- 1 WO JL 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Robert Joseph Benge, No. CV 18-00349-PHX-MTL (CDB) 10 Plaintiff, 11 v. ORDER 12 Corizon Health LLC, et al., 13 Defendants. 14 15 Plaintiff Robert Joseph Benge brought this civil rights action pursuant to 42 U.S.C. 16 § 1983 when he was confined in the Arizona State Prison Complex (ASPC)-Eyman; he has 17 since been released from prison. Defendants Corizon Health LLC (“Corizon”), Melanie 18 Louzon, and Carrie Smalley1 have filed a Motion for Summary Judgment (collectively, the 19 “Medical Defendants”). (Doc. 94.) Defendants B. Burgess, Anita Hudson, and David 20 Summer (the “State Defendants”) have filed a separate Motion for Summary Judgment. 21 (Doc. 96.) Plaintiff was informed of his rights and obligations to respond to the Motions 22 pursuant to Rand v. Rowland, 154 F.3d 952, 962 (9th Cir. 1998) (en banc) (Doc. 103), and 23 he failed to do so. Defendants Corizon, Louzon, and Smalley have filed a Motion for 24 Summary Disposition (Doc. 112). 25 The Court will grant the Motions for Summary Judgment and deny as moot the 26 27 28 1 Defendant Smalley was named as Defendant Smiley. The Court will adopt the spelling indicated in Defendants’ briefing. 1 Motion for Summary Disposition.2 2 I. Background 3 On screening the First Amended Complaint (Doc. 20) under 28 U.S.C. § 1915A(a), 4 the Court determined that Plaintiff stated an Eighth Amendment medical care claim in 5 Count One against Defendants Corizon, Louzon, and Smalley and an Eighth Amendment 6 failure-to-protect claim in Count Two against Defendants Burgess, Hudson, and Summers 7 and directed them to answer the claims. (Doc. 22.) The Court dismissed the remaining 8 claims and Defendants. (Id.) 9 II. Summary Judgment Standard 10 A court must grant summary judgment “if the movant shows that there is no genuine 11 dispute as to any material fact and the movant is entitled to judgment as a matter of law.” 12 Fed. R. Civ. P. 56(a); see also Celotex Corp. v. Catrett, 477 U.S. 317, 322-23 (1986). The 13 movant bears the initial responsibility of presenting the basis for its motion and identifying 14 those portions of the record, together with affidavits, if any, that it believes demonstrate 15 the absence of a genuine issue of material fact. Celotex, 477 U.S. at 323. 16 If the movant fails to carry its initial burden of production, the nonmovant need not 17 produce anything. Nissan Fire & Marine Ins. Co., Ltd. v. Fritz Co., Inc., 210 F.3d 1099, 18 1102-03 (9th Cir. 2000). But if the movant meets its initial responsibility, the burden shifts 19 to the nonmovant to demonstrate the existence of a factual dispute and that the fact in 20 contention is material, i.e., a fact that might affect the outcome of the suit under the 21 governing law, and that the dispute is genuine, i.e., the evidence is such that a reasonable 22 jury could return a verdict for the nonmovant. Anderson v. Liberty Lobby, Inc., 477 U.S. 23 24 2 Defendants Corizon, Louzon, and Smalley ask the Court to grant summary disposition of their Motion for Summary Judgment based on Plaintiff’s failure to respond 25 to the Motion. The Court may not grant summary judgment by default, even if there is a complete failure to respond to the motion. See Heinemann v. Satterberg, 731 F.3d 914, 26 917 (9th Cir. 2013). In Thomas v. Ponder, 611 F.3d 1144 (9th Cir. 2010), the Ninth Circuit emphasized that “an ordinary pro se litigant, like other litigants, must comply strictly with 27 the summary judgment rules. Pro se inmates are, however, expressly exempted from this rule.” Id. at 1150 (citation omitted). “We have, therefore, held consistently that courts 28 should construe liberally motion papers and pleadings filed by pro se inmates and should avoid applying summary judgment rules strictly.” Id. 1 242, 248, 250 (1986); see Triton Energy Corp. v. Square D. Co., 68 F.3d 1216, 1221 (9th 2 Cir. 1995). The nonmovant need not establish a material issue of fact conclusively in its 3 favor, First Nat’l Bank of Ariz. v. Cities Serv. Co., 391 U.S. 253, 288-89 (1968); however, 4 it must “come forward with specific facts showing that there is a genuine issue for trial.” 5 Matsushita Elec. Indus. Co., Ltd. v. Zenith Radio Corp., 475 U.S. 574, 587 (1986) (internal 6 citation omitted); see Fed. R. Civ. P. 56(c)(1). 7 At summary judgment, the judge’s function is not to weigh the evidence and 8 determine the truth but to determine whether there is a genuine issue for trial. Anderson, 9 477 U.S. at 249. In its analysis, the court must believe the nonmovant’s evidence and draw 10 all inferences in the nonmovant’s favor. Id. at 255. The court need consider only the cited 11 materials, but it may consider any other materials in the record. Fed. R. Civ. P. 56(c)(3). 