Scianna v. Arizona, State of ( 2022 )

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Christine Scianna, et al., No. CV-21-01444-PHX-DJH 10 Plaintiffs, ORDER 11 v. 12 State of Arizona, et al., 13 Defendants. 14 15 Pending before the Court are four motions to dismiss filed by Defendants Aurora 16 Behavioral Healthcare Tempe LLC (“Aurora”) (Doc. 22), Krzystztof Mlak (“Mlak”) 17 (Doc. 42), Kattia Luevano (“Luevano”) (Doc. 46), and Helen Nagle (“Nagle”) (Doc. 47). 18 All four motions are fully briefed, and the Court now issues its decision.1 19 I. Background2 20 As alleged in the First Amended Complaint (“FAC”), Plaintiff Christine Scianna 21 (“Christine”) is the mother of Plaintiff Brooke Scianna (“Brooke”). (Doc. 17 at ¶ 23). 22 Brooke “is a non-verbal, severely autistic individual.” (Id. at ¶ 24). Beginning in April 23 2018, several individuals contacted Defendant Arizona Department of Child Safety 24 (“DCS”) and reported, falsely, that Christine was not taking proper care of Brooke. (Id. at 25 1 Aurora requested oral argument on this matter. (Doc. 22 at 1). The Court finds that the 26 issues have been fully briefed and oral argument will not aid the Court’s decision. Therefore, the Court will deny the request for oral argument. See Fed. R. Civ. P. 78(b) 27 (court may decide motions without oral hearings); LRCiv 7.2(f) (same). 28 2 The Court bases this background on the FAC’s allegations, which it must take as true at the motion to dismiss phase. Lee v. City of L.A., 250 F.3d 668, 679 (9th Cir. 2001). 1 ¶¶ 43, 84). The first report took place in April 2018, when a program that assists the 2 mentally ill contacted DCS under the mistaken assumption that Christine had refused to let 3 Brooke go to the hospital after an incident at Brooke’s school. (Id. at ¶ 43). A DCS 4 investigator then went to Christine’s home and questioned her about this incident. (Id. at 5 ¶ 56). In June 2018, an anonymous caller contacted DCS and falsely reported that Christine 6 was “leaving Brooke wandering in the streets” and that a friend of Christine’s was choking 7 Brooke, when in reality he was just placing Brooke in “an appropriate safety restraining 8 hold that he had been taught by qualified personnel.” (Id. at ¶¶ 74, 84). 9 On June 13, 2018, Christine met with a DCS investigator who told Christine “it was 10 her intention to place Brooke in a group home and that if Christine did not consent to that 11 plan, then she would just take action to remove Christine’s parental rights.” (Id. at ¶ 94). 12 Christine refused, and the DCS investigator “seized Brooke” and placed her in a group 13 home. (Id. at ¶¶ 107, 117, 125). DCS then filed a dependency petition, and on July 2, 14 2018, an Arizona juvenile court ordered that Brooke continue as a “temporary ward of the 15 Court, committed to the care, custody and control” of DCS. (Id. at ¶¶ 135, 140). While at 16 the group home, Plaintiffs allege that Brooke was taken to a hospital where she was 17 neglected or even abused. (See id. at ¶¶ 204–07). 18 In August 2018, Brooke was transferred to Aurora’s facility. (Id. at ¶ 212). Around 19 that time, Defendant Nagle, an Aurora employee, informed Christine that Brooke would 20 be tested for tuberculosis. (Id. at ¶ 387). In September 2018, a DCS employee authorized 21 “Defendant Mlak, Brooke’s treating physician, to administer Haldol to Brooke as part of 22 her mental health treatment.” (Id. at ¶ 221). Christine alleges she did not consent to the 23 tuberculosis test nor to the administration of Haldol. (Id. at ¶¶ 221, 387). 24 In November 2018, the Arizona juvenile court granted Christine’s request that 25 Brooke be discharged from Aurora and placed with Christine. (Id. at ¶ 227). And in 26 February 2019, DCS filed a motion to dismiss the dependency proceedings after observing 27 that Brooke had been doing well with Christine. (Id. at ¶¶ 229–30). The court granted the 28 motion and dismissed all proceedings. (Id. at ¶ 234). 