United States v. Driskill ( 2024 )


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    UNITED STATES COURT OF APPEALS FOR THE
    ARMED FORCES
    _______________
    UNITED STATES
    Appellee
    v.
    Alexander L. DRISKILL, Airman
    United States Air Force, Appellant
    No. 23-0066
    Crim. App. No. 39889
    Argued October 25, 2023—Decided March 4, 2024
    Military Judges: Willie J. Babor (trial) and
    Dayle P. Percle (remand)
    For Appellant: Major Frederick J. Johnson (argued);
    Major Kasey W. Hawkins (on brief); Mark C.
    Bruegger, Esq.
    For Appellee: Captain Jocelyn Q. Wright (argued);
    Colonel Matthew D. Talcott, Lieutenant Colonel
    James P. Ferrell, Lieutenant Colonel G. Matt Os-
    born, and Mary Ellen Payne, Esq. (on brief).
    Judge MAGGS delivered the opinion of the Court, in
    which Chief Judge OHLSON, Judge SPARKS,
    Judge HARDY, and Judge JOHNSON joined.
    _______________
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    Judge MAGGS delivered the opinion of the Court.
    In this appeal, Appellant challenges the finding that he
    is guilty of violating Article 134, Uniform Code of Military
    Justice (UCMJ), 
    10 U.S.C. § 934
     (2012), by possessing ob-
    scene cartoons. Appellant argues that trying him for the
    alleged offense violated the prohibitions against double
    jeopardy in the Fifth Amendment and Article 44(a), UCMJ,
    
    10 U.S.C. § 844
     (2012), because another court-martial had
    previously tried him for the same offense. Applying this
    Court’s recent precedent in United States v. Rice, 
    80 M.J. 36
     (C.A.A.F. 2020), we agree with Appellant and grant ap-
    propriate relief.
    I. Background
    The applicable version of Article 134, UCMJ, commonly
    known as the “General Article,” provides:
    Though not specifically mentioned in this chap-
    ter, all disorders and neglects to the prejudice of
    good order and discipline in the armed forces, all
    conduct of a nature to bring discredit upon the
    armed forces, and crimes and offenses not capital,
    of which persons subject to this chapter may be
    guilty, shall be taken cognizance of by a general,
    special, or summary court-martial, according to
    the nature and degree of the offense, and shall be
    punished at the discretion of that court.
    Article 134, UCMJ, 
    10 U.S.C. § 934
     (2012). 1
    In a portion of the MCM applicable to this case, the
    President parsed the language of Article 134, UCMJ, and
    explained its meaning as follows:
    Article 134 makes punishable acts in three cate-
    gories of offenses not specifically covered in any
    other article of the code. These are referred to as
    “clauses 1, 2, and 3” of Article 134. Clause 1
    1 The version of Article 134, UCMJ, in the 2012 edition of the
    U.S.C. is reprinted in Manual for Courts-Martial, United States
    app. 2 (2016 ed.) (MCM). The parties agree that this version of
    Article 134, UCMJ, governs this case. We do not address the sub-
    sequent amendment to Article 134, UCMJ.
    2
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    offenses involve disorders and neglects to the prej-
    udice of good order and discipline in the armed
    forces. Clause 2 offenses involve conduct of a na-
    ture to bring discredit upon the armed forces.
    Clause 3 offenses involve noncapital crimes or of-
    fenses which violate Federal law including law
    made applicable through the Federal Assimilative
    Crimes Act.
    MCM pt. IV, para. 60.c.(1). Although the President’s expla-
    nations of the UCMJ are not binding on this Court, United
    States v. Wilson, 
    76 M.J. 4
    , 6 (C.A.A.F. 2017), this Court
    followed an earlier, similar version of this explanation in
    United States v. Leonard, 
    64 M.J. 381
    , 382-83 (C.A.A.F.
    2007) (following MCM pt. IV, para. 60.c.(1) (2005 ed.)).
    Appellant’s first court-martial took place in 2018. He
    was charged with three specifications of violating Article
    134, UCMJ. The third specification alleged that Appellant
    violated clause 3 of Article 134, UCMJ, by possessing ob-
    scene cartoons in violation of a federal criminal statute, 18
    U.S.C. § 1466A(b)(1). The specification averred that:
    [Appellant] did, at or near Italy, between on or
    about 11 October 2016 and on or about 27 March
    2018, knowingly and wrongfully possess obscene
    cartoons, to wit: visual depictions of minors engag-
    ing in sexually explicit conduct, and that said vis-
    ual depictions were transported in foreign com-
    merce by computer, in violation of 18 U.S. Code
    Section 1466A(b)(1), an offense not capital.
