United States v. Smith ( 2024 )


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  •    This opinion is subject to revision before publication.
    UNITED STATES COURT OF APPEALS
    FOR THE ARMED FORCES
    _______________
    UNITED STATES
    Appellee
    v.
    Samuel H. SMITH, Airman First Class
    United States Air Force, Appellant
    No. 23-0207
    Crim. App. No. 40202
    Argued January 24, 2024—Decided November 26, 2024
    Military Judges: Rebecca E. Schmidt (arraignment and
    pretrial motions) and Colin P. Eichenberger (trial)
    For Appellant: Captain Trevor N. Ward (argued);
    Daniel Conway, Esq. (on brief); Major David L. Bos-
    ner and Scott Hockenberry, Esq.
    For Appellee: Captain Vanessa Bairos (argued);
    Colonel Matthew D. Talcott, Lieutenant Colonel
    James P. Ferrell, and Mary Ellen Payne, Esq. (on
    brief).
    Judge HARDY delivered the opinion of the Court, in
    which Chief Judge OHLSON, Judge SPARKS,
    Judge MAGGS, and Judge JOHNSON joined.
    _______________
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    Judge HARDY delivered the opinion of the Court.
    A general court-martial convicted Appellant, contrary
    to his pleas, of one specification each of breach of the peace,
    aggravated assault with a dangerous weapon, wrongful use
    of marijuana, and two specifications of communicating a
    threat in violation of Articles 116, 128, 112a, and 115, Uni-
    form Code of Military Justice (UCMJ), 
    10 U.S.C. §§ 916
    ,
    928, 912a, 915 (2018). Appellant’s breach of the peace con-
    viction stems from aggressive comments that he made off
    duty and out of uniform to an employee at a gas station far
    from base. Before this Court, Appellant challenges the con-
    stitutionality and legal sufficiency of that conviction.
    We hold that Appellant’s conviction under Article 116,
    UCMJ, was unconstitutional as applied and must be set
    aside. The statements Appellant made to the gas station
    clerk did not fall within any of the unprotected categories
    of speech and were thus protected by the First Amendment.
    The judgment of the United States Air Force Court of Crim-
    inal Appeals (AFCCA) is reversed as to Appellant’s convic-
    tion under Article 116, UCMJ.
    I. Background
    In January 2020, Appellant and his friend, AL, arrived
    at a gas station near Las Vegas, Nevada. Appellant parked
    his car and entered the gas station to buy cigarettes while
    AL waited inside of the vehicle. AB, who was the cashier at
    the gas station that night, saw Appellant enter the store
    while she was outside taking a work break.
    Appellant attempted to purchase cigarettes from the
    other cashier working that night, but she was too young to
    make tobacco sales and asked AB to come inside and assist
    Appellant. AB came back inside to help, but Appellant was
    apparently displeased with the delay and began to rant
    about AB’s lack of professionalism. Micky, another patron,
    reacted to Appellant’s angry remarks by responding “don’t
    yell at [AB] like that, she’s doing her job and she’s damn
    good at it.” Appellant allegedly turned toward Micky and
    told him, “stay out of this man, you don’t want to get hurt.”
    The tension between Appellant and Micky did not escalate
    2
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    into a physical altercation, and Micky subsequently exited
    the store. Appellant also left the store shortly thereafter,
    but no evidence in the record suggests that he saw Micky
    again or communicated with him any further. After her in-
    teraction with Appellant, AB also went back outside to talk
    with some of her family members who had come to visit her
    at work.
    Upon leaving the store, Appellant walked back to his
    car where PF, another gas station patron, was waiting to
    fuel his truck. When PF asked Appellant to move his car
    out of the way so that he could access a gas pump, Appel-
    lant complained to PF about what had just occurred inside.
    PF testified that Appellant was “disturbed” and “angry”
    and used profane language when describing the incident.
    Then Appellant got back into his car, drove it towards the
    entrance of the store near to where AB had congregated
    with her visitors, and yelled out of his window for AB to
    “tell that pretty boy mother f[***]er in there he needs to
    watch his a[**], there are some hard hitting guys in the
    street” (or words to that effect). Micky—the apparent sub-
    ject of Appellant’s statement—had returned inside the gas
    station and was out of earshot. However, Appellant’s state-
    ment was made directly in front of AB who testified that
    she responded by chuckling at Appellant and telling him to
    get out of her parking lot. At that point, Appellant began to
    pull a firearm from his side and point it at AB. AL quickly
    intervened and pushed Appellant’s arm down, and they
    sped out of the gas station in their car.
    In addition to other charges related to brandishing his
    loaded handgun, driving recklessly, communicating sev-
    eral threats, and wrongfully using marijuana, Appellant
    was also charged with breaching the peace in violation of
    Article 116, UCMJ. In relevant part, the charging language
    for that specification stated that Appellant “cause[d] a
    breach of the peace by using the following provoking lan-
    guage toward [AB], to wit: ‘Tell that pretty boy in there that
    there are some hard hitting people in these streets, and he
    better watch his back,’ or words to that effect.” A panel of
    officer and enlisted members convicted Appellant of
    3
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    breaching the peace, and the military judge sentenced him
    to one month of confinement for that specific offense.
    As relevant to this appeal, Appellant challenged the le-
    gal and factual sufficiency of his Article 116 conviction be-
    fore the AFCCA. United States v. Smith, No. ACM 40202,
    
