United States v. Schell ( 2013 )


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  •              UNITED STATES, Appellant/Cross-Appellee
    v.
    Nicholas R. SCHELL, Sergeant
    U.S. Army, Appellee/Cross-Appellant
    No. 13-5001
    Crim. App. No. 20110264
    United States Court of Appeals for the Armed Forces
    Argued April 15, 2013
    Decided July 8, 2013
    STUCKY, J., delivered the opinion of the Court, in which BAKER,
    C.J., ERDMANN and RYAN, JJ., and EFFRON, S.J., joined.
    Counsel
    For Appellant/Cross-Appellee: Major Daniel D. Maurer (argued);
    Lieutenant Colonel Amber J. Roach, Major Katherine S. Gowel, and
    Captain Chad M. Fisher (on brief).
    For Appellee/Cross-Appellant: Captain Brandon H. Iriye
    (argued); Colonel Patricia A. Ham, Lieutenant Colonel Imogene M.
    Jamison, and Major Jaired D. Stallard (on brief); Lieutenant
    Colonel Jonathan F. Potter.
    Military Judge:    Susan K. Arnold
    THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
    United States v. Schell, No. 13-5001/AR
    Judge STUCKY delivered the opinion of the Court.
    The Judge Advocate General of the Army certified two issues
    to this Court:   (1) whether the United States Army Court of
    Criminal Appeals (CCA) erred in holding that attempted
    persuasion, inducement, or enticement of a minor to engage in
    sexual activity under 
    18 U.S.C. § 2422
    (b) (2006), requires that
    an accused “must intend that the minor, ultimately, actually
    engage in illegal sexual activity as a result of his persuasion,
    inducement, or enticement”; and (2) whether the accused’s
    unsworn statement during sentencing that he “never intended to
    do anything” with the minor was inconsistent with his guilty
    plea.   We also granted review of a related plea issue -- whether
    the accused’s plea was improvident because the military judge
    failed to discuss that an attempt under § 2422(b) requires a
    substantial step toward the commission of the underlying
    substantive offense.
    We hold that the CCA erred in interpreting the intent
    requirement of § 2422(b), and that the accused’s unsworn
    statement was therefore consistent with his guilty plea.
    However, we hold that the military judge’s failure to discuss
    the substantial step requirement with the accused provides a
    substantial basis in law to question his plea.
    2
    United States v. Schell, No. 13-5001/AR
    I. Procedural History
    Consistent with his pleas, Appellee/Cross-Appellant
    (Schell) was convicted by a military judge sitting alone as a
    general court-martial of one specification each of attempted
    indecent language and attempted indecent acts in violation of
    Article 80, Uniform Code of Military Justice (UCMJ), 
    10 U.S.C. § 880
     (2006).   He also pled guilty to and was convicted of one
    specification of attempted persuasion, inducement, or enticement
    of a minor to engage in sexual activity under § 2422(b),
    pursuant to clause 3 of Article 134, UCMJ, 
    10 U.S.C. § 934
    (2006).   The military judge sentenced him to a bad-conduct
    discharge, eighteen months of confinement, forfeiture of all pay
    and allowances, and reduction to the lowest enlisted grade.
    Pursuant to a pretrial agreement, the convening authority
    reduced confinement to thirteen months but otherwise approved
    the findings and sentence.   The CCA set aside the findings of
    guilty as to the § 2422(b) offense (Charge II and its
    specification), and authorized a rehearing on Charge II and the
    sentence, or a rehearing only on the sentence.   United States v.
    Schell, 
    71 M.J. 574
    , 582–83 (A. Ct. Crim. App. 2012) (en banc).
    II. Background
    A. Facts
    In March 2010 Schell engaged in graphic Internet chats with
    “Taylor” -- an individual Schell believed to be a fourteen-year-
    3
    United States v. Schell, No. 13-5001/AR
    old girl, but who was actually a Johnson County, Kansas, police
    detective.    During the chats Schell asked “Taylor” about her
    sexual history, discussed sexual intercourse with her, described
    what he wanted to do with her sexually, asked if she would
    participate in sexual activity with his girlfriend and him, and
    suggested that her friends might also want to join in the sexual
    activity.    In order to entice “Taylor” to engage in sexual
    activity with his girlfriend and him, Schell described his
    girlfriend’s physical attributes and sexual tendencies.    He also
    sent “Taylor” photos of his erect penis hoping that she would
    send him graphic photos in return.