    Section 1466A(b)(1) addresses the possession of obscene
    cartoons, stating:
    Any person who, in a circumstance described
    in subsection (d), knowingly possesses a vis-
    ual depiction of any kind, including a draw-
    ing, cartoon, sculpture, or painting, that—
    (1)(A) depicts a minor engaging in sex-
    ually explicit conduct; and
    (B) is obscene
    ....
    . . . shall be subject to [certain specified]
    penalties.
    3
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    Id. (emphasis added). One of the circumstances, described
    in subsection (d), is that “any visual depiction involved in
    the offense has been . . . transported in interstate or for-
    eign commerce by any means.” Id. § 1466A(d)(4). Another
    circumstance is that “the offense is committed in the spe-
    cial maritime and territorial jurisdiction of the United
    States or in any territory or possession of the United
    States.” Id. § 1466A(d)(5).
    Appellant pleaded not guilty to the charge and all three
    of its specifications. After the close of evidence, Appellant
    contended in his argument on findings that there was not
    enough evidence to prove the third specification. He stated
    that he could not have violated § 1466A(b) while he was in
    Italy because § 1466A “is not a statute of extraterritorial
    application.” Appellant, in an additional filing requested by
    the military judge in regard to this issue, asked the mili-
    tary judge to dismiss the specification with prejudice “be-
    cause jeopardy has attached.” 2
    The military judge dismissed the third specification.
    She concluded that Congress had intended for § 1466A “to
    apply only within the jurisdictional limits of the United
    States.” On this basis, she held that the court did not have
    jurisdiction to try the third specification. The military
    judge, however, did not agree with Appellant that the spec-
    ification should be dismissed with prejudice. The military
    judge ruled: “The lack of extraterritoriality within . . .
    § 1466A does not foreclose prosecution for the offense al-
    leged, it only forecloses prosecution under the current
    charging scheme.” 3
    Appellant’s second court-martial occurred in 2019. Ap-
    pellant was charged with one specification of violating Ar-
    ticle 134, UCMJ, and two specifications of violating Article
    2 From the materials before us, it is unclear how trial defense
    counsel’s closing argument challenging the jurisdictional ele-
    ment became characterized as a motion to dismiss by the mili-
    tary judge.
    3 The military judge found Appellant not guilty of the two
    other specifications in the charge sheet.
    4
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    120b, UCMJ, 10 U.S.C. § 920b (2012). The specification un-
    der Article 134, UCMJ, was similar to the obscene cartoons
    specification dismissed at the first court-martial, but it al-
    leged a violation of clause 2 of Article 134, UCMJ, instead
    of clause 3. The specification asserted that Appellant “did,
    at or near Italy, between on or about 11 October 2016 and
    on or about 27 March 2018, knowingly and wrongfully pos-
    sess obscene cartoons, such conduct being of a nature to
    bring discredit upon the armed forces.”
    Appellant moved to dismiss the specification under Ar-
    ticle 134, UCMJ, on grounds that trying him for this of-
    fense would violate the double jeopardy prohibitions in the
    Fifth Amendment of the United States Constitution and
    Article 44(a), UCMJ, because he had already been tried for
    the same offense at his first court-martial. The military
    judge in the second court-martial denied the motion, rely-
    ing on the statement by the military judge in the first
    court-martial that dismissal of the specification was for
    lack of jurisdiction and therefore did not foreclose alleging
    the offense under a different charge. Appellant thereupon
    petitioned the United States Air Force Court of Criminal
    Appeals (AFCCA) for a writ of mandamus, asking the
    AFCCA to set aside the military judge’s denial of his mo-
    tion to dismiss the specification. The AFCCA denied the
    writ. In re Driskill, Misc. Dkt. No. 2019-03, 
    2019 CCA LEXIS 281
    , at *3-4, 
    2019 WL 2896472
    , at *2 (A.F. Ct. Crim.
    App. July 2, 2019) (unpublished) (order).
