- 1 WO 2 3 4 5 6 IN THE UNITED STATES DISTRICT COURT 7 FOR THE DISTRICT OF ARIZONA 8 9 Sally Ann James, No. CV-20-01183-PHX-JAT 10 Plaintiff, ORDER 11 v. 12 Commissioner of Social Security Administration, 13 Defendant. 14 15 Pending before the Court is Plaintiff Sally Ann James’s appeal from the 16 Commissioner’s denial of her application for Social Security Disability Insurance (“SSDI”) 17 and Supplemental Security Income (“SSI”) benefits under 42 U.S.C. §§ 401–434, 1381– 18 1383f. (Doc. 1). The appeal is fully briefed. (Docs. 20, 25, 26). The Court now rules. 19 I. BACKGROUND 20 Plaintiff was 60 years old at the time of her hearing, completed high school, and has 21 past relevant work experience as a Pharmacy Technician. (Doc. 20 at 3). Plaintiff argued 22 that the following conditions rendered her disabled: “chronic venous insufficiency; obesity; 23 a history of episodes of left lower extremity deep vein thrombosis and post-thrombotic 24 syndrome of the left lower extremity requiring lifelong anticoagulation therapy, such as 25 use of Coumadin or Xarelto; chronic venous hypertension with inflammation of the 26 bilateral sides; varicose veins of the bilateral lower extremities, status post endovenous 27 laser treatments; lymphedema (a type of swelling caused by a build-up of lymph fluid under 28 the skin) (sometimes spelled lymphoedema in the claimant’s medical records) in the 1 bilateral lower extremities; and arthritis in the right knee.” (Doc. 14-3 at 18). Plaintiff has 2 not engaged in substantial gainful activity since June 1, 2014, the alleged onset date. (Id.). 3 Plaintiff filed applications for SSDI and SSI benefits in November of 2016. (Docs. 4 20 at 2; 14-3 at 16). Those applications were denied at the initial stage, (Doc. 14-3 at 16), 5 upon reconsideration, (Id.), and by the Administrative Law Judge (“ALJ”) after a hearing, 6 (Docs. 20 at 2; 14-3 at 16–41). The Appeals Council denied review. (Doc. 20 at 2). Plaintiff 7 then sought review in this Court. (Doc. 1). 8 a. The Disability Determination 9 A claimant must show she “is under a disability” to qualify for disability insurance 10 benefits. 42 U.S.C. § 423(a)(1)(E). The claimant is disabled if she suffers from a medically 11 determinable physical or mental impairment that prevents her from engaging in any 12 “substantial gainful activity.” Id. § 423(d)(1)–(2). The Social Security Administration has 13 created a five-step process for an ALJ to determine whether the claimant is disabled. 20 14 C.F.R. § 404.1420(a)(1). Each step can be dispositive. See id. § 404.1420(a)(4). “The 15 burden of proof is on the claimant at steps one through four,” and the burden shifts to the 16 Commissioner at step five. See Bray v. Comm’r of Soc. Sec. Admin., 554 F.3d 1219, 1222 17 (9th Cir. 2009). 18 At step one, the ALJ examines whether the claimant is “doing substantial gainful 19 activity.” 20 C.F.R. § 404.1520(a)(4)(i). If not, then the ALJ proceeds to step two. At step 20 two, the ALJ considers whether the claimant has a physical or mental impairment or a 21 combination of impairments that are “severe.” Id. § 404.1520(a)(4)(ii). If the ALJ finds 22 that there is severe impairment, then the ALJ proceeds to step three to determine whether 23 the claimant’s impairment or combination of impairments meets or medically equals an 24 impairment listed in Appendix 1 to Subpart P of 20 C.F.R. Part 404. Id. 25 § 404.1520(a)(4)(iii). If so, the claimant is disabled. Id. If not, the ALJ must assess the 26 claimant’s “residual functional capacity” (“RFC”) before proceeding to step four. Id. 27 § 404.1520(a)(4). The RFC is the most a claimant “can still do despite [her] limitations.” 