Gorczakoski v. Equal Employment ( 1993 )


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  • USCA1 Opinion




    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    For The FIRST CIRCUIT


    ____________________


    No. 93-1101

    BERENICE MARY GORCZAKOSKI,

    Plaintiff, Appellant,

    v.

    EQUAL EMPLOYMENT OPPORTUNITY COMMISSION, ET AL.,

    Defendants, Appellees.


    ____________________

    No. 93-1108

    BERENICE MARY GORCZAKOSKI,

    Plaintiff, Appellant,

    v.

    MASSACHUSETTS DEPARTMENT OF PUBLIC WELFARE, ET AL.,

    Defendants, Appellees.


    ____________________
    APPEALS FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Rya W. Zobel, U.S. District Judge]
    ___________________

    ____________________

    Before

    Selya, Boudin and Stahl,
    Circuit Judges.
    ______________

    ____________________




    Berenice Mary Gorczakoski on brief pro se.
    _________________________
    Donald R. Livingston, General Counsel, Gwendolyn Young Reams,
    ______________________ ______________________
    Associate General Counsel, Lorraine C. Davis, Assistant General
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    Counsel, and Jennifer S. Goldstein, Attorney, Equal Employment
    _______________________
    Opportunity Commission, on brief for appellee, Equal Employment
    Opportunity Commission.


    ____________________

    August 9, 1993
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    Per Curiam. In these consolidated appeals, plaintiff
    __________

    Berenice Mary Gorczakoski appeals from two district court

    orders dismissing her complaints. For the reasons that

    follow, we affirm in each instance.

    I. No. 93-1101
    ___________

    In May 1988, plaintiff was terminated from her long-time

    position as ticket agent with Eastern Air Lines, Inc.

    (Eastern). She thereafter filed charges against Eastern with

    both the Massachusetts Commission Against Discrimination

    (MCAD) and the EEOC, alleging discrimination on account of

    sex, national origin and handicap. In August 1991, following

    an investigation, an MCAD commissioner found a lack of

    probable cause to support plaintiff's allegations. That

    determination was affirmed on administrative appeal the

    following month. Likewise, the EEOC's Boston Area Director

    issued a determination letter on May 14, 1992, finding that

    plaintiff's allegations were unsupported and advising her of

    her right to file a private action against Eastern.

    Plaintiff responded by filing the instant suit for

    damages, not against Eastern, but against the EEOC itself.1

    She alleged that the EEOC handled her charge of


    ____________________

    1. At the district court's direction, plaintiff later filed
    an amended complaint naming Eastern as a codefendant.
    Eastern then reported that it had filed a Chapter 11
    bankruptcy petition in March 1989 and was therefore protected
    by the automatic stay. See 11 U.S.C. 362(a)(1). As a
    ___
    result, plaintiff's claims against Eastern were not addressed
    below.

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    discrimination in a deficient manner--particularly by failing

    to conduct an independent investigation and failing to

    monitor the MCAD. The district court granted the EEOC's

    unopposed motion to dismiss, determining that plaintiff had

    failed to state a claim upon which relief could be granted.

    This determination was plainly correct.

    It is well established that Congress has not authorized-

    -either expressly or impliedly, either in Title VII or

    elsewhere--"a cause of action directly against the EEOC for

    misprocessing of claims asserted against third-party

    employers." Scheerer v. Rose State College, 950 F.2d 661,
    ________ ___________________

    662-63 (10th Cir. 1991) (noting that courts have "uniformly"

    so held), cert. denied, 112 S. Ct. 2995 (1992); accord, e.g.,
    ____________ ______ ____

    McCottrell v. EEOC, 726 F.2d 350, 351 & n.1 (7th Cir. 1984);
    __________ ____

    Ward v. EEOC, 719 F.2d 311, 312-14 (9th Cir. 1983), cert.
    ____ ____ _____

    denied, 466 U.S. 953 (1984); Georator Corp. v. EEOC, 592 F.2d
    ______ ______________ ____

    765, 767-68 (4th Cir. 1979). Likewise, we have held that any

    mishandling by the EEOC of a Title VII claim does not give

    rise to a Bivens implied right of action under the Fifth
    ______

    Amendment. See Francis-Sobel v. University of Maine, 597
    ___ _____________ ____________________

    F.2d 15, 17-18 (1st Cir.), cert. denied, 444 U.S. 949 (1979);
    ____________

    cf. Johnson v. Rodriguez, 943 F.2d 104, 108-09 (1st Cir.)
    ___ _______ _________

    (alleged irregularities in handling of complaint by state

    antidiscrimination commission did not implicate due process

    interest), cert. denied, 112 S. Ct. 948 (1992). Instead, the
    ____________



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    ability to pursue de novo judicial proceedings under Title

