United States v. Lofton ( 2011 )


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  •                          UNITED STATES, Appellee
    v.
    Samuel LOFTON III, Colonel
    U.S. Air Force, Appellant
    No. 10-0565
    Crim. App. No. 37317
    United States Court of Appeals for the Armed Forces
    Argued December 13, 2010
    Decided February 17, 2011
    STUCKY, J., delivered the opinion of the Court, in which BAKER,
    ERDMANN, and RYAN, JJ., joined. EFFRON, C.J., filed a separate
    dissenting opinion.
    Counsel
    For Appellant: Captain Nicholas W. McCue (argued); Lieutenant
    Colonel Gail E. Crawford (on brief); Colonel Eric N. Eklund and
    Major Anthony D. Ortiz.
    For Appellee: Major Charles G. Warren (argued); Colonel Don
    Christensen, Captain Joseph J. Kubler, and Gerald R. Bruce, Esq.
    (on brief).
    Military Judge:    William M. Burd
    THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
    United States v. Lofton III, No. 10-0565/AF
    Judge STUCKY delivered the opinion of the Court.
    We granted review to consider (1) whether Appellant’s
    conviction for engaging in conduct unbecoming an officer and a
    gentleman by making unsolicited comments of a sexual nature is
    legally sufficient; and (2) whether the convening authority
    abused his discretion in failing to order a post-trial hearing
    pursuant to Article 39(a), Uniform Code of Military Justice
    (UCMJ), 
    10 U.S.C. § 839
    (a) (2006).   We hold that Appellant’s
    conviction is legally sufficient and that Appellant suffered no
    prejudice by the convening authority’s failure to order a post-
    trial hearing.
    I.
    At a general court-martial, Appellant pled guilty to eleven
    specifications of being absent without authority from his place
    of duty, one specification of being derelict in the performance
    of his duties, one specification of violating a lawful general
    regulation (the Joint Ethics Regulation), and seventeen
    specifications of larceny of money, military property of the
    United States.   Articles 86, 92, and 121, UCMJ, 
    10 U.S.C. §§ 886
    , 892, 921 (2006).   Contrary to Appellant’s pleas, court
    members convicted him of two specifications of conduct
    unbecoming an officer and a gentleman and two specifications of
    indecent assault.   Articles 133 and 134, UCMJ, 
    10 U.S.C. §§ 933
    ,
    934 (2006).   The members sentenced Appellant to a dismissal,
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    confinement for nine years, forfeiture of all pay and
    allowances, a fine of $14,000, and additional confinement for
    one year if the fine was not paid.     The convening authority
    approved the sentence but ordered suspension for three months of
    the execution of the forfeiture of pay and allowances for the
    first three months and waived for three months the mandatory
    forfeitures resulting from his sentence to a dismissal and
    confinement.    The United States Air Force Court of Criminal
    Appeals affirmed.   United States v. Lofton, No. ACM 37317, 
    2010 CCA LEXIS 142
    , at *17, 
    2010 WL 2266628
    , at *5 (A.F. Ct. Crim.
    App. Apr. 19, 2010) (unpublished).
    II.
    In specification 2 of Charge IV, Appellant was convicted of
    “wrongfully and dishonorably mak[ing] unsolicited comments of a
    sexual nature to Chief Master Sergeant [RM] . . . which conduct
    under the circumstances was unbecoming an officer and
    gentleman.”    Appellant asserts that the evidence is legally
    insufficient to sustain this conviction.
    A.
    “This Court reviews questions of legal sufficiency de
    novo . . . .”   United States v. Harman, 
    68 M.J. 325
    , 327
    (C.A.A.F. 2010) (citation omitted).    We have adopted the Supreme
    Court’s test in Jackson v. Virginia, 
    443 U.S. 307
    , 319 (1979),
    for determining legal sufficiency -- “‘whether, after reviewing
    3
    United States v. Lofton III, No. 10-0565/AF
    the evidence in the light most favorable to the prosecution, any
    rational trier of fact could have found the essential elements
    of the crime beyond a reasonable doubt.’”    Harman, 68 M.J. at
    327 (quoting United States v. Mack, 
    65 M.J. 108
    , 114 (C.A.A.F.
