Cook v. State of RI ( 1993 )


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  • USCA1 Opinion









    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    _________________________

    No. 93-1093

    BONNIE COOK,
    Plaintiff, Appellee,

    v.

    STATE OF RHODE ISLAND,
    DEPARTMENT OF MENTAL HEALTH, RETARDATION, AND HOSPITALS,
    Defendant, Appellant.

    _________________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF RHODE ISLAND

    [Hon. Ernest C. Torres, U.S. District Judge]
    ___________________

    _________________________

    Before

    Selya, Circuit Judge,
    _____________

    Coffin, Senior Circuit Judge,
    ____________________

    and Barbadoro,* District Judge.
    ______________

    _________________________

    John L.P. Brequet for appellant.
    _________________
    Lynette Labinger, with whom Roney & Labinger was on brief,
    ________________ ________________
    for appellee.
    Mary L. Clark, with whom James R. Neeley, Jr., Deputy
    _______________ ______________________
    General Counsel, Gwendolyn Young Reams, Associate General
    ________________________
    Counsel, and Vincent J. Blackwood, Assistant General Counsel,
    _____________________
    were on brief for U.S. Equal Employment Opportunity Commission,
    amicus curiae.

    _________________________

    November 22, 1993

    _________________________
    __________
    *Of the District of New Hampshire, sitting by designation.
















    SELYA, Circuit Judge. This pathbreaking "perceived
    SELYA, Circuit Judge.
    _____________

    disability" case presents a textbook illustration of the need

    for, and the operation of, the prohibition against handicap

    discrimination contained in section 504 of the Rehabilitation Act

    of 1973, 29 U.S.C. 794 (1993 Supp.). Concluding, as we do,

    that plaintiff's proof satisfied the burdens articulated by the

    district court in its jury instructions, we uphold the denial of

    defendant's various post-trial motions and affirm the judgment

    below.

    I. BACKGROUND
    I. BACKGROUND

    At the times material hereto, defendant-appellant

    Department of Mental Health, Retardation, and Hospitals (MHRH), a

    subdivision of the Rhode Island state government, operated the

    Ladd Center as a residential facility for retarded persons.

    Plaintiff-appellee Bonnie Cook worked at Ladd as an institutional

    attendant for the mentally retarded (IA-MR) from 1978 to 1980,

    and again from 1981 to 1986. Both times she departed

    voluntarily, leaving behind a spotless work record. The

    defendant concedes that Cook's past performance met its

    legitimate expectations.

    In 1988, when plaintiff reapplied for the identical

    position, she stood 5'2" tall and weighed over 320 pounds.

    During the routine pre-hire physical, a nurse employed by MHRH

    concluded that plaintiff was morbidly obese1 but found no

    ____________________

    1The medical profession considers a person morbidly obese if
    she weighs either more than twice her optimal weight or more than
    100 pounds over her optimal weight. See Merck Manual 950, 953
    ___ ____________

    2














    limitations that impinged upon her ability to do the job.

    Notwithstanding that plaintiff passed the physical examination,

    MHRH balked. It claimed that Cook's morbid obesity compromised

    her ability to evacuate patients in case of an emergency and put

    her at greater risk of developing serious ailments (a "fact" that

    MHRH's hierarchs speculated would promote absenteeism and

    increase the likelihood of workers' compensation claims).

    Consequently, MHRH refused to hire plaintiff for a vacant IA-MR

    position.

    Cook did not go quietly into this dark night. Invoking

    section 504, she sued MHRH in federal district court.2 MHRH

    moved to dismiss the complaint, see Fed. R. Civ. P. 12(b)(6),
    ___

    averring that morbid obesity can never constitute a handicap

    within the meaning of the Rehabilitation Act. The district court

    denied the motion. See Cook v. Rhode Island, 783 F. Supp. 1569
    ___ ____ ____________

    (D.R.I. 1992). Pretrial discovery followed.

    In due season, the parties tried the case to a jury.

    At the close of the evidence, appellant moved for judgment as a

    matter of law. The court reserved decision, see Fed. R. Civ. P.
    ___


    ____________________

    (15th ed. 1987). While Cook had been corpulent during her prior
    tours of duty, she had not then attained a state of morbid
    obesity.