12 III. Medical Care (Defendants Corizon, Louzon, and Smalley) 13 At the relevant time, Plaintiff was a prisoner in the custody of the Arizona 14 Department of Corrections (ADC) at the ASPC-Lewis Bachman Unit. (Doc. 97 at 1-2 ¶ 15 2.)3 Plaintiff alleges that Defendants Corizon, Louzon, and Smalley were deliberately 16 indifferent to his serious medical needs, namely, his spinal cord injury and related chronic 17 pain. 18 A. Legal Standard 19 To support a medical care claim under the Eighth Amendment, a prisoner must 20 demonstrate “deliberate indifference to serious medical needs.” Jett v. Penner, 439 F.3d 21 1091, 1096 (9th Cir. 2006) (citing Estelle v. Gamble, 429 U.S. 97, 104 (1976)). There are 22 two prongs to the deliberate-indifference analysis: an objective standard and a subjective 23 standard. First, a prisoner must show a “serious medical need.” Jett, 439 F.3d at 1096 24 (citations omitted). A “‘serious’ medical need exists if the failure to treat a prisoner’s 25 condition could result in further significant injury or the ‘unnecessary and wanton infliction 26 of pain.’” McGuckin v. Smith, 974 F.2d 1050, 1059– 60 (9th Cir. 1992), overruled on other 27 28 3 The citation refers to the document and page number generated by the Court’s Case Management/Electronic Case Filing system. 1 grounds by WMX Techs., Inc. v. Miller, 104 F.3d 1133, 1136 (9th Cir. 1997) (en banc) 2 (internal citation omitted). 3 Second, a prisoner must show that the defendant’s response to that need was 4 deliberately indifferent. Jett, 439 F.3d at 1096. “Prison officials are deliberately 5 indifferent to a prisoner’s serious medical needs when they deny, delay, or intentionally 6 interfere with medical treatment.” Hallett v. Morgan, 296 F.3d 732, 744 (9th Cir. 2002) 7 (internal citations and quotation marks omitted); see also Wood v. Housewright, 900 F.2d 8 1332, 1334 (9th Cir. 1990) (quoting Hutchinson v. United States, 838 F.2d 390, 394 (9th 9 Cir. 1988)). Deliberate indifference may also be shown where prison officials fail to 10 respond to a prisoner’s pain or possible medical need. Jett, 439 F.3d at 1096. 11 Deliberate indifference is a higher standard than negligence or lack of ordinary due 12 care for the prisoner’s safety. Farmer v. Brennan, 511 U.S. 825, 835 (1994). “Neither 13 negligence nor gross negligence will constitute deliberate indifference.” Clement v. 14 California Dep’t of Corr., 220 F. Supp. 2d 1098, 1105 (N.D. Cal. 2002); see also 15 Broughton v. Cutter Labs., 622 F.2d 458, 460 (9th Cir. 1980) (mere claims of 16 “indifference,” “negligence,” or “medical malpractice” do not support a claim under 17 § 1983). “A difference of opinion does not amount to deliberate indifference to [a 18 plaintiff’s] serious medical needs.” Sanchez v. Vild, 891 F.2d 240, 242 (9th Cir. 1989). A 19 mere delay in medical care, without more, is insufficient to state a claim against prison 20 officials for deliberate indifference. See Shapley v. Nevada Bd. of State Prison Comm’rs, 21 766 F.2d 404, 407 (9th Cir. 1985). The indifference must be substantial. The action must 22 rise to a level of “unnecessary and wanton infliction of pain.” Estelle, 429 U.S. at 105. 23 Even if deliberate indifference is shown, to support an Eighth Amendment claim, the 24 prisoner must demonstrate harm caused by the indifference. Jett, 439 F.3d at 1096. 25 . . . . 26 . . . . 27 . . . . 28 . . . . 1 B. Facts Specific to Defendants Corizon, Louzon, and Smalley4 2 1. Plaintiff’s Facts 3 On March 18, 2014, Plaintiff’s neck was injured after he was assaulted by several 4 other prisoners who had become intoxicated on “prison made” alcohol. (Doc. 20 at 4.) 5 Plaintiff suffered a similar assault at the hands of intoxicated inmates on April 12, 2014. 6 (Id. at 6.) He again was assaulted by intoxicated prisoners in the last week of June 2014. 7 (Id.) 8 On January 25, 2015, Plaintiff saw Defendant Louzon, who, at the time of Plaintiff’s 9 visit, was receiving training from a non-party nurse practitioner (NP), Lawrence Ende. (Id. 10 at 7.) Neither Defendant Louzon nor NP Ende “address[ed Plaintiff’s] shoulder, neck 11 pain—no x-rays, nothing.” (Id.) Plaintiff saw Defendant Louzon again on February 17, 12 2015. (Id.) At that appointment, he requested a magnetic resonance imaging test (MRI). 13 (Id.) Defendant Louzon told Plaintiff that Defendant Corizon would deny any request she 14 made for an MRI. (Id.) She also refused to order x-rays, though she did give Plaintiff a 15 two-week prescription for ibuprofen. (Id.) On March 3, 2015, and April 2, 2015, Plaintiff 16 submitted Health Needs Requests (HNRs) addressed to Defendant Louzon “to no avail.” 