28 Id. § 404.1545(a)(1). At step four, the ALJ determines whether the claimant can still do 1 “past relevant work” in light of the claimant’s RFC. Id. § 404.1520(a)(4)(iv). If not, the 2 ALJ proceeds to the final step and examines whether the claimant “can make an adjustment 3 to other work” considering the claimant’s RFC, age, education, and work experience. Id. 4 § 404.1520(a)(4)(v). If an adjustment can be made, the claimant is not disabled. Id. 5 b. The ALJ’s Decision 6 The ALJ denied Plaintiff social security benefits because she determined that 7 Plaintiff had “not been under a disability” since the onset date and was “capable of 8 performing past relevant work as a Pharmacy Technician.” (Doc. 14-3 at 40–41). After 9 finding that Plaintiff was not engaged in substantial gainful activity since June 1, 2014 at 10 step one, the ALJ determined, at step two, that Plaintiff had the following severe 11 impairments: 12 chronic venous insufficiency; obesity; a history of episodes of left lower 13 extremity deep vein thrombosis and post-thrombotic syndrome of the left lower extremity requiring lifelong anticoagulation therapy, such as use of 14 Coumadin or Xarelto; chronic venous hypertension with inflammation of the 15 bilateral sides; varicose veins of the bilateral lower extremities, status post endovenous laser treatments; lymphedema . . . in the bilateral lower 16 extremities; and arthritis in the right knee. 17 18 (Id. at 18). 19 At step three, the ALJ concluded that Plaintiff’s impairments, singularly or in 20 combination, did not “meet[] or medically equal[] the severity of one of the listed 21 impairments in 20 CFR Part 404, Subpart P, Appendix 1 (20 CFR 404.1520(d), 404.1525, 22 404.1526, 416.920(d), 416.925 and 416.926).” (Id. at 21). Accordingly, the ALJ conducted 23 an RFC analysis and found that Plaintiff could perform “light work.” (Id. at 22–40). 24 At step four, the ALJ determined that Plaintiff could perform past relevant work as 25 a Pharmacy Technician. (Id. at 40). Thus, the ALJ determined that Plaintiff had not been 26 under a disability from June 1, 2014 through the date of the ALJ’s decision. (Id. at 41). 27 II. LEGAL STANDARD 28 The ALJ’s decision to deny disability benefits may be overturned “only when the 1 ALJ’s findings are based on legal error or not supported by substantial evidence in the 2 record.” Benton ex rel. Benton v. Barnhart, 331 F.3d 1030, 1035 (9th Cir. 2003). 3 “‘Substantial evidence’ means more than a mere scintilla, but less than a preponderance, 4 i.e., such relevant evidence as a reasonable mind might accept as adequate to support a 5 conclusion.” Robbins v. Soc. Sec. Admin., 466 F.3d 880, 882 (9th Cir. 2006) (citing Young 6 v. Sullivan, 911 F.2d 180, 183 (9th Cir. 1990)). 7 “The inquiry here is whether the record, read as a whole, yields such evidence as 8 would allow a reasonable mind to accept the conclusions reached by the ALJ.” Gallant v. 9 Heckler, 753 F.2d 1450, 1453 (9th Cir. 1984) (citation omitted). “Where evidence is 10 susceptible of more than one rational interpretation, it is the ALJ’s conclusion which must 11 be upheld; and in reaching his findings, the ALJ is entitled to draw inferences logically 12 flowing from the evidence.” Id. (citations omitted); see Batson v. Comm’r of Soc. Sec. 13 Admin., 359 F.3d 1190, 1193 (9th Cir. 2004). This is because “[t]he trier of fact and not 14 the reviewing court must resolve conflicts in the evidence, and if the evidence can support 15 either outcome, the court may not substitute its judgment for that of the ALJ.” Matney v. 16 Sullivan, 981 F.2d 1016, 1019 (9th Cir. 1992); see Benton, 331 F.3d at 1035 (“If the 17 evidence can support either outcome, the Commissioner’s decision must be upheld.”). 