United States v. Castellano , 72 M.J. 217 ( 2013 )


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  •                         UNITED STATES, Appellee
    v.
    Antonio M. CASTELLANO, Lance Corporal
    U.S. Marine Corps, Appellant
    No. 12-0684
    Crim. App. No. 201100248
    United States Court of Appeals for the Armed Forces
    Argued January 23, 2013
    Decided May 23, 2013
    RYAN, J., delivered the opinion of the Court, in which BAKER,
    C.J., ERDMANN, J., and EFFRON, S.J., joined. STUCKY, J., filed
    a separate concurring opinion.
    Counsel
    For Appellee: Major Crista D. Kraics, USMC (argued); Colonel
    Stephen C. Newman, USMC, and Brian K. Keller, Esq. (on brief).
    For Appellant:    Captain Michael D. Berry, USMC (argued).
    Military Judge:    David M. Jones
    THIS OPINION IS SUBJECT TO REVISION BEFORE FINAL PUBLICATION.
    United States v. Castellano, 12-0684/MC
    Judge RYAN delivered the opinion of the Court.
    A military judge sitting as a general court-martial
    convicted Appellant, consistent with his plea, of one
    specification of adultery, in violation of Article 134, Uniform
    Code of Military Justice (UCMJ), 
    10 U.S.C. § 934
     (2006).
    Contrary to his pleas, a panel of members with enlisted
    representation sitting as a general court-martial convicted
    Appellant of one specification of attempted adultery, two
    specifications of indecent conduct, one specification of sodomy, 1
    and two specifications of assault consummated by a battery, 2 in
    violation of Articles 80, 120, 125, and 128, UCMJ, 
    10 U.S.C. §§ 880
    , 920, 925, and 928, respectively.
    The adjudged sentence provided for confinement for a period
    of eighteen months, forfeiture of all pay and allowances, a bad-
    conduct discharge, and reduction to E-1.   The convening
    authority approved the sentence and ordered all but the punitive
    discharge to be executed.
    The United States Navy-Marine Corps Court of Criminal
    Appeals (NMCCA) set aside the findings of guilty as to the two
    1
    Appellant was found not guilty of forcible sodomy, but guilty
    of the lesser included offense (LIO) of sodomy, not involving
    force, in violation of Article 125, UCMJ.
    2
    Appellant was found not guilty of two specifications of
    aggravated sexual contact, but guilty of the LIO of assault
    consummated by a battery, in violation of Article 128, UCMJ.
    2
    United States v. Castellano, 12-0684/MC
    specifications of assault consummated by a battery, but affirmed
    the remaining findings. 3   The NMCCA then conducted a sentence
    reassessment and affirmed the sentence as approved by the
    convening authority.   United States v. Castellano, No.
    201100248, slip op. at 9 (N-M. Ct. Crim. App. Jun. 26, 2012).
    On October 17, 2012, we granted Appellant’s petition to
    consider the following issue:
    IN MILLER v. CALIFORNIA, THE SUPREME COURT HELD THAT
    THE TRIER OF FACT MUST DETERMINE WHETHER JUDICIALLY-
    CREATED FACTORS THAT DISTINGUISH BETWEEN
    CONSTITUTIONALLY-PROTECTED AND CRIMINAL CONDUCT ARE
    SATISFIED. THE FACTORS IDENTIFIED IN UNITED STATES v.
    MARCUM ARE AN EXAMPLE OF SUCH FACTORS BUT THE LOWER
    COURT HELD THAT THE MILITARY JUDGE MUST DETERMINE
    WHETHER THE MARCUM FACTORS ARE SATISFIED. WHO
    DETERMINES WHETHER THEY HAVE BEEN SATISFIED? 4
    In United States v. Marcum, consistent with the Supreme
    Court’s holding in Lawrence v. Texas, 
    539 U.S. 558
     (2003), this
    Court recognized that although “Article 125[, UCMJ,] prohibits
    every kind of unnatural carnal intercourse,” wholly private,
    consensual sexual activity between adults otherwise proscribed
    by Article 125, UCMJ, is constitutionally protected.    Marcum, 
    60 M.J. 198
    , 202, 206-07 (C.A.A.F. 2004) (citation omitted).    Thus,
    3
    The assault consummated by a battery convictions were set aside
    because the NMCCA concluded that it was prejudicial error for
    the military judge to fail to instruct the members that mistake
    of fact as to consent is a defense to this offense. Castellano,
    No. 201100248, slip op. at 5-6.