17 (Id.) Plaintiff continued to suffer losses of consciousness. (Id.) Each time, the Incident 18 Command System (ICS) was initiated, and Plaintiff was seen by unidentified medical staff, 19 who told him that he was dehydrated. (Id.) 20 On March 25, 2015, Plaintiff saw Defendant Louzon again. (Id.) At that 21 appointment, she refused to order an MRI, decreased his gabapentin prescription after he 22 requested an increased gabapentin dosage, and “kicked [Plaintiff] out of her office.” (Id.) 23 24 4 Because Plaintiff failed to file a response or controverting statement of facts, the Court will consider Defendants’ facts undisputed unless they are clearly controverted by 25 Plaintiff’s first-hand allegations in the verified Complaint or other evidence on the record. Where the nonmovant is a pro se litigant, the Court must consider as evidence in opposition 26 to summary judgment all the nonmovant’s contentions set forth in a verified complaint or motion. Jones v. Blanas, 393 F.3d 918, 923 (9th Cir. 2004). However, to the extent 27 Plaintiff failed to controvert Defendants’ facts in the First Amended Complaint, the Court will assume those facts are uncontroverted for the purposes of this Order. See id. at 917 (if 28 a summary judgment motion is unopposed, Rule 56 “authorizes the court to consider a fact as undisputed”). 1 On April 8, 2015, Plaintiff learned Defendant Louzon had discontinued his gabapentin 2 prescription. (Id.) On April 21, 2015, Plaintiff wrote an inmate letter to Defendant Louzon, 3 former ADC Director Charles Ryan, and Deputy Director Richard Pratt. (Id. at 8.) He 4 received no response. (Id.) 5 An MRI was performed on Plaintiff’s cervical spine on October 6, 2015, and the 6 results were reviewed by Defendant Smalley the same day. (Id.) The MRI revealed that 7 Plaintiff was suffering from two large, long-standing herniated discs and “severe spinal 8 cord compression” that required “immediate emergency room attention.” (Id.) Instead, 9 Plaintiff was forced to “suffer in pain” until November 15, 2015, when he saw non-party 10 neurosurgeon Marco Marsella. (Id.) Dr. Marsella admitted Plaintiff to the hospital and 11 performed “emergency surgery” on Plaintiff’s spinal cord the following morning. (Id.) 12 Plaintiff continued to receive treatment from Dr. Marsella after he returned to prison from 13 the hospital, but the pain medication he had been receiving, morphine, was stopped “cold 14 turkey” by Defendant Smalley. (Id.) 15 Defendant Smalley allowed Plaintiff to suffer withdrawal symptoms and “actively 16 thwarted” his attempts to be seen by a medical doctor. (Id.) Defendant Smalley refused to 17 prescribe Plaintiff pain medication as a result of a Corizon/ADC policy instructing medical 18 staff not to issue any new pain management medication to inmates, “even those with 19 verified treatment records.” (Id.) 20 Defendant Corizon was “aware of the ‘widespread and systematic’ abuse of inmates 21 with regard to health care,” that Corizon breached its contract with ADC, that ADC 22 amended its contract with Corizon to increase the “staffing offset penalty” cap to $90,000 23 per month, and that Ryan and Pratt “remove[d] the previous cap on performance-based 24 sanctions and [added] performance-based incentives” without requiring Corizon to spend 25 the incentive payments on additional staff. (Id. at 10-12). As a result of the foregoing 26 conduct, Plaintiff suffered post-traumatic stress disorder, “mental torment,” permanent 27 injury to his spinal cord, and ongoing, daily pain. 28 . . . . 1 2. Defendants’ Facts 2 On February 17, 2015, Plaintiff saw Defendant Louzon for a provider chronic care 3 visit. (Doc. 95-1 at 2.) Defendant Louzon noted that Plaintiff complained of lumps in the 4 left breast area since 2012. (Id.) Plaintiff requested tramadol for his chronic pain. (Id.) 5 At the time, Plaintiff was already taking gabapentin (used to treat pain) and Tegretol (used 6 to treat seizures and nerve pain). (Id.) The plan of care was for Plaintiff to continue to 7 follow-up chronic care visits. (Id. at 6.) On March 17, 2015, Defendant Louzon renewed 8 gabapentin for Plaintiff’s pain. (Id. at 11.) Defendant Louzon did not treat Plaintiff after 9 March 17, 2015. 10 On May 1, 2015, Plaintiff saw non-party Dr. Itoro Elijah. (Id. at 14.) Plaintiff 11 complained of chronic pain in his right shoulder and left tibia. (Id.) He requested tramadol 12 for pain and gabapentin for eye dryness. (Id.) Plaintiff also complained of bilateral breast 13 tenderness and swelling for several weeks. (Id.) Dr. Elijah reviewed an ultrasound of 14 Plaintiff’s breasts, which showed “benign pathology” consisting of fatty tissue without 15 mass, cyst, or other lesions. (Id. at 15.) Dr. Elijah did not prescribe gabapentin and 16 tramadol because there was no clinical indication for the medications at that time. (Id. at 17 16.) 