    VII against the party allegedly engaged in discrimination was

    intended to be "the all-purpose remedy for charging parties

    dissatisfied with the EEOC's handling of their charge." Hall
    ____

    v. EEOC, 456 F. Supp. 695, 701 (N.D. Cal. 1978) (quoted in
    ____

    Ward, 719 F.2d at 314).
    ____

    As mentioned, plaintiff has filed claims directly

    against Eastern, but they are subject to the automatic stay

    arising from Eastern's bankruptcy petition. Absent interim

    relief from the bankruptcy court, pursuit of those claims

    must await the lifting of the stay.2

    II. No. 93-1108
    ___________

    At the root of this appeal is the denial by the

    Massachusetts Department of Public Welfare (DPW) in 1991 of


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    2. We need not reach, and therefore do not decide, whether
    the filing of the complaint against Eastern was itself
    violative of the automatic stay. Likewise, we do not decide
    whether the pendency of the claims against Eastern renders
    the district court order non-final, such that (absent a Rule
    54(b) certification) appellate jurisdiction would be lacking.
    To the extent that those claims are without legal effect,
    see, e.g., Easley v. Pettibone Michigan Corp., 990 F.2d 905,
    ___ ____ ______ ________________________
    908 (6th Cir. 1993) ("by operation of the automatic stay, the
    commencement of plaintiffs' action, whether void or voidable,
    did not take place until the stay was lifted"), it would seem
    that our jurisdiction would be unaffected. Yet we bypass the
    matter, taking refuge in the "familiar principle that where
    an appeal presents a difficult jurisdictional issue, yet the
    substantive merits underlying the issue are facilely resolved
    in favor of the party challenging jurisdiction, the
    jurisdictional inquiry may be avoided." Kotler v. American
    ______ ________
    Tobacco Co., 926 F.2d 1217, 1221 (1st Cir. 1990), vacated on
    ___________ __________
    other grounds, 112 S. Ct. 3019 (1992); accord, e.g.,
    _______________ ______ ____
    Narragansett Indian Tribe v. Guilbert, 934 F.2d 4, 8 n.5 (1st
    _________________________ ________
    Cir. 1991).

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    plaintiff's application for Medicaid benefits and food

    stamps. In rendering that decision, the DPW determined that

    plaintiff's assets and income both exceeded the allowable

    limits prescribed by state regulations for Medicaid

    eligibility. Plaintiff then filed charges with the

    Department of Health and Human Services' Office of Civil

    Rights (OCR), alleging that the DPW had withheld such

    benefits because of her age, national origin, handicapped

    status, and other impermissible factors. The OCR (the agency

    responsible for ensuring that recipients of financial

    assistance from the Department of Health and Human Services

    do not engage in unlawful discrimination) conducted an

    investigation. It found that the DPW's decision comported

    fully with state and federal law and had not been influenced

    by discriminatory considerations.

    Plaintiff then filed the instant suit against the OCR,

    claiming that it had failed to conduct an adequate

    investigation. She subsequently amended her complaint to

    include the DPW as a defendant, challenging the propriety of

    its decision to deny her benefits. The district court

    dismissed the action against both defendants, and plaintiff

    has appealed.

    The dismissal of the claims against the OCR need not

    detain us long. For many of the same reasons discussed above

    in connection with the EEOC, as well as those enumerated in



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    an earlier appeal brought by plaintiff against the OCR's

    counterpart in another federal agency, see Gorczakoski v.
    ___ ___________

    U.S. Department of Labor, No. 92-2189 (1st Cir. May 4, 1993),
    ________________________

    we find no arguable basis for subjecting the OCR to liability

    as a result of any alleged improprieties in its processing of

    plaintiff's claim. As there is no reason to believe that

    plaintiff could remedy this defect in her complaint against

    the OCR "through more specific pleading," Denton v.
    ______

    Hernandez, 112 S. Ct. 1728, 1734 (1992), dismissal thereof as
    _________

    frivolous under 28 U.S.C. 1915(d) was not an abuse of

    discretion. See, e.g., Neitzke v. Williams, 490 U.S. 319,
    ___ ____ _______ ________

    325 (1989) (complaint is frivolous "where it lacks an

    arguable basis either in law or in fact"); Watson v. Caton,
    ______ _____

    984 F.2d 537, 539 (1st Cir. 1993).

    With regard to plaintiff's claims against the DPW, the

    district court granted an unopposed motion to dismiss for

    lack of jurisdiction. It reasoned that any attempt to gain

    judicial review of the DPW's denial of benefits must be

    pursued in state court under the Massachusetts Administrative

    Procedure Act, Mass. G.L. c. 30A, 14. We perceive no error

    in the district court's ruling.

    The judgments are affirmed.
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