    2Plaintiff's suit also contained counts under the Rhode
    Island Fair Employment Practices Act, R.I. Gen. Laws 28-5-1 to
    28-5-40 (1992 Supp.), and under the Rhode Island Civil Rights of
    Individuals with Handicaps Act, R.I. Gen. Laws 42-87-1 to 42-
    87-4 (1992 Supp.). Since all parties proclaim that the elements
    and standards of a handicap discrimination claim are no different
    for present purposes under Rhode Island law than under federal
    law, we need not independently address the state-law claims.

    3














    50(a), and submitted the case on special interrogatories (to

    which appellant interposed no objections). The jury answered

    the interrogatories favorably to plaintiff3 and, by means of the

    accompanying general verdict, awarded her $100,000 in

    compensatory damages. The district court denied appellant's

    motions for judgment as a matter of law and for a new trial,

    entered judgment on the verdict, and granted equitable relief to

    the plaintiff. MHRH lost little time in filing a notice of

    appeal.

    II. STANDARD OF REVIEW
    II. STANDARD OF REVIEW

    This appeal contests liability, not remediation. As

    formulated by MHRH, the appeal turns on whether there was

    sufficient evidence to permit a verdict in plaintiff's favor.

    Thus, appellate review is plenary. See Rolon-Alvarado v.
    ___ ______________

    Municipality of San Juan, 1 F.3d 74, 77 (1st Cir. 1993); Jordan-
    _________________________ _______

    Milton Mach., Inc. v. F/V Teresa Marie, II, 978 F.2d 32, 34 (1st
    __________________ ____________________

    Cir. 1992). A reviewing court applies the same standard that

    governed adjudication of the Rule 50 motion below: we

    "scrutiniz[e] the proof and the inferences reasonably to be drawn

    therefrom in the light most hospitable to the nonmovant,"

    Wagenmann v. Adams, 829 F.2d 196, 200 (1st Cir. 1987), refraining
    _________ _____

    entirely from "differential factfinding," Rolon-Alvarado, 1 F.3d
    ______________

    at 76. In the process, we may "not consider the credibility of


    ____________________

    3The jury found, inter alia, that plaintiff, apart from her
    _____ ____
    handicap or perceived handicap, was qualified to perform the
    duties of the IA-MR position; and that the defendant did not
    reasonably believe plaintiff lacked such qualifications.

    4














    witnesses, resolve conflicts in testimony, or evaluate the weight

    of the evidence." Wagenmann, 829 F.2d at 200. We can overturn a
    _________

    jury's verdict and grant judgment in favor of the verdict loser

    only if the evidence, so viewed, is such that reasonable minds

    could not help but reach an outcome at odds with the verdict.

    See Rolon-Alvarado, 1 F.3d at 77; Veranda Beach Club Ltd.
    ___ ______________ __________________________

    Partnership v. Western Sur. Co., 936 F.2d 1364, 1383-84 (1st Cir.
    ___________ ________________

    1991).

    In this case, appellant also moved for a new trial. A

    trial court's denial of such a motion is examined through a

    somewhat different glass. See Wagenmann, 829 F.2d at 200-01.
    ___ _________

    But, although appellant makes a passing reference to the trial

    court's ruling in this respect, it presents no reasoned

    discussion of, or analysis addressed to, the new trial issue.

    That ends the matter. We are firm adherents to the principle

    "that issues adverted to on appeal in a perfunctory manner, not

    accompanied by some developed argumentation, are deemed to have

    been abandoned." Ryan v. Royal Ins. Co., 916 F.2d 731, 734 (1st
    ____ _______________

    Cir. 1990); accord United States v. Zannino, 895 F.2d 1, 17 (1st
    ______ _____________ _______

    Cir.), cert. denied, 494 U.S. 1082 (1990).
    _____ ______

    III. ANALYSIS
    III. ANALYSIS

    In handicap discrimination cases brought pursuant to

    federal law, the claimant bears the burden of proving each

    element of her chain. See Joyner by Lowry v. Dumpson, 712 F.2d
    ___ _______________ _______

    720, 724 (2d Cir. 1983); Sedor v. Frank, 756 F. Supp. 684, 686
    _____ _____

    (D. Conn. 1991). The elements derive from section 504 of the


    5














    Rehabilitation Act, which provides in relevant part: "[n]o

    otherwise qualified individual . . . shall, solely by reason of

    her or his disability, . . . be subjected to discrimination under

    any program or activity receiving Federal financial assistance."