    Following these rulings, Appellant pleaded guilty to the
    specification under Article 134, UCMJ, subject to the un-
    derstanding that the double jeopardy issue he had raised
    was not waived. Appellant pleaded not guilty to the addi-
    tional specifications under Article 120b, UCMJ, but the
    court-martial found him guilty of these offenses following
    a trial. The court-martial sentenced Appellant to a dishon-
    orable discharge, confinement for forty years and nine
    months, forfeiture of all pay and allowances, and reduction
    to the grade of E-1. The convening authority did not modify
    the findings or sentence.
    5
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    On appeal, the AFCCA concluded that no violation of
    the prohibitions against double jeopardy in the Fifth
    Amendment and Article 44(a), UCMJ, had occurred.
    United States v. Driskill, No. ACM 39889 (f rev), 
    2022 CCA LEXIS 496
    , at *42-43, 
    2022 WL 3589824
    , at *14 (A.F. Ct.
    Crim. App. Aug. 23, 2022) (unpublished). The AFCCA rea-
    soned that jeopardy had not attached to the specification
    concerning obscene cartoons at the first court-martial be-
    cause that specification “was dismissed for lack of jurisdic-
    tion—grounds wholly unrelated to Appellant’s guilt or in-
    nocence—and that the dismissal came before Appellant
    was acquitted of the remaining specifications.” 
    Id. at *42
    ,
    
    2022 WL 3589824
    , at *14. Rejecting Appellant’s other ar-
    guments, the AFCCA affirmed the findings. 
    Id. at *4-5
    ,
    
    2022 WL 3589824
    , at *2. The AFCCA, however, reassessed
    the sentence, reducing the period of confinement to thirty
    years. 
    Id. at *57
    , 
    2022 WL 3589824
    , at *20.
    This Court granted review of the following issue:
    In Appellant’s first court-martial, the military
    judge dismissed the charge of wrongful possession
    of obscene cartoons after closing arguments. Did
    the Government’s reprosecution of Appellant for
    the same offense violate the Fifth Amendment
    and Article 44’s prohibitions against double
    jeopardy?
    United States v. Driskill, 
    83 M.J. 327
     (C.A.A.F. 2023) (order
    granting review). As discussed below, we answer in the af-
    firmative and grant appropriate relief.
    II. Standard of Review and Governing Law
    The granted double jeopardy issue is a question of law
    that we must answer de novo. United States v. Hutchins,
    
    78 M.J. 437
    , 444 (C.A.A.F. 2019).
    Three prohibitions against “double jeopardy” apply to
    courts-martial. United States v. Rice, 
    80 M.J. 36
    , 40 n.8
    (C.A.A.F. 2020). The Double Jeopardy Clause of the Fifth
    Amendment provides: “No person shall be . . . subject for
    the same offence to be twice put in jeopardy of life or limb.”
    U.S. Const. amend. V. Similarly, Article 44(a), UCMJ,
    6
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    provides: “No person may, without his consent, be tried a
    second time for the same offense.” And Rule for Courts-
    Martial (R.C.M.) 907(b)(2)(C) requires dismissal of a
    charge or specification if “[t]he accused has previously been
    tried by court-martial or federal civilian court for the same
    offense.”
    Applying these three prohibitions requires multiple
    steps. One step is determining whether the accused has
    been “twice put in jeopardy” or, stated differently, “tried
    twice.” Answering this question is sometimes complicated
    because not every court-martial proceeding counts as a
    “trial” for purposes of the Fifth Amendment, Article 44,
    UCMJ, and R.C.M. 907(b)(2)(C). Several rules address this
    issue. Most relevant here is this Court’s holding in United
    States v. Easton that jeopardy attaches pursuant to Article
    44(a), UCMJ, “when evidence is introduced” and that “once
    jeopardy has attached, an accused may not be retried for
    the same offense.” 4 
    71 M.J. 168
    , 172 (C.A.A.F. 2012).
    R.C.M. 907(b)(2)(C)(i)(I) similarly provides, in pertinent
    part, that a court-martial proceeding is not considered a
    trial pursuant to the double jeopardy doctrine unless “[i]n
    the case of a trial by military judge alone, presentation of
    the evidence on the general issue of guilt has begun.” An-
    other relevant rule is that jeopardy cannot attach if the
    court-martial lacks jurisdiction. R.C.M. 907(b)(2)(C)(iv)
    states: “No court-martial proceeding which lacked jurisdic-
    tion to try the accused for the offense is a trial in the sense
    of this rule.”