1 Plaintiffs originally filed this action in Maricopa County Superior Court in July 2 2021. (Doc. 1-4). Defendants removed to this Court on the basis of federal question 3 jurisdiction. (Doc. 1). Plaintiffs then filed their FAC against many different Defendants 4 alleged to be involved in Brooke’s removal and treatment. The original Complaint and the 5 FAC bring federal claims, such as violations of 42 U.S.C. § 1983, thus providing this Court 6 with original jurisdiction. See 28 U.S.C. § 1331. Several Defendants have moved to 7 dismiss parts of the FAC under Federal Rule of Civil Procedure 12(b)(6) for failing to state 8 a claim. 9 II. Legal Standard 10 A motion to dismiss pursuant to Rule 12(b)(6) tests the legal sufficiency of a claim. 11 Cook v. Brewer, 637 F.3d 1002, 1004 (9th Cir. 2011). Complaints must make a short and 12 plain statement showing that the pleader is entitled to relief for its claims. Fed. R. Civ. P. 13 8(a)(2). This standard does not require “‘detailed factual allegations,’ but it demands more 14 than an unadorned, the-defendant-unlawfully-harmed-me accusation.” Ashcroft v. Iqbal, 15 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v. Twombly, 550 U.S. 544, 555 (2007)). 16 There must be “more than a sheer possibility that a defendant has acted unlawfully.” Id. 17 While courts do not generally require “heightened fact pleading of specifics,” a plaintiff 18 must allege facts sufficient to “raise a right to relief above the speculative level.” See 19 Twombly, 550 U.S. at 555. A complaint must “state a claim to relief that is plausible on its 20 face.” Id. at 570. “A claim has facial plausibility when the plaintiff pleads factual content 21 that allows the court to draw the reasonable inference that the defendant is liable for the 22 misconduct alleged.” Iqbal, 556 U.S. at 678. 23 Dismissal of a complaint for failure to state a claim can be based on either the “lack 24 of a cognizable legal theory or the absence of sufficient facts alleged under a cognizable 25 legal theory.” Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 699 (9th Cir. 1990). In 26 reviewing a motion to dismiss, “all factual allegations set forth in the complaint ‘are taken 27 as true and construed in the light most favorable to the plaintiffs.’” Lee v. City of L.A., 250 28 F.3d 668, 679 (9th Cir. 2001) (quoting Epstein v. Wash. Energy Co., 83 F.3d 1136, 1140 1 (9th Cir. 1996)). But courts are not required “to accept as true a legal conclusion couched 2 as a factual allegation.” Twombly, 550 U.S. at 555 (quoting Papasan v. Allain, 478 U.S. 3 265, 286 (1986)). 4 III. Analysis 5 a. DCS’ Authority to Consent to Treatment 6 The first issue the Court will address is raised in all of the motions: whether DCS 7 had the authority to consent to the administration of the antipsychotic drug Haldol and a 8 tuberculosis test on Brooke’s behalf. (Docs. 22 at 4; 43 at 4; 46 at 6; 47 at 5). Defendants 9 argue that DCS, as Brooke’s custodian, had the legal authority to consent to these 10 treatments and that any claim based on a lack of consent must be dismissed. 11 The parties do not dispute that DCS was appointed Brooke’s custodian by the 12 Arizona juvenile court. (Doc. 17 at ¶ 140). By statute, a custodian is a court-appointed 13 entity tasked with the “responsibility to provide adequate” medical care to the child 14 “provided that” this responsibility is “exercised subject to the powers, rights, duties and 15 responsibilities of the guardian of the person and subject to the residual parental rights and 16 responsibilities if they have not been terminated by judicial decree.” A.R.S. §§ 8-531(4), 17 (5).3 Of note, a guardian, which the parties agree DCS is not, has the statutory authority to 18 consent to “major” medical and psychiatric treatment on a minor’s behalf. A.R.S. § 8- 19 531(8)(a). 