18 The ALJ is responsible for resolving conflicts in medical testimony, determining 19 credibility, and resolving ambiguities. See Andrews v. Shalala, 53 F.3d 1035, 1039 (9th 20 Cir. 1995). Thus, if on the whole record before the Court, substantial evidence supports the 21 ALJ’s decision, the Court must affirm it. See Hammock v. Bowen, 879 F.2d 498, 501 (9th 22 Cir. 1989); see also 42 U.S.C. § 405(g). On the other hand, the Court “may not affirm 23 simply by isolating a specific quantum of supporting evidence.” Orn v. Astrue, 495 F.3d 24 625, 630 (9th Cir. 2007) (quotation omitted). The Court is not charged with reviewing the 25 evidence and making its own judgment as to whether Plaintiff is or is not disabled. See 26 Connett v. Barnhart, 340 F.3d 871, 874 (9th Cir. 2003). Rather, the Court’s inquiry is 27 constrained to the reasons asserted by the ALJ and the evidence relied upon in support of 28 those reasons. See id. 1 III. ANALYSIS 2 Plaintiff contends that there are two potential errors in the ALJ’s analysis: (1) the 3 ALJ erred by rejecting Plaintiff’s symptom testimony without providing specific, clear, 4 and convincing reasons supported by substantial evidence, and (2) the ALJ erred by 5 determining Plaintiff’s work capacities without support based on substantial evidence in 6 the record. (Doc. 20). The Court addresses each contention in turn. 7 a. Symptom Testimony 8 Plaintiff argues that the ALJ erred when she evaluated Plaintiff’s symptom 9 testimony. (Doc. 20 at 11–18). The ALJ determined that Plaintiff’s “medically 10 determinable impairments could reasonably be expected to cause some of the alleged 11 symptoms. However, [Plaintiff’s] statements concerning the intensity, persistence and 12 limiting effects of these symptoms are not entirely consistent with the medical evidence 13 and other evidence in the record.” (Doc. 14-3 at 23). 14 1. Legal Standard 15 The Ninth Circuit has established a two-step analysis for an ALJ to determine 16 whether to credit a Plaintiff’s subjective symptom testimony. “First, the ALJ must 17 determine whether the Plaintiff has presented objective medical evidence of an underlying 18 impairment which could reasonably be expected to produce the pain or other symptoms 19 alleged.” Trevizo v. Berryhill, 871 F.3d 664, 678 (9th Cir. 2017) (quoting Garrison v. 20 Colvin, 759 F.3d 995, 1014–15 (9th Cir. 2014)). If the Plaintiff presents such evidence, the 21 ALJ then evaluates the Plaintiff’s subjective complaints. See id. “In evaluating the 22 credibility of pain testimony after a Plaintiff produces objective medical evidence of an 23 underlying impairment, an ALJ may not reject a Plaintiff’s subjective complaints based 24 solely on a lack of medical evidence to fully corroborate the alleged severity of pain.” 25 Burch v. Barnhart, 400 F.3d 676, 680 (9th Cir. 2005). Instead, an ALJ must provide 26 “specific, clear, and convincing reasons” for doing so. Burrell v. Colvin, 775 F.3d 1133, 27 1138 (9th Cir. 2014). 28 1 2. Discussion 2 Plaintiff first argues that the ALJ applied an improper legal standard by requiring 3 Plaintiff’s symptoms to be “entirely consistent” with the objective medical evidence. (Doc. 4 20 at 13). Plaintiff further asserts that the ALJ improperly required Plaintiff to provide 5 medical evidence of the severity of Plaintiff’s symptoms. (Id.). 6 Although the Court agrees that Plaintiff is not required to provide medical evidence 7 of the severity of her symptoms, see Garrison, 759 F.3d at 1014–15, objective medical 8 evidence is a useful tool for an ALJ to assess Plaintiff’s credibility regarding the intensity 9 and persistence of her symptoms, see Stubbs-Danielson v. Astrue, 539 F.3d 1169, 1175 10 (9th Cir. 2008) (holding that objective medical evidence was appropriately used to assess 11 credibility of plaintiff’s symptom testimony); Rollins v. Massanari, 261 F.3d 853, 857 (9th 12 Cir. 2001) (holding that medical evidence