    4
    United States v. Castellano, 
    71 M.J. 445
     (C.A.A.F. 2012) (order
    granting review).
    3
    United States v. Castellano, 12-0684/MC
    by construing Article 125, UCMJ, to reach only those acts of
    sodomy that involve factors that remove sexual activity from the
    scope of Lawrence’s protected interest (Marcum factors 5), we
    upheld the statute as constitutional.   
    Id. at 206-07
    .    Today, we
    are not asked to reexamine the delineation between conduct that
    may be criminalized and conduct that may not; rather, we are
    asked to determine whether the existence of a Marcum factor is
    to be decided by the military judge, as a question of law, or by
    the trier of fact.
    Marcum factors, including those that track the aggravating
    factors that the President has also identified for the purpose
    of sentencing in the discussion to Article 125, UCMJ, see Manual
    for Courts-Martial, United States pt. IV, para. 51.b.(2)-(4)
    (2008 ed.) (MCM) (listing as aggravating factors that the act
    was done with a child or by force and without consent of the
    other person), are critical to an Article 125, UCMJ, conviction
    because, in the absence of such additional factors, an act of
    sodomy may not be criminalized.   See United States v. Wilson, 
    66 M.J. 39
    , 41 (C.A.A.F. 2008); Marcum, 
    60 M.J. at
    203–08.
    Therefore, we hold that the existence of the additional factor
    5
    We use this term to refer to any factor that removes the sexual
    conduct from the scope of Lawrence’s protected interest,
    including those “additional factors relevant solely in the
    military environment that affect the nature and reach of the
    Lawrence liberty interest.” Marcum, 
    60 M.J. at 207
    .
    4
    United States v. Castellano, 12-0684/MC
    that makes an act of sodomy criminal must be determined by the
    trier of fact. 6   See In re Winship, 
    397 U.S. 358
    , 364 (1970); cf.
    Apprendi v. New Jersey, 
    530 U.S. 466
    , 490 (2000).
    In this case, the Marcum factor that the military judge
    identified was not presented to the trier of fact.    Rather, the
    members were instructed that they could convict Appellant of
    sodomy if they found nothing more than that the physical act had
    occurred.   We hold that the military judge’s decision to
    determine that a Marcum factor existed himself rather than
    instruct the members that they must determine the existence of a
    Marcum factor was error, and that this error materially
    prejudiced Appellant’s due process rights under the Fifth and
    Sixth Amendments.
    I.   FACTS
    On September 16, 2009, Appellant, a married man, engaged in
    oral sodomy and sexual intercourse with Lance Corporal (LCpl) B
    at LCpl B’s off-base apartment.    LCpl B was a fellow Marine and
    the next-door neighbor of Appellant and his wife.    Although both
    Appellant and LCpl B were assigned to the Marine Aviation
    Logistics Squadron 36 (MALS-36), LCpl B stated that she did not
    6
    Of course, nothing we say here alters the military judge’s duty
    to present the law and identify through appropriate instructions
    those facts or factors that may, if found by the trier of fact,
    place the conduct outside the liberty interest identified in
    Lawrence and recognized by Marcum. See Rule for Courts-Martial
    (R.C.M.) 920.
    5
    United States v. Castellano, 12-0684/MC
    work with Appellant.   Immediately following the incident, LCpl B
    called LCpl Clark, who was also assigned to MALS-36, and
    informed him of what had happened.    The following day, LCpl B
    told the Uniform Victim Advocate about the incident.
    Thereafter, LCpl B reported the sexual encounter with Appellant
    to Naval Criminal Investigative Service as forcible rape and
    forcible sodomy.
    Among others, a charge of forcible sodomy was referred to a
    court-martial.   The specification at issue -- Charge III,
    Specification 2 -- stated that:   “Lance Corporal Antonio M.