    2007)).    This test requires that we “draw every reasonable
    inference from the evidence of record in favor of the
    prosecution.”    United States v. Bright, 
    66 M.J. 359
    , 365
    (C.A.A.F. 2008) (quotation marks and citation omitted).
    The elements of a violation of Article 133 are that:   (1)
    the accused did or omitted to do certain acts; and (2) under the
    circumstances, these acts or omissions constituted conduct
    unbecoming an officer and a gentleman.    United States v.
    Conliffe, 
    67 M.J. 127
    , 132 (C.A.A.F. 2009); see Manual for
    Courts-Martial, United States (MCM) pt. IV, para. 59.b. (2008
    ed.).
    Conduct violative of this article is action or
    behavior in an official capacity which, in dishonoring
    or disgracing the person as an officer, seriously
    compromises the officer’s character as a gentleman, or
    action or behavior in an unofficial or private
    capacity which, in dishonoring or disgracing the
    officer personally, seriously compromises the person’s
    standing as an officer. There are certain moral
    attributes common to the ideal officer and the perfect
    gentleman, a lack of which is indicated by acts of
    dishonesty, unfair dealing, indecency, indecorum,
    lawlessness, injustice, or cruelty. Not everyone is
    or can be expected to meet unrealistically high moral
    standards, but there is a limit of tolerance based on
    customs of the service and military necessity below
    which the personal standards of an officer, cadet, or
    midshipman cannot fall without seriously compromising
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    United States v. Lofton III, No. 10-0565/AF
    the person’s standing as an officer, cadet, or
    midshipman or the person’s character as a gentleman.
    This article prohibits conduct by a commissioned
    officer, cadet, or midshipman which, taking all the
    circumstances into consideration, is thus
    compromising. This article includes acts made
    punishable by any other article, provided these acts
    amount to conduct unbecoming an officer and a
    gentleman. Thus, a commissioned officer who steals
    property violates both this article and Article 121.
    Whenever the offense charged is the same as a specific
    offense set forth in this Manual, the elements of
    proof are the same as those set forth in the paragraph
    which treats that specific offense, with the
    additional requirement that the act or omission
    constitutes conduct unbecoming an officer and
    gentleman.
    MCM pt. IV, para. 59.c.(2).
    An officer’s conduct need not violate other
    provisions of the UCMJ or even be otherwise criminal
    to violate Article 133, UCMJ. The gravamen of the
    offense is that the officer’s conduct disgraces him
    personally or brings dishonor to the military
    profession such as to affect his fitness to command
    the obedience of his subordinates so as to
    successfully complete the military mission. Clearly,
    then, the appropriate standard for assessing
    criminality under Article 133 is whether the conduct
    or act charged is dishonorable and compromising as
    hereinbefore spelled out -- this notwithstanding
    whether or not the act otherwise amounts to a crime.
    United States v. Schweitzer, 
    68 M.J. 133
    , 137 (C.A.A.F. 2009)
    (quotation marks and citations omitted).
    B.
    In large measure, Appellant relies on this Court’s opinion
    in United States v. Brown, 
    55 M.J. 375
     (C.A.A.F. 2001), to
    support this assignment of error.   Brown was a nurse who made
    crude and sexist comments to, and inappropriately touched, three
    5
    United States v. Lofton III, No. 10-0565/AF
    other nurses.    
    Id. at 378-82
    .   The government relied on an Air
    Force pamphlet to establish the applicable standard of conduct.
    
    Id. at 385
    .     In overturning the conviction for the crude and
    sexist comments, this Court held:
    The rigorous standard in the pamphlet shows that
    it is not merely a civility code for policing the
    workplace. Only severe conduct with harsh effects
    constitutes sexual harassment under the pamphlet;
    comments or questions that offend one’s sensibilities
    and make one uncomfortable do not create a hostile
    work environment under the standard in the pamphlet.
    Appellant’s breaches of etiquette may well have
    warranted instruction, counseling or other types of
    administrative corrective action, but his comments did
    not violate the standard relied upon by the Government
    at trial to establish the custom of the Air Force for
    purposes of Article 133.
