Acuna v. Commissioner of Social Security Administration ( 2022 )

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Fawn Michelle M Acuna, No. CV-21-00360-PHX-DJH 10 Plaintiff, ORDER 11 v. 12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Plaintiff seeks judicial review of the Social Security Administration (“SSA”) 16 Commissioner’s decision denying his application for SSA disability benefits. Plaintiff 17 filed an Opening Brief (Doc. 15) on December 2, 2021. Defendant filed a Response Brief 18 (Doc. 18) on March 4, 2022. Plaintiff filed his Reply Brief (Doc. 19) on March 19, 2022. 19 The Court has reviewed the briefs and the Administrative Record (Doc. 11, “R.”). For the 20 following reasons, the Court affirms the Administrative Law Judge’s (“ALJ”) decision. 21 I. Background 22 On September 21, 2015, Plaintiff filed an application for a period of disability and 23 disability benefits. (R. at 15). Prior to an administrative hearing, Plaintiff amended her 24 alleged onset date to June 23, 2014. (Id.) The ALJ issued an unfavorable decision, which 25 Plaintiff appealed. (Id.) The Appeals Council remanded the matter to the ALJ because of 26 an incorrect date last insured. (Id.) Again, the ALJ issued an unfavorable decision. (R. at 27 12). The Appeals Council denied review of that decision. (R. at 1). This appeal followed. 28 In its most recent decision, the ALJ found that Plaintiff’s obesity, lumbar 1 degenerative dis disease, cervical degenerative disc disease, migraines, personality 2 disorder, bipolar depression, anxiety disorder, and post-traumatic stress disorder were 3 severe impairments. (R. at 18). The ALJ also found that Plaintiff’s symptom testimony 4 was “not entirely consistent with the medical evidence and other evidence in the record . . 5 . .” (R. at 24). In reviewing the record, the ALJ considered the opinions of several doctors 6 and psychiatrists. Of relevance to this appeal, the ALJ assigned little weight to the opinions 7 of Drs. Howard Robinson, D.O.; Richard Teff, M.D.; and Brent Geary, Ph.D. (R. at 28– 8 29). 9 The ALJ concluded that Plaintiff “was not under a disability . . . at any time from . 10 . . the alleged onset date, through . . . the date last insured . . . .” (R. at 31). The ALJ found 11 that Plaintiff had the residual functional capacity (“RFC”) to perform light work, with 12 several exceptions. (R. at 23). 13 II. Standard of Review 14 In determining whether to reverse an ALJ’s decision, the district court reviews only 15 those issues raised by the party challenging the decision. See Lewis v. Apfel, 236 F.3d 503, 16 517 n.13 (9th Cir. 2001). The Court may set aside the Commissioner’s disability 17 determination only if it is not supported by substantial evidence or is based on legal error. 18 Orn v. Astrue, 495 F.3d 625, 630 (9th Cir. 2007). Substantial evidence is relevant evidence 19 that a reasonable person might accept as adequate to support a conclusion considering the 20 record as a whole. Id. To determine whether substantial evidence supports a decision, the 21 Court must consider the record as a whole and may not affirm simply by isolating a 22 “specific quantum of supporting evidence.” Id. Generally, “[w]here the evidence is 23 susceptible to more than one rational interpretation, one of which supports the ALJ’s 24 decision, the ALJ’s conclusion must be upheld.” Thomas v. Barnhart, 278 F.3d 947, 954 25 (9th Cir. 2002) (citations omitted). 26 To determine whether a claimant is disabled for purposes of the Act, the ALJ 27 follows a five-step process. 20 C.F.R. § 404.1520(a). The claimant bears the burden of 28 proof on the first four steps, but the burden shifts to the Commissioner at step five. 1 Tackett v. Apfel, 180 F.3d 1094, 1098 (9th Cir. 1999). At the first step, the ALJ determines 2 whether the claimant is presently engaging in substantial gainful activity. 20 C.F.R. § 3 404.1520(a)(4)(i). At step two, the ALJ determines whether the claimant has a “severe” 4 medically determinable physical or mental impairment. 20 C.F.R. § 404.1520(a)(4)(ii). At 5 step three, the ALJ considers whether the claimant’s impairment or combination of 6 impairments meets or medically equals an impairment listed in Appendix 1 to Subpart P 7 of 20 C.F.R. Part 404. 