    Castellano, U.S. Marine Corps, on active duty, did . . . commit
    sodomy with the said [LCpl B], U.S. Marine Corps, by force and
    without consent of [LCpl B].”   Appellant pleaded not guilty to
    Charge III, Specification 2.
    During an Article 39(a), UCMJ, 
    10 U.S.C. § 839
    (a), hearing
    held after the close of the defense’s case on the merits, the
    military judge indicated that, with regard to Charge III,
    Specification 2, he would instruct the panel on the LIO of
    sodomy, not involving force, in violation Article 125, UCMJ,
    explaining his belief that Appellant’s conduct had “a military
    connection and that somehow it would therefore be beyond the
    Lawrence [l]iberty interest.”   The military judge also indicated
    his intent to put specific findings on the record to address the
    three-part test established in Marcum, 
    60 M.J. at 206-07
    .
    6
    United States v. Castellano, 12-0684/MC
    Defense counsel objected to the military judge’s decision to
    instruct on the LIO, asserting that:
    [H]ere none of [the Marcum] factors are present.
    There is a service connection between [Appellant],
    [Appellant’s wife], and [LCpl B]. But it’s the
    defense’s position that that doesn’t –- that that
    conduct still falls underneath the protected liberty
    interest of Lawrence v. Texas . . . .
    The military judge overruled defense counsel’s objection.
    As it relates to Charge III, Specification 2, the military
    judge’s instruction stated that:
    Sodomy is unnatural carnal copulation. Unnatural
    carnal copulation occurs when the person penetrates
    the female sex organ with his mouth, lips, or tongue.
    Penetration of the female sex organ, however slight,
    is required to establish this offense.
    The military judge then instructed on the elements of “by force”
    and “without consent.”
    The military judge further instructed the members that:
    Consensual sodomy is a[n LIO] of the offense of sodomy
    by force and without consent. . . . [If] you are
    convinced beyond a reasonable doubt that an act of
    sodomy occurred between the accused and [LCpl B], you
    may find the accused guilty of . . . consensual
    sodomy. Neither force nor lack of consent are
    required to establish this [LIO].
    Nowhere in his discussion of Charge III, Specification 2 did
    the military judge instruct the members on the Marcum
    factors.
    While the members deliberated, the military judge made
    specific findings on the record with regard to his Marcum
    7
    United States v. Castellano, 12-0684/MC
    determination:
    [T]he bottom line in this case was that I thought the
    additional factors that were relevant strictly in a
    military environment which would put this beyond the
    Lawrence liberty interest would be the fact of the
    accused being married to a fellow service member
    living next door principally and therefore that these
    actions between neighbors when all three of these
    individuals belonged to the military had the potential
    to be prejudicial to good order and discipline or
    service discrediting certainly but this [sic] outside
    the Lawrence liberty interest. . . .
    And I instructed them on consensual sodomy
    because again I believe that been given [sic] the
    factual scenario of this case, that it takes it
    outside the Lawrence v. Texas scenario liberty
    interest [sic] carved out by the [S]upreme
    [C]ourt . . . . 7
    Ultimately, the members found Appellant not guilty of
    forcible sodomy, but guilty of the LIO of sodomy, not
    involving force.
    7
    We note that the military judge’s explanation as to why
    Appellant’s conduct was not protected dovetails with the
    terminal element of Article 134, UCMJ. But see MCM pt. IV, para
    60.c.(1), (5)(a) (2008 ed.). We are reversing the conviction,
    so this case does not present issues related to either the
    breadth of the savings construction of Article 125, UCMJ, or the
    rational basis for the disparate sentencing scheme in the wake
    of the Don’t Ask, Don’t Tell Repeal Act of 2010, Pub. L. No.