    
    Id. at 387
     (quotation marks and citations omitted).
    C.
    Chief Master Sergeant (CMSgt) RM, Command Chief for the 82d
    Training Wing (82 TRW), testified that Appellant was the
    commander of the 82d Training Group.    Shortly after she arrived
    at the installation, CMSgt RM thought Appellant was the
    “greatest group commander we had.”     She attended an Asian-
    Pacific breakfast at which leis were handed out to the
    attendees.    The airman who greeted her said “let’s get you
    lei’d,” and became embarrassed about it.    CMSgt RM thought it
    was funny and recounted the incident before the staff meeting,
    which followed the breakfast.     After the staff meeting,
    Appellant followed CMSgt RM back to her office and asked if she
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    United States v. Lofton III, No. 10-0565/AF
    needed help with that -- which she took as a double entendre
    reference to the term “lei’d.”   She took it as a joke.   As
    Appellant left, he said they should set something up, to which
    she replied, “‘I’ll have my assistant call your secretary.’”
    Later that week, one evening after 8 p.m., Appellant had the
    command post patch a telephone call through to CMSgt RM’s work
    cell phone.   He wanted to continue the previous conversation.
    CMSgt RM, who was at home, told him that she was working and the
    conversation ended soon thereafter.    He later telephoned her on
    her personal cell phone, but she noted the number, recognized it
    as his, and didn’t answer the call.    She thought the call to her
    personal cell phone was “creepy,” because if he had wanted to
    discuss work, he could have called her on her work cell phone.
    Appellant also sent CMSgt RM e-mails saying they should try
    to get together.   On one occasion, he asked where she lived and
    whether she wanted him to visit her at home.   She declined to
    give him her address.   At other times, during staff meetings,
    when his Group’s performance exceeded that of others in the
    Wing, he would remark to her that “they can go all night,” they
    are “better than everybody else” and “bigger than everyone
    else,” and “I can go all night.”
    CMSgt RM was not personally offended by Appellant’s
    comments.   Because she worked for Appellant’s boss, she was not
    intimidated by him.   Nevertheless, she didn’t think his comments
    7
    United States v. Lofton III, No. 10-0565/AF
    were appropriate and she lost respect for him.   Once other
    allegations had been made against Appellant, she notified her
    boss of Appellant’s conduct.   Appellant was convicted of
    attempting to establish an inappropriate relationship with CMSgt
    RM and making unsolicited comments of a sexual nature to her,
    both as conduct unbecoming an officer and a gentleman.   We are
    concerned here with the latter offense only.
    D.
    Appellant’s words cannot be analyzed in a vacuum.      Unlike
    the appellant in Brown, Colonel Lofton was not dealing with
    fellow officers of equal or nearly equal grades who worked
    together on a basis of familiarity, and the Government did not
    rely on an Air Force pamphlet to try to establish that
    Appellant’s conduct was unbecoming.    Here, the Government
    established that Appellant, a senior officer, made these
    comments as a means to further his attempt to establish a
    personal and unprofessional relationship with CMSgt RM, an
    enlisted woman.   CMSgt RM lost respect for him as a military
    officer as a result of his comments.   We have no doubt that
    Appellant’s actions disgraced him personally and as an officer
    such that they compromised his fitness to command and to
    successfully complete the military mission.    Taking the evidence
    in the light most favorable to the Government, any rational
    trier of fact could have found beyond a reasonable doubt each of
    8
    United States v. Lofton III, No. 10-0565/AF
    the elements of the offense of conduct unbecoming an officer and
    a gentleman.1
    III.
    A.
    After trial, Ms. King, a victims’ advocate who assisted
    some of the victims in this case, sent an e-mail to other
    members of the Air Force Sexual Assault Prevention and Response
    Program (AFSAPRP) community, of which she was a member,
    describing the trial, the media interest in the trial, and the
    results.    Included was the following passage:
    I sat in for the majority of the testimony, and one of
    the victim’s [sic] had family members sitting in on
    the full trial. One of the challenges was the family
    members often relayed testified information in person
    or via text message to the victims, which was very
    upsetting to the victims. We rotated victim advocates
    being with them and sitting in the courtroom to give
    them accurate feedback.