is “a relevant factor in determining the severity 13 of the claimant’s pain and its disabling effects”). The Court does not read the ALJ’s “not 14 entirely consistent” statement, (Doc. 14-3 at 23), as requiring Plaintiff to fully corroborate 15 her symptom testimony with objective medical evidence. Instead, the ALJ’s statement 16 merely notes that the record contains conflicting evidence. The ALJ found this conflicting 17 evidence to be “the objective medical evidence, [Plaintiff’s] treatment history, and 18 [Plaintiff’s] reported activities and demonstrated abilities.” (Id. at 23). 19 A. Objective Medical Evidence 20 The ALJ found that Plaintiff’s “statements concerning the intensity, persistence and 21 limiting effects of [her] symptoms are not entirely consistent with the medical evidence.” 22 (Doc. 14-3 at 22). The ALJ went on to discuss the medical evidence she found inconsistent 23 citing records indicating that Plaintiff regularly had clinical examinations that, outside of 24 her BMI, blood pressure, and transitory conditions, were unremarkable or within normal 25 limits, (Docs. 14-3 at 23–27, 29–30, 32–34; 14-8 at 18, 20, 22, 23, 44, 55, 57, 61, 64, 76– 26 77, 79–80, 83, 86, 88–89, 91–92, 95, 111; 14-10 at 4, 12–13; 14-11 at 18, 68; 14-12 at 3, 27 122; 14-13 at 55, 70–72, 80–81, 83), Plaintiff regularly showed appropriate mood and 28 affect and noted no issues with depression, (Docs. 14-3 at 23–34; 14-8 at 9, 20, 23, 51, 54, 1 58, 61, 64, 76–77, 79–80, 83, 86, 88–89, 91–92, 94–95, 107–108, 111, 122; 14-9 at 9, 23, 2 41, 48–49, 78; 14-10 at 4–5, 18, 47, 49, 70; 14-11 at 2, 5–6, 8, 16, 19, 28–29, 63, 83, 85, 3 112; 14-13 at 55, 80), Plaintiff repeatedly had normal neurological examinations and 4 showed normal gait, muscle tone, strength, and range of motion, (14-3 at 24–27, 29 32–34; 5 14-8 at 9, 20, 23, 55, 57, 61, 64, 83, 86, 95, 108, 111; 14-9 at 9, 23, 41, 49, 78; 14-10 at 18, 6 45, 49, 54; 14-11 at 2, 5–7, 63, 68, 87; 14-12 at 3, 122; 14-13 at 83), Plaintiff was 7 independently ambulatory, at least for short distances, and could cover long distances with 8 an assistive device, (Docs. 14-3 at 24, 26, 32; 14-8 at 8; 14-9 at 40; 14-10 at 52, 82), and 9 Plaintiff was prescribed and found improvement in her symptoms through conservative 10 treatment, (Docs. 14-3 at 24–31, 33–34; 14-8 at 17, 19–20, 23, 63, 113–114, 118–119, 11 121–23; 14-9 at 12, 141; 14-10 at 17–18; 14-11 at 2, 12, 26, 83–84, 86, 105–106, 108–113; 12 14-13 at 79). 13 Plaintiff argues that the ALJ did not state which of her specific symptoms were 14 found consistent or inconsistent with the objective medical evidence. (Doc. 20 at 12). The 15 ALJ, however, specifically noted that Plaintiff “repeatedly demonstrated adequate strength 16 and mobility and repeatedly presented with a normal or adequate gait overall at clinical 17 examinations, which contradicts [Plaintiff’s] allegations of regularly using an assistive 18 device to ambulate, . . . and contradicts [Plaintiff’s] allegations of being able to stand or 19 walk for only a short period before needing to sit down.” (Doc. 14-3 at 38). Further, the 20 ALJ noted that Plaintiff testified she “finds herself sitting down with her leg(s) elevated 21 about six to eight hours over the course of an average day,” but Plaintiff’s treating sources 22 “did not document such extreme complaints made to them.” (Id. at 39). The ALJ 23 additionally noted that “[t]he longitudinal record shows occasional exacerbations in 24 [Plaintiff’s] leg conditions, but those exacerbations responded to treatment,” and noted 25 these records did not support Plaintiff’s claims regarding the severity of her leg pain. (Id.). 