    111-321, § 2(f)(1)(A), 
    124 Stat. 3515
    , 3516 (2010), between
    sodomy and other offenses implicating sexual acts under the
    UCMJ. See Jones v. United States, 
    529 U.S. 848
    , 857 (2000);
    City of Cleburne v. Cleburne Living Ctr., 
    473 U.S. 432
    , 440
    (1985); cf. Honorable Walter T. Cox III et al., Report of the
    Commission on Military Justice, 14-15 (Oct. 2009) (recognizing
    that “[t]he new Article 120, combined with the availability of
    Articles 92, 128, and 134, provides an adequate basis to
    prosecute any criminal sexual misconduct”). Unless
    appropriately resolved beforehand by Congress or the President,
    we leave the resolution of those questions for a case in which
    they are preserved, raised, and briefed.
    8
    United States v. Castellano, 12-0684/MC
    II.   NMCCA DECISION
    Before the NMCCA, as relevant to the issue before this
    Court, Appellant raised two assignments of error:
    III. WHETHER THE MILITARY JUDGE ERRED BY FAILING TO
    INSTRUCT THE MEMBERS THAT IT WAS THEIR DUTY AS
    FACTFINDER TO DETERMINE WHETHER APPELLANT’S
    CONSENSUAL SODOMY CHARGE MET THE FACTORS OUTLINED
    IN UNITED STATES v. MARCUM.
    IV.   A SPECIFICATION IS CONSTITUTIONALLY DEFICIENT IF
    IT DOES NOT ALLEGE ALL OF THE ELEMENTS OF THE
    CHARGED OFFENSE AND FAIRLY INFORM THE ACCUSED OF
    WHICH HE MUST DEFEND. WAS APPELLANT’S FORCIBLE
    SODOMY SPECIFICATION CONSTITUTIONALLY SUFFICIENT
    WHEN IT DID NOT ALLEGE ANY OF THE THEORIES OF
    CRIMINALITY OUTLINED IN UNITED STATES v. MARCUM?
    Castellano, No. 201100248, slip op. at 3 n.2.
    In a per curiam opinion, the NMCCA reasoned that because
    “‘[t]he definition of the elements of a criminal offense is
    entrusted to the legislature,’” the factors set out in Marcum,
    
    60 M.J. at 206-07
    , are not de facto elements of the offense of
    consensual sodomy.    Castellano, No. 201100248, slip op. at 7
    (quoting Liparota v. United States, 
    471 U.S. 419
    , 424 (1985)).
    Consistent with this reasoning, the NMCCA held that neither (1)
    allowing the members to go forward on the LIO without
    instructing on the Marcum factors, nor (2) the Government’s
    failure to allege a Marcum factor in Charge III, Specification
    2, constituted error that materially prejudiced Appellant’s
    substantial rights.   Accordingly, the NMCCA held that
    assignments of error III and IV did not merit relief.    Id. at 8.
    9
    United States v. Castellano, 12-0684/MC
    III.   DISCUSSION
    A.
    In Lawrence, the Supreme Court identified a
    constitutionally protected liberty interest in private sexual
    activity between “full[y] and mutual[ly] consent[ing]” adults.
    
    539 U.S. at 578
    .   At the same time, Lawrence suggested its own
    limits by stressing what facts were not involved in the
    decision:   “The present case does not involve minors.    It does
    not involve persons who might be injured or coerced or who are
    situated in relationships where consent might not easily be
    refused.    It does not involve public conduct or prostitution.”
    
    Id.
       In Marcum, we applied Lawrence in the military context and
    upheld the constitutionality of Article 125, UCMJ, construing it
    to reach only acts of sodomy that involve (1) a factor that
    Lawrence identified as not involved in that case, 
    539 U.S. at 578
    , or (2) “additional factors relevant solely in the military
    environment that affect the nature and reach of the Lawrence
    liberty interest.”   Marcum, 
    60 M.J. at 206-07
    .     Thus, Lawrence
    identified a constitutionally protected liberty interest and
    defined its scope, and Marcum answered whether and how that
    interest applies in the military context.
    Following Marcum, then, despite Article 125, UCMJ’s broad
    language -- “prohibit[ing] every kind of unnatural carnal
    intercourse,” 
    60 M.J. at 202
     (citation omitted) –- the article
    10
    United States v. Castellano, 12-0684/MC
    does not reach “an act of sodomy in private between consenting
    adults . . . absent some other fact.”    Wilson, 66 M.J. at 41
    (citing Lawrence, 
    539 U.S. at 578
    ).     The issue before us today
    does not require that we reassess Marcum’s line of demarcation
    between criminal and constitutionally protected sodomy.