    2023 CCA LEXIS 196
    , at *43, 
    2023 WL 3294709
    , at *19
    (A.F. Ct. Crim. App. May 5, 2023) (unpublished). Appellant
    raised multiple arguments, including that his charged con-
    duct was constitutionally protected speech. The AFCCA de-
    nied relief, concluding that a rational factfinder could de-
    termine that the Government proved the elements of the
    Article 116 offense beyond a reasonable doubt. 
    Id. at *54
    ,
    
    2023 WL 3294709
    , at *19.
    First, the court held that Appellant “ ‘caused or partici-
    pated in a certain act of a violent or turbulent nature’ ”
    through his loud and profane statement to AB. 
    Id. at *56
    ,
    
    2023 WL 3294709
    , at *19. In doing so, the AFCCA did not
    look at Appellant’s words in a vacuum, but considered the
    context in which they were made—especially in light of his
    incident with AB and Micky in the gas station and his act
    of brandishing a firearm. 
    Id. at *56-57
    , 
    2023 WL 3294709
    ,
    at *19. For similar reasons, the AFCCA also concluded that
    a rational factfinder could find Appellant’s language un-
    lawfully disturbed the peace. 
    Id. at *57
    , 
    2023 WL 3294709
    ,
    at *20. Specifically, the court determined that Appellant’s
    language—when viewed in context—disturbed the public’s
    entitlement to tranquility, peace, and good order. 
    Id.,
     
    2023 WL 3294709
    , at *20.
    The AFCCA also discarded Appellant’s argument that
    “the absence of ‘fighting words’ in the charged language”
    made his speech constitutionally protected. 
    Id. at *60
    , 
    2023 WL 3294709
    , at *20. The court decided that fighting words
    are not the only category of prohibited speech because
    “there are categories of communication and certain special
    utterances to which the majestic protection of the First
    Amendment does not extend” because such words “are no
    essential part of any exposition of ideas, and are of such
    slight social value as a step to truth that any benefit that
    may be derived from them is clearly outweighed by the
    4
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    social interest in order and morality.” 
    Id. at *60-61
    , 
    2023 WL 3294709
    , at *20 (internal quotation marks omitted)
    (quoting Bose Corp. v. Consumers Union, 
    466 U.S. 485
    , 504
    (1984)). The AFCCA explained that Appellant’s “pretty
    boy” threat “was not an essential part of any exposition of
    ideas,” had arguably “no social value,” and its benefits, if
    any, did not outweigh society’s interest in order and moral-
    ity. 
    Id. at *61
    , 
    2023 WL 3294709
    , at *21 (internal quotation
    marks omitted) (citation omitted). Thus, the AFCCA con-
    cluded that Appellant’s language did not merit constitu-
    tional protection. 
    Id. at *62
    , 
    2023 WL 3294709
    , at *21.
    We granted review of the following issue:
    Whether Appellant’s conviction for breach of
    peace, based exclusively on speech, is legally in-
    sufficient and unconstitutional where, inter alia,
    all parties agree the charged speech did not con-
    stitute “fighting words.”
    United States v. Smith, 
    83 M.J. 479
     (C.A.A.F. 2023) (order
    granting review).
    II. Standard of Review
    This Court reviews issues of legal sufficiency de novo.
    United States v. Richard, 
    82 M.J. 473
    , 476 (C.A.A.F. 2022).
    Whether a statute is constitutional as applied is also an
    issue this Court reviews de novo. United States v. Goings,
    