    Trial ended on June 26, 2008.   The staff judge advocate (SJA)
    came into possession of a copy of this e-mail and forwarded it
    to the defense counsel on June 30, 2008.   That same date, the
    defense requested post-trial discovery of the actual text
    messages.
    The record of trial was authenticated on July 29, 2008.     On
    September 15, 2008, two and one-half months after defense
    1
    We have no doubt that Appellant had notice that such conduct
    was an offense under the UCMJ.
    9
    United States v. Lofton III, No. 10-0565/AF
    counsel’s request, the senior trial counsel notified the defense
    that “the government is not under any obligation to produce
    these messages, or any other potential evidence regarding these
    text messages.”   Unless the text messages were in the custody or
    control of the Government, the trial counsel did not have an
    obligation to produce them.   R.C.M. 701(a)(2).
    On September 19, 2008, four days after the senior trial
    counsel denied the discovery request, the defense counsel
    submitted a request to the convening authority to order a post-
    trial Article 39(a) hearing, asserting that when she had
    asked [Ms. King] to provide the information, she was
    non responsive. Therefore, we are asking you to
    empower a military judge to convene a post-trial
    Article 39(a) session to determine what happened in
    the courtroom. . . . Because Ms. King has chosen to
    be evasive, we must avail ourselves to the court,
    again.
    Appellant suggests in his brief that the convening authority
    might not have seen the request for the post-trial Article 39(a)
    hearing or the e-mail from Ms. King.   The record does not
    contain any evidence that the convening authority either saw the
    request for the post-trial Article 39(a) session or that he ever
    formally denied it.   But the convening authority was aware of
    the issue from both the clemency matters Appellant submitted and
    from the Addendum to the Staff Judge Advocate’s Recommendation.
    By taking action without granting the motion, it is clear the
    convening authority decided not to grant Appellant’s request.
    10
    United States v. Lofton III, No. 10-0565/AF
    B.
    When asked, a military judge shall exclude witnesses from
    the courtroom “so that they cannot hear the testimony of other
    witnesses.”   Military Rule of Evidence (M.R.E.) 615.   “The
    purpose of the sequestration rule is to prevent witnesses from
    shaping their testimony to match another’s and to discourage
    fabrication and collusion.”   United States v. Miller, 
    48 M.J. 49
    , 58 (C.A.A.F. 1998), quoted in United States v. Langston, 
    53 M.J. 335
    , 337 (C.A.A.F. 2000).   Appellant did not request
    sequestration of witnesses.
    The Air Force has a stronger rule:     “Prospective witnesses
    will not be present in the courtroom during proceedings except
    upon agreement by both sides and approval of the military judge,
    or as otherwise required by law.”     Uniform Rule of Practice
    Before Air Force Courts-Martial 6.4(C) (Oct. 18, 2006).2     There
    is no evidence that the parties had agreed to, or the military
    judge had approved, lifting the sequestration rule.     The purpose
    of the Air Force sequestration rule appears to be the same as
    that of M.R.E. 615 -- “to prevent witnesses from shaping their
    testimony . . . and to discourage fabrication and collusion.”
    Miller, 48 M.J. at 58.   Court-martial spectators should not
    2
    TJAG Policy Memorandum: TJAGC Standards -- 3, Air Force
    Standards for Criminal Justice, Attachment 2 (May 15, 2005).
    The current Rule 6.4(C) (Feb. 1, 2009) remains the same.
    11
    United States v. Lofton III, No. 10-0565/AF
    provide summaries of testimony to sequestered witnesses, and the
    parties and the military judge should be vigilant in preventing
    such incidents.
    C.
    Post-trial hearings may be convened, for, among other
    things, “the purpose of inquiring into, and, when appropriate,
    resolving any matter that arises after trial and that
    substantially affects the legal sufficiency of any findings of
    guilty or the sentence.”   R.C.M. 1102(b)(2).   The military judge
    may direct a post-trial session at any time before
    authenticating the record.   R.C.M. 1102(d); Denedo v. United
    States, 
    66 M.J. 114
    , 124 (C.A.A.F. 2008), aff’d, 
    129 S. Ct. 2213
    (2009); see United States v. Williams, 
    55 M.J. 302
    , 304
    (C.A.A.F. 2001).   The convening authority may direct a post-
    trial hearing at any time before taking initial action.   R.C.M.