    After assurances from “Taylor” that they would not get in
    trouble, Schell set up a time and place to meet with her for the
    purpose of engaging in sexual activity.     Schell later cancelled
    the planned meeting, citing timing issues and his worry that his
    girlfriend would get mad.    He told “Taylor” “not tonight maybe
    another day.”     Although police waited several months for Schell
    to reinitiate contact with “Taylor,” he never did.
    B. Court-Martial
    The Government charged the offense as follows:
    Charge II:    Violation of the UCMJ, Article 134
    SPECIFICATION: In that [Schell], U.S. Army, did, at or
    near Fort Leavenworth, Kansas, on or between 17 March
    2010 and 18 March 2010, knowingly attempt to persuade,
    induce or entice an individual known to him by the
    screen name “joco_cheer_girl” and given name “Taylor
    4
    United States v. Schell, No. 13-5001/AR
    Ackles,” a person [Schell] believed to be less than 18
    years of age, by means or facility of interstate
    commerce, to wit: the internet, to engage in sexual
    activity which, if undertaken, would constitute a
    criminal offense under Article 120 of the Uniform Code
    of Military Justice, in violation of 18 U.S. Code
    Section 2422(b) which conduct was of a nature to bring
    discredit upon the armed forces.
    At the plea inquiry, the military judge began by explaining the
    elements of the two Article 80, UCMJ, specifications.    First,
    the military judge defined the elements of indecent language,
    and informed Schell that in order to commit the offense of
    attempted indecent language under Article 80, UCMJ, his conduct
    would have to amount to more than mere preparation -- that he
    would have had to take a substantial step toward the commission
    of the intended offense.   The military judge defined
    “preparation” and “substantial step.”    The military judge then
    turned to the attempted indecent acts specification and
    described the elements of the offense.    The military judge
    defined “preparation” again, but Schell declined the military
    judge’s offer to repeat the definition of “substantial step” for
    this offense.
    For the Article 134, UCMJ, enticement charge, the military
    judge listed the elements as:   (1) “[Schell] knowingly attempted
    to persuade, induce, or entice” “Taylor” believing that she was
    under eighteen years of age; (2) “which if undertaken would
    constitute a criminal offense under Article 120 of the Uniform
    5
    United States v. Schell, No. 13-5001/AR
    Code of Military Justice” and § 2422(b); (3) “by means of or a
    facility of interstate commerce, in this case the internet”; and
    (4) which under the circumstances “was of a nature to bring
    discredit upon the armed forces.”     The military judge did not
    inform Schell that in order to constitute an attempt under
    § 2422(b), he would have had to take a substantial step toward
    the commission of the underlying offense.     Both parties
    indicated that they had no issues with the elements or
    definitions given by the military judge.
    Schell stated he was guilty of the enticement offense
    because the messages and photos were “steps” to persuade
    “Taylor” to engage in sexual acts with him and possibly other
    individuals.    He agreed that the Internet is a means of
    interstate commerce, and admitted that his conduct would have
    constituted an offense under Article 120, UCMJ, if “Taylor” had
    been a fourteen-year-old girl and he had engaged in sexual
    activity with her.    He also agreed that his conduct violated
    § 2422(b).    Finally, he agreed that his conduct was service
    discrediting because it would harm the reputation of the
    military.    Neither side believed any further inquiry into
    Schell’s conduct was required.    The military judge found Schell
    guilty of all three specifications.