    72 M.J. 202
    , 205 (C.A.A.F. 2013); United States v. Ali, 
    71 M.J. 256
    , 265 (C.A.A.F. 2012). There is “a presumption
    against the waiver of constitutional rights, and for a waiver
    to be effective it must be clearly established that there was
    an intentional relinquishment of a known right or privi-
    lege.” United States v. Sweeney, 
    70 M.J. 296
    , 303-04
    (C.A.A.F. 2011). For these reasons, when an appellant al-
    leges for the first time on appeal that his conviction was
    unconstitutional as applied to him, this Court generally de-
    clines to find waiver and instead applies plain error review.
    Goings, 
    72 M.J. at 205
    . Under such review, the appellant
    bears the burden of pointing to particular facts in the rec-
    ord that prove why his interests should overcome the de-
    terminations of Congress and the President that his con-
    duct should be proscribed. 
    Id.
    5
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    III. Discussion
    Article 116, UCMJ, states that any servicemember
    “who causes or participates in any riot or breach of the
    peace shall be punished as a court-martial may direct.” The
    President has further directed that servicemembers can
    breach the peace under Article 116, UCMJ, in two ways:
    (1) by partaking in a violent or turbulent act; or (2) by using
    provocative speech. 1 The Government charged Appellant
    with causing a breach of peace solely by using “provoking
    language” toward AB, without any reference to his other
    conduct. Thus, under the Government’s selected charging
    scheme, Appellant was convicted of breaching the peace
    based on his spoken words alone.
    In its arguments, the Government repeatedly refer-
    ences Appellant’s unruly conduct in addition to the provok-
    ing statement he made to AB—particularly the fact that he
    brandished a firearm. The Government forgets, however,
    that it controls the charge sheet, United States v. Simmons,
    