20 C.F.R. § 404.1520(a)(4)(iii). If so, the claimant is automatically 8 found to be disabled. Id. At step four, the ALJ assesses the claimant’s residual functional 9 capacity and determines whether the claimant is still capable of performing past relevant 10 work. 20 C.F.R. § 404.1520(a)(4)(iv). If not, the ALJ proceeds to the fifth and final step, 11 where she determines whether the claimant can perform any other work in the national 12 economy based on the claimant’s residual functional capacity, age, education, and work 13 experience. 20 C.F.R. § 404.1520(a)(4)(v). If not, the claimant is disabled. Id. 14 III. Discussion 15 On appeal, Plaintiff challenges (1) the weight assigned to her treating physicians 16 and examining psychologist and (2) the ALJ’s discounting of her symptom testimony. 17 A. Opinion Testimony 18 Generally, an ALJ weights a treating physician’s opinion more heavily than a non- 19 treating physician’s opinion. Reddick v. Chater, 157 F.3d 715, 725 (9th Cir. 1998). 20 However, “[a]n ALJ may discredit treating physicians’ opinions that are conclusory, brief, 21 and unsupported by the record as a whole, or by objective medical findings.” Batson v. 22 Comm’r of Soc. Sec. Admin., 359 F.3d 1190, 1195 (9th Cir. 2004) (cleaned up). “When 23 faced with contradictory opinions, the ALJ must give specific and legitimate reasons 24 supported by substantial evidence in the record to reject a treating physician’s opinion.” 25 Belanger v. Berryhill, 685 F. App’x 596, 598 (9th Cir. 2017). “Where an ALJ does not 26 explicitly reject a medical opinion or set forth specific, legitimate reasons for crediting one 27 medical opinion over another, he errs.” Garrison v. Colvin, 759 F.3d 995, 1012 (9th Cir. 28 2014). Plaintiff challenges the ALJ’s decision to assign little weight to three opinions. 1 The Court first addresses Drs. Robinson and Teff. Dr. Robinson opined that 2 Plaintiff’s fibromyalgia and spinal stenosis caused pain that precluded an eight-hour 3 workday. (R. at 1081). He opined that Plaintiff could only sit, stand, or walk for less than 4 two hours in a workday, and that she could only lift or carry less than ten pounds. (Id.) 5 The ALJ assigned little weight to the opinion because Dr. Robinson failed to identify what 6 evidence he relied on when determining the limitations and because his “sparse” records 7 “contain little to no objective findings . . . .” (R. at 28). Dr. Teff opined that Plaintiff could 8 only sit, stand, or walk for less than two hours, and that her impairments precluded an 9 eight-hour workday. (R. at 1112). As with Dr. Robinson, the ALJ found that Dr. Teff 10 failed to show what evidence was relied on in establishing these limitations and that the 11 limitations are “inconsistent” with a May 2018 exam that he gave her showing “full range 12 of motion of the cervical spine, normal strength in the upper extremities, no gross sensory 13 loss in the hands, and no hyper-reflexes . . . .” (R. at 28). 14 Plaintiff argues that the check-box questionnaires suffice to support medical 15 opinions and that Dr. Robinson and Dr. Teff’s opinions are supported by the record. 16 However, an ALJ may properly discredit a treating physician’s opinions for being 17 conclusory and brief. See Batson, 359 F.3d at 1195. In addition, an “ALJ may permissibly 18 reject check-off reports that do not contain any explanation of the bases of their 19 conclusions.” Ford v. Saul, 950 F.3d 1141, 1155 (9th Cir. 2020) (cleaned up). Therefore, 20 the ALJ gave a legitimate reason for discounting the check-box questionnaires. 21 In addition, the Court agrees with the ALJ’s finding that other exams show “normal 22 motor strength, sensation, and reflexes” and so are inconsistent with the opinions. (R. at 23 28). One April 2016 record shows that Plaintiff’s symptoms were improved when she 24 stopped riding horses. (R. at 759). Although Plaintiff argues that the ALJ cherry picked 25 findings when noting that Dr. Teff’s May 2018 exam, these medical findings do indeed 26 contradict his opinion, such a contradiction provides proper grounds for discounting the 27 opinion testimony. See Batson, 359 F.3d at 1195. 