    During sentencing, defense counsel pointed out that Schell
    never left Fort Leavenworth to meet “Taylor,” and that Schell
    6
    United States v. Schell, No. 13-5001/AR
    never actually intended to meet with “Taylor” or initiated
    contact with her after he told her he was not coming to her
    house.   In his unsworn statement, Schell echoed that he never
    actually intended to act on their discussions.    Based upon
    Schell and defense counsel’s sentencing arguments, the military
    judge said it was probably “prudent” to ensure that Schell and
    his counsel understood that the enticement offense was complete,
    even if Schell did not leave Fort Leavenworth to meet with
    “Taylor.”    Schell’s counsel agreed that the offense was complete
    -- “there is case law that does not require a substantial step
    moving forward to actually commit the offense for which he was
    enticing for, just that he intended to entice them to commit the
    offense.”    The Government and Schell agreed.
    C. CCA Opinion
    The CCA specified three issues, including whether Schell
    raised a matter inconsistent with his plea during his unsworn
    statement.    Schell, 71 M.J. at 575.   Schell also filed a
    supplemental assignment of error asserting that the military
    judge failed to sufficiently discuss the substantial step
    requirement for the enticement offense.    Id.
    A divided court, en banc, set aside the enticement offense,
    holding “that the intent element of attempted persuasion,
    inducement, or enticement requires the accused intend to
    actually persuade, induce, or entice a minor to actually engage
    7
    United States v. Schell, No. 13-5001/AR
    in illegal sexual activity.”   Id. at 578–79.   In reaching this
    holding, the majority heavily relied on the legislative history
    of § 2422(b) reasoning that the statute was intended to address
    individuals “who lure children out to actually engage in illegal
    sexual activity” as opposed to those “who simply encourage or
    incite children to assent to the possibility of illegal sex.”
    Id. at 579.   The majority concluded “that appellant’s unsworn
    statements made during the sentencing phase of his court-
    martial, denying that he ever had any intent to do anything with
    the minor, set up matter inconsistent with his plea requiring
    disapproval of that finding of guilty in this case.”   Id.   The
    majority did not reach the substantial step providency issue.
    The dissenting judges argued that the majority’s reasoning
    was contrary to the plain language of the statute, and proposed
    adopting the federal circuits’ approach to interpreting
    § 2422(b) -- “[we] ‘reject the . . . thesis that section 2422(b)
    should be interpreted to include, as an additional element of
    the offense, an intent that the underlying sexual activity
    actually take place.’”   Id. at 583–84 (Haight, J., joined by
    Ayres, C.J., Cook, S.J., and Gallagher, J., dissenting) (quoting
    United States v. Dwinells, 
    508 F.3d 63
    , 65 (1st Cir. 2007)).
    They also argued that this Court’s precedent supported their
    interpretation.   
    Id.
     at 584–85 (citing United States v. Brooks,
    
    60 M.J. 495
    , 498 (C.A.A.F. 2005); United States v. Winckelmann,
    8
    United States v. Schell, No. 13-5001/AR
    
    70 M.J. 403
    , 407 n.4 (C.A.A.F. 2011); United States v. Garner,
    
    67 M.J. 734
    , 738 (N-M. Ct. Crim. App. 2009), aff’d, 
    69 M.J. 31
    (C.A.A.F. 2010)).   Under their interpretation of the intent
    requirement, the dissenting judges believed that the conviction
    should stand because Schell admitted intending to entice
    “Taylor,” and his unsworn statement only contradicted whether he
    intended to actually engage in sex with her, not whether he
    intended to entice her.   
    Id. at 585
    .
    III. Certified Issue I
    A.    The Law
    This Court reviews questions of law arising from a guilty
    plea de novo.   United States v. Inabinette, 
    66 M.J. 320
    , 322
    (C.A.A.F. 2008).
    
    18 U.S.C. § 2422
    (b) reads:
    Whoever, using the mail or any facility or means of
    interstate or foreign commerce, or within the special
    maritime and territorial jurisdiction of the United
    States knowingly persuades, induces, entices, or
    coerces any individual who has not attained the age of
    18 years, to engage in prostitution or any sexual
    activity for which any person can be charged with a
    criminal offense, or attempts to do so, shall be fined
    under this title and imprisoned not less than 10 years
    or for life.