    82 M.J. 134
    , 141 (C.A.A.F. 2022), and the Government
    chose to charge Appellant under Article 116, UCMJ, based
    solely on his speech. The Government could have charged
    Appellant with breaching the peace through both his words
    1 The elements of the offense of breach of the peace under
    Article 116, UCMJ, are that (a) the accused caused or partici-
    pated in a certain act of a violent or turbulent nature; and (b) the
    peace was thereby unlawfully disturbed. Manual for Courts-
    Martial, United States pt. IV, para. 54.b.(2) (2019 ed.) (MCM).
    The MCM further explains:
    Loud speech and unruly conduct may also consti-
    tute a breach of the peace by the speaker. A
    speaker may also be guilty of causing a breach of
    the peace if the speaker uses language which can
    reasonably be expected to produce a violent or tur-
    bulent response and a breach of the peace results.
    The fact that the words are true or used under
    provocation is not a defense, nor is tumultuous
    conduct excusable because incited by others.
    MCM pt. IV, para. 54.c.(2).
    6
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    and conduct, 2 but it elected not to do so. We therefore must
    review Appellant’s Article 116 conviction to determine
    whether the Government’s criminalization of Appellant’s
    speech violates Appellant’s First Amendment rights.
    A. Free Speech in the Military
    To avoid any future confusion, we begin by acknowledg-
    ing that both the Supreme Court and this Court have rec-
    ognized that the government may place additional burdens
    on a servicemember’s First Amendment free speech rights
    due to the unique character of the military community and
    mission. United States v. Wilcox, 
    66 M.J. 442
    , 448 n.3
    (C.A.A.F. 2008) (citing Parker v. Levy, 
    417 U.S. 733
    , 758
    (1974)); United States v. Priest, 
    21 C.M.A. 564
    , 570-72, 
    45 C.M.R. 338
    , 344-46 (1972); United States v. Gray, 
    20 C.M.A. 63
    , 66, 
    42 C.M.R. 255
    , 258 (1970). Yet despite Ap-
    pellant’s status as an active duty member of the armed
    forces at the time of his offense, the Government concedes
    that this case should be governed by the same First
    Amendment standards that apply in civilian courts. We
    agree.
    Appellant’s speech occurred far off base in a civilian set-
    ting. Appellant was wearing his civilian clothes, and there
    is no evidence in the record that there were any other visi-
    ble indications of Appellant’s military status. To all the
    other people involved in the incident, Appellant appeared
    2 See, e.g., United States v. Stevens, 
    19 M.J. 284
    , 284 (C.M.A.
    1985) (alleging that the accused caused “a breach of the peace by
    painting a bull’s eye on his torso and wrongfully entering the
    Flight Deck . . . [and] by wrongfully boarding an F-14 aircraft,
    pulling the ejection system safety pins, and threatening to kill
    himself while seated in the ejection seat”); United States v. Kel-
    son, 
    3 M.J. 139
    , 140 (C.M.A. 1977) (claiming that the accused
    breached the peace “ ‘by wrongfully standing on tables, shouting
    and throwing beer mugs in the Beer Tent’ ”); United States v.
    Hewson, 
    13 C.M.A. 506
    , 507, 
    33 C.M.R. 38
    , 39 (1963) (charging
    a servicemember under Article 116, UCMJ, for “[causing] ‘a
    breach of the peace by wrongfully shouting, striking the bars of
    his cell, shaking his cell door, jumping and kicking in his cell and
    on his bunk, and starting a fire in his cell’ ”).
    7
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    to be a civilian. The Government agrees that Appellant’s
    speech in no way interfered with the military mission and
    had no nexus to the military environment. We therefore
    apply the same First Amendment law that applies in the
    civilian courts.
    B. Breach of the Peace and
    the First Amendment
    The First Amendment provides that “Congress shall
    make no law . . . abridging the freedom of speech.” U.S.
    Const. amend. I. Since its enactment, the First Amend-
    ment has “permitted restrictions upon the content of
    speech in a few limited areas.” United States v. Stevens, 
    559 U.S. 460
    , 468 (2010). These “historic and traditional cate-
    gories” are “long familiar to the bar.” 
    Id.
     (internal quota-
    tion marks omitted) (citation omitted). They include: (1) in-
    citement to imminent lawless action; (2) obscenity;
    (3) defamation; (4) speech integral to criminal conduct;
    (5) fighting words; (6) child pornography; (7) fraud; (8) true
    threats; and (9) speech presenting some grave and immi-
    nent threat the Government has the power to prevent.
    United States v. Alvarez, 
    567 U.S. 709
    , 717 (2012). If a con-
    tent-based restriction on speech does not fall within one of
    these historically recognized categories, the restriction is
    presumed to be unconstitutional. 3 Chaplinsky v. New
    Hampshire, 
    315 U.S. 568
    , 571 (1942); Ashcroft v. American
    Civil Liberties Union, 
    542 U.S. 656
    , 660 (2004); see also Al-
    varez, 
    567 U.S. 709
    .
    The Government argues that Appellant’s statements to
    AB were unprotected by the First Amendment for two rea-
    sons. First, the Government contends that under the Su-
    preme Court’s decision in Bose Corp., some speech that