28 The Court turns to Dr. Geary’s opinion, which found that Plaintiff qualifies for 1 depressive disorders, anxiety disorders, personality disorders, and post traumatic stress 2 disorder. (R. at 1174). He found these disorders present “significant limitations” in 3 Plaintiff’s ability to work with others or maintain a regular work schedule “without telling 4 interference from emotional and behavioral symptoms.” (Id.) The ALJ afforded this 5 opinion little weight because it was inconsistent with psychometric testing conducted by 6 Dr. Geary showing “limitations in concentration.” (R. at 29). In addition, the ALJ noted 7 that “the medical evidence of record fails to support marked or extreme limitation in the 8 area of social functioning. While the claimant has some limitations in this area of 9 functioning, she does interact” with some family and friends. (Id.) In other instances, the 10 ALJ noted, her “demeanor has been characterized as cooperative and pleasant on numerous 11 occasions by doctors and other individuals . . . .” (Id.) 12 Plaintiff argues that the opinion accounted for concentration limitations when 13 indicating that she would be off-task roughly 16-20% of the time during an eight-hour 14 workday. (Doc. 15 at 19) (citing R. 1176). And Plaintiff argues that the record also shows 15 instances where she was “irritated, angry, belligerent, and was inappropriate with 16 providers.” (Id. at 20). As a result, Plaintiff argues that the ALJ failed to offer “specific 17 and legitimate reasons for rejecting” Dr. Geary’s opinion. (Id. at 15). 18 The Court finds that there was substantial evidence in the record to support the 19 ALJ’s decision to afford Dr. Geary’s opinion little weight. First, the ALJ acknowledged 20 that Plaintiff “has shown limitations in concentrating that reasonably limits her to 21 understanding, remembering, and carrying out simple instructions.” (R. at 26). Second, 22 there is substantial evidence in the record, cited to by the ALJ, showing Plaintiff often 23 presented with a euthymic and cooperative mood. (R. at 29) (citing R. at 558, 593, 841, 24 1003, 1206). 25 Overall, the ALJ did not err in assigning weight to the opinions of Drs. Robinson, 26 Teff, and Geary. 27 B. Symptom Testimony 28 Provided that a claimant is not malingering, an ALJ may “reject the claimant’s 1 testimony about the severity of [the] symptoms” provided that the ALJ also explains her 2 decision “by providing specific, clear, and convincing reasons for doing so.” Brown- 3 Hunter v. Colvin, 806 F.3d 487, 488–89 (9th Cir. 2015). Here, Plaintiff testified that she 4 was unable to work because of pain in her neck, shoulder, back, and leg. She also reported 5 insomnia, migraine headaches, and depression. The ALJ found that these symptoms were 6 reasonably expected, but that the record did not support her claims about the symptoms’ 7 “intensity, persistence and limiting effects . . . .” (R. at 24). 8 Plaintiff argues that the ALJ “failed to show that anything specific in the medical 9 record was inconsistent with any particular portion of Acuna’s symptom testimony.” (Doc. 10 15 at 22). But the Court rejects this assertion; the ALJ plainly did cite to specific portions 11 of the record that contradicted the symptom testimony. The ALJ noted that Plaintiff’s 12 migraines, according to neurology records, were likely due to poor sleep, and yet Plaintiff 13 “was noncompliant” with the recommended use of a CPAP machine. (R. at 24). In 14 addition, medical records show “intact cranial nerves, a non-antalgic gait, intact strength 15 in all extremities, and normal sensation . . . .” (Id.) There was no evidence, the ALJ noted, 16 that Plaintiff sought treatment in urgent care and emergency centers for headache, nor had 17 she received any Botox injections or frequent changes in her medication. (Id.) As to her 18 spinal pain, records show her symptoms improved when she stopped riding horses and after 19 spinal surgery. (R. at 24–25). Plaintiff reported to pain treatment specialists that her 20 treatment had relieved 90–100 percent of her pain. (R. at 25). And records show that 21 Plaintiff’s mental impairments have been positively influenced by treatment and that she 22 has generally presented with a normal mood. (R. at 26). The Court finds that the ALJ 23 supported the decision to discount the symptom testimony with clear and convincing 24 evidence. 25 IV. Conclusion 26 The Court finds that substantial evidence supports the ALJ’s decision. 27 / / / 28 / / / 1 Accordingly, 2 IT IS HEREBY ORDERED that the decision of the Commissioner is 3|| AFFIRMED. The Clerk of Court is directed to enter judgment accordingly and terminate this action. 5 Dated this 17th day of August, 2022. 6 7 ZL we □ 8 norable'Diang/. Hurfetewa 9 United States District Fudge 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -7-