    1102(d); United States v. Ruiz, 
    49 M.J. 340
    , 348 (C.A.A.F.
    1998).   By the time Appellant asked for a post-trial hearing,
    the military judge had already authenticated the record and,
    without direction from an authorized reviewing authority, was
    without jurisdiction to conduct a post-trial hearing.   R.C.M.
    1102(d).
    We review a convening authority’s decision not to grant a
    post-trial hearing for an abuse of discretion.   See Ruiz, 49
    M.J. at 348.   A convening authority is “not compelled to” grant
    12
    United States v. Lofton III, No. 10-0565/AF
    a post-trial hearing “based merely on unsworn, unsubstantiated
    assertions.”   Id.   This is not such a case.
    D.
    The Government contends that this appeal must fail because
    Appellant’s allegation is based on an unsworn and
    unsubstantiated e-mail.   Ms. King’s e-mail was somewhat vague;
    it does not mention which witnesses or which family members were
    involved or if it occurred during findings, sentencing, or both.
    The defense counsel’s assertion that she made an attempt to
    interview Ms. King is similarly vague.   There is no explanation
    of what the defense counsel said or what Ms. King’s response
    was, other than to characterize it as “non responsive” and
    “evasive,” whatever those terms signify here.   Nor is there any
    evidence that the defense counsel asked the SJA or command for
    assistance in getting a more definitive statement from Ms. King
    to augment the vague e-mail.   Although Ms. King did not work
    locally, she was an Air Force employee and, therefore, subject
    to direction by Air Force officials to cooperate in any
    investigation.
    In Ruiz, the appellant asserted that at least one of the
    court members was subject to unlawful command influence.   49
    M.J. at 347.   This Court was unwilling to conclude that the
    convening authority abused his discretion in denying a request
    to order a post-trial hearing when there was nothing but the
    13
    United States v. Lofton III, No. 10-0565/AF
    “unsubstantiated,” unsworn statement of the civilian defense
    counsel to support this claim.   Id. at 348.
    Appellant’s case is different.     The basis of his claim is
    an unsworn e-mail from an Air Force employee, not from one of
    the parties or a disgruntled witness.    It was part of an
    official communication describing the court-martial to other
    members of the AFSAPRP community.     Under all the circumstances,
    we conclude that the defense claim is not unsubstantiated, and
    the convening authority abused his discretion in not ordering a
    post-trial hearing to determine whether there was reason to
    inquire into Ms. King’s allegations and its effect, if any, on
    Appellant’s court-martial.
    E.
    Prejudice under the sequestration rule of “M.R.E. 615 is
    determined by considering whether the witness’s testimony was
    affected by the trial proceedings that the witness heard.”
    United States v. Quintanilla, 
    63 M.J. 29
    , 38 (C.A.A.F. 2006).
    We see no reason to employ a different rule for sequestration
    required by rules of court.
    Three female witnesses testified against Appellant at
    trial -- CMSgt RM, DM, and PP, in that order.    DM was also
    called to testify for the defense, but this testimony was
    limited to attempts to impeach her credibility.    During this
    second testimony, the defense attempted to show DM lied during
    14
    United States v. Lofton III, No. 10-0565/AF
    her previous testimony concerning whether she had hired an
    attorney and had filed an Equal Employment Opportunity (EEO)
    complaint.   DM’s testimony remained consistent with her
    testimony for the prosecution.
    Each of the three victims testified to her own private
    relationship with Appellant.   CMSgt RM was the first to testify
    and so could not have shaped her testimony based on the
    testimony of DM or PP.   Nor did she accept victim assistance, so
    it is unlikely that her friends or family were involved or that
    she could have benefited.   Although it is not clear, it appears
    Ms. King’s e-mail was referring to the family and friends of DM,
    PP, or both.
    As Appellant was acquitted of all charges involving PP, no
    prejudice could have occurred with respect to her testimony.