20 With these definitions in mind, Plaintiffs assume that DCS is precluded from 21 consenting to “major” medical and psychiatric treatments. They argue the treatments DCS 22 authorized went beyond the scope of its duty to provide “adequate” treatment and were so 23 “major” that only a guardian could consent to their administration. For example, Plaintiffs 24 argue Haldol is a major treatment because it “is a prescription-only anti-psychotic 25 3 Plaintiffs argued in a responsive briefing that Defendant Aurora Behavioral healthcare- 26 Tempe, LLC’s Motion to Dismiss misrepresents this section of Arizona law and warrants sanctions under Federal Rule of Civil Procedure 11. (Doc. 26 at 7–9). The Court finds no 27 such misrepresentation. The Court warns Plaintiffs that a motion for sanctions under Rule 11 must, among other requirements, “be made separately from any other motion . . . .” Fed. 28 R. Civ. P. 11(c). Plaintiffs would do well to abide by Rule 11 when accusing others of violating it. 1 medication with a potential for severe and permanent side-effects . . . .” (Doc. 26 at 6–7). 2 Plaintiffs also maintain that the tuberculosis test is a major treatment, despite conceding 3 that “for an otherwise healthy minor child” such a test is not a major medical treatment. 4 (Doc. 66 at 6). Nevertheless, they assert that because Brooke “has suffered from severe 5 autism for her entire life” a tuberculosis test is, for her, a major medical treatment. (Id.) 6 Defendants argue that the administration of Haldol and the tuberculosis test are treatments 7 that fall within DCS’ duty to provide adequate care. 8 In considering where to draw the limits of DCS’ authority, the Court starts by 9 examining the lower boundary. There, the Court makes the unremarkable finding that 10 adequate care includes, at the very least, enough care to keep a child alive. But adequate 11 care must also include something more than naked survival. Afterall, the statute charges 12 DCS with providing “adequate” food, clothing, shelter, and education. See A.R.S. § 8- 13 531(5)(c). The question, then, is at what point does care for a child go beyond what is 14 adequate, if such a point even exists. 15 So far, the Court finds the parties’ briefing fails to offer a satisfactory answer. 16 Specifically, the Court doubts the assumption that DCS is precluded from consenting to 17 “major” treatments. To some extent, the assumption makes sense because only guardians 18 have the explicit statutory authority to consent to “major” treatment. A.R.S. § 8-531(8)(a). 19 But this assumption may rely on a false dichotomy. As Plaintiffs agree, there are no 20 Arizona cases evaluating “adequate versus major medical care by DCS.” (Doc. 59 at 7) 21 (citing Doc. 43 at 6).4 Such an absence may be because medical and psychiatric treatment 22 can be both major and adequate, such as life-saving surgery after a car accident, just as 23 treatment may be both minor and beyond adequate, such as the removal of a wart for 24 cosmetic purposes. It seems that the provision of adequate care may necessarily entail 25 major treatment. Viewed in this light, the parties have not presented the Court with any 26 support for the proposition that DCS may not consent to major medical and psychiatric 27 care. 28 4 The Court as well, conducting its own research, cannot find any caselaw on this point. 1 Perhaps the difficulty lies in what “major” means. Plaintiffs try to craft their own 2 definition of “major,” but they fail to cite cases that address what the Arizona legislature 3 meant when it gave DCS authority to provide adequate treatment in A.R.S. § 8-531(5). 4 (See Doc. 26 at 6) (citing Wallis v. Spencer, 202 F.3d 1126, 1141 (9th Cir. 2000) (holding, 5 in a case that originated in California, that “the state is required to notify parents and to 6 obtain judicial approval before children are subjected to investigatory physical 7 examinations”); Diana H. v. Rubin, 171 P.3d 200 (Ariz. Ct. App. 2007) (holding that in 8 general, “when the state exercises authority to direct compliance with a medical procedure 9 to promote the health and welfare of a dependent child, it asserts a compelling interest in 10 the child’s well-being sufficient to override the parent’s right to direct the religious 11 upbringing of his or her child”)).5 Without relevant authority, the Court is not persuaded 12 by Plaintiffs’ definition of “major.” 