26 The ALJ also stated that the objective medical evidence shows that Plaintiff has relatively 27 good use of her right knee given the lack of follow up with a surgeon, pain management 28 specialist, or physical therapist following a Cortisone injection. (Id. at 39-40). 1 Because the ALJ discussed the medical record in detail and tied that discussion to 2 specific testimony by Plaintiff, the Court finds the ALJ sufficiently tied her characterization 3 of the medical record to Plaintiff’s symptom testimony. See Lewis v. Comm’r of Soc. Sec. 4 Admin., No. CV-20-00765-PHX-MTL, 2021 WL 791467, at *4 (D. Ariz. Mar. 2, 2021) 5 (finding that ALJ, by citing specific instances throughout a multi-year period, adequately 6 tied countervailing medical record to plaintiff’s symptom testimony when discounting that 7 testimony). 8 Plaintiff additionally argues that the medical record supports, rather than 9 contradicts, her testimony. (Doc. 20 at 14–15). As discussed above, however, the ALJ cited 10 portions of the record and discussed how they directly contradicted Plaintiff’s testimony. 11 At most the record is ambiguous as to the severity of Plaintiff’s symptoms, and, “given that 12 the ALJ is the ‘final arbiter with respect to resolving ambiguities in the medical evidence,’” 13 the Court defers to the ALJ’s determination that the record contradicts Plaintiff’s 14 testimony. Singh v. Comm’r of Soc. Sec. Admin., No. CV-19-02315-PHX-MTM, 2020 WL 15 5757620, at *3 (D. Ariz. Sept. 28, 2020) (quoting Tommasetti v. Astrue, 533 F.3d 1035, 16 1041 (9th Cir. 2008)). 17 Thus, the Court does not find that the ALJ erred in discounting Plaintiff’s symptom 18 testimony after finding that it was contradicted by the medical record. See Carmickle v. 19 Comm’r, Soc. Sec. Admin., 533 F.3d 1155, 1161 (9th Cir. 2008) (“Contradiction with the 20 medical record is a sufficient basis for rejecting the claimant’s subjective testimony.”). 21 B. Treatment History 22 The ALJ found that Plaintiff’s symptom testimony was not consistent with the 23 evidence of Plaintiff’s treatment history and improvement through treatment. (Id. at 27– 24 28). The ALJ cited numerous examples to support her finding including Plaintiff’s regular 25 conservative treatment plans such as physical therapy, anticoagulants, weight loss, 26 exercise, leg elevation, and use of compression stockings, (Docs. 14-3 at 24–34; 14-8 at 27 19, 20, 23, 62, 77, 95, 111, 113–115, 118–119, 121, 122–124; 14-9 at 141; 14-10 at 5, 18, 28 82; 14-11 at 3, 13, 16, 26, 30, 68, 76, 84, 86, 105–106, 108–110, 111–113; 14-13 at 79, 83, 1 87, 90), Plaintiff’s repeated failure to follow up on and complete conservative treatment, 2 (Docs. 14-3 at 24, 27, 31–32, 35, 49–73; 14-8 at 110, 121–122; 14-10 at 72; 14-11 at 26, 3 111), and the improvement in Plaintiff’s symptoms and lack of side effects from treatment, 4 (Docs. 14-3 at 24–27, 29–34; 14-7 at 9, 45, 58, 68; 14-8 at 2, 17, 19–20, 23, 63; 14-9 at 5 11–12, 15, 23, 141; 14-10 at 17–18, 27; 14-11 at 2, 12, 32, 83). 6 The ALJ also discussed areas of Plaintiff’s testimony that were directly contradicted 7 by her treatment history. For example, the ALJ noted that Plaintiff’s testimony about 8 “needing to spend so much time with her legs elevated” was contradicted by multiple 9 treating sources who told Plaintiff to exercise regularly and released her to work. (Doc. 14- 10 3 at 39). Further, Plaintiff even admitted that no treating source told her to sit and elevate 11 her legs as much as she testified was necessary. (Id.). Plaintiff also testified that she did not 12 regularly follow conservative treatment programs, such as wearing compression stockings 13 and losing weight, because she lacked motivation due to depression. (Id. at 62–63). The 14 ALJ found this testimony was contradicted by evidence showing Plaintiff did not tell her 15 treating sources about her lack of motivation due to depression and Plaintiff’s motivation 16 to complete other courses of treatment. (Id. at 39). 