18 On August 25, 2015, Plaintiff saw non-party Dr. Julia Barnett for chronic care. 19 (Doc. 95-2 at 2.) Plaintiff complained of pain caused by a left tibial fracture and tingling 20 and burning in his foot. (Id.) Plaintiff also reported that his prescription for gabapentin 21 had been discontinued after he had been “found to have low levels.” (Id.) Dr. Barnett 22 prescribed indomethacin for pain but did not prescribe gabapentin because it was not 23 indicated at that time. (Id. at 7.) Dr. Barnett also requested an offsite radiology 24 consultation for an MRI of Plaintiff’s cervical spine. (Id. at 6.) On September 17, 2015, 25 Plaintiff saw Dr. Barnett for chronic care and reported an episode of dizziness, which he 26 attributed to the heat and lack of air movement in his unit. (Id. at 10.) 27 On November 4, 2015, Plaintiff saw Defendant Smalley for a provider chronic care 28 visit. (Doc. 95-3 at 2.) Plaintiff complained of chronic pain to his right shoulder radiating 1 to his neck since April 2015. (Id.) Plaintiff denied any injury to this area and reported a 2 chronic pain level of 7 out of 10. (Id.) Defendant Smalley noted that Plaintiff was 3 previously on gabapentin, but this was discontinued due to “negative drug level.” (Id.) 4 Plaintiff complained of chronic pain to his left lower leg due to a previous fracture and 5 stated that he was taking indomethacin for pain with no relief. (Id.) Plaintiff told 6 Defendant that it had been recommended that he take gabapentin for Sjogren’s disease and 7 keratoconus, baclofen for chronic eye twitching, and tramadol for pain. (Id.) A recent 8 MRI of cervical spine showed multilevel degenerative changes of Plaintiff’s cervical spine 9 with moderate to severe stenosis/neural foraminal narrowing. (Id.) Defendant Smalley 10 ordered baclofen for pain and noted that Plaintiff was awaiting further evaluation by a 11 neurosurgeon, “pending acceptance.” (Id. at 2, 7.) 12 On November 18, 2015, Plaintiff was admitted to the infirmary and underwent an 13 anterior cervical discectomy and fusion to the C4-5 vertebrae, which was performed by Dr. 14 Marsella. (Doc. 95-4 at 6.) Dr. Marsella prescribed morphine and Tylenol #3 for pain, 15 baclofen for muscle spasms, and gabapentin for neuropathy. (Id. at 9.) After the surgery, 16 Plaintiff complained of pain with radiculopathy from his shoulder to his fingertips and 17 burning on the soles of his feet. (Id. at 6.) Non-party NP Deborah McGarry noted that 18 Plaintiff had been taking Tylenol #3. (Id.) NP McGarry ordered Tylenol #3 for 19 breakthrough pain, baclofen for muscle spasm, and gabapentin for neuropathy. (Id.) 20 On November 20, 2015, Plaintiff saw NP McGarry during infirmary rounds. (Id. at 21 15.) NP McGarry ordered baclofen, gabapentin, ibuprofen, and morphine. (Id. at 15.) On 22 November 23, 2015, NP McGarry increased Plaintiff’s gabapentin prescription for 23 lingering neuropathy and ordered Tylenol #3 for pain. (Doc. 95-5 at 4.) 24 Subsequently, Plaintiff was seen regularly during infirmary rounds and, after he 25 received chronic pain medications, did not report any problems. (Docs. 95-5, 95-6, 95-7, 26 Doc. 95-8 at 1-8.) On December 5, 2015, NP McGarry renewed the prescription for 27 morphine. (Id. at 9.) On December 7, 2015, Plaintiff reported during infirmary rounds that 28 the day before, he had fallen and hit the back of his head. (Doc. 95-9 at 2.) NP McGarry 1 noted Plaintiff had a mild contusion and some swelling around the site. (Id.) NP McGarry 2 noted that Plaintiff was to have cervical spine films and follow-up with Dr. Marsella on 3 December 14, 2015. (Id.) NP McGarry noted that a CT scan of Plaintiff’s head was not 4 indicated. (Id.) 5 On December 14, 2015, Defendant Smalley renewed ibuprofen for Plaintiff’s pain 6 and ordered a follow-up cervical spine x-ray, requested by Dr. Marsella. (Id. at 5, 10.) On 7 December 22, 2015, Defendant Smalley reviewed Dr. Marsella’s follow-up notes and 8 ordered baclofen, dexamethasone, and tramadol. (Doc. 95-10 at 1, 5.) On December 28, 9 2015, Plaintiff saw Defendant Smalley for a chronic care visit. (Id. at 8.) Defendant 10 Smalley noted that Plaintiff had started physical therapy with improvement and was taking 11 baclofen, gabapentin, and tramadol for pain. (Id.) Plaintiff stated that he continued to 12 have right arm pain and weakness and difficulty swallowing since his surgery. (Id.) 13 Defendant Smalley discontinued the ibuprofen and prescribed indomethacin for pain. (Id. 14 at 13.) 15 On January 15, 2016, Defendant Smalley renewed tramadol and baclofen for 16 Plaintiff’s pain. (Doc. 95-11 at 5, 10.) On January 19, 2016, Defendant Smalley renewed 17 gabapentin for Plaintiff’s pain. (Id. at 16.) On February 8, 2016, Defendant Smalley 18 renewed baclofen. (Doc. 95-12 at 5.) On April 7, 2016, Defendant Smalley renewed 19 tramadol. (Id. at 11.) Defendant Smalley did not treat Plaintiff after April 7, 2016. Plaintiff 20 was released from ADC custody at the end of April 2016.5 (Doc. 95 at 6 ¶ 22.) 