    29 U.S.C. 794(a). To invoke the statute in a failure-to-hire

    case, a claimant must prove four things: (1) that she applied

    for a post in a federally funded program or activity, (2) that,

    at the time, she suffered from a cognizable disability, (3) but

    was, nonetheless, qualified for the position, and (4) that she

    was not hired due solely to her disability. Here, MHRH concedes

    that it received substantial federal funding for the operation of

    the Ladd Center. We turn, then, to the remaining links that

    forge the chain. We subdivide our discussion into five segments,

    the first three of which deal directly with the existence vel non
    ___ ___

    of a covered impairment (actual or perceived).

    A
    A

    The plaintiff proceeded below on a perceived disability

    theory, positing that she was fully able although MHRH regarded

    her as physically impaired. These allegations state a cause of

    action under the Rehabilitation Act, for the prophylaxis of

    section 504 embraces not only those persons who are in fact

    disabled, but also those persons who bear the brunt of

    discrimination because prospective employers view them as

    disabled. See 29 U.S.C. 706(b) (defining a disabled person,
    ___

    for Rehabilitation Act purposes, as any person who actually has,

    or who "is regarded" as having, a "physical or mental impairment


    6














    which substantially limits one or more of such persons major life

    activities"). Up to this point in time, however, few "perceived

    disability" cases have been litigated and, consequently,

    decisional law involving the interplay of perceived disabilities

    and section 504 is hen's-teeth rare. Thus, this case calls upon

    us to explore new frontiers.

    Our task is greatly simplified because regulations

    implementing the Rehabilitation Act, promulgated by the federal

    Equal Employment Opportunity Commission (EEOC), limn three ways

    in which a person can qualify for protection under section 504 on

    the basis of a perceived disability.4 The trial court charged

    the jury that it could consider plaintiff's claim under the first

    and third methods, but not under the second. The plaintiff has

    not cross-appealed from this determination, so we leave to one

    side cases which, unlike this one, arguably come within the

    ____________________

    4The regulations cover persons who are "regarded as having
    an impairment," and provide that the quoted phrase refers to
    someone who:

    (A) has a physical or mental impairment that
    does not substantially limit major life
    activities but that is treated by a recipient
    as constituting such a limitation; (B) has a
    physical or mental impairment that
    substantially limits major life activities
    only as a result of the attitudes of others
    toward such impairment; or (C) has none of
    the impairments defined in . . . this section
    but is treated by a recipient as having such
    an impairment.

    45 C.F.R. 84.3(j)(2)(iv) (1992). The word "recipient" is a
    shorthand reference to a recipient of federal funding, and, in a
    failure-to-hire case, signifies a prospective employer whose
    "program or activity receiv[es] Federal financial assistance."
    29 U.S.C. 794(a).

    7














    purview of 45 C.F.R. 84.3(j)(2)(iv)(B).

    It is noteworthy that section 504's perceived

    disability model can be satisfied whether or not a person

    actually has a physical or mental impairment. See 45 C.F.R.
    ___

    84.3(j)(2)(iv). It is also noteworthy that the regulations

    define the term "physical or mental impairment" broadly; it

    includes, inter alia, any physiological disorder or condition
    _____ ____

    significantly affecting a major bodily system, e.g.,
    ____

    musculoskeletal, respiratory, or cardiovascular. See id.
    ___ ___

    84.3(j)(2)(i)(A). The term also encompasses disorders and

    conditions "whose precise nature is not at present known." Id.,
    ___

    App. A, Subpart A(3), at 377 (1992). And the regulations are

    open-ended; they do not purport to "set forth [an exclusive] list

    of specific diseases and conditions . . . because of the

    difficulty of ensuring the comprehensiveness of any such list."

