Webb v. United States Department of Veterans Affairs ( 2019 )

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 Larry W ebb, ) No. CV-19-02955-PHX-SPL ) 9 ) 10 Plaintiff, ) ORDER vs. ) ) 11 ) United States Department of Veterans ) 12 Affairs, et al., ) 13 ) ) 14 Defendants. ) 15 Before the Court is Defendants’ Motion to Dismiss (Doc. 16) and Plaintiff’s Motion 16 to Amend (Doc. 21). The Court rules as follows. 17 I. Background 18 Plaintiff filed a complaint1 on May 9, 2019 against the United States Department of 19 Veterans Affairs, Scott Neibauer, Robert Muller, Dominic Lopez, and Alan Barone (Doc. 20 1). The complaint alleges that Veterans Administration Medical Center police officers 21 conspired to falsify, alter, and delete police records, ultimately resulting in Plaintiff’s 22 conviction of a class 6 felony (Doc. 1 at 4). The complaint further alleges that although 23 the conspiracy was discovered during an internal investigation, Defendants failed to cease 24 25 26 1 Plaintiff’s complaint totals six pages (Doc. 1), with the statement of claim contained within a paragraph on page three (Doc. 1 at 3). In his response, Plaintiff states 27 that the complaint totals 370 pages and includes twenty-five causes of action (Doc. 19 at 3). For purposes of the Motion to Dismiss (Doc. 16), the Court considers only the 28 complaint as filed on the record (Doc. 1). 1 prosecution (Doc. 1 at 4).2 2 II. Legal Standard 3 “‘To survive a motion to dismiss, a complaint must contain sufficient factual matter, 4 accepted as true, to state a claim to relief that is plausible on its face;’ that is, plaintiff must 5 ‘plead[] factual content that allows the court to draw the reasonable inference that the 6 defendant is liable for the misconduct alleged.’” Telesaurus VPC, LLC v. Power, 623 F.3d 7 998, 1003 (9th Cir. 2010) (quoting Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009)). The Court 8 may dismiss a complaint for failure to state a claim under Federal Rule of Civil Procedure 9 12(b)(6) for two reasons: (1) lack of a cognizable legal theory, and (2) insufficient facts 10 alleged under a cognizable legal theory. Balistreri v. Pacifica Police Dep’t, 901 F.2d 696, 11 699 (9th Cir. 1988), abrogated on other grounds by Bell Atl. Corp v. Twombly, 550 U.S. 12 544 (2007). 13 A complaint must contain sufficient factual matter, which, if accepted as true, states 14 a claim to relief that is “plausible on its face.” Iqbal, 556 U.S. at 678 (quoting Twombly, 15 550 U.S. at 570). Facial plausibility requires the plaintiff to plead “factual content that 16 allows the court to draw the reasonable inference that the defendant is liable for the 17 misconduct alleged.” Id. Plausibility does not equal “probability,” but still requires more 18 than a sheer possibility that a defendant acted unlawfully. Id. “Where a complaint pleads 19 facts that are merely consistent with a defendant’s liability, it stops short of the line between 20 possibility and plausibility of entitlement to relief.” Id. (citation and internal quotation 21 marks omitted). 22 In deciding a motion to dismiss, the Court must “accept as true the well-pleaded 23 2 The Complaint also alleges violations of the Health Insurance Portability and 24 Accountability Act (“HIPAA”) (Doc. 1 at 4). In his response, Plaintiff concedes that no private cause of action exists under the statute (Doc. 19 at 7). See Webb v. Smart Document 25 Sols, LLC, 499 F.3d 1078, 1081 (9th Cir. 2007) (“HIPAA itself provides no private right of action.”); Haywood v. Bedatsky, No. CV-05-2179-PHX-DGC, 2007 WL 9724688, at *1 26 (D. Ariz. Mar. 2, 2007) (“HIPAA provides, however, that the Secretary of Health and Human Services, not a private individual, ‘shall pursue the action against an alleged 27 offender.’” (quoting Logan v. Dep’t of Veterans Affairs, 357 F. Supp. 2d 149, 155 (D.D.C. 2004))). The Court will thus dismiss this claim for lack of subject matter jurisdiction. See 28 Fed. R. Civ. P. 12(b)(1). 1 allegations of material fact,” and construe those facts “in the light most favorable to the 2 nonmoving party.” Daniels-Hall v. Nat’l Educ. Ass’n, 629 F.3d 992, 998 (9th Cir. 2010). 