    3 The Supreme Court has established that content-based re-
    strictions on speech “may be justified,” notwithstanding this pre-
    sumption, “if the government proves that they are narrowly tai-
    lored to serve compelling state interests.” Reed v. Town of
    Gilbert, 
    576 U.S. 155
    , 163 (2015) (describing the test of “strict
    scrutiny” to which content-based restrictions on speech are sub-
    jected). The Government, however, makes no argument that it
    has offered such proof in this case.
    8
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    does not qualify as one of the specifically enumerated cate-
    gories of unprotected speech may still be unprotected by
    the First Amendment if it has such minimal societal value
    that “any benefit that may be derived from [it] is clearly
    outweighed by the social interest in order and morality.”
    466 U.S. at 504. Second, the Government claims that Ap-
    pellant’s statements to AB qualify as unprotected danger-
    ous speech. We disagree on both counts.
    1. No First Amendment Balancing Test
    First, we reject the Government’s assertion that the Su-
    preme Court has created a catchall First Amendment test
    that operates outside of the traditional categorical ap-
    proach. The Government’s theory is based on a line from
    Bose Corp. in which the Supreme Court stated:
    [T]here are categories of communication and cer-
    tain special utterances to which the majestic pro-
    tection of the First Amendment does not extend
    because they “are no essential part of any exposi-
    tion of ideas, and are of such slight social value as
    a step to truth that any benefit that may be de-
    rived from them is clearly outweighed by the so-
    cial interest in order and morality.”
    Id. (quoting Chaplinsky, 
    315 U.S. at 572
    ).
    We disagree that this language established a First
    Amendment balancing test for speech that falls outside the
    designated categories of unprotected speech. Instead, we
    read this line as merely explaining why some of those cat-
    egories—including libelous speech (the type of speech at is-
    sue in Bose Corp.)—are not protected by the First Amend-
    ment. Our interpretation is supported by the fact that the
    Bose Corp. majority applied the traditional categorical ap-
    proach throughout its opinion rather than balancing the
    value of the speech in question against any societal inter-
    ests. Moreover, the Supreme Court stated in Stevens that
    it “has often described historically unprotected categories
    of speech as being of such slight social value as a step to
    truth that any benefit that may be derived from them is
    clearly outweighed by the social interest in order and
    9
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    morality.” 
    559 U.S. at 470
     (internal quotation marks omit-
    ted) (citations omitted).
    In Stevens, the Supreme Court confronted the same the-
    ory that the Government presents to us now—that whether
    particular speech receives constitutional protection “ ‘de-
    pends upon a categorical balancing of the value of the
    speech against its societal costs.’ ” 
    Id.
     (quoting Brief for the
    United States at 8). The Stevens Court rejected the exist-
    ence of a First Amendment balancing test, explaining that
    the Government is not permitted as a general matter “to
    imprison any speaker so long as his speech is deemed val-
    ueless or unnecessary, or so long as an ad hoc calculus of
    costs and benefits tilts in a statute’s favor.” 
    Id. at 471
    ; see
    also Alvarez, 
    567 U.S. at 717
     (“In light of the substantial
    and expansive threats to free expression posed by content-
    based restrictions, this Court has rejected as ‘startling and
    dangerous’ a ‘free-floating test for First Amendment cover-
    age . . . [based on] an ad hoc balancing of relative social
    costs and benefits.’ ” (alterations in original) (quoting Ste-
    vens, 
    559 U.S. at 470
    )).
    2. Dangerous Speech and Incitement
    The Government also asserts that Appellant’s state-
    ments to AB qualified as unprotected “dangerous speech.”
    See Schenck v. United States, 
    249 U.S. 47
    , 52 (1919) (hold-
    ing that words constitute dangerous speech where they
    “are used in such circumstances and are of such a nature
    as to create a clear and present danger that they will bring
    about the substantive evils that Congress has a right to
    prevent”). The problem for the Government, however, is
    that—at least in the civilian context—the category of dan-
    gerous speech identified by the Supreme Court in Schenck
    has been supplanted by inciting speech. See Alvarez, 
    567 U.S. at 717
     (including “advocacy intended, and likely, to in-
    cite imminent lawless action” as a category of unprotected
    speech but not “dangerous speech”).
    The Schenck dangerous speech test has been the subject
    of substantial criticism since its inception. See
    Brandenburg v. Ohio, 
    395 U.S. 444
    , 454 (1969) (Douglas,
    10
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    J., concurring) (“When one reads the opinions closely and
    sees when and how the ‘clear and present danger’ test has
    been applied, great misgivings are aroused.”); Gitlow v.
    New York, 
    268 U.S. 652
    , 673 (1925) (Holmes, J., dissenting)