13 Even though the Court has its doubts about Plaintiffs’ statutory interpretation, 14 Defendants do not convince the Court that it must dismiss all claims based upon DCS’ 15 authorization of medical treatments. Defendants helpfully cite caselaw showing that courts 16 have previously found adequate care includes “feeding therapies, speech therapies, 17 significant dental care including root canals, development pediatric specialist visits, and 18 care and treatment of vaginal infection.” (Doc. 43 at 6) (citing Kesha B. v. Dep’t of Child 19 Safety, 2016 WL 3033902, at *1 (Ariz. Ct. App. May 27, 2016); Caitlin F. v. Dep’t of Child 20 Safety, 2020 WL 5200969, at *2 (Ariz. Ct. App. Sept. 1, 2020), review denied (Dec. 21, 21 2020); Blondella W. v. Dep’t of Child Safety, 2020 WL 950296, at *3 (Ariz. Ct. App. Feb. 22 27, 2020); Satava O. v. Dep’t of Child Safety, 2020 WL 2535092, at *1 (Ariz. Ct. App. 23 May 19, 2020), review denied (Nov. 20, 2020). However, if anything, these cases show 24 5 Here, the Court has quoted a portion from the majority opinion in Diana H. The Court notes that Plaintiffs’ briefing misquotes Diana H. by framing a fragment of the dissent as 25 if it were the majority opinion. (Doc. 26 at 6). The quote, as represented by Plaintiffs, implies that Arizona does not have a compelling interest in overriding a parent’s religious 26 objection to immunizing their children. In reality the quote states the dissenting position that the majority “necessarily” determined that “Arizona has no compelling state interest 27 in immunizing dependent children that would override a parent’s religious objection.” Diana H., 171 P.3d at 213 (Espinosa, J., dissenting)). Though most likely a mistake, such 28 mistakes corrode the writer’s credibility. 1 that whether the administration of Haldol or a tuberculosis exam constitute “adequate” 2 treatment is a fact-intensive, medical question. At the motion to dismiss phase, the Court 3 must take Plaintiffs’ allegations as true and construe them in their favor. Lee, 250 F.3d at 4 679. Because of its fact-intensive nature, and the lingering legal questions, this issue is 5 better suited for a motion for summary judgment.6 For now, the Court will accept 6 Plaintiffs’ allegations that the treatment Brooke received was beyond adequate and, 7 therefore, without consent. 8 b. Claims against Defendant Krzystztof Mlak 9 Next, the Court takes up Mlak’s Motion to Dismiss, which argues the FAC’s 10 allegations of negligence and assault and battery must be dismissed. 11 He starts by arguing that Counts Twenty and Twenty-Three are too vague. Count 12 Twenty alleges that Mlak failed to meet his duty to provide the minimum standard of care 13 for Brooke and that she suffered an injury as a result. (Doc. 17 at ¶¶ 432–35). Count 14 Twenty-Three similarly alleges that Mlak had a duty to retrieve Brooke’s medical history 15 and parental consent before administering Haldol and, because he did not, “Mlak’s 16 negligence” resulted in harm to Brooke. (Id. at ¶¶ 451–54). Both Counts are pled under 17 “established Arizona law” and do not invoke a specific cause of action. (Doc. 17 at 79, 18 82). 19 The FAC is messy and could have been crafted more clearly and efficiently. 