    Instead, we must determine whether the existence of the Marcum
    factor must be determined by the trier of fact.    We conclude
    that it must.
    B.
    The lower court assumed, and the Government argues, that
    whether an act of sodomy involves a Marcum factor must be a
    question of law, to be decided by the military judge, since the
    Marcum factors are not elements of the offense of sodomy as
    defined by Congress.    Castellano, No. 201100248, slip op. at 7;
    Brief for Appellee at 21, United States v. Castellano, No. 12-
    0684 (C.A.A.F. Dec. 28, 2012).    We agree that none of the Marcum
    factors are statutory elements of Article 125, UCMJ.    See
    Article 125, UCMJ (“Any person subject to this chapter who
    engages in unnatural carnal copulation with another person of
    the same or opposite sex . . . is guilty of sodomy.”); see also
    Liparota, 
    471 U.S. at 424
     (“The definition of the elements of a
    criminal offense is entrusted to the legislature, particularly
    in the case of federal crimes, which are solely the creatures of
    statute.”).     However, in cases such as this, where, but for the
    11
    United States v. Castellano, 12-0684/MC
    presence of a Marcum factor, the act of sodomy would not be
    subject to criminal sanction, we disagree that whether a Marcum
    factor exists is solely a legal determination left to the
    military judge’s discretion.   See In re Winship, 
    397 U.S. at 364
    (“[W]e explicitly hold that the Due Process Clause protects the
    accused against conviction except upon proof beyond a reasonable
    doubt of every fact necessary to constitute the crime with which
    he is charged.”).
    First, we note that two of the Marcum factors, force and
    sexual activity with a child, were identified by the President
    as warranting additional penalties long before either Lawrence
    or Marcum were decided.   MCM ch. 25 para. 127c, ch. 28 para.
    204(a) (1969 rev. ed.) (providing for increased maximum
    punishments).   While only Congress may define the elements of a
    criminal offense, Liparota, 
    471 U.S. at 424
    , there is no
    question that the President may identify factors that warrant an
    increase in the maximum punishment.   See Article 56, UCMJ, 
    10 U.S.C. § 856
     (“The punishment which a court-martial may direct
    for an offense may not exceed such limits as the President may
    prescribe for that offense.”); see also Loving v. United States,
    
    517 U.S. 748
    , 768, 773 (1996) (holding that Congress has the
    power to “delegate authority to the President to define the
    aggravating factors that permit imposition of a statutory
    penalty,” and that “the President, acting in his constitutional
    12
    United States v. Castellano, 12-0684/MC
    office of Commander in Chief, ha[s] undoubted competency to
    prescribe [aggravating] factors without further guidance”).
    There is also no question that these aggravating factors,
    although not elements, must be pleaded in the specification,
    instructed upon to the members, and determined by the trier of
    fact.   See Apprendi, 
    530 U.S. at 490
    .
    Second, in the context of a guilty plea, we held that a
    plea was improvident where there was no discussion of the Marcum
    factors between the military judge and the accused, noting that
    the presence of a Marcum factor is “a matter of ‘critical
    significance’” because it “distin[guishes] between what is
    permitted and what is prohibited.”     Hartman, 69 M.J. at 468
    (quoting United States v. O’Connor, 
    58 M.J. 450
    , 453 (C.A.A.F.
    2003)) (holding that the guilty plea was improvident because the
    military judge’s “inquiry did not reflect consideration of the
    Marcum framework”).   Where, as here, the record supports a
    decision that the act of sodomy was private and was neither “by
    force” nor “without consent,” it is altogether unclear why
    establishing the presence of a Marcum factor is somehow less
    critical to an Article 125, UCMJ, conviction simply because
    Appellant contested the charge.    See Hartman, 69 M.J. at 468;
    see also United States v. Sims, 
    57 M.J. 419
    , 422 (C.A.A.F. 2002)
    (holding that a guilty plea to the offense of indecent acts was
    improvident because the plea failed to demonstrate that the
    13
    United States v. Castellano, 12-0684/MC
    sexual conduct was “open and notorious”).