3 “[A]llegations that are merely conclusory, unwarranted deductions of fact, or unreasonable 4 inferences,” however, are insufficient to defeat a 12(b)(6) motion. Although a complaint 5 “does not need detailed factual allegations,” a plaintiff must “raise a right to relief above 6 the speculative level.” Twombly, 550 U.S. at 555. This requires “more than labels and 7 conclusions, [or] a formulaic recitation of a cause of action’s elements.” Id. 8 A court ordinarily may not consider evidence outside the pleadings in ruling on a 9 Rule 12(b)(6) motion to dismiss. Zemelka v. Trans Union LLC, No. CV-18-04179-PHX- 10 SMB, 2019 WL 2327813, at *1 (D. Ariz. May 31, 2019) (citing United States v. Ritchie, 11 342 F.3d 903, 907 (9th Cir. 2003)). “A court may, however, consider materials— 12 documents attached to the complaint, documents incorporated by reference in the 13 complaint, or matters of judicial notice—without converting the motion to dismiss into a 14 motion for summary judgment.” Id. Additionally, “[e]ven if a document is not attached to 15 a complaint, it may be incorporated by reference into a complaint if the plaintiff refers 16 extensively to the document or the document forms the basis of the plaintiff’s claim.” 17 Lovelace v. Equifax Info. Servs. LLC, No. CV-18-04080-PHX-DWL, 2019 WL 2410800, 18 at *1 (D. Ariz. June 7, 2019) (citing Ritchie, 342 F.3d at 908). A plaintiff need “not 19 explicitly allege the contents of that document in the complaint” for the court to consider 20 it, as long as the “plaintiff’s claim depends on the contents of [the] document, the defendant 21 attaches the document to its motion to dismiss, and the parties do not dispute the 22 authenticity of the document.” Knievel v. ESPN, 393 F.3d 1068, 1076 (9th Cir. 2005). 23 “[T]he district court may treat such a document as part of the complaint, and thus may 24 assume that its contents are true for purposes of a motion to dismiss under Rule 12(b)(6).” 25 Ritchie, 342 F.3d at 908. 26 III. Malicious Prosecution 27 Defendants argue that, based on the totality of the complaint, Plaintiff appears to be 28 alleging a claim for malicious prosecution (Doc. 16 at 3). Plaintiff, in response, objects to 1 this classification of his claim, arguing “[t]he listed defendants only supplied a falsified 2 Criminal Investigation to the State of Arizona who then prosecuted [him] based on the 3 falsified information provided.” (Doc. 19 at 3). Plaintiff thus argues he is not alleging a 4 malicious prosecution claim as he has not brought this action against the State (Doc. 19 at 5 3). 6 Defendant is correct that the complaint does not pinpoint a specific constitutional 7 right at issue. The Court, however, also interprets Plaintiff’s allegation as a Bivens3 claim 8 for malicious prosecution. “A Bivens claim of malicious prosecution derived from falsified 9 evidence seeks to vindicate rights protected directly by the Fourth Amendment.”4 Martinez 10 v. City of W. Sacramento, No. 2:16-cv-02566-TLN-EFB, 2019 WL 448282, at *22 (E.D. 11 Cal. Feb. 5, 2019). In addition, it is well-established “that ‘malicious prosecution actions 12 are not limited to suits against prosecutors but may be brought . . . against other persons 13 who have wrongfully caused the charges to be filed.” West v. City of Mesa, 128 F. Supp. 14 3d 1233, 1241 (D. Ariz. 2015). Thus, “[a] criminal defendant may maintain a malicious 15 prosecution claim not only against prosecutors but also against others—including police 16 officers and investigators—who wrongfully caused his prosecution.” Smith v. Almada, 640 17 F.3d 931, 938 (9th Cir. 2011). To maintain a Bivens action for malicious prosecution, “a 18 plaintiff must show that ‘the defendants prosecuted [him] with malice and without probable 19 cause, and that they did so for the purpose of denying [him] [a] specific constitutional 20 right.’” Smith, 640 F.3d at 938 (third alteration in original) (quotation omitted). “An 21 individual seeking to bring a malicious prosecution claim must generally establish that the 22 prior proceedings terminated in such a manner as to indicate his innocence.” Awabdy v. 23 City of Adelanto, 368 F.3d 1062, 1068 (9th Cir. 2004). 