20 However, the Court finds that both Counts Twenty and Twenty-three plead sufficient 21 factual matter to place Mlak on notice of, as Plaintiffs say, this “medical malpractice 22 action.” (Doc. 59 at 11). Therefore, the Court finds that Counts Twenty and Twenty-three 23 are medical malpractice claims under Arizona’s Medical Malpractice Act.7 24 With these Counts falling under the same cause of action, Mlak argues some should 25 6 The Court recognizes this issue involves careful study of the statutory language and its underlying policy considerations, which the Court hopes the parties will spend a greater 26 time discussing should the issue be briefed in the future. 27 7 A medical malpractice claim is any action “for injury . . . against a licensed health care provider based upon such provider’s alleged negligence, misconduct, errors or omissions . 28 . . in the rendering of health care . . . or health-related services, without express or implied consent . . . .” A.R.S. § 12-561(2). 1 be dismissed under the Court’s “broad discretion to dismiss duplicative claims.” (Doc. 68 2 at 8). Mlak cites Adams v. California Department of Health Services, in support of his 3 assertion, but that case deals with the dismissal of duplicative actions, not the dismissal of 4 duplicative pleadings in a complaint. 487 F.3d 684, 688–89 (9th Cir. 2007). Instead, the 5 Court looks to Rule 8, which states that “[a] party may set out 2 or more statements of a 6 claim or defense alternatively or hypothetically, either in a single count or defense or in 7 separate ones.” Fed. R. Civ. P. 8(d)(2). Plaintiffs, if they wish, may set out two or more 8 statements of their medical malpractice claims. 9 Mlak finally argues that if Count Twenty is based on a theory that he lacked consent 10 to treat Brooke, Plaintiffs cannot also plead assault and battery in Count Twenty-one 11 because it is also predicated on the same lack of consent theory. (Doc. 43 at 7). A lack of 12 consent claim clearly falls under the definition of medical malpractice claim. See A.R.S. 13 § 12-561(2) (stating that such claim include injury that resulted from lack of “express or 14 implied consent”). And yet, Plaintiffs may also bring a “lack of consent” claim in battery. 15 Duncan v. Scottsdale Med. Imaging, Ltd., 70 P.3d 435, 439 (Ariz. 2003) (holding A.R.S. 16 §12-562(B), which sought to abrogate the right to bring battery actions for medical 17 malpractice, unconstitutional). Under Rule 8, as said before, these alternative claims are 18 permissible. So, the Court cannot dismiss Count Twenty-one. 19 Before considering Defendants Luevano and Nagle’s motions to dismiss, the Court 20 emphasizes that the FAC is adequate, but just barely. Everyone would benefit from an 21 amended complaint that states its claims with greater clarity and less redundancy. 22 Therefore, the Court will require that the parties meet and confer no later than April 7, 23 2023, before the dispositive motion deadline, to determine how the FAC may be amended 24 so to simplify its existing claims, resolve any ambiguities identified in this Order, and 25 clarify the issues to be tried. If the parties agree, Plaintiffs may file a second amended 26 complaint. See Fed. R. Civ. P. 15(a)(2). To be clear, the Court’s intention is to provide an 27 opportunity to distill Plaintiffs’ existing claims and excise unnecessary or redundant 28 claims. The purpose of the meet and confer is not to introduce new claims or further 1 complicate the pleadings. 2 c. Claims Against Defendant Kattia Luevano & Helen Nagle 3 Finally, the Court addresses Defendants Luevano and Nagle’s argument that the 4 FAC fail to allege facts against them that raise a plausible claim. Both Defendants are only 5 named in Count Fifteen, which alleges they conspired to violate Plaintiffs’ constitutional 6 rights as a parent. (Doc. 17 at 68). As to Luevano, only two of the FAC’s five hundred 7 and fifty-four paragraphs actually allege what she did. (Doc. 17 at ¶¶ 385–86). And as 8 alleged, Luevano was an a DCS contractor who “refused to provide information regarding 9 Brooke’s medical treatments” to Brooke’s parents even though she provided it to DCS 10 employees. (Id.) As to Nagle, who similarly receives two paragraphs of factual treatment, 11 she is alleged to have told Plaintiffs in August 2018 that Brooke would receive a 12 tuberculosis test, despite the Plaintiffs’ objection. (Id. at ¶¶ 387–88). Based on these 13 allegations, the FAC claims both Luevano and Nagle conspired with DCS employees to 14 deprive Plaintiffs of their constitutional rights to “make medical decisions for Brooke . . 