    Id.
    ___

    This regulatory framework sets the stage for our

    analysis. In order to prevail on her perceived disability claim,

    Cook had to show either that (1) while she had a physical or

    mental impairment, it did not substantially limit her ability to

    perform major life activities, 45 C.F.R. 84.3(j)(2)(iv)(A), or,

    alternatively, that (2) she did not suffer at all from a

    statutorily prescribed physical or mental impairment, id.
    ___

    84.3(j)(2)(iv)(C);5 and she also had to prove that MHRH treated

    ____________________

    5The difference between these showings is often not very
    great. For example, a reviewing court generally must examine
    much the same evidence to determine if plaintiff had an actual,

    8














    her impairment (whether actual or perceived) as substantially

    limiting one or more of her major life activities. Id.
    ___

    84.3(j)(2)(iv)(A), (C). Although the jury did not return a

    special finding as to whether plaintiff actually had a cognizable

    impairment, or was merely regarded by MHRH as having one, the

    district court, without objection, charged in the alternative;

    hence, plaintiff is entitled to prevail on this appeal so long as

    the evidence supports recovery under one of these theories. In

    this instance, we believe the record comfortably justifies either

    finding. We explain briefly.

    On one hand, the jury could plausibly have found that

    plaintiff had a physical impairment; after all, she admittedly

    suffered from morbid obesity, and she presented expert testimony

    that morbid obesity is a physiological disorder involving a

    dysfunction of both the metabolic system and the neurological

    appetite-suppressing signal system, capable of causing adverse

    effects within the musculoskeletal, respiratory, and

    cardiovascular systems. On the second hand, the jury could have

    found that plaintiff, although not handicapped, was treated by

    MHRH as if she had a physical impairment. Indeed, MHRH's stated

    reasons for its refusal to hire its concern that Cook's limited

    mobility impeded her ability to evacuate patients in case of an

    emergency, and its fear that her condition augured a heightened

    risk of heart disease, thereby increasing the likelihood of

    workers' compensation claims show conclusively that MHRH

    ____________________

    but non-limiting, impairment, or if she had no impairment at all.

    9














    treated plaintiff's obesity as if it actually affected her

    musculoskeletal and cardiovascular systems.6

    B
    B

    Appellant counterattacks on two fronts. Neither foray

    succeeds.

    1. Mutability. MHRH baldly asserts that "mutable"
    1. Mutability.
    __________

    conditions are not the sort of impairments that can find safe

    harbor in the lee of section 504. It exacuates this assertion by

    claiming that morbid obesity is a mutable condition and that,

    therefore, one who suffers from it is not handicapped within the

    meaning of the federal law because she can simply lose weight and

    rid herself of any concomitant disability. This suggestion is as

    insubstantial as a pitchman's promise.

    We think it is important to recognize that appellant

    has no legitimate complaint about the trial court's choice among

    the possible variations on the applicable legal theme. The

    district judge sang appellant's song, instructing the jury, at

    appellant's urging, that a "condition or disorder is not an

    impairment unless it . . . constitutes an immutable condition

    that the person affected is powerless to control."7 Thus,

    ____________________

    6We note, moreover, that MHRH's decisionmaker, Dr. O'Brien,
    voiced the belief that morbid obesity affects "virtually every
    [body] system," including the cardiovascular, immune,
    musculoskeletal, and sensory systems.

    7We believe the lower court's basic proposition that
    immutability is a prerequisite to the existence of a permanent
    impairment cognizable under section 504, see Cook, 783 F. Supp.
    ___ ____
    at 1573 is problematic. Mutability is nowhere mentioned in the
    statute or regulations, and we see little reason to postulate it
    as an automatic disqualifier under section 504. It seems to us,

    10














    appellant's mutability complaint is necessarily addressed to the

    facts. As such, it is belied by the record.

    In deciding this issue, the jury had before it credible

    evidence that metabolic dysfunction, which leads to weight gain

    in the morbidly obese, lingers even after weight loss. Given

    this evidence, the jury reasonably could have found that, though

    people afflicted with morbid obesity can treat the manifestations

    of metabolic dysfunction by fasting or perennial undereating, the

    physical impairment itself a dysfunctional metabolism is

    permanent. Cf. Gilbert v. Frank, 949 F.2d 637, 641 (2d Cir.
    ___ _______ _____

    1991) (finding that kidney disease controllable by weekly

    dialysis constitutes a handicap under 504 of the Rehabilitation

    Act); Reynolds v. Brock, 815 F.2d 571, 573 (9th Cir. 1987)
    ________ _____

    (holding that epilepsy controllable by medication qualifies as a

    handicap under 504). Hence, the jury's resolution of the

    mutability question rested on a sufficiently sturdy evidentiary

    platform.