    Unless the text of a statute is ambiguous, “the plain
    language of a statute will control unless it leads to an absurd
    result.”   United States v. King, 
    71 M.J. 50
    , 52 (C.A.A.F. 2012);
    see also United States v. McCollum, 
    58 M.J. 323
    , 340 (C.A.A.F.
    9
    United States v. Schell, No. 13-5001/AR
    2003) (“In construing the language of a statute or rule, it is
    generally understood that the words should be given their common
    and approved usage.” (citation and internal quotation marks
    omitted)).
    B.    Parties’ Arguments
    The Government argues that § 2422(b) is unambiguous and
    therefore the CCA incorrectly relied on legislative history to
    interpret the statute.    It also argues that the CCA opinion is
    inconsistent with this Court’s precedent, and contradicts well-
    settled uniformity among the federal circuits.
    Schell’s arguments mirror the CCA opinion.     First, he
    argues the plain language of the statute requires that an
    accused must have a specific intent to have the minor actually
    engage in illegal sexual activity.
    Second, he argues that the legislative history of § 2422(b)
    supports the CCA’s interpretation.      In drafting § 2422(b)
    Congress contemplated, but decided against, prohibiting contact
    or attempts to contact minors via the Internet for the purposes
    of engaging in sexual activity -- the “contact amendment.”      H.R.
    Rep. No. 105–557, at 687 (1998).      Schell argues Congress
    rejected the contact amendment because it would have essentially
    created a thought crime.    Schell equates the Government’s
    interpretation of § 2422(b) with the failed contact amendment
    10
    United States v. Schell, No. 13-5001/AR
    and urges this Court to follow Congress’s lead and reject the
    Government’s interpretation.
    Third, Schell believes that the CCA’s opinion is not
    inconsistent with this Court’s Winckelmann, Brooks, and Garner
    opinions because those opinions did not explicitly address
    § 2422(b)’s intent requirement.
    Finally, Schell downplays the uniformity of the federal
    circuits on this issue.   He argues that the law encompassing the
    intent requirement continues to evolve in the federal circuits,
    and points out that at least one federal circuit has recently
    adopted the same intent requirement as the CCA.    See United
    States v. Lebowitz, 
    676 F.3d 1000
    , 1013 (11th Cir. 2012) (“the
    Government [must] prove beyond a reasonable doubt that Lebowitz
    intended to engage in criminal sexual activity with [a minor]”).
    C.    Analysis
    As a threshold matter, we believe that the plain language
    of § 2422(b) is unambiguous. 1   Contrary to the CCA’s holding,
    1
    The terms “entice,” “induce,” and “persuade” are not
    statutorily defined. Therefore we accord them their ordinary
    meaning. United States v. Falk, 
    50 M.J. 385
    , 390 (C.A.A.F.
    1999). In ordinary usage, they are effectively synonymous --
    “‘the idea conveyed is of one person leading or moving another
    by persuasion or influence, as to some action [or] state of
    mind.’” United States v. Engle, 
    676 F.3d 405
    , 411 n.3 (4th Cir.
    2012) (alteration in original) (quoting United States v.
    Broxmeyer, 
    616 F.3d 120
    , 125 (2d Cir. 2010)); see also Black’s
    Law Dictionary 611, 845, 1260 (9th ed. 2009) (defining “entice”
    as “[t]o lure or induce; esp., to wrongfully solicit (a person)
    to do something”; “inducement” as “[t]he act or process of
    11
    United States v. Schell, No. 13-5001/AR
    nothing in the plain language of § 2422(b) indicates that an
    accused must “intend to actually persuade, induce, or entice a
    minor to actually engage in illegal sexual activity.”    Compare
    Schell 71 M.J. at 578–79 (emphasis added), with 
    18 U.S.C. § 2422
    (b) (2006).
    Even if we were to view § 2422(b) as ambiguous, Schell’s
    characterization of the legislative history is unpersuasive.