    (criticizing the broad use of the clear and present danger
    test in part because “[e]very idea is an incitement”).
    Although the Supreme Court has never officially overruled
    the dangerous speech test from Schenck, that test has
    effectively been abrogated by the more speaker-friendly
    Brandenburg test in which speech constitutes incitement
    only if it is “directed to inciting or producing imminent
    lawless action and is likely to incite or produce such
    action.” 
    395 U.S. at 447
    ; see also Denver Area Educ.
    Telecomms. Consortium, Inc. v. FCC, 
    518 U.S. 727
    , 778
    (Souter, J., concurring) (“[T]he clear and present danger
    [test] of Schenck v. United States . . . evolved into the
    modern incitement rule of Brandenburg v. Ohio.”).
    Applying the Brandenburg test, Appellant’s speech was
    not unprotected because it was not likely to incite any
    imminent lawless action. The Government argues that
    Appellant’s statements to AB were likely to cause a
    physical altercation between Appellant and Micky, but we
    find no evidence to support that assertion. Micky was
    completely unaware of Appellant’s statement because he
    was browsing the aisles inside the gas station when
    Appellant made his statement. AB—the actual recipient of
    Appellant’s words—stated that she chuckled in response to
    Appellant’s outburst and told Appellant to leave. Nothing
    in the record supports the Government’s theory that AB
    was likely to relay Appellant’s words to Micky, or that
    Micky would have responded to hearing them by starting a
    fight with Appellant.
    3. Fighting Words
    Having rejected the Government’s argument for a gen-
    eral balancing test and having concluded that Appellant’s
    speech does not qualify as incitement under Brandenburg,
    we are still left with the question whether Appellant’s
    statements to AB fall within a different unprotected cate-
    gory and thus could be criminal under Article 116, UCMJ.
    11
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    Appellant argues that only one category of unprotected
    speech is relevant to convictions for breaching the peace:
    fighting words. We are not aware of any binding case law
    supporting that broad assertion (and Appellant cites none),
    but it is true that fighting words are often associated with
    breach of the peace statutes. See, e.g., Chaplinsky, 
    315 U.S. at 572
     (noting that “fighting words” are “those which by
    their very utterance inflict injury or tend to incite an im-
    mediate breach of the peace” (internal quotation marks
    omitted) (citation omitted)); Gooding v. Wilson, 
    405 U.S. 518
    , 528 (1972) (holding that a Georgia breach of the peace
    statute that criminalized protected speech beyond unpro-
    tected fighting words was unconstitutional). Regardless, in
    this case, the Government has conceded that Appellant’s
    statements that form the basis of his Article 116 conviction
    do not qualify as fighting words. Although we are not
    bound by the parties’ arguments on questions of law, we
    agree that Appellant’s statements to AB are not fighting
    words.
    In Chaplinsky, the Supreme Court recognized a cate-
    gory of unprotected “fighting words” that are “likely to pro-
    voke the average person to retaliation.” 
    315 U.S. at 574
    . In
    Cohen v. California, the Supreme Court clarified that
    speech does not fall within the fighting words category if it
    was not directed to a specific person and was unlikely to
    provoke a violent response. 
    403 U.S. 15
    , 20 (1971). Cohen
    addressed an appellant’s conviction for wearing a jacket in
    a courthouse that was inscribed with vulgar and poten-
    tially provoking language regarding the draft. 
    Id. at 16
    . Be-
    cause the words displayed on the jacket were not “directed
    to the person of the hearer” and “[n]o individual actually or
    likely to be present could reasonably have regarded the
    words on appellant’s jacket as a direct personal insult,” the
    language written on it did not constitute fighting words. 
    Id. at 20
    . 4 Consistent with Supreme Court precedent, this
    4 See also Texas v. Johnson, 
    491 U.S. 397
    , 409 (1989) (con-
    cluding that the accused’s expression did not qualify as fighting
    words because it was neither a direct personal insult nor an in-
    vitation to exchange fisticuffs).
    12
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    Court has held that “[i]n order to be fighting words, the
    words must constitute a direct personal insult.” United
    States v. Brown, 
    45 M.J. 389
    , 395 (1996) (citing Cohen, 403
    U.S. at 15).
    We agree with the parties that the charged speech in
    the present case does not fit within the fighting words cat-
    egory. Although Appellant’s statements to AB cautioned
    Micky to “watch his back,” the record indicates that Micky
    was inside of the gas station at that time and did not hear
    Appellant’s warnings. Rather, because Appellant pulled
    his car up next to AB and yelled at her out his window, his
    comments were directed only towards AB. But Appellant’s
    comments were not about AB, she was just the conduit
    through which Appellant chose to express his views about
    Micky, an absent third party. AB—the intended and actual
    hearer of Appellant’s words—was not the subject of Appel-
