Jacobs v. Arizona Department of Economic Security ( 2020 )

1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Erika Jacobs, No. CV-20-01713-PHX-SMB 10 Plaintiff, ORDER 11 v. 12 Arizona Department of Economic Security, 13 Defendant. 14 15 Pending before the Court is Plaintiff Erika Jacobs’ First Amended Complaint 16 (“FAC”). (Doc. 10.) Plaintiff filed her original complaint pro se on September 1, 2020 17 against the Arizona Department of Economic Security (“ADES”). (Doc. 1.) On September 18 3, 2020, the Court granted Plaintiff’s application to proceed in forma pauperis. (Doc. 4.) 19 On September 17, 2020, after screening Plaintiff’s original complaint as required by 28 20 U.S.C. § 1915(e)(2)(B), the Court dismissed the complaint for failure to state a claim. (Doc. 21 5.) That same order granted Plaintiff leave to file an amended complaint within thirty days. 22 (Id.) Plaintiff filed her FAC with the Court on October 19, 2020.1 (Doc. 10.) Because 23 Plaintiff has still failed to state a claim with regard to any of her causes of action, the Court 24 again dismisses the Plaintiff’s complaint with leave to amend. 25 1 The Court takes notice that the final day of the period granted for amending the complaint 26 fell upon a weekend, making the Plaintiff’s filing timely. Fed. R. Civ. P.6(a)(1) (“when a period is stated in days…exclude the day of the event that triggers the period; count every 27 day…; and include the last day of the period, but if the last day is a Saturday, Sunday, or 28 legal holiday, the period continues to run until the end of the next day that is not a Saturday, Sunday, or legal holiday.”). 1 I. Legal Standard 2 When a party proceeds in forma pauperis, 28 U.S.C. § 1915(e)(2) requires the Court 3 to screen lawsuits and dismiss them sue sponte if it determines “the action or appeal…fails 4 to state a claim on which relief may be granted...” Lopez v. Smith, 203 F.3d 1122, 1126 5 (9th Cir. 2000). To adequately state a claim, Rule 8(a) of the Federal Rules of Civil 6 Procedure requires a complaint contain (1) a short and plain statement of the grounds for 7 the court’s jurisdiction, (2) a short and plain statement of the claim showing that the pleader 8 is entitled to relief, and (3) a demand for judgment for the relief the pleader seeks. Fed. R. 9 Civ. P. 8(a)(3). While detailed factual allegations are not required, “Threadbare recitals of 10 the elements of a cause of action, supported by mere conclusory statements, do not suffice.” 11 Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009). A complaint “must contain sufficient factual 12 matter, accepted as true, ‘to state a claim to relief that is plausible on its face.’” Id. (quoting 13 Bell Atlantic Corp. v. Twombly, 550 U.S. 544, 570 (2007)). Thus, a complaint should 14 contain “factual content that allows the court to draw the reasonable inference that the 15 defendant is liable for the misconduct alleged.” Id. (citing Twombly, 550 U.S. at 556). 16 II. Statutory Screening 17 Plaintiff’s FAC realleges the same four causes of action found in her original 18 complaint. Namely that her proceedings before ADES violated her rights under the Sixth 19 and Seventh Amendments of the United States Constitution and that ADES violated 28 20 U.S.C. § 4101 and 18 U.S.C. § 1623. In addition, Plaintiff’s FAC brings a new claim under 21 the Federal Tort Claims Act (“FTCA”) (codified at 28 U.S.C. §§ 2671-80). 22 A. Previously Asserted Claims 23 Regarding the four claims from Plaintiff’s original complaint, that ADES violated 24 Plaintiff’s rights under the Sixth and Seventh Amendment of the United States Constitution 25 and violated 28 U.S.C. § 4101 and 18 U.S.C. § 1623, Plaintiff has failed to allege any new 26 or different facts other than those that already appeared in her original deficient complaint. 27 (Doc. 10. at 7-9; Doc. 1-1. at 1-4.) As such, the Court will simply direct Plaintiff to its 28 previous order dismissing her original complaint. (Doc. 5.) There the Court explained in 1 detail the flaws in Plaintiff’s allegations. (Id.) Plaintiff failed to state a Sixth Amendment 2 claim because she was not subjected to a criminal prosecution. (Id.) Plaintiff failed to state 3 a Seventh Amendment claim because she has no constitutional right to a jury during a state 4 court civil proceeding nor before an administrative agency. (Id.) Plaintiff failed to state a 5 claim under 18 U.S.C. § 1623 because that criminal statute does not give private citizens a 6 right to sue and enforce it. (Id.) Finally, Plaintiff failed to state a claim for defamation 7 because 28 U.S.C. § 4101 does not create a federal cause of action for defamation, and 8 regardless, she failed to allege that ADES made an unprivileged publication of the 9 defamatory statement to a third party. (Id.) Because Plaintiff has not alleged any new or 10 different factual allegations regarding these claims, the Court again finds that she has failed 11 to state a claim upon which relief can be granted. 