    The legislative history indicates that Congress intended the
    statute “to address those who lure children out to actually
    engage in illegal sexual activity,” Schell, 71 M.J. at 579, but
    also to more broadly “protect children and families from online
    harm.”   H.R. Rep. No. 104-458 (1996); H.R. Rep. No. 104-652, §
    508, at 1130 (1996) (Conf. Rep.).    There is nothing in the
    legislative history suggesting that an accused had to intend to
    actually engage in a sexual crime.    H.R. Rep. No. 104-652, §
    508, at 1130 (“Section 508 would amend [§ 2422(b)] to prohibit
    the use of a facility of interstate commerce . . . for the
    purpose of luring, enticing or coercing a minor into
    prostitution or a sexual crime for which a person could be held
    criminally liable, or attempt to do so.”).
    Furthermore, we do not find Schell’s reliance on the failed
    contact amendment compelling.   See United States v. Craft, 535
    enticing or persuading another person to take a certain course
    of action”; and “persuade” as “induc[ing] (another) to do
    something”).
    12
    United States v. Schell, No. 13-5001/AR
    U.S. 274, 287 (2002) (“Failed legislative proposals are ‘a
    particularly dangerous ground on which to rest an interpretation
    of a prior statute.’” (citation omitted)).   To establish an
    attempt under § 2422(b), we have held that the Government must
    prove that an accused:   (1) had the intent to commit the
    substantive offense; and (2) took a substantial step toward
    persuading, inducing, enticing or coercing a minor to engage in
    illegal sexual activity.   Brooks, 
    60 M.J. at
    498–99;
    Winckelmann, 70 M.J. at 407; see also Manual for Courts-Martial,
    United States (MCM) pt. IV, paras. 4.a.(a), 4.c.(1) (2008 ed.). 2
    This second element -- the substantial step requirement --
    ensures that mere thought crimes are not prosecuted.
    Schell is correct that this Court has not directly
    addressed the intent requirement of § 2422(b).   However, the
    opinions in Winckelmann, Brooks, and Garner support the
    Government’s interpretation of § 2422(b).    See Winckelmann, 70
    M.J. at 407 n.4 (addressing what constitutes a substantial step
    under § 2422(b) and noting that “the military judge incorrectly
    instructed the members that the substantial step must be toward
    2
    Other federal circuits require the same for an attempt under §
    2422(b). See, e.g., United States v. Murrell, 
    368 F.3d 1283
    ,
    1286 (11th Cir. 2004) (“[T]he government need only prove (1)
    that the defendant had the specific intent to engage in the
    criminal conduct for which he is charged and (2) that he took a
    substantial step toward commission of the offense.”); United
    States v. Young, 
    613 F.3d 735
    , 742 (8th Cir. 2010); United
    States v. Barlow, 
    568 F.3d 215
    , 219 (5th Cir. 2009); United
    States v. Brand, 
    467 F.3d 179
    , 202 (2d Cir. 2006).
    13
    United States v. Schell, No. 13-5001/AR
    actually engaging in sexual activity rather than a substantial
    step towards enticement alone”); Brooks, 
    60 M.J. at
    498 (citing
    federal circuit precedent indicating “that a conviction under
    § 2422(b) does not require a defendant to attempt an actual
    sexual act”); Garner, 67 M.J. at 738 (“an accused need not
    intend that the underlying sexual activity actually take place
    but only that the accused intend[ed] to persuade a minor to
    engage in such activity), aff’d, 
    69 M.J. 31
    , 33 (C.A.A.F. 2010)
    (affirming a § 2422(b) conviction on the grounds that the record
    contained the required guilty plea admissions by the accused).
    Additionally, although not binding on this Court, nearly
    every federal circuit disagrees with the CCA’s interpretation of
    § 2422(b)’s intent requirement.    See, e.g., United States v.
    Berk, 
    652 F.3d 132
    , 140 (1st Cir. 2011); United States v.
    Douglas, 
    626 F.3d 161
    , 164 (2d Cir. 2010); United States v.
    Nestor, 
    574 F.3d. 159
    , 161–62 (3d Cir. 2009); United States v.
    Engle, 
    676 F.3d 405
    , 419 (4th Cir. 2012); United States v.
    Broussard, 
    669 F.3d 537
    , 548 (5th Cir. 2012); United States v.