    Thus, we are left to evaluate whether DM’s testimony was shaped
    by CMSgt RM’s testimony on direct or by PP’s testimony when DM
    was recalled to testify by the defense.   It is unlikely that
    DM’s testimony was shaped by CMSgt RM’s testimony:   the
    incidents were distinct, there is no evidence of any kind of
    relationship between the two, and a review of the testimony does
    not provide any basis for concluding that shaping of testimony
    or collusion occurred.
    The relationship between PP and DM’s testimony is harder to
    evaluate, as they shared the same attorney and had discussed
    15
    United States v. Lofton III, No. 10-0565/AF
    filing an EEO complaint against Appellant and possibly taking
    other civil action.   Nevertheless, DM’s testimony after PP
    testified is remarkably similar to her testimony before PP
    testified and not very congruent with that of PP.   Contrary to
    PP, DM insisted that she had not filed a formal EEO complaint
    and that unless and until she did so, she would not be hiring
    the attorney she and PP had consulted.   DM’s testimony was not
    shaped by PP’s testimony.   Under these circumstances, we hold
    that Appellant was not prejudiced.3   Article 59(a), UCMJ, 
    10 U.S.C. § 859
    (a) (2006); Quintanilla, 63 M.J. at 38.
    IV.
    The judgment of the United States Air Force Court of
    Criminal Appeals is affirmed.
    3
    The dissent suggests that we have unduly presumed “that the
    messages would have contained nothing more than a description of
    the testimony offered in the courtroom” and that without a post-
    trial hearing, we are unable to divine whether the messages
    contained other evidence of collusion. United States v. Lofton,
    __ M.J. __ (4) (C.A.A.F. 2011) (Effron, C.J., dissenting). We
    engage in no such presumption. Appellant’s allegation is that
    the testimony was affected by the text messaging. We have
    determined on the basis of the record that it was not.
    16
    United States v. Lofton, No. 10-0565/AF
    EFFRON, Chief Judge (dissenting):
    At trial, the defense contended that two of Appellant’s
    accusers, DLM and PP, collaborated to fabricate allegations of
    sexual assault by Appellant.    The defense focused on evidence
    that the two regularly conversed about Appellant, shared
    information about the allegations in the course of preparing
    administrative requests for financial compensation based upon
    the alleged incidents, and did not report the alleged incidents
    until they became coworkers.    Although the panel returned a
    verdict of not guilty on the charges pertaining to PP, Appellant
    was convicted of the charges involving DLM.
    Shortly after the conclusion of Appellant’s court-martial,
    the Staff Judge Advocate (SJA) forwarded to defense counsel an
    e-mail by Barbara King, Chief of the Sheppard Air Force Base
    Sexual Assault Prevention and Response Office, containing
    observations about the trial.   The e-mail included the following
    comment:
    One of the challenges was the family members
    often relayed testified information in person or
    via text message to the victims, which was very
    upsetting to the victims [sic]. We rotated
    victim advocates being with them and sitting in
    the courtroom to give them accurate feedback.
    The defense immediately sent a brief reply to the SJA:
    This is obviously a huge deal. We are requesting
    post-trial discovery for those actual text
    messages as well as have the government talk to
    the family members in question to find out what
    United States v. Lofton, No. 10-0565/AF
    was said. Having witnesses informed about
    anything that happened in that courtroom before
    they testified certainly could have played a part
    in influencing their testimony and effected [sic]
    our client’s right to a fair trial.
    In a message rejecting the defense request, the senior
    trial counsel stated that “the government is not under any
    obligation to produce these messages, or any other potential
    evidence regarding these text messages.”   The defense then
    formally requested the convening authority to convene a post-
    trial session so that a military judge could obtain and consider
    the pertinent information under Article 39(a), Uniform Code of
    Military Justice, 10 U.S.C. 839(a) (2006).   The defense
    emphasized the relationship of the request to the defense
    position at trial that “the complaining witnesses were
    colluding.”    The defense asked the convening authority to assist
    “in finding out just who was sending texts and what those texts
    were about.”   The defense took the position that it would have
    been improper for the witnesses to have remained in the
    courtroom during the testimony, and that the receipt of the
    testimony by unauthorized means also would have been improper.