21 C. Discussion 22 1. Serious Medical Need 23 Defendants do not dispute that Plaintiff’s chronic pain was a serious medical need. 24 Examples of indications that a prisoner has a serious medical need include “[t]he existence 25 of an injury that a reasonable doctor or patient would find important and worthy of 26 5 In December 2017, Plaintiff was returned to prison. (Id.) Plaintiff did not see 27 either Defendant Louzon or Defendant Smalley when he returned to prison, and for the reasons discussed below, Plaintiff’s treatment from December 2017 forward is irrelevant 28 to his claim against Defendant Corizon. The Court will omit discussion of Plaintiff’s medical treatment after April 7, 2016. 1 comment or treatment; the presence of a medical condition that significantly affects an 2 individual’s daily activities; or the existence of chronic and substantial pain.” McGuckin, 3 974 F.2d at 1059– 60. Here, the evidence in the record supports a conclusion that Plaintiff’s 4 chronic pain was worthy of treatment over a period of at least five years. See Iko v. Shreve, 5 535 F.3d 225, 241 (4th Cir. 2008) (a medical issue is sufficiently serious if it is “one that 6 has been diagnosed by a physician as mandating treatment or one that is so obvious that 7 even a lay person would easily recognize the necessity for a doctor’s attention”) (quoting 8 Henderson v. Sheahan, 196 F.3d 839, 846 (7th Cir. 1999)). Thus, Plaintiff satisfies the 9 objective prong of the deliberate indifference test. The Court’s analysis therefore turns on 10 whether Defendants’ conduct with respect to Plaintiff’s chronic pain amounted to 11 deliberate indifference. 12 2. Deliberate Indifference 13 With respect to the second prong, a plaintiff must first show that the defendant was 14 “subjectively aware of the serious medical need[.]” Simmons v. Navajo Cnty., Ariz., 609 15 F.3d 1011, 1017– 18 (9th Cir. 2010) (quotation and citation omitted). Then, the plaintiff 16 must show: (1) a purposeful act or failure to respond to a prisoner’s pain or possible medical 17 need; and (2) harm caused by the indifference. Jett, 439 F.3d at 1096. A plaintiff may 18 meet the harm requirement by demonstrating that the defendant’s actions or policies expose 19 the plaintiff to a “substantial risk for serious harm.” Parsons v. Ryan, 754 F.3d 657, 677 20 (9th Cir. 2014). 21 There is no dispute that the Medical Defendants were aware of Plaintiff’s serious 22 medical needs. The Court will therefore only address whether they adequately responded 23 to Plaintiff’s serious medical needs. 24 a. Defendant Louzon 25 Plaintiff saw Defendant Louzon on three occasions between January 25 and March 26 25, 2015. At the first visit, Defendant Louzon did not address Plaintiff’s neck and shoulder 27 pain. At the second visit, Plaintiff requested an MRI, and Defendant Louzon told Plaintiff 28 that Defendant Corizon would deny any request she made for an MRI and refused to order 1 x-rays. At the third visit, Defendant Louzon refused to order an MRI and decreased 2 Plaintiff’s gabapentin prescription, although he had requested an increase. 3 According to Plaintiff’s medical records, Defendant Louzon did not entirely 4 discontinue Plaintiff’s pain medications, and, although she did not prescribe his preferred 5 medications at his preferred dosages, Plaintiff’s mere disagreement with Defendant 6 Louzon’s treatment decisions does not amount to deliberate indifference. See Toguchi v. 7 Chung, 391 F.3d 1051, 1058 (9th Cir. 2004). In addition, the evidence in the record 8 indicates that Defendant Louzon renewed Plaintiff’s prescription for gabapentin, but Dr. 9 Elijah subsequently did not renew it. In any event, Plaintiff is not entitled to the specific 10 treatment he wants, even if it had previously been prescribed by another physician. See 11 Tolbert v. Eyman, 434 F.2d 625, 626 (9th Cir. 1970). 12 Furthermore, “[a]n inmate challenging denial of treatment must [show] that the 13 denial was ‘medically unacceptable under the circumstances,’ and made ‘in conscious 14 disregard of an excessive risk to [the inmate’s] health.’” Rosati v. Igbinoso, 791 F.3d 1037, 15 1039 (9th Cir. 2015) (quoting Jackson v. McIntosh, 90 F.3d 330, 332 (9th Cir. 1996)). 16 Even if his pain was not totally alleviated, the Court finds Defendant Louzon reasonably 17 responded to Plaintiff’s pain issues. Plaintiff has not shown that Defendant Louzon’s 18 course of treatment was “medically unacceptable under the circumstances.” Id. Thus, the 19 Court finds there is no genuine dispute of material fact regarding whether Defendant 20 Louzon was deliberately indifferent to Plaintiff’s serious medical needs. 21 b. Defendant Smalley 22 Plaintiff asserts that Defendant Smalley discontinued his morphine, refused to 23 prescribe pain medication, and “actively thwarted” his attempts to see a medical doctor. 24 Plaintiff does not state when Defendant Smalley discontinued the morphine. 