    Hart, 
    635 F.3d 850
    , 854 (6th Cir. 2011); United States v. Berg,
    
    640 F.3d 239
    , 251 (7th Cir. 2011); United States v. Pierson, 
    544 F.3d 933
    , 939 (8th Cir. 2008); United States v. Hofus, 
    598 F.3d 1171
    , 1178–79 (9th Cir. 2010); United States v. Lee, 
    603 F.3d 14
    United States v. Schell, No. 13-5001/AR
    904, 914 (11th Cir. 2010). 3   These cases span a broad range of
    procedural postures and fact patterns, and the Supreme Court has
    not seen fit to question the federal circuits’ interpretation of
    § 2422(b), nor does there appear to be a trend among the federal
    circuits towards the CCA’s interpretation.    Therefore, we find
    no reason to depart from this Court’s precedent or established
    federal practice.
    The plain language of the statute, this Court’s precedent,
    and federal circuit precedent support the Government’s
    interpretation of § 2422(b)’s intent requirement.    The CCA erred
    in holding that “the accused must intend that the minor,
    ultimately, actually engage in illegal sexual activity as a
    result of his persuasion, inducement, or enticement.”    Schell,
    71 M.J. at 578.   Rather, the intent required to support an
    attempt conviction under § 2422(b) is the intent to commit the
    predicate offense -- that is, the intent to persuade, induce,
    entice, or coerce a minor for the purposes of engaging in
    illegal sexual activity.
    3
    The United States Court of Appeals for the Eleventh Circuit has
    wavered slightly on this issue. See Lebowitz, 
    676 F.3d at 1013
    (“the Government [must] prove beyond a reasonable doubt that
    Lebowitz intended to engage in criminal sexual activity with
    K.S.”). However, it appears that Lebowitz may just be an
    outlier. See United States v. Slaughter, 
    708 F.3d 1208
    , 1215
    (11th Cir. 2013) (indicating that § 2422(b) is intended to
    “criminalize enticement and attempted enticement of an
    individual under the age of eighteen years”).
    15
    United States v. Schell, No. 13-5001/AR
    IV. Certified Issue II
    “If an accused sets up matter inconsistent with the plea at
    any time during the proceeding, the military judge must either
    resolve the apparent inconsistency or reject the plea.”    United
    States v. Phillippe, 
    63 M.J. 307
    , 309 (C.A.A.F. 2005) (quoting
    United States v. Garcia, 
    44 M.J. 496
    , 498 (C.A.A.F. 1996))
    (internal quotation marks omitted); Article 45(a), UCMJ,
    
    10 U.S.C. § 845
    (a) (2006).   A military judge abuses his
    discretion if he neglects or chooses not to resolve an
    inconsistency or reject the inconsistent or irregular pleading.
    United States v. Hayes, 
    70 M.J. 454
    , 457–58 (C.A.A.F. 2012).
    Schell argues that trial defense counsel’s statements
    during sentencing that he did not actually intend to engage in
    sexual activity with “Taylor,” and his unsworn statement that he
    “never intended to do anything” with her raised a matter
    inconsistent with his plea that the military judge left
    unresolved.   This argument is unavailing given our holding on
    Certified Issue I.
    Even if Schell did not actually intend to engage in illegal
    sexual activity with “Taylor,” he admitted in a detailed
    stipulation of fact and during the plea colloquy that he
    intended to entice her to engage in illegal sexual activity.
    Therefore, Schell admitted that he had the requisite intent to
    support an attempt conviction under § 2422(b), and neither trial
    16
    United States v. Schell, No. 13-5001/AR
    defense counsel’s statements nor Schell’s unsworn statement
    raised a matter inconsistent with his plea.      See Schell, 71 M.J.
    at 583 (Haight, J., joined by Ayres, C.J., Cook, S.J., and
    Gallagher, J., dissenting) (“[a] stated lack of intent to engage
    in sexual activity is not inconsistent with the intent to entice
    to engage in sexual activity”).
    V. Granted Issue
    A.