24 25 3 Under the doctrine set forth in Bivens v. Six Unknown Named Agents of the Federal Bureau of Narcotics, 403 U.S. 388 (1971), “courts may extend a cause of action for money 26 damages for certain constitutional violations.” Rodriguez v. Swartz, 899 F.3d 719, 734 (9th Cir. 2018). 27 4 “The Fourth Amendment addresses the matter of pretrial deprivations of liberty.” 28 Albright v. Oliver, 510 U.S. 266, 266 (1994) (plurality opinion). 1 Upon review, however, the Court finds that Plaintiff’s claim would not be 2 recognized under Bivens. In Ziglar v. Abbasi, 137 S. Ct. 1843 (2017), the Supreme Court 3 recently cautioned that “expanding the Bivens remedy is now a ‘disfavored’ judicial 4 activity” and set forth a two-part test to determine whether a Bivens claim may proceed. 5 137 S. Ct. at 1857 (quoting Iqbal, 556 U.S. at 675). A court must first consider whether 6 the claim at issue extends Bivens in a new context from previously established Bivens cases, 7 and, if so, a court must then apply a “special factors analysis” to determine whether there 8 are “special factors counselling hesitation” in expanding Bivens. Id. at 1857, 1859-60. 9 It is immaterial whether this Court, the Ninth Circuit Court of Appeals, or other 10 district and appellate courts have recognized a particular Bivens claim; the Supreme Court 11 has stated that “[t]he proper test for determining whether a case presents a new Bivens 12 context is as follows: If the case is different in a meaningful way from previous Bivens 13 cases decided by this Court, then the context is new.” Id. at 1859 (emphasis added). 14 The Supreme Court explained that 15 [a] case might differ in a meaningful way because of the rank of the officers involved; the constitutional right at issue; the 16 generality or specificity of the official action; the extent of judicial guidance as to how an officer should respond to the 17 problem or emergency to be confronted; the statutory or other legal mandate under which the officer was operating; the risk 18 of disruptive intrusion by the Judiciary into the functioning of other branches; or the presence of potential special factors that 19 previous Bivens cases did not consider. 20 Id. at 1860. This list is not exhaustive, and the “new-context inquiry is easily satisfied.” 21 Id. at 1865. 22 In Bivens, the Supreme Court recognized an implied cause of action for damages 23 for persons injured by federal officers who violated the Fourth Amendment prohibition 24 against unreasonable searches and seizures. See Bivens, 403 U.S. at 396-97. Subsequently, 25 the Supreme Court has only recognized Bivens claims under the Fifth Amendment Due 26 Process Clause by an administrative assistant who claimed a Congressman had 27 discriminated against her because of her gender, Davis v. Passman, 442 U.S. 228 (1979), 28 1 and under the Eighth Amendment prohibition against cruel and unusual punishment by a 2 prisoner who claimed federal prison officials had failed to treat his asthma, Carlson v. 3 Green, 446 U.S. 14 (1980). “These three cases . . . represent the only instances in which 4 the [Supreme] Court has approved of an implied damages remedy under the Constitution 5 itself.” Ziglar, 137 S. Ct. at 1855. 6 Applying Ziglar, Plaintiff clearly seeks to extend Bivins as “the Supreme Court has 7 never expressly allowed a Bivens claim for malicious prosecution.” Hobbs v. Devine, No. 8 CV 18-480 PSG (Ex), 2018 WL 5858583, at *5 (C.D. Cal. Sept. 19, 2018). Accordingly, 9 the analysis moves on to step two, and the Court must consider whether there are “special 10 factors counselling hesitation in the absence of affirmative action by Congress.” Ziglar, 11 137 S. Ct. at 1857. Here, the Court finds that special factors caution against allowing 12 Plaintiff to pursue a Bivens action for damages against the federal officers for malicious 13 prosecution: 14 It is sufficient for the Court to recognize that ‘Congress might doubt the efficacy or necessity of a damages remedy’ because 15 there is a risk that it would interfere with prosecutorial discretion, disincentivize law enforcement from sharing 16 information with prosecutors, and disincentivize private citizens from sharing information with law enforcement. 