    4 Following Easton, Article 44 was amended to specify that
    jeopardy attaches differently depending on the forum. National
    Defense Authorization Act for Fiscal Year 2017, 
    Pub. L. No. 114-328, § 5226
    , 
    130 Stat. 2000
    , 2910-11 (2016). In the case of a
    trial by military judge alone, jeopardy attaches on the presenta-
    tion of evidence; in the case of a trial by member panel, jeopardy
    attaches when the members have been impaneled. See Article
    44(c)(1)(A)-(2)(A), UCMJ, 
    10 U.S.C. § 844
    (c)(1)(A)-(2)(A) (2018);
    R.C.M. 907(b)(2)(C)(i)(I)-(II).
    7
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    Another step in applying the prohibitions against dou-
    ble jeopardy is determining whether the accused is truly
    being tried twice “for the same offense.” When specifica-
    tions allege offenses under different statutory provisions,
    this step requires courts to look closely at the elements of
    each of the alleged offenses. In Blockburger v. United
    States, 
    284 U.S. 299
    , 303-04 (1932), the Supreme Court
    considered whether a single sale of morphine could violate
    separate sections of a federal criminal statute that prohib-
    ited the sale of narcotics and, thus, be considered separate
    offenses. One section of the statute prohibited the sale of
    narcotics except in their original packaging. 
    Id. at 303
    . An-
    other section prohibited the sale of narcotics absent a writ-
    ten order. 
    Id. at 303-04
    . The Supreme Court in Blockburger
    announced the following general test for deciding whether
    two offenses are the same for purposes of double jeopardy:
    “[W]here the same act or transaction constitutes a violation
    of two distinct statutory provisions, the test to be applied
    . . . is whether each provision requires proof of a fact which
    the other does not.” 
    Id. at 304
    . Applying this test, the Su-
    preme Court held that the narcotic charges at issue for the
    one sale were not for the same offense because each of the
    two respective sections of the criminal statute required
    proof of a fact that the other did not. 
    Id.
    While the Blockburger test generally applies in courts-
    martial, this Court in Rice declined to follow “the strict ap-
    plication of Blockburger in the context of the intentionally
    capacious Article 134, UCMJ.” 80 M.J. at 42. The Court in
    Rice held instead that only some “differences are valid ones
    when determining what constitutes the same offense for
    purposes of a double jeopardy analysis involving Article
    134, UCMJ.” Id. at 43. Because the two specifications un-
    der comparison in this case both allege violations of Article
    134, UCMJ, a detailed review of Rice is necessary to ex-
    plain the applicable law.
    In Rice, the United States first prosecuted the accused
    in a federal district court. Id. at 38. One count of the indict-
    ment alleged that the accused had possessed child pornog-
    raphy in violation of 18 U.S.C. § 2252A. Id. at 38 & n.2. To
    8
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    establish a violation of this civilian criminal statute, the
    government had to prove that the child pornography at is-
    sue had been transported in interstate commerce or pro-
    duced with materials that had been transported in inter-
    state commerce. Id. at 38 n.2. The Court identified this
    requirement as a “jurisdictional element” of § 2252A. Id. at
    40. A “jurisdictional element” is an element that links a
    statute to one of the legislative powers of Congress enumer-
    ated in the United States Constitution, such as the power
    to regulate interstate commerce in U.S Const. art. I, § 8,
    cl. 3. Torres v. Lynch, 
    578 U.S. 452
    , 457 (2016).
    The government subsequently tried the appellant in
    Rice by court-martial. 80 M.J. at 38. Two specifications of
    the charges against him in the court-martial alleged that
    he had possessed child pornography in violation of clause 2
    of Article 134, UCMJ. Id. The appellant argued that trying
    him by court-martial for these two specifications would
    contravene the prohibition against double jeopardy be-
    cause the government had already prosecuted him in fed-
    eral district court for the same offense. Id. at 39. The gov-
    ernment responded that per Blockburger, the two
    specifications in the court-martial did not allege the “same
    offence” for which he was tried in the federal district court
    because the § 2252A offense required proof of transporta-
    tion in interstate commerce, while the offense charged un-
    der clause 2 of Article 134, UCMJ, required proof that the
    offense was service discrediting. Id. at 40. This Court, how-
    ever, rejected the government’s argument because it saw
    “no evidence that Congress intended Article 134, UCMJ, to
    serve as a vehicle for the military to reprosecute Title 18
    offenses tried in a federal civilian court simply by removing
    a jurisdictional element and charging it as a violation of
    clause 1 or 2.” Id. at 41. Accordingly, this Court disregarded
    the jurisdictional element of the § 2252A offense for the
    purpose of applying the Blockburger test and concluded
    that the subsequent court-martial for the possession speci-
    fications in Rice violated the Double Jeopardy Clause. Id.
    at 44.