12 B. Plaintiff’s FTCA Claim 13 The only major substantive change in Plaintiff’s FAC is the assertion of a new claim 14 under the FTCA. The FTCA imposes liability on the United States government for acts by 15 its employees that constitute torts in the state where the conduct occurred. Ting v. United 16 States, 927 F.2d 1504, 1513 (1991) (emphasis added). The FTCA only creates a cause of 17 action when the wrong alleged was committed by an employee of the federal government 18 acting within the scope of their employment. Billings v. United States, 57 F.3d 797, 800 19 (9th Cir. 1995) (“The FTCA defines the term ‘employee of the government’ to include 20 ‘persons acting on behalf of a federal agency in an official capacity, temporarily or 21 permanently in the service of the United States, whether with or without compensation.’”). 22 Notably, the FTCA explicitly states that it “shall not apply to…any claim arising out of 23 …malicious prosecution, abuse of process, libel, slander, misrepresentation, deceit, or 24 interference with contract rights…”2 28 U.S.C. § 2680. This exception applies not just to 25 2 The statute does potentially allow such actions “with regard to acts or omissions of 26 investigative or law enforcement officers of the United States Government.” 28 U.S.C. § 2680(h). However, the same section defines “investigative or law enforcement officer to 27 mean “any officer of the United States who is empowered by law to execute searches, to 28 seize evidence, or to make arrests for violations of Federal law.” (Id.) See also, Gray v. Bell, 542 F. Supp. 927 (D.D.C. 1982), aff'd, 712 F.2d 490 (D.C. Cir. 1983) (holding the 1 the enumerated causes of action, but also to any claim “arising out” of libel or slander. 28 2 U.S.C. § 2680(h); see also Johnson v. United States, 547 F.2d 688, 691 (D.C. Cir. 1976) 3 (“a litigant cannot circumvent the [FTCA] by the simple expedient of drafting in terms of 4 negligence a complaint that in reality is a claim as to which the United States remains 5 immunized.”); Johnson v. Sawyer, 47 F.3d 716, 732 n.34 (5th Cir. 1995); Metz. v. United 6 States, 788 F.2d 1528, 1534 (11th Cir. 1986) (“a cause of action which is distinct from one 7 of those excepted under § 2680(h) will nevertheless be deemed to ‘arise out of’ an excepted 8 cause of action when the underlying governmental conduct which constitutes an excepted 9 cause of action is ‘essential’ to plaintiff's claim.” (citing Block v. Neal, 460 U.S. 289, 297 10 (1983)). 11 Here Plaintiff has failed to state a claim under the FTCA. In short, she has not 12 alleged any harm or tort committed by a federal employee. Plaintiff wishes to recover for 13 “misconduct and malicious prosecution…by employees of the Arizona Department of 14 Economic Security.” ADES is a state agency and its employees work for the State of 15 Arizona. They are not employees of the federal government. Even were this not the case 16 Plaintiff still fails to state a claim because both malicious prosecution and defamation are 17 explicitly excluded from the FTCA. Plaintiff does, in a single sentence, state that 18 “[ADES]…w[as] negligent and caused personal injury to the Plaintiff [sic] reputation.” 19 However multiple circuits have held that the exception in 28 U.S.C. § 2680(h) bars not 20 only the enumerated causes of action but also any claim where “governmental conduct 21 which constitutes an excepted cause of action is ‘essential’ to plaintiff's claim.” Metz, 788 22 F.2d at 1534 (citing Neal, 460 U.S. at 297). Here, the Plaintiff is simply using the terms of 23 “negligence” and “personal injury” to reallege the same reputational harm brought in her 24 defamation claim. Because “malicious prosecution…libel, [and] slander” are all causes of 25 action excepted from the FTCA, Plaintiff would not have stated a claim even if she were 26 suing a federal employee. 