    Shortly thereafter, the defense submitted a formal clemency
    request to the convening authority that included a discussion of
    the defense request for a post-trial hearing.   The defense noted
    that the request for a hearing had been based upon “further
    evidence of collusion in the courtroom.”   The defense further
    2
    United States v. Lofton, No. 10-0565/AF
    stated that the information about the e-mail was “troubling,
    because if it happened, it gave the witnesses a chance to change
    their testimony in light of the reported happenings in the
    courtroom.”   Defense counsel reminded the convening authority
    that “the ramifications of this on the trial we aren’t able to
    explore without the intervention of the military judge, or you.”
    In a concluding comment, defense counsel stated, “If there is
    any doubt these women colluded, it can be resolved in this
    hearing.”
    The SJA’s post-trial recommendation to the convening
    authority stated:   “The defense does not allege any legal
    errors.”    The SJA also offered the following brief reference to
    the post-trial developments matters:      “The defense also states
    they requested evidence after the trial and the request was
    denied by the government.”    The SJA did not discuss the
    substance of the defense request, the rationale for denying the
    request, or the subsequent defense request for a post-trial
    hearing before a military judge.       The convening authority, in
    taking action on the case, did not address the defense request.
    I agree with the majority that “the convening authority
    abused his discretion in not ordering a post-trial hearing to
    determine whether there was reason to inquire into” the
    allegations in the e-mail and the “effect, if any, on
    Appellant’s court-martial.”   United States v. Lofton, ___ M.J.
    3
    United States v. Lofton, No. 10-0565/AF
    ___ (14) (C.A.A.F. 2011).   I respectfully disagree with the
    majority’s conclusion that the error did not prejudice
    Appellant.   The majority grounds its conclusion upon a
    determination that the witnesses’ testimony was not affected by
    the texting.   Id. at ___ (16 n.3).    The majority’s conclusion
    presumes that the messages would have contained nothing more
    than a description of the testimony offered in the courtroom.
    In the absence of a post-trial hearing, however, we do not know
    the content of any such messages.     We do not know whether such
    messages conveyed accurate or inaccurate information about the
    trial proceedings; nor do we know whether the messages contained
    views, recollections, or references to earlier developments that
    could have supported and strengthened the defense theory of
    improper collusion by Appellant’s accusers.
    The treatment of the defense request by the trial counsel,
    the SJA, and the convening authority leaves unresolved the
    question of whether the messages were neutral in content or
    supportive of the defense theory of the case.    The defense
    identified the problematic nature of the messages on June 30,
    2008, just four days after trial, providing the Government with
    an early opportunity to resolve the factual and legal
    consequences in a prompt and effective manner.    See United
    States v. Meghdadi, 
    60 M.J. 438
    , 444-45 (C.A.A.F. 2005)
    (explaining that one of the purposes of a post-trial Article
    4
    United States v. Lofton, No. 10-0565/AF
    39(a) session is to discover and preserve “evidence at the
    earliest possible time . . . while still relatively fresh in the
    witness’ memory”) (quotation marks omitted).
    During the nearly three-month period between the defense
    request and the convening authority’s action on September 29,
    2008, the Government treated the defense request in a peremptory
    fashion, with the result being that the record on appeal does
    not even contain a response by the convening authority to the
    defense request for a post-trial Article 39(a) session.   Before
    acting on this case, the Court of Criminal Appeals should have
    returned the record of trial to the convening authority with
    direction that a post-trial session be ordered to determine
    whether any messages were sent, to ascertain the content of any
    such messages, and to assess the impact of any such messages on
    Appellant’s court-martial.   At this stage, we should set aside
    the decision of the court below and return the case to the
    convening authority for a post-trial Article 39(a) session.    I
    respectfully dissent from the majority’s decision to affirm the
    findings and sentence without ordering such a proceeding.
    5
    

Document Info

Docket Number: 10-0565-AF

Judges: Baker, Effron, Erdmann, Ryan, Stucky

Filed Date: 2/17/2011

Precedential Status: Precedential

Modified Date: 10/19/2024