    9
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    III. Discussion
    Appellant argues in this appeal, as he argued before the
    military judge and the AFCCA, that the prohibitions
    against double jeopardy in the Fifth Amendment and Arti-
    cle 44(a), UCMJ, bar his second trial for the possession of
    obscene cartoons in violation of Article 134, UCMJ. We
    agree with Appellant. Our decision rests on two primary
    conclusions. The first conclusion is that jeopardy attached
    in the first court-martial because the Government intro-
    duced evidence in the case and because the court-martial
    had jurisdiction to try Appellant for the offense. The second
    conclusion is that the specifications in the first and second
    court-martial concerning obscene cartoons were “for the
    same offense” under the analysis that this Court used in
    Rice.
    A. Attachment of Jeopardy in the First Court-Martial
    Under R.C.M. 907(b)(2)(C)(i)(I) and this Court’s deci-
    sion in Easton, jeopardy attaches to an offense when the
    Government introduces evidence on the general issue of
    guilt. The parties do not dispute that this happened in the
    first court-martial. 5 The military judge and the AFCCA,
    however, reasoned that jeopardy did not attach in this case
    because the first court-martial lacked jurisdiction to try
    Appellant for the specification concerning obscene car-
    toons. We agree with the general proposition that jeopardy
    cannot attach if the court-martial lacks jurisdiction be-
    cause R.C.M. 907(b)(2)(C)(iv) provides that “[n]o court-
    martial proceeding which lacked jurisdiction to try the ac-
    cused for the offense is a trial in the sense of [the rule
    against double jeopardy].” But we cannot agree that the
    5 A complete record of trial was not prepared for the first
    court-martial because Appellant was not found guilty of any of-
    fense. But the military judge in the first court-martial issued a
    written ruling, included in the record in the present case, which
    described evidence that the Government presented at the first
    court-martial.
    10
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    first court-martial lacked either personal or subject matter
    jurisdiction.
    The first court-martial had personal jurisdiction over
    Appellant under Article 2(a)(1), UCMJ, 
    10 U.S.C. § 802
    (a)(1) (2012), because, according to a stipulation of
    fact in the record, he was a member of a “regular compo-
    nent of the armed forces.” The stipulation specifies that Ap-
    pellant was an active duty Airman assigned to Aviano Air
    Base in Italy at the time of the offense. Appellant further
    testified to his military membership at his second trial
    when he confirmed that he enlisted in 2016 for a term of
    six years and had never been released from active duty.
    The first court-martial also had subject matter jurisdic-
    tion to determine whether Appellant had violated Article
    134, UCMJ. Article 134, UCMJ, provides that it applies to
    “persons subject to this chapter,” referring to Chapter 47 of
    Title 10 of the U.S. Code, which contains the UCMJ. Thus,
    alleging that the offense occurred in Italy did not deprive
    the court-martial of jurisdiction over either Appellant or
    the offense under Article 134, UCMJ, because Article 5,
    UCMJ, 
    10 U.S.C. § 805
     (2012), provides that “[t]his chapter
    applies in all places.”
    The military judge reached a different conclusion, rea-
    soning that the court-martial lacked jurisdiction over the
    offenses because § 1466A did not apply to conduct outside
    of the “special maritime and territorial jurisdiction of the
    United States or in any territory or possession of the
    United States.” We cannot agree because the question of
    whether the court-martial had personal and subject matter
    jurisdiction is distinct from the merits question of whether
    the Government alleged and proved a fact necessary to
    show a violation of § 1466A, namely, that the alleged con-
    duct occurred in a location to which the statute applies. 6
    6 Appellant argues that § 1466A could apply in Italy if the
    Government could prove that the offending conduct occurred at
    an installation such as Aviano Air Base. This Court previously
    entertained a similar argument with respect to another federal
    11
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    On this point, this Court’s decision in United States v.