    lant’s message and therefore Appellant’s words did not con-
    stitute a direct personal insult. Similarly, nothing in the
    record suggests that Appellant invited AB to exchange fist-
    icuffs. Thus, Appellant’s charged speech did not amount to
    fighting words.
    4. True Threats
    In its filings submitting citations to supplemental au-
    thorities, the Government argues that fighting words are
    not the only category of unprotected speech that can breach
    the peace and suggests that Appellant’s statements to AB
    qualify either as incitement or true threats. Because we
    have already decided that Appellant’s speech did not qual-
    ify as incitement under Brandenburg, we need only con-
    sider whether it qualifies as a true threat.
    The Government is correct that the First Amendment
    permits a ban on “true threats.” Virginia v. Black, 
    538 U.S. 343
    , 344 (2003); see also R.A.V. v. St. Paul, 
    505 U.S. 377
    ,
    388 (1992) (explaining that threats of violence are unpro-
    tected to guard “individuals from the fear of violence, from
    the disruption that fear engenders, and from the possibility
    that the threatened violence will occur”). “ ‘True threats’
    encompass those statements where the speaker means to
    13
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    communicate a serious expression of an intent to commit
    an act of unlawful violence to a particular individual or
    group of individuals.” Black, 
    538 U.S. at 359
    .
    Appellant’s statement to AB does not qualify as a true
    threat. Appellant did not claim that he was going to harm
    Micky that night or at some point in the future. Instead, he
    only suggested that someone might try and harm Micky if
    Micky did not watch his back. Further, Appellant advised
    Micky that a “hard hitter” could cause him injury. But Ap-
    pellant did not claim to be a “hard hitter” himself and did
    not assert that he knew any such person. Appellant’s words
    can be interpreted as a warning, but he did not specifically
    threaten to cause Micky any harm. Accordingly, Appel-
    lant’s words did not constitute a true threat.
    C. Conclusion
    In this case, Appellant satisfied his burden on plain er-
    ror review by pointing to specific facts in the record that
    established that the charged conduct—his statements to
    gas station attendant AB—qualified as protected speech
    under the First Amendment in a civilian context. In his
    briefs and at oral argument, Appellant’s counsel persua-
    sively argued that there is no free-floating balancing test
    for free speech, and that the speech that formed the basis
    of his Article 116 conviction does not fall within any of the
    traditionally recognized categories of unprotected speech—
    fighting words, true threats, or inciting speech. Because
    the Government elected to charge Appellant for breaching
    the peace based on his speech alone, his Article 116 convic-
    tion violates the First Amendment and must be set aside.
    IV. Judgment
    The decision of the United States Air Force Court of
    Criminal Appeals is reversed as to Charge IV and its spec-
    ification and sentence. The findings of guilty with respect
    to this charge and specification are set aside, and Charge
    IV and its specification are dismissed. We affirm the lower
    court with respect to all other findings. The record of trial
    is returned to the Judge Advocate General of the Air Force
    for remand to the Court of Criminal Appeals for
    14
    United States v. Smith, No. 23-0207/AF
    Opinion of the Court
    reassessment of the sentence, or for a rehearing on the sen-
    tence, if necessary. 5
    5 Historically, it has been this Court’s general practice to re-
    mand to the courts of criminal appeals (CCAs) for sentence re-
    assessment or a rehearing on the sentence whenever we set
    aside at least one finding of guilty. In the Military Justice Act of
    2016, National Defense Authorization Act for Fiscal Year 2017,
    
    Pub. L. No. 114-328, 130
     Stat. 2000 (2016), Congress introduced
    segmented sentencing in which a separate term of confinement
    and fine is adjudged for each specification in which there was a
    finding of guilty when sentencing is conducted by the military
    judge. These provisions became effective on January 1, 2019,
    and cases with segmented sentences—like this one—are now
    reaching this Court. Although segmented sentencing signifi-
    cantly simplifies sentence reassessment after a specification has
    been dismissed, we are mindful that some reassessment is still
    necessary for the unitary (nonsegmented) component of the sen-
    tence, such as the forfeiture of pay and allowances, the reduction
    in pay grade, and the punitive separation. Because Congress
    vested the CCAs with express statutory authority to conduct
    sentence reassessment in Article 66(d)(1)(A), UCMJ, 
    10 U.S.C. § 866
    (d)(1)(A) (Supp. III 2019-2022), and because a remand will
    give the parties a full and fair opportunity to be heard, we find
    it appropriate to continue our general practice of remanding
    cases to the CCAs after a specification has been set aside for sen-
    tence reassessment or a rehearing on the sentence.
    15
    

Document Info

Docket Number: 23-0207-AF

Filed Date: 11/26/2024

Precedential Status: Precedential

Modified Date: 11/26/2024