25 The evidence in the record indicates that Defendant Smalley did not discontinue 26 Plaintiff’s morphine without also prescribing other medication for Plaintiff’s pain. 27 Between December 14, 2015 and April 7, 2016, and Defendant Smalley prescribed Tylenol 28 #3, baclofen, gabapentin, dexamethasone, tramadol, and indomethacin for Plaintiff’s pain. 1 As noted above, although Plaintiff might have preferred morphine, his disagreement with 2 Defendant Smalley’s course of treatment does not amount to deliberate indifference. See 3 Toguchi, 391 F.3d at 1058, and Plaintiff is not entitled to a specific medication, so long as 4 the treatment is reasonable, see Tolbert, 434 F.2d at 626. 5 Defendant Smalley prescribed several prescriptions for Plaintiff’s pain, and even if 6 his pain was not totally alleviated, the Court finds Smalley reasonably responded to 7 Plaintiff’s pain issues. Plaintiff has not shown that Defendant Smalley’s course of 8 treatment was “medically unacceptable under the circumstances.” See Rosati, 791 F.3d at 9 1039. Thus, the Court finds there is no genuine dispute of material fact regarding whether 10 Defendant Smalley was deliberately indifferent to Plaintiff’s serious medical needs. 11 c. Defendant Corizon 12 To prevail on a claim against Corizon as a private entity serving a traditional public 13 function, Plaintiff must meet the test articulated in Monell, 436 U.S. at 690-94. See also 14 Tsao v. Desert Palace, Inc., 698 F.3d 1128, 1139 (9th Cir. 2012) (applying Monell to 15 private entities acting under color of state law). Accordingly, Plaintiff must show that an 16 official policy or custom caused the constitutional violation. Monell, 436 U.S. at 694. To 17 make this showing, he must demonstrate that: (1) he was deprived of a constitutional right; 18 (2) Corizon had a policy or custom; (3) the policy or custom amounted to deliberate 19 indifference to Plaintiff’s constitutional right; and (4) the policy or custom was the moving 20 force behind the constitutional violation. Mabe v. San Bernardino Cnty., Dep’ t of Pub. 21 Soc. Servs., 237 F.3d 1101, 1110-11 (9th Cir. 2001). Further, if the policy or custom in 22 question is an unwritten one, the plaintiff must show that it is so “persistent and 23 widespread” that it constitutes a “permanent and well settled” practice. Monell, 436 U.S. 24 at 691 (quoting Adickes v. S.H. Kress & Co., 398 U.S. 144, 167-68 (1970). 25 “[T]o avoid summary judgment, a plaintiff need only show that there is a question 26 of fact regarding whether there is a . . . custom or policy that caused a constitutional 27 deprivation.” Wallis v. Spencer, 202 F.3d 1126, 1136 (9th Cir. 1999) (citations omitted). 28 An entity may be held liable if injury results from execution of an expressly adopted official 1 policy or as a result of a longstanding practice or custom that constitutes “standard 2 operating procedure” of the entity. Price v. Sery, 513 F.3d 962, 966 (9th Cir. 2008). 3 “Liability for improper custom may not be predicated on isolated or sporadic incidents; it 4 must be founded upon practices of sufficient duration, frequency and consistency that the 5 conduct has become a traditional method of carrying out policy.” Trevino v. Gates, 99 6 F.3d 911, 918 (9th Cir. 1996). While one or two incidents are insufficient to establish a 7 custom or practice, the Ninth Circuit has not established what number of similar incidents 8 would be sufficient to constitute a custom or policy. See Oyenik v. Corizon Health Inc., 9 696 F. App’x 792, 793-94 (9th Cir. 2017) (a reasonable jury could conclude that at least a 10 dozen instances of defendant Corizon denying or delaying consultations and radiation 11 treatment for a cancer patient over a year amounts to a custom or practice of deliberate 12 indifference) (citing Oviatt By & Through Waugh v. Pearce, 954 F.2d 1470, 1478 (9th Cir. 13 1992)). 14 Plaintiff alleges Defendant Smalley refused to prescribe Plaintiff pain medication 15 as a result of a Corizon/ADC policy instructing medical staff not to issue any new pain 16 management medication to inmates, “even those with verified treatment records.” (Id.) 17 However, as discussed above, the evidence in the record demonstrates that Defendant 18 Smalley prescribed several pain medications, albeit not Plaintiff’s preferred medication. 19 Thus, there is no evidence in the record that Plaintiff suffered any injury as a result of a 20 Corizon policy instructing medical staff not to issue any new pain management 21 medications. 22 According to Plaintiff, Defendant Corizon was “aware of the ‘widespread and 23 systematic’ abuse of inmates with regard to health care,” that Corizon breached its contract 24 with ADC, that ADC amended its contract with Corizon to increase the “staffing offset 25 penalty” cap to $90,000 per month, and that Ryan and Pratt “remove[d] the previous cap 26 on performance-based sanctions and [added] performance-based incentives” without 27 requiring Corizon to spend the incentive payments on additional staff. (Doc. 20 at 10-12). 