17 Plaintiff argues that her treatment history, like the objective medical evidence, 18 actually supports her testimony. (Doc. 20 at 14). As discussed above, however, the ALJ 19 discussed specific portions of the record that she found to be inconsistent with Plaintiff’s 20 testimony. At most, Plaintiff’s assertion shows the record is ambiguous as to whether 21 Plaintiff’s testimony is supported by her treatment record, and, “given that the ALJ is the 22 ‘final arbiter with respect to resolving ambiguities in the medical evidence,’” the Court 23 defers to the ALJ’s finding. Singh, 2020 WL 5757620, at *3 (quoting Tommasetti, 533 F.3d 24 at 1041). Because the ALJ determined that Plaintiff was prescribed conservative treatment, 25 Plaintiff did not fully follow her treatment plans, and Plaintiff’s symptoms improved 26 through treatment, the Court finds that the ALJ did not err in discounting Plaintiff’s 27 symptom testimony on this basis. See Parra v. Astrue, 481 F.3d 742, 751 (9th Cir. 2007) 28 (holding that evidence of conservative and effective treatment are sufficient to discount a 1 claimant’s testimony regarding symptom severity) (citing Johnson v. Shalala, 60 F.3d 2 1428, 1434 (9th Cir. 1995)); see also Singh., 2020 WL 5757620, at *2–3 (affirming ALJ’s 3 discounting of plaintiff’s testimony, in part, because plaintiff’s conditions improved with 4 treatment). 5 C. Reported Activities and Demonstrated Abilities 6 The ALJ also found that Plaintiff’s reported activities and demonstrated abilities 7 contradicted her symptom testimony. (Doc. 14-3 at 23). The ALJ supported this finding by 8 citing Plaintiff’s reports that she was able to independently maintain her activities of daily 9 living, (Docs. 14-3 at 26, 28–29, 31; 14-7 at 2–9, 51–58; 14-8 at 45, 58; 14-9 at 40), 10 Plaintiff’s ability to independently travel via walking and public transportation (Docs. 14- 11 3 at 28, 31–32, 59–60; 14-7 at 5, 54; 14-10 at 52), and Plaintiff’s ability to engage in 12 activities such as cleaning, shopping, reading, handling money, and preparing food, (Docs. 13 14-3 at 28–29, 31, 58–60; 14-7 at 4–6, 53–55). Further, based in part upon her demonstrated 14 abilities, one of Plaintiff’s doctors encouraged Plaintiff to return to work in 2017. (Docs. 15 14-3 at 30; 14-11 at 84). 16 Plaintiff argues that, while she performs the daily activities listed, she does so only 17 with difficulty. (Doc. 20 at 15). Yet, even if Plaintiff’s daily activities suggest some 18 difficulty functioning, they may be grounds for discrediting her testimony “‘to the extent 19 that they contradict claims of a totally debilitating impairment.’” Wennet v. Saul, 777 F. 20 App’x 875, 877 (9th Cir. 2019) (quoting Molina v. Astrue, 674 F.3d 1104, 1113 (9th Cir. 21 2012)). The ALJ found that Plaintiff’s activities, such as “being on her feet a lot when she 22 was homeless, shopping, using public transportation when she lived near a bus stop, etc.,” 23 contradicted Plaintiff’s alleged limitations, even if those activities were done with some 24 difficulty. (See Doc. 14-3 at 39). See Singh, 2020 WL 5757620, at *3 (affirming ALJ’s 25 determination that daily activities refuted symptom testimony even though plaintiff 26 experienced difficulty while engaging in activities). 27 Plaintiff also avers the ALJ did not specify any “contemporaneous contradictions 28 between [Plaintiff’s] symptom testimony and specific reported activities sufficient to 1 justify wholesale rejection of [Plaintiff’s] symptom testimony.” (Doc. 20 at 15). The ALJ, 2 however, specifically found that Plaintiff’s daily activities of “being on her feet a lot when 3 she was homeless, shopping, using public transportation when she lived near a bus stop, . 