    Williams, 
    17 M.J. 207
     (C.M.A. 1984), is instructive. In Wil-
    liams, the accused was found guilty of violating clause 3 of
    Article 134, UCMJ, when he kidnapped someone on Fort
    Hood in violation of a federal statute, 
    18 U.S.C. § 1201
    (a)(2). 
    Id. at 208-09
    . On appeal, however, this Court
    held that the evidence was legally insufficient to sustain
    the finding of guilt because the government had not proved
    that the offense occurred on a portion of Fort Hood that was
    within the “ ‘special maritime and territorial jurisdiction of
    the United States’ ” as § 1201(a)(2) required. Id. at 215.
    The Court emphasized that “all factual issues concerning
    guilt or innocence—including any issue of territorial juris-
    diction—must be submitted to the members for determina-
    tion.” Id. The lesson of Williams is that the Government’s
    failure to prove a statutory element of this kind concerns
    the sufficiency of the evidence rather than the jurisdiction
    of the court-martial.
    In this case, confusion may have arisen about whether
    the jurisdiction of the first court-martial depended on the
    location of the offense because federal statutory elements
    requiring that conduct occur in the territory of the United
    States, or affect interstate or foreign commerce, are typi-
    cally called “jurisdictional elements.” This phrase, how-
    ever, is a term of art. The phrase refers to elements that
    link a statute to a constitutional power of Congress to leg-
    islate, not to the jurisdiction of a court. As the United
    States Court of Appeals for the Tenth Circuit explained in
    United States v. Tony, 
    637 F.3d 1153
    , 1158-59 (10th Cir.
    2011):
    criminal statute that outlawed conduct only in the territory of
    the United States. See United States v. Wilmot, 11 C.M.A 698,
    702, 
    29 C.M.R. 514
    , 518 (1960) (recognizing that “the question of
    whether Yokota Air Base Japan, an area located in a foreign
    country, is territory under the control of the United States” is a
    question subject to “proof of the facts”). Given our reasoning
    about the subject matter jurisdiction of this Court, we need not
    express an opinion on this issue in this case.
    12
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    [A] “jurisdictional element” . . . is “ ‘jurisdic-
    tional’ only in the shorthand sense that with-
    out that nexus, there can be no federal crime.”
    The absence of a required element “is not ju-
    risdictional in the sense that it affects a
    court’s subject matter jurisdiction, i.e., a
    court’s constitutional or statutory power to
    adjudicate a case.”
    
    Id.
     (citations omitted).
    Confusion may also have arisen because of Appellant’s
    own arguments. Appellant incorrectly asserted in the filing
    submitted to the military judge that the court-martial
    lacked subject matter jurisdiction because § 1466A does
    not apply outside of the United States. While this
    argument may have contributed to the military judge’s
    ruling, it is not correct, and we do not believe that this
    incorrect     argument      precluded     Appellant      from
    subsequently making a double jeopardy argument in the
    second court-martial. Appellant had no double jeopardy
    argument to forfeit or waive until the second court-martial
    began. And Appellant specifically preserved his double
    jeopardy argument at his second court-martial by raising
    it before entering his pleas. See United States v. Collins, 
    41 M.J. 428
    , 429 (C.A.A.F. 1995) (holding that double jeopardy
    arguments are waived if the appellant does not raise them
    before entering a guilty plea).
