. Conley, supra. This requires the petitioner to show that there
is a reasonable probability that the fact-finder’s decision would have been different absent
counsel’s errors. Id. A reasonable probability is a probability sufficient to undermine
confidence in the outcome of the trial. Id.
Unless a petitioner makes both Strickland showings, it cannot be said that the
conviction resulted from a breakdown in the adversarial process that renders the result
unreliable. Id. We also recognize that “there is no reason for a court deciding an ineffective
assistance claim . . . to address both components of the inquiry if the defendant makes an
insufficient showing on one.” Anderson v. State, 2011 Ark. 488, at 3–4, 385 S.W.3d 783,
787 (quoting Strickland, 466 U.S. at 697).
Appellant argues that the circuit court erred in denying his petition because trial
counsel failed to make a specific constitutional argument or obtain a ruling on a
constitutional argument that would have excluded the evidence of two other subsequent
charged offenses during the sentencing phase of his trial. Even if we were to assume that
trial counsel was deficient in failing to make a proper constitutional argument that would
have prohibited the introduction of the two subsequent charges during sentencing, appellant
failed to show how he was prejudiced. We acknowledge that appellant cited Walls for
support at the evidentiary hearing. However, Walls is not analogous to the facts of this case.
Walls held that it was “unfair in the extreme for the sentencing judge to consider testimony
of an uncharged, unproven crime for sentencing purposes under the aegis of victim-impact
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testimony.” Walls, 336 Ark. at 501, 986 S.W.2d at 403. Here, the State introduced two
subsequent charged but untried felony offenses. On direct appeal, we held that this evidence
was relevant to the jury’s determination of an appropriate punishment. Vaughn, supra. Even
if this evidence was excluded, the State additionally introduced, without objection, certified
copies of judgments and commitments of four previous felonies. Based on those four
previous felony convictions, the jury was permitted to sentence appellant to an extended
term of imprisonment as a habitual offender, as it did. Thus, appellant failed to show how
he was prejudiced, and we hold that the denial of appellant’s postconviction petition was
proper and not clearly erroneous.
Affirmed.
ABRAMSON and MURPHY, JJ., agree.
C. Shane Ethridge, for appellant.
Leslie Rutledge, Att’y Gen., by: Ashley Priest, Ass’t Att’y Gen., for appellee.
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