15 . .” (Id. at ¶¶ 386, 388). 16 Plaintiffs argue these allegations are sufficient. They argue Luevano prevented 17 Plaintiffs from accessing records to which they had a legal right, demonstrating that 18 Luevano “was in agreement with DCS to violate Plaintiffs’ constitutional rights regarding 19 access to the records” because she “would not have provided the records only to DCS had 20 she not agreed with that course of action.” (Doc. 65 at 11–12). Plaintiffs also argue Nagle 21 “would not have administered the tuberculosis test” against their objections “unless she 22 agreed” with DCS’ unconstitutional goals. (Doc. 66 at 8). 23 The Court finds these allegations do not demonstrate a right to relief beyond a 24 speculative level. See Twombly, 550 U.S. at 555. “Determining whether a complaint states 25 a plausible claim for relief” is “a context-specific task,” and the FAC fails to provide 26 enough context to support a plausible claim against Luevano or Nagle. Iqbal, 556 U.S. at 27 679.8 Their roles in this action appears to be limited to that of recordkeeper and messenger. 28 8 Plaintiffs cite a case from the Seventh Circuit Court of Appeals, Kunik v. Racine County, 946 F.2d 1574 (7th Cir. 1991), in support of their position that the FAC’s allegations with 1 The assumption that either had a larger part or medical authority in the events underlying 2 this case is too speculative. Therefore, the Court, exercising its “judicial experience and 3 common sense,” cannot discern a plausible connection between Luevano’s allegedly illegal 4 refusal to release documents, Nagle’s message to Plaintiffs, and an agreement with DCS to 5 infringe on Plaintiffs’ constitutional rights. Therefore, the Court will dismiss both Luevano 6 and Nagle from this action. 7 IV. Conclusion 8 Having exhausted the Defendants’ arguments within the motions to dismiss, the 9 Court only finds cause to dismiss Luevano and Nagle from this action. 10 Accordingly, 11 IT IS HEREBY ORDERED that Defendant Aurora Behavioral Health Care 12 Tempe, LLC’s Motion to Dismiss (Doc. 22) is denied. 13 IT IS FURTHER ORDERED that Defendant Krzystztof Mlak’s Motion to 14 Dismiss (Doc. 43) is denied. 15 IT IS FURTHER ORDERED that Defendant Kattia Luevano’s Motion to Dismiss 16 (Doc. 46) is granted. The Court will dismiss Defendant Kattia Luevano from this action. 17 IT IS FURTHER ORDERED that Defendant Helen Nagle’s Motion to Dismiss 18 (Doc. 47) is granted. The Court will dismiss Defendant Helen Nagle from this action. 19 … 20 … 21 … 22 … 23 … 24 … 25 … 26 respect to Luevano suffice. (Doc. 65 at 10). The Court notes that not only is Kunik not binding on this Court, but also it was also decided well before the Supreme Court’s 27 landmark decision in Iqbal. Even so, the Kunik court held that a complaint’s factual allegations must be “sufficiently specific.” 946 F.2d at 1581. And there, the challenged 28 complaint was “reasonably specific as to time, location and even scope” of the conspiracy claims. Id. The same is not true here with respect to the Luevano and Nagle’s allegations. 1 IT IS FINALLY ORDERED that the parties shall meet and confer no later than 2|| April 7, 2023, to determine how the First Amended Complaint may be amended. If the || parties reach an agreement, Plaintiffs may file a second amended complaint. See Fed. R. Civ. P. 15(a)(2). After the parties meet and confer, they shall jointly file a notice indicating 5 || the results of the meeting. 6 Dated this 20th day of May, 2022. 7 8 fe □□ 7 norable'Dian¢g/4. 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