    There is, moreover, another dissonant chord in

    appellant's paean to mutability. Even if immutability were

    normally a prerequisite to finding a covered impairment, as the

    district court's charge suggested, the logic of a perceived


    ____________________

    instead, that mutability is relevant only in determining the
    substantiality of the limitation flowing from a given impairment.
    So viewed, mutability only precludes those conditions that an
    individual can easily and quickly reverse by behavioral
    alteration from coming within section 504. But, in the absence
    of a contemporaneous objection, the charge became the law of the
    case; and in any event, the district court's error is harmless,
    for it worked to appellant's advantage.

    11














    disability case, as embodied in the regulations, see 45 C.F.R.
    ___

    84.3(j)(2)(iv)(C), would nonetheless defeat the doctrine's

    application. So long as the prospective employer responds to a

    perceived disability in a way that makes clear that the employer

    regards the condition as immutable, no more is exigible. So it

    is here: based on Dr. O'Brien's testimony, the jury reasonably

    could have inferred that he regarded plaintiff's morbid obesity

    as an "impairment of a continuing nature," Evans v. City of
    _____ _______

    Dallas, 861 F.2d 846, 853 (5th Cir. 1988) (citation omitted), and
    ______

    that he rejected her application on that basis.8

    2. Voluntariness. Appellant's second assault regains
    2. Voluntariness.
    _____________

    no ground. MHRH asseverates that, because morbid obesity is

    caused, or at least exacerbated, by voluntary conduct, it cannot

    constitute an impairment falling within the ambit of section 504.

    But, this asseveration rests on a legally faulty premise. The

    Rehabilitation Act contains no language suggesting that its

    protection is linked to how an individual became impaired, or

    whether an individual contributed to his or her impairment. On

    the contrary, the Act indisputably applies to numerous conditions

    that may be caused or exacerbated by voluntary conduct, such as

    alcoholism, AIDS, diabetes, cancer resulting from cigarette

    smoking, heart disease resulting from excesses of various types,

    ____________________

    8Indeed, Dr. Blackburn, appellant's expert witness,
    testified that it is dangerous for a dieter to lose more than 20%
    of her total body weight each year. Applying this formula to Dr.
    O'Brien's acknowledgment that he would have rehired Cook only
    when she reduced her weight to 190 pounds, the jury could have
    concluded that appellant treated plaintiff as if her obesity
    would have disqualified her from working for over two years.

    12














    and the like. See, e.g., Severino v. North Fort Myers Fire
    ___ ____ ________ ______________________

    Control Dist., 935 F.2d 1179, 1182 (11th Cir. 1991) (AIDS);
    ______________

    Teahan v. Metro-North Commuter R. Co., 951 F.2d 511, 517 (2d Cir.
    ______ ___________________________

    1991) (drug abuse), cert. denied, 113 S. Ct. 54 (1992); Gallagher
    _____ ______ _________

    v. Catto, 778 F. Supp. 570, 577 (D.D.C. 1991) (alcoholism),
    _____

    aff'd, 988 F.2d 1280 (D.C. Cir. 1993); see also 45 C.F.R. 84,
    _____ ___ ____

    App. A, Subpart A(3) at 377 (cancer; heart disease).

    Consequently, voluntariness, like mutability, is relevant only in

    determiningwhether a conditionhas a substantiallylimiting effect.

    Appellant's premise fares no better as a matter of

    fact. The instructions (to which appellant did not object)

    specifically restricted disabilities to those conditions "that

    the person affected is powerless to control."9 Given the

    plethoric evidence introduced concerning the physiological roots

    of morbid obesity, the jury certainly could have concluded that

    the metabolic dysfunction and failed appetite-suppressing neural

    signals were beyond plaintiff's control and rendered her

    effectively powerless to manage her weight.

    C
    C

    The next leg of our journey into the terra incognita of
    _____ _________

    perceived disabilities requires us to explore whether the jury

    properly could have concluded that appellant regarded plaintiff's

    condition as substantially limiting one or more of her major life


    ____________________

    9We take no view of the correctness of the instruction. We
    simply note that, to the extent that it may be flawed, the
    possible error operates in appellant's favor and, is, therefore,
    harmless.