28 However, these allegations do not identify a specific Corizon policy, custom, or practice 1 that resulted in any of Plaintiff’s alleged injuries, nor is there any evidence in the record to 2 support the existence of such a policy, practice, or custom. The Court will therefore grant 3 the Corizon Defendants’ Motion for Summary Judgment. 4 IV. Statute of Limitations (Defendants Burgess, Hudson, and Summers) 5 Plaintiff claims that Defendants Burgess, Hudson, and Summers failed to protect 6 him from assaults by intoxicated prisoners. Defendants Burgess, Hudson, and Summers 7 argue that Plaintiff’s claims against them are barred by the statute of limitations. (Doc. 96 8 at 7.) 9 A. Legal Standard 10 The applicable statute of limitations in an action under 42 U.S.C. § 1983 is the forum 11 state’s statute of limitations for personal injury actions. Wilson v. Garcia, 471 U.S. 261, 12 276 (1985). The Arizona statute of limitations for personal injury actions is two years. See 13 Ariz. Rev. Stat. § 12-542(1). Accrual of § 1983 claims is governed by federal law. 14 Wallace v. Kato, 549 U.S. 384, 388 (2007). Under federal law, a claim accrues when the 15 plaintiff “knows or has reason to know of the injury that is the basis of the action.” Pouncil 16 v. Tilton, 704 F.3d 568, 574 (9th Cir. 2012); Cabrera v. City of Huntington Park, 159 F.3d 17 374, 381 (9th Cir. 1998). In other words, the statute of limitations begins to run “‘once a 18 plaintiff has knowledge of the critical facts of his injury, which are that he has been hurt 19 and who has inflicted the injury.’” Bibeau v. Pacific Northwest Research Foundation, 188 20 F.3d 1105, 1108 (9th Cir. 1999), amended on denial of reh’g, 208 F.3d 831 (9th Cir. 2000). 21 B. Plaintiff’s Facts 22 Plaintiff relevantly alleges that he complained to Defendants Burgess, Summers, 23 and Hudson regarding other prisoners making and consuming prison-made alcohol, or 24 “hooch,” and becoming intoxicated. Defendants Burgess, Summers, and Hudson “all had 25 knowledge either from [Plaintiff’s] informal complaint, Grievance [or] face to face 26 conversation by [Plaintiff] countless times.” (Doc. 20 at 14.) On April 19 and 20, 2014, 27 the Bachman Unit was on lockdown because of several fights involving intoxicated 28 prisoners. (Id. at 16.) 1 In a May 14, 2014 grievance, Plaintiff stated that he did not feel safe and had been 2 assaulted “countless times” by intoxicated inmates. (Id. at 14.) On June 3, 2014, Defendant 3 Hudson returned as unprocessed the May 14, 2014 grievance. (Id.) Also on June 3, 4 Plaintiff spoke to Defendants Burgess, Hudson, and Summers about the risks caused by 5 intoxicated prisoners. (Id. at 14-15.) On July 3, 2014, Plaintiff spoke to Defendant 6 Summers in Summers’s office about Fourth of July parties being planned by “‘hooch’ 7 cooking inmates.” (Id.) 8 C. Grievance Procedure 9 During the relevant time, Department Order (“DO”) #802, Inmate Grievance 10 Procedure governed ADC’s Inmate Grievance Procedure and set forth the processes that 11 inmates were required to follow to complete ADC’s Standard (non-medical) Grievance 12 Process through the Director’s Level. (Kepney Decl., Doc. 97-2 at 2 ¶ 4.) Prisoners receive 13 a written and oral explanation of the Inmate Grievance Procedure at Reception Centers 14 Intake at the outset of their confinement and as part of the orientation process in any 15 subsequent facility. (Id. at 3 ¶ 8.) 16 During the relevant time period, ADC’s Standard Grievance Process consisted of 17 four mandatory steps: (1) Informal Complaint Resolution to the CO III; (2) Formal 18 Grievance to the Deputy Warden; (3) First Level Appeal to the Warden; and (4) Appeal to 19 the Director. (Id. at 6 ¶ 23.) The decision of the Director is final and constitutes completion 20 of all remedies within the ADC for the Standard Grievance Process. (Id. at 8 ¶ 38.) 21 D. Plaintiff’s Grievances 22 Grievance Hearing Officer Rodreco Kepney searched the ADC Central Office 23 Grievance Appeal Log for Standard (non-medical) grievance appeals to the Director or 24 Director’s Level submitted by Plaintiff between April 1, 2014 and August 9, 2019. (Doc. 25 97-2 at 2 ¶ 4, 8 ¶ 39.) Kepney found no entries in the ADC Central Office Grievance 26 Appeal Log to evidence that Plaintiff submitted any Standard (non-medical) grievance 27 appeals to the Director or Director’s Level regarding any topics. (Id. at 9 ¶ 40.) Plaintiff 28 did not submit any Standard (non-medical) grievance appeals to the Director or Director’s 1 Level between 2014 and 2016, and he did not submit any standard grievance appeals to the 2 Director or Director’s Level between 2017 and 2019. (Id.) Because Plaintiff did not timely 3 submit a Standard (non-medical) grievance appeal to the Director or Director’s Level 4 regarding his allegations against Defendants Burgess, Hudson, and Summers, pursuant to 5 the grievance procedure, Plaintiff did not, and could not, receive a response from the 6 Director’s Level. (Id. ¶ 41.) 