    Third, committing the determination whether a Marcum factor
    exists to the trier of fact is consistent with the Supreme
    Court’s and this Court’s treatment of judicially created
    standards that distinguish criminal conduct from that which is
    constitutionally protected in different contexts.   See Miller v.
    California, 
    413 U.S. 15
    , 24 (1973) (establishing the “basic
    guidelines for the trier of fact” to distinguish obscenity from
    constitutionally protected speech) (emphasis added).   For
    example, in the Article 134, UCMJ, context we have construed the
    enumerated offense of indecent acts with another, 8 MCM pt. IV,
    para. 90.b. (2005 ed.), not to reach the “wholly private moral
    conduct of an individual,” but have treated “open and notorious”
    sexual acts as outside the private sphere.   United States v.
    Berry, 
    6 C.M.A. 609
    , 614, 
    20 C.M.R. 325
    , 330 (1956) (quoting
    United States v. Snyder, 
    1 C.M.A. 423
    , 427, 
    4 C.M.R. 15
    , 19
    (1952)); see also United States v. Izquierdo, 
    51 M.J. 421
    , 423
    (C.A.A.F. 1999) (addressing whether there was legally sufficient
    8
    Prior to October 1, 2007, indecent acts with another was
    properly charged under Article 134, UCMJ. See MCM, Punitive
    Articles Applicable to Sexual Offenses Committed Prior to 1
    October 2007 app. 27 at A27–3 (2012 ed.). Similar sexual
    conduct committed during the period between October 1, 2007, and
    June 27, 2012, was charged as an indecent act under Article
    120(k), UCMJ. See MCM, Punitive Articles Applicable to Sexual
    Offenses Committed During the Period 1 October 2007 through 27
    June 2012 app. 28 at A28–2 (2012 ed.).
    14
    United States v. Castellano, 12-0684/MC
    evidence for the members to find that the conduct was “open and
    notorious”).    Whether consensual sexual activity between adults
    is subject to criminal sanction because it is “open and
    notorious” -- i.e., public as opposed to private under this
    Court’s case law -- is a factual determination committed to the
    trier of fact.   See United States v. Goings, __ M.J. __, __ (9-
    10) (C.A.A.F. 2013); Izquierdo, 51 M.J. at 423; see also Sims,
    57 M.J. at 422 (guilty plea context).
    Fourth, there is no question that where, as here, an
    otherwise unconstitutional criminal statute is construed in such
    a way as to limit its reach to conduct that may constitutionally
    be subject to criminal sanction, the facts under that “saving
    construction” have constitutional significance.   These facts are
    critical to a conviction as, absent such facts, the conduct is
    not criminal.    Cf. Skilling v. United States, 
    130 S. Ct. 2896
    ,
    2933-34 (2010) (construing 
    18 U.S.C. § 1346
    ’s statutory term --
    “a scheme or artifice to deprive another of the intangible right
    of honest services” –- to “encompass only bribery and kickback
    schemes” in order to avoid a void-for-vagueness concern, and
    concluding that appellant did not violate § 1346 because the
    government did not allege a bribery or kickback scheme).
    Therefore, they must be determined by the trier of fact.    Cf.
    Apprendi, 
    530 U.S. at 490
    ; Smith v. United States, 
    431 U.S. 291
    ,
    309 (1977) (holding that whether material satisfies the Miller
    15
    United States v. Castellano, 12-0684/MC
    obscenity standard is a “fact question[] for the jury, to be
    judged in light of the jurors’ understanding of contemporary
    community standards”). 9
    For all of these reasons, we hold that whether a Marcum
    factor exists is a determination to be made by the trier of fact
    based on the military judge’s instructions identifying facts or
    factors that are relevant to the constitutional context
    presented.   Accordingly, here, the military judge’s decision to
    determine the existence of the Marcum factor himself, and his
    failure to appropriately instruct the members, violated
    Appellant’s right to due process. 10   See In re Winship, 
    397 U.S. at 364
    ; cf. Apprendi, 
    530 U.S. at 490
    .    Because the members were
    permitted to find Appellant guilty based on a finding that
    nothing more than an act of sodomy occurred, this error was not
    harmless beyond a reasonable doubt.