    A military judge’s acceptance of an accused’s guilty plea
    is reviewed for an abuse of discretion.       Inabinette, 66 M.J. at
    322.    The test for an abuse of discretion is whether the record
    shows a substantial basis in law or fact for questioning the
    plea.    Id.   “For this Court to find a plea of guilty to be
    knowing and voluntary, the record of trial ‘must reflect’ that
    the elements of ‘each offense charged have been explained to the
    accused’ by the military judge.”       United States v. Redlinski, 
    58 M.J. 117
    , 119 (C.A.A.F. 2003) (quoting United States v. Care, 
    18 C.M.A. 535
    , 541, 
    40 C.M.R. 247
     (1969)); see also Article 45,
    UCMJ; Rule for Courts-Martial 910(c)(1).      If the military judge
    fails to explain the elements to an accused, it is reversible
    error unless “it is clear from the entire record that the
    accused knew the elements, admitted them freely, and pleaded
    guilty because he was guilty.”     United States v. Jones, 
    34 M.J. 270
    , 272 (C.M.A. 1992).     “Rather than focusing on a technical
    17
    United States v. Schell, No. 13-5001/AR
    listing of the elements of an offense, this Court looks at the
    context of the entire record to determine whether an accused is
    aware of the elements, either explicitly or inferentially.”
    Redlinski, 58 M.J. at 119.
    “Unlike some simple military offenses, attempt is a more
    complex, inchoate offense that includes two specific elements
    designed to distinguish it from mere preparation.”    Id.   To
    establish an attempt under § 2422(b), this Court has held that
    the Government must prove that the accused:    (1) had the intent
    to commit the substantive offense, and (2) took a substantial
    step toward persuading, inducing, enticing, or coercing a minor
    to engage in illegal sexual activity.    Winckelmann, 70 M.J. at
    407.
    B.
    In defining the elements of the Article 134, UCMJ, offense
    the military judge erred because she failed to instruct Schell
    that he had to take a substantial step toward persuading,
    inducing, enticing, or coercing a minor in order to plead guilty
    to an attempt under Article 134, UCMJ.    Additionally, neither
    the specification nor the stipulation of fact mentioned that a
    “substantial step” was an element of the Article 134, UCMJ,
    offense.
    The fact that the military judge instructed on and defined
    “substantial step” for the Article 80, UCMJ, offenses does not
    18
    United States v. Schell, No. 13-5001/AR
    cure this error.   There is nothing in the record to indicate
    that Schell understood that the Article 134, UCMJ, offense
    shared the “substantial step” element with the Article 80, UCMJ,
    offenses.   The military judge did not discuss the element with
    respect to the Article 134, UCMJ, charge, nor cross-reference
    the element with the Article 80, UCMJ, attempt offenses.    See
    United States v. Barton, 
    60 M.J. 62
    , 63–65 (C.A.A.F. 2004)
    (recognizing that cross-referencing an element of separate
    offenses during a plea colloquy may not amount to error).
    Schell was “not entitled to receive a hornbook review of
    the distinction” between mere preparation and a substantial
    step, but “the record must objectively reflect that [he]
    understood that his conduct, in order to be criminal, needed to
    go beyond preparatory steps and be a direct movement toward the
    commission of the intended offense.”   Redlinski, 58 M.J. at 119.
    That Schell admitted facts during his plea colloquy that are
    likely sufficient to prove that he took a substantial step
    towards enticing “Taylor,” does not answer the altogether
    different question whether he understood that a substantial step
    was necessary to make his conduct criminal.    Even though Schell
    agreed that the military judge correctly described his crime,
    and admitted that he took “steps” to attempt to persuade
    “Taylor,” the record before us does not demonstrate that Schell
    understood how the law related to the facts.   United States v.
    19
    United States v. Schell, No. 13-5001/AR
    Medina, 
    66 M.J. 21
    , 26 (C.A.A.F. 2008).   Therefore, we set aside
    Schell’s guilty plea to the Article 134, UCMJ, offense because
    there is a substantial basis in law to question the providence
    of his plea.
    VI.
    We reject the reasoning of the United States Army Court of
    Criminal Appeals as to the certified issues, but affirm the
    judgment of that court because there is a substantial basis in
    law to question Schell’s plea.
    20