    The Government presents three arguments against our
    conclusion that jeopardy attached in this case. First, the
    Government contends that in the context of courts-martial,
    extraterritoriality is indeed an issue of subject matter ju-
    risdiction. The Government asserts that Article 18, UCMJ,
    
    10 U.S.C. § 818
     (2012), limits the subject matter jurisdic-
    tion of courts-martial to offenses “made punishable” under
    the UCMJ. Thus, according to the Government, the con-
    duct alleged in the specification at issue in the first court-
    martial was not “punishable” under the UCMJ because
    § 1466A cannot reach conduct in Italy. The Government
    therefore argues that the military judge correctly dis-
    missed the specification for lack of subject matter
    13
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    jurisdiction. We cannot accept this argument because it im-
    plies that a court-martial’s subject matter jurisdiction over
    an offense depends on whether the Government can prove
    all of the elements necessary to establish that the accused
    is guilty of the offense. No precedent supports that view. 7
    Second, the Government argues that the military
    judge’s dismissal of the specification in the first court-mar-
    tial was based on a legal judgment unrelated to factual
    guilt or innocence. The Government explains that the mil-
    itary judge was focused solely on a legal question, not an
    evidentiary question, and thus, the military judge never
    determined whether the Government’s evidence was inad-
    equate. Although the military judge’s order to dismiss the
    third specification in the first court-martial focused on the
    lack of extraterritoriality, as the Government accurately
    emphasized here, we disagree with the military judge’s le-
    gal determination regarding jurisdiction. The point in time
    at which jeopardy attaches is not when a military judge sit-
    ting as a court-martial makes a ruling based on the suffi-
    ciency of the evidence. Instead, as explained above, jeop-
    ardy attaches when the government introduces evidence on
    the general issue of guilt. Easton, 71 M.J. at 172; R.C.M.
    907(b)(2)(C)(i)(I).
    Third, the Government argues that the dismissal in the
    first court-martial was similar to a mistrial and should be
    treated like one. The Government reasons that “[i]f the mil-
    itary judge’s dismissal is akin to a mistrial, [a] reprosecu-
    tion is not barred because Appellant brought the motion.”
    The Government explains that if Appellant had success-
    fully moved for a mistrial at the first court-martial, then
    jeopardy would have terminated, and the Government
    could try him again for the same offenses. See Easton, 71
    M.J. at 172 (explaining that the prohibition against double
    7 Additionally, this Court has previously stated that “[t]he
    question of the extraterritorial application of federal stat-
    utes has nothing to do with the jurisdiction of the federal
    courts.” United States v. Martinelli, 
    62 M.J. 52
    , 56 n.4
    (C.A.A.F. 2005).
    14
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    jeopardy does not “preclude subsequent proceedings, inter
    alia, where there is ‘manifest necessity’ for declaring a mis-
    trial or otherwise discharging the jury” (quoting United
    States v. Perez, 
    22 U.S. 579
    , 580 (1824))). We disagree be-
    cause we see no precedent for the analogy that the Govern-
    ment proposes.
    B. Same Offense in First and Second Courts-Martial
    Our second conclusion is that Appellant was tried twice
    for the same offense in the first and second courts-martial.
    In the first trial, as described above, Appellant was charged
    with violating clause 3 of Article 134, UCMJ, by possessing
    obscene cartoons in violation of § 1466A. In the second
    court-martial, he was charged with possessing the same ob-
    scene cartoons in violation of clause 2 of Article 134, UCMJ.
    It is true, and both parties agree, that a strict application
    of the Blockburger test, unaffected by this Court’s decision
    in Rice, would indicate that these are different offenses be-
    cause each offense contains an element that the other does
    not. Specifically, at the first trial, the Government was re-
    quired to prove that the cartoons at issue had traveled in
    or affected foreign commerce or that the offense occurred
    in the special maritime and territorial jurisdiction of the
    United States, but the Government did not have to prove
    that the offense was service discrediting. At the second
    trial, the Government had to prove that possessing the car-
    toons was service discrediting but did not have to prove
    that the cartoons had traveled in or affected foreign com-
    merce or that the offense occurred in the special maritime
    and territorial jurisdiction of the United States.
    In Rice, this Court held that the Double Jeopardy
    Clause precluded the government from exploiting the
    unique nature of Article 134, UCMJ, to try a servicemem-
    ber by court-martial for conduct that the government had
    previously charged as violations of Title 18 offenses in fed-
    eral civilian court “simply by removing a jurisdictional ele-
    ment” and refiling the charges under clause 1 or 2 of Article
    134, UCMJ. Rice, 80 M.J. at 40-44. To determine whether
    the earlier Title 18 charges and the later military Article
    134 specifications covered the same offenses, the Court
    15
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    disregarded the jurisdictional elements of the Title 18 of-
    fenses. And when the jurisdictional elements are disre-
    garded, the § 1466A offense charged at the first trial no
    longer “requires proof of a fact which the [offense charged
    at the second trial] does not.” Blockburger, 284 U.S. at 304.
    Accordingly, following Rice, we must conclude that trying
    Appellant for the offense under Article 134, UCMJ, at the
    second court-martial violated the prohibition against dou-
    ble jeopardy.