    9
    Moreover we recognize each of the Marcum factors as “fact”
    questions in the commonsense meaning of the term; an act of
    sodomy either does, or does not, involve force, a child, “open
    and notorious” or public behavior, or prostitution, and,
    likewise, an act of sodomy either implicates a unique military
    interest or it does not.
    10
    Of course, nothing we say here precludes an accused from: (1)
    challenging the sufficiency of the evidence supporting a
    conviction for consensual sodomy, see R.C.M. 917; (2) making out
    an as-applied challenge on the basis that his interests should
    overcome Congress’ and the President’s determinations that his
    conduct be proscribed, see United States v. Vazquez, 
    72 M.J. 13
    ,
    16-21 (C.A.A.F. 2013); or (3) moving to dismiss the consensual
    sodomy charges under R.C.M. 907(b)(1)(B). The resolution of
    those legal issues is left to the sound discretion of the
    military judge and appellate review.
    16
    United States v. Castellano, 12-0684/MC
    IV.   DECISION
    Because Appellant’s Article 125, UCMJ, conviction rests on
    a factual circumstance that was not determined by the trier of
    fact, the decision of the United States Navy-Marine Corps Court
    of Criminal Appeals is reversed as to Specification 2, Charge
    III.    The findings of guilty of Specification 2 and Charge III
    and the sentence are set aside.    The remaining findings are
    affirmed.    The record of trial is returned to the Judge Advocate
    General of the Navy.    A rehearing on the affected charge and the
    sentence is authorized.
    17
    United States v. Castellano, 12-0684/MC
    STUCKY, Judge (concurring)
    I agree with the majority that “the military judge’s
    decision to determine that a Marcum factor existed himself
    rather than instruct the members that they must determine the
    existence of a Marcum factor was error,” and agree that the
    error materially prejudiced Appellant’s due process rights.
    United States v. Castellano, ___ M.J. ___ (5) (C.A.A.F. 2013)
    (referring to factors delineated in United States v. Marcum, 
    60 M.J. 198
    , 206–07 (C.A.A.F. 2004)).   However, for the reasons set
    out in my dissent in United States v. Goings, ___ M.J. ___ (9–
    14) (C.A.A.F. 2013) (Stucky, J., dissenting), I believe that the
    majority mischaracterizes Lawrence v. Texas, 
    539 U.S. 558
    (2003).
    I also disagree with the majority’s use of the “open and
    notorious” standard as a metric for indecency.   Castellano, ___
    M.J. at ___ (14–16 n.9); see also Goings, ___ M.J. at ___ (13–
    14) (Stucky, J., dissenting).   I do not believe that the broad
    holding of United States v. Berry, 
    6 C.M.A. 609
    , 
    20 C.M.R. 325
    (1956), remains good law after Lawrence.   Similarly, I question
    the majority’s suggestion that the type of “public conduct” the
    Supreme Court envisioned as a possible exception to the liberty
    interest in Lawrence is equivalent to the conduct this Court
    deemed “open and notorious” prior to Lawrence.   Castellano ___
    M.J. at ___ (15, 16 n.9); Lawrence, 
    539 U.S. at 578
    ; Goings, ___
    United States v. Castellano, 12-0684/MC
    M.J. at ___ (10–14) (Stucky, J., dissenting); see also Berry, 6
    C.M.A. at 614, 20 C.M.R. at 330 (holding that an act is “open
    and notorious” if the participants know that a third person is
    present).
    I therefore concur.
    2
    

Document Info

Docket Number: 12-0684-MC

Citation Numbers: 72 M.J. 217, 2013 WL 2319345, 2013 CAAF LEXIS 568

Judges: Ryan, Baker, Erdmann, Effron, Stucky

Filed Date: 5/23/2013

Precedential Status: Precedential

Modified Date: 10/19/2024