27 FTCA did not apply to acts or omission of federal prosecutors since federal prosecutors are 28 not empowered by law “to execute searches, to seize evidence, or to make arrests for violations of federal law.”) 1 III. Leave to Amend 2 The well-settled law in this circuit, counsels the Court to allow amendment as long 3 as “it is not ‘absolutely clear’ that [Plaintiff] could not cure [the complaint’s] deficiencies 4 by amendment.” See Jackson v. Barnes, 749 F.3d 755, 767 (9th Cir. 2014) (citations 5 omitted); Lopez, 203 F.3d at 1131 (en banc) (holding a pro se litigant must be given leave 6 to amend “if it appears at all possible the plaintiff can correct the complaint’s defects); Fed. 7 R. Civ. P. 15(a)(2). The Court finds even under this permissive standard that some of the 8 Plaintiff’s claims are uncurable. The Plaintiff was not subjected to any criminal 9 prosecution. As such, there are no set of facts in this dispute which can support a Sixth 10 Amendment claim. The Plaintiff’s hearing with ADES occurred in the context of a state 11 administrative agency proceeding. As such, there are no set of facts under which she can 12 assert a Seventh Amendment claim. The Plaintiff bases her FTCA claim on the conduct of 13 Arizona state employees, not federal employees. As such, there is no set of facts under 14 which she can recover for her FTCA claim. Finally, the Plaintiff asserts a claim under 18 15 U.S.C. § 1623, but the Supreme Court has previously held that private citizens cannot bring 16 claims under that criminal statute. Rehberg v. Paulk, 566 U.S. 356, 367 (2012). As such, 17 there is no set of facts under which she can bring a claim under that statute. For these 18 reasons, Plaintiff’s Sixth and Seventh Amendment claims, her FTCA claim, and her claim 19 under 18 U.S.C. § 1623 are dismissed with prejudice. Because these claims are dismissed 20 with prejudice Plaintiff is advised that any subsequent amended complaint must not 21 include these claims. 22 With regard to Plaintiff’s defamation claim and other possible causes of action, it 23 is not “‘absolutely clear’ that [Plaintiff] could not cure [the complaint’s] deficiencies by 24 amendment.” Jackson, 749 F.3d at 767. It appears at least “possible the [P]laintiff can 25 correct the complaint’s deficiencies,” Lopez, 203 F.3d at 1131, or bring some other 26 previously unasserted causes of action. Plaintiff’s complaint must be amended to address 27 the deficiencies identified above and should follow the form detailed in Rule 7.1 of the 28 Local Rules of Civil Procedure (“LRCiv”). Examples of different complaints 1 demonstrating the proper form can be found in the appendix of forms contained with the 2 Federal Rules of Civil Procedure (forms 11–21). Within thirty (30) days from the date of 3 entry of this Order, Plaintiff may submit an amended complaint. Plaintiff must clearly 4 designate on the face of the document that it is the “Second Amended Complaint.” The 5 amended complaint must be retyped or rewritten in its entirety and may not incorporate 6 any part of the original complaint by reference. 7 IV. Warning 8 Plaintiff is advised that if she elects to file an amended complaint but fails to comply 9 with the Court’s instructions explained in this Order, the action will be dismissed pursuant 10 to 28 U.S.C. § 1915(e) and/or Rule 41(b) of the Federal Rules of Civil Procedure. See 11 McHenry v. Renne, 84 F.3d 1172, 1177 (9th Cir. 1996) (affirming dismissal with prejudice 12 of amended complaint that did not comply with Rule 8(a)). If Plaintiff fails to prosecute 13 this action, or if she fails to comply with the rules or any court order, the Court may dismiss 14 the action with prejudice pursuant to Rule 41(b) of the Federal Rule of Civil Procedure. 15 See Ferdik v. Bonzelet, 963 F.2d 1258, 1260 (9th Cir. 1992); Ghazali v. Moran, 46 F.3d 16 52, 54 (9th Cir. 1995). In reiteration of the Court’s ruling above, Plaintiff is explicitly 17 warned that if she chooses to submit a Second Amended Complaint, it must not 18 include any of her claims which the Court has dismissed with prejudice. 19 IV. Conclusion 20 Accordingly, 21 IT IS ORDERED that Plaintiff's claims under the Sixth and Seventh Amendment 22 of the United States Constitution, under 18 U.S.C. § 1623, and under the Federal Tort 23 Claims Act are dismissed with prejudice; 24 IT IS FURTHER ORDERED that Plaintiff’s remaining claim for defamation is 25 dismissed with leave to file an amended complaint within thirty (30) days of the date this 26 Order is entered; 27 IT IS FURTHER ORDERED that if Plaintiff does not file an amended complaint 28 within thirty (30) days of the date this Order is entered, the Clerk of Court shall dismiss 1 || this action without further order of this Court; and 2 IT IS FURTHER ORDERED that if Plaintiff elects to file an amended complaint, 3 || it may not be served until and unless the Court issues an Order screening the amended complaint pursuant to 28 U.S.C. § 1915(e)(2). 5 Dated this Ist day of December, 2020. 6 7 << ose 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -7-