4 . . us[ing] the lymphedema machine until relatively recently, continu[ing] to take her 5 medications, continu[ing] to perform some household activities, [and] present[ing] for the 6 hearing]” contradicted Plaintiff’s symptom testimony. (Doc. 14-3 at 39). 7 Plaintiff goes on to argue that the ALJ’s “mere list of activities, without any 8 information as to the demands, frequency, or duration of those activities, does not show 9 any contradiction with [Plaintiff’s] reported symptoms.” (Doc. 20 at 16). Even if the 10 evidence is not clear on how long or often Plaintiff performed her daily activities, as long 11 as the ALJ’s determination is reasonable, it is not the Court’s role to second-guess it. See 12 Rollins, 261 F.3d at 857 (holding that, even when record was equivocal about how long 13 and often plaintiff engaged in daily activities, because ALJ’s interpretation was reasonable 14 the court would not second-guess it). Further, “the ALJ is not required to show that a 15 claimant’s activities are transferable to the work setting in order to discount her testimony 16 on their account. Rather, an ALJ may consider whether a claimant engages in daily 17 activities that are simply inconsistent with her allegations or that suggest that they are 18 exaggerated, irrespective of whether the activities are transferable to a work setting.” 19 Handy v. Comm’r of Soc. Sec. Admin., No. CV-19-04545-PHX-JZB, 2020 WL 5699001, 20 at *4 (D. Ariz. Sept. 24, 2020) (citing Molina, 674 F.3d at 1112). 21 Here, the ALJ provided a reasonable determination based on substantial evidence 22 that Plaintiff’s daily activities were incompatible with the severity of her alleged 23 symptoms. Thus, the ALJ did not err in discounting Plaintiff’s symptom testimony. See 24 Ghanim v. Colvin, 763 F.3d 1154, 1165 (9th Cir. 2014) (“Engaging in daily activities that 25 are incompatible with the severity of symptoms alleged can support an adverse credibility 26 determination.”); Singh, No. CV-19-02315-PHX-MTM, 2020 WL 5757620, at *3 (finding 27 ALJ did not err in discounting plaintiff’s allegations of disabling symptoms and limitations 28 because they were inconsistent with her reported activities). 1 3. Conclusion Regarding Symptom Testimony 2 Because the ALJ provided specific and legitimate reasons for discounting Plaintiff’s 3 symptom testimony, including the objective medical evidence, Plaintiff’s treatment 4 history, and Plaintiff’s reported activities and demonstrated abilities, the Court will not 5 overturn the denial of disability benefits on this ground. See Thomas v. Barnhart, 278 F.3d 6 947, 959 (9th Cir. 2002) (“If the ALJ’s credibility finding is supported by substantial 7 evidence in the record, we may not engage in second-guessing.”). 8 b. Work Capacities 9 Plaintiff argues that the ALJ erred by giving “partial weight” to Dr. Shelman’s 10 medical opinion in determining Plaintiff’s work capacities because Dr. Shelman’s opinion 11 did not constitute substantial evidence in the record. (Doc. 20 at 18–19). Plaintiff argues 12 that, because Dr. Shelman is a nonexamining physician, his opinion is insufficient to 13 support the ALJ’s determination. (Id. at 19). 14 In determining whether a party is disabled, ALJs are required to consider the record 15 medical opinions together with the other relevant evidence. 20 C.F.R. § 404.1527(b)–(c). 16 When deciding how much weight to give a medical opinion, the ALJ considers numerous 17 factors, including the supportability of that medical opinion. 20 C.F.R. § 404.1527(c)(3). 18 “Generally, the more consistent a medical opinion is with the record as a whole, the more 19 weight [an ALJ] will give to that medical opinion.” 20 C.F.R. § 404.1527(c)(4). 