17 18 Boudette v. Sanders, No. 18-cv-02420-CMA-MEH, 2019 WL 3935168, at *7 (D. Colo. 19 Aug. 19, 2019). Because the issue “involves a host of considerations that must be weighed 20 and appraised, it should be committed to those who write the laws rather than those who 21 interpret them.” Ziglar, 137 S. Ct. at 1857. 22 The Court further notes that Plaintiff is adamant in his response that he is not 23 bringing a malicious prosecution claim, and he states that “[t]he listed defendants only 24 supplied a falsified Criminal Investigation to the State of Arizona who then prosecuted 25 [him] based on the falsified information provided.” (Doc. 19 at 3). Plaintiff thus argues 26 he is not alleging a malicious prosecution claim because he has not brought this action 27 against the State (Doc. 19 at 3). As this Court has explained, malicious prosecution claims 28 may extend to the officers who wrongfully cause the prosecution. To the extent Plaintiff 1 does indeed state a malicious prosecution claim, a Bivens-type remedy should not be 2 extended. However, to the extent Plaintiff indeed intended to bring a different civil rights 3 claim, Plaintiff has not adequately articulated what the alternative claim is, and as a result, 4 has failed to present a cognizable claim to relief. Accordingly, Defendant’s Motion to 5 Dismiss shall be granted. 6 IV. Motion to Amend 7 Plaintiff has also filed a Motion to Amend Complaint (Doc. 21). The proposed 8 Amended Complaint centers on Plaintiff’s alleged wrongful arrest at the Phoenix Veterans 9 Administration Medical Center, his state court trial, and his conviction for resisting arrest, 10 a class 6 felony. The Amended Complaint also adds the following new Defendants: Officer 11 Dale Smith, AUSA Maxine Romero, Director Grippon, Director Amdur, and Director 12 Nelson. 13 Except for amendments made as a matter of course or by stipulation, a party is 14 required to obtain leave of court to amend a pleading. Fed. R. Civ. P. 15(a). Rule 15 of 15 the Federal Rules of Civil Procedure further provides that leave should be freely given 16 “when justice so requires.” Fed. R. Civ. P. 15(a)(2). In making this determination, courts 17 consider the following relevant factors: undue delay, bad faith or dilatory motives, futility 18 of amendment, and undue prejudice to the opposing party. Foman v. Davis, 371 U.S. 178, 19 182 (1962); see also Sharkey v. O’Neal, 778 F.3d 767, 774 (9th Cir. 2015). 20 Here, Plaintiff has not yet been permitted to amend his complaint. However, the 21 Defendants state that the Plaintiff should not be permitted leave to amend because the 22 amendment would be futile, arguing that several of the Plaintiff’s claims are barred by the 23 statute of limitations, Plaintiff has failed to name the appropriate parties as Defendants, and 24 Plaintiff has failed to state a claim upon which relief can be granted. At this time, although 25 Defendants make plausible arguments, the Court finds that justice requires allowing the 26 Plaintiff an opportunity to amend his complaint. The Court does not find that the Plaintiff 27 is seeking to amend his complaint in bad faith or that any amendment will cause prejudice 28 to the Defendants. Additionally, the Court does not find that the Defendants have set forth 1 | any persuasive reasons for why allowing leave to amend the complaint will cause undue 2| delay. Accordingly, 3 IT IS ORDERED that Defendants’ Motion to Dismiss (Doc. 16) is granted. 4 IT IS FURTHER ORDERED that Plaintiff's Motion to Amend (Doc. 21) is granted. Plaintiff shall file a clean copy of the First Amended Complaint with the Clerk of Court no later than January 3, 2020. 7 Dated this 11th day of December, 2019. 8 9 10 GG 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28