    The Government presents two arguments against our
    conclusion that the two courts-martial tried Appellant for
    the same offense. First, the Government attempts to limit
    Rice by emphasizing its narrow holding. The Court in Rice
    specifically cautioned that its holding “does not reach be-
    yond the ‘unusual facts’ of this case, and thus ‘does not ex-
    tend to those situations where additional substantive ele-
    ments distinguish an offense charged under Article 134,
    UCMJ, from another criminal offense.’ ” 80 M.J. at 40 n.10
    (citation omitted). We agree that the scope of Rice is nar-
    row. But we see no meaningful difference between this case
    and Rice. In both cases, the accused were first charged with
    conduct violating a federal civilian criminal statute that in-
    cluded a jurisdictional element and were then later
    charged with the same conduct under clause 2 of Article
    134, UCMJ. In both instances, if the jurisdictional ele-
    ments of the federal civilian criminal statute are disre-
    garded, the first offense does not require proof of any ele-
    ment the second offense does not.
    The Government alternatively argues that this Court
    should reconsider Rice and apply the strict Blockburger
    test. Citing the dissent in Rice, the Government contends
    that there is no persuasive reason for disregarding ele-
    ments when applying the Blockburger test. We do not be-
    lieve that this argument is a sufficient reason to reconsider
    recent precedent. We have explained:
    For purposes of our analysis under the doc-
    trine of stare decisis . . . we do not limit our
    review to whether [a prior decision] was
    wrongly decided, but rather we examine:
    16
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    whether the prior decision is unworkable or
    poorly reasoned; any intervening events; the
    reasonable expectations of servicemembers;
    and the risk of undermining public confidence
    in the law.
    United States v. Quick, 
    74 M.J. 332
    , 336 (C.A.A.F. 2015)
    (footnote omitted). Because the Government has not ad-
    dressed each of these factors in its brief, we decline to re-
    consider Rice. 8
    For these reasons, the finding of guilty for the Charge
    and its Specification must be set aside, and the AFCCA
    must conduct a new review under Article 66, UCMJ, 
    10 U.S.C. § 866
     (2012). Appellant argues that the AFCCA on
    remand must consider how the admission of the obscene
    cartoons as evidence may have affected the findings of
    guilty for the other contested offenses. 9 We agree. Accord-
    ingly, in conducting its new review under Article 66,
    UCMJ, the AFCCA shall evaluate the impact of this
    Court’s dismissal of the Charge and its Specification on
    both (1) the findings of the Additional Charge and its Spec-
    ifications and (2) the sentence. If the AFCCA sets aside the
    findings and sentence, a rehearing is authorized. If the
    AFCCA affirms the findings, it may reassess the sentence
    based on the affirmed findings of guilty or order a rehear-
    ing on the sentence.
    8 We also note that the Court in Rice rested its decision
    largely on the evident intentions of Congress in enacting Article
    134, UCMJ. We express no opinion on whether Congress, by
    amending Article 134, UCMJ, could provide for a different result
    in future cases.
    9 During the inquiry required by United States v. Care, 
    18 C.M.A. 535
    , 
    40 C.M.R. 247
     (1969), Appellant agreed that the
    stipulation of fact and his guilty plea could be used as evidence
    on the findings of the contested offenses (the Additional Charge
    and its Specifications). During the findings phase of the second
    court-martial, the stipulation of fact and the guilty plea were in-
    troduced into evidence in support of the contested offenses. In
    addition, trial counsel referred to this evidence in the opening
    statement and closing arguments.
    17
    United States v. Driskill, No. 23-0066/AF
    Opinion of the Court
    IV. Conclusion
    The granted question is answered in the affirmative.
    The decision of the United States Air Force Court of Crim-
    inal Appeals is set aside. The findings as to the Charge and
    its Specification are set aside and the Charge and its Spec-
    ification are dismissed with prejudice. The record is re-
    turned to the Judge Advocate General of the Air Force for
    remand to the Court of Criminal Appeals for a new review
    under Article 66, UCMJ, 
    10 U.S.C. § 866
     (2012), consistent
    with this opinion.
    18
    

Document Info

Docket Number: 23-0066-AF

Filed Date: 3/4/2024

Precedential Status: Precedential

Modified Date: 3/14/2024