20 “‘[T]he findings of a nontreating, nonexamining physician can amount to substantial 21 evidence, so long as other evidence in the record supports those findings.’” Fliss v. Astrue, 22 284 F. App’x 440, 442 (9th Cir. 2008) (quoting Saelee v. Chater, 94 F.3d 520, 522 (9th 23 Cir. 1996)). “The ALJ can meet this burden by setting out a detailed and thorough summary 24 of the facts and conflicting clinical evidence, stating [her] interpretation thereof, and 25 making findings.” Magallanes v. Bowen, 881 F.2d 747, 750 (9th Cir. 1989). 26 Here, the ALJ set out a detailed and thorough summary of the facts and evidence 27 that she believed supported the opinion of Dr. Shelman, a nonexamining physician. (Doc. 28 14-3 at 23–36). The ALJ did not find that Dr. Shelman’s opinion alone amounted to 1 substantial evidence, but that it was due partial weight in light of the supporting record 2 evidence. (See id. at 36). The ALJ concluded that her determination of Plaintiff’s work 3 capacities was additionally supported by the objective medical evidence, Plaintiff’s 4 treatment history, and Plaintiff’s disclosed activities and abilities as discussed supra. See 5 supra Section III.a.2. Ultimately, the ALJ did not base her determination of Plaintiff’s work 6 capacities on Dr. Shelman’s opinion alone, but on “[t]he evidence in total.” (Doc. 14-3 at 7 40). 8 Plaintiff further asserts that Dr. Shelman’s opinion should not have been given 9 partial weight because it was “based on a review of an incomplete record.” (Doc. 20 at 18). 10 To begin, ALJ’s are required to consider all the available medical evidence when 11 determining if a party is disabled, including the opinions of nonexamining physicians. See 12 20 C.F.R. § 404.1527(b)–(c). While an ALJ should take into account whether a physician 13 has reviewed a full or partial medical record when weighing medical opinions, the opinions 14 of a physician who has only reviewed a partial record may still be considered by an ALJ. 15 See 20 C.F.R. § 404.1527(c)(6). Additionally, the ALJ explained that Dr. Shelman’s 16 opinion was given partial weight because it comported with the objective medical evidence 17 on the full record. (Doc. 14-3 at 36). 18 Accordingly, the ALJ did not err in giving partial weight to Dr. Shelman’s opinion 19 when determining Plaintiff’s work capacities after finding that opinion was supported by 20 the objective medical record. See Fliss, 284 F. App’x at 442 (holding that the ALJ did not 21 err in relying on the opinions of nonexamining physicians because the medical evidence 22 supported the opinions of the nonexamining physicians); Cameron v. Astrue, No. CV 07- 23 8167-PCT-NVW, 2008 WL 4850023, at *7–8 (D. Ariz. Nov. 7, 2008) (holding that the 24 ALJ did not err in relying on the opinions of nonexamining physicians over the opinions 25 of treating physicians); Darrington v. Astrue, No. CV11-0953-PHX-DGC, 2012 WL 26 79276, at *7 (D. Ariz. Jan. 11, 2012) (holding the ALJ did not err in giving great weight to 27 opinions of a nonexamining physician because the opinions were supported by the medical 28 record). 1 The ALJ appropriately supported her determination of Plaintiff’s work capacities □□ with substantial evidence including the objective medical evidence, Plaintiff’s treatment history, Plaintiffs daily activities and demonstrated abilities, and Dr. Shelman’s medical 4|| opinion. 5|| IV. CONCLUSION 6 Based on the foregoing, 7 IT IS ORDERED that the ALJ’s decision is AFFIRMED. The Clerk of the Court 8 || shall enter judgment accordingly. 9 Dated this 15th day of July, 2021. 10 11 a 3 C 12 B _ James A. Teil Org Senior United States District Judge 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 -14-
Document Info
Docket Number: 2:20-cv-01183
Filed Date: 7/15/2021
Precedential Status: Precedential
Modified Date: 6/19/2024