7 E. Discussion 8 The State Defendants contend that Plaintiff was advised of his injury more than two 9 years before he filed this lawsuit, and, therefore his Complaint was untimely. (Doc. 96 at 10 7.) That is, Plaintiff was assaulted on four occasions, the first assault occurring on March 11 18, 2014, and the last assault occurring on March 16, 2015. (Id.) The State Defendants 12 argue that Plaintiff had knowledge of the extent of his injury on November 16, 2015, when 13 Dr. Marsella made Plaintiff aware that surgery would not improve his spinal cord 14 condition, although he recommended immediate surgery to prevent additional neurological 15 deterioration. (Id. at 8.) Thus, according to the State Defendants, Plaintiff’s cause of action 16 accrued on November 16, 2015, not June 2016, as Plaintiff claims. (Id.) 17 Plaintiff contends that his claim accrued in June 2016, when Dr. Marsella told him 18 that his injury was an “irreversible catast[r]ophic spinal cord injury.” (Doc. 36 at 7.) 19 Plaintiff notified Defendants Burgess, Hudson, and Summers about the dangers posed by 20 prisoners who drink “hooch” and become intoxicated, the last instance occurring on July 21 3, 2014, when Plaintiff spoke to Defendant Summers about Fourth of July parties being 22 planned by “‘hooch’ cooking inmates.” Plaintiff suffered an injury as a result of 23 Defendants Burgess, Hudson, and Summers’s failure to protect him, at the latest, on March 24 16, 2015, the date on which Plaintiff was last assaulted by intoxicated prisoners. Thus, no 25 later than March 16, 2015, Plaintiff had “knowledge of the critical facts of his injury, which 26 are that he has been hurt and who has inflicted the injury.’” Bibeau, 188 F.3d at 1108. The 27 date that Dr. Marsella told Plaintiff his injury was irreversible did not put him on notice of 28 any new injury caused by Defendants Burgess, Hudson, and Summers; rather, Dr. Marsella 1 informed Plaintiff of the extent of his injury, but not the fact of his injury. See Wallace, 2 549 U.S. at 391 (holding that a cause of action accrues when a plaintiff discovers the critical 3 facts of his injury, even if “the full extent of the injury is not then known.”) Thus, 4 Plaintiff’s claims against Defendants Burgess, Hudson, and Summers accrued no later than 5 March 16, 2015, and, absent tolling, his original Complaint, filed on February 1, 2018, was 6 untimely. 7 The Court must apply the forum state’s tolling rules. See TwoRivers v. Lewis, 174 8 F.3d 987, 991-92 (9th Cir. 1999). In Arizona, the statute of limitations is tolled while a 9 prisoner exhausts the prison grievance process. See Albano v. Shea Homes Ltd. P’ship, 10 634 F.3d 524, 533 (9th Cir. 2011) (order). The Ninth Circuit has adopted a mandatory 11 tolling provision for claims subject to the Prison Litigation Reform Act. See Brown v. 12 Valoff, 422 F.3d 926, 942-43 (9th Cir. 2005). 13 The State Defendants contend that “there is no period of tolling” in this case because 14 Plaintiff did not submit any grievance to the Director’s Level between 2014 and 2019. (Id. 15 at 9.) Accordingly, Defendants assert that the statute of limitations cannot be tolled 16 because Plaintiff did not attempt to exhaust the available administrative remedies. (Id.) 17 The Court agrees. Plaintiff is entitled to tolling while he actively exhausts his 18 administrative remedies. See id. at 943. But he is not entitled to equitable tolling where 19 he abandons the process. See Soto v. Sweetman, 882 F.3d 865, 875 (9th Cir. 2018). Here, 20 Plaintiff did not complete the grievance procedure for any grievance during the relevant 21 period. Thus, Plaintiff is not entitled to equitable tolling. Plaintiff’s claims against 22 Defendants Burgess, Hudson, and Summers are time-barred, and the Court will therefore 23 grant their Motion for Summary Judgment. 24 IT IS ORDERED: 25 (1) The reference to the Magistrate Judge is withdrawn as to Defendants’ 26 Corizon, Louzon, and Smalley’s Motion for Summary Judgment (Doc. 94), Defendants’ 27 Burgess, Hudson, and Summers’s Motion for Summary Judgment (Doc. 96), and 28 Defendants Corizon, Louzon, and Smalley’s Motion for Summary Disposition (Doc. 112). 1 (2) Defendants Corizon, Louzon, and Smalley’s Motion for Summary 2| Disposition (Doc. 112) is denied as moot. 3 (3) Defendants’ Corizon, Louzon, and Smalley’s Motion for Summary Judgment (Doc. 94) and Defendants’ Burgess, Hudson, and Summers’s (Doc. 96) are 5 | granted, and the action is terminated with prejudice. The Clerk of Court must enter 6 | judgment accordingly. 7 Dated this 18th day of February, 2021. 8 Wichal T. Hburde 0 Michael T. Liburdi 11 United States District Judge 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28
Document Info
Docket Number: 2:18-cv-00349
Filed Date: 2/18/2021
Precedential Status: Precedential
Modified Date: 6/19/2024