    13














    activities. See 45 C.F.R. 84.3(j)(2)(iv). We bifurcate this
    ___

    phase of our itinerary, examining the inquiry's two components in

    reverse order.

    1. Major Life Activities. The regulations
    1. Major Life Activities.
    ________________________

    implementing section 504 define "major life activities" to

    include walking, breathing, working, and other manual tasks. See
    ___

    id. 84.3(j)(2)(ii). In this case, Dr. O'Brien testified that
    ___

    he refused to hire plaintiff because he believed that her morbid

    obesity interfered with her ability to undertake physical

    activities, including walking, lifting, bending, stooping, and

    kneeling, to such an extent that she would be incapable of

    working as an IA-MR. On this basis alone, the jury plausibly

    could have found that MHRH viewed plaintiff's suspected

    impairment as interfering with major life activities. See, e.g.,
    ___ ____

    Perez v. Philadelphia Housing Auth., 677 F. Supp. 357, 360-61
    _____ ___________________________

    (E.D.Pa. 1987) (finding that abilities to walk, sit, and stand

    constitute major life activities), aff'd, 841 F.2d 1120 (3d Cir.
    _____

    1988) (table).

    2. Substantiality of Limiting Effect. The court below
    2. Substantiality of Limiting Effect.
    _________________________________

    instructed the jury that it must decide whether appellant treated

    plaintiff as if her condition "substantially limited" one of her

    major life activities. Appellant did not object to the district

    court's decision to refrain from further definition of the key

    phrase, and, absent a contemporaneous objection, a trial court

    ordinarily may charge in the language of a statute or regulation

    without further elaboration. See United States v. De La Cruz,
    ___ _____________ ___________


    14














    902 F.2d 121, 123 (1st Cir. 1990). Thus, we reject out of hand

    appellant's insinuations that the lower court erred in neglecting

    to afford a more precise definition sua sponte.10
    ___ ______

    Proceeding to the merits, we think that the degree of

    limitation fell squarely to the jury and that the evidence

    warrants its finding that appellant regarded plaintiff as

    substantially impaired. By his own admission, Dr. O'Brien

    believed plaintiff's limitations foreclosed a broad range of

    employment options in the health care industry, including

    positions such as community living aide, nursing home aide,

    hospital aide, and home health care aide. Detached jurors

    reasonably could have found that this pessimistic assessment of

    plaintiff's capabilities demonstrated that appellant regarded

    Cook's condition as substantially limiting a major life activity

    being able to work.

    Appellant urges that, in order to draw such a

    conclusion, the jury would have had to engage in rank conjecture

    because plaintiff applied for, and was rejected from, only one

    job. In effect, appellant's argument on this point reduces to

    the notion that meeting the statutory test requires, as a

    ____________________

    10We note in passing that the term "substantially limits" is
    not defined in the regulations. Some guidance in interpreting
    this phrase can perhaps be gleaned by looking to the regulations
    implementing the Americans with Disabilities Act, 42 U.S.C.
    12101 et seq. (1993). Those regulations indicate that the
    __ ____
    question of whether an impairment is substantially limiting turns
    on "(1) the nature and severity of the impairment, (2) the
    duration or expected duration of the impairment, and (3) the
    [actual or expected] permanent or long term impact . . . of, or
    resulting from, the impairment." 29 C.F.R. 1630, App. at 403
    (1992).

    15














    preliminary matter, that an individual unsuccessfully seek a

    myriad of jobs. We cannot accept that notion for several

    reasons. First, such a requirement is contrary to the plain

    reading of the statute and regulations. Under the "regarded as"

    prong of section 504, a plaintiff can make out a cognizable

    perceived disability claim by demonstrating that she was treated

    as if she had an impairment that substantially limits a major

    life activity. See 45 C.F.R. 84.3(j)(2)(iv)(C). The
    ___

    Rehabilitation Act simply does not condition such claims on

    either the quantum of a plaintiff's application efforts or on her

    prospects of finding other employment. By way of illustration,

    suit can be brought against a warehouse operator who refuses to

    hire all turquoise-eyed applicants solely because he believes

    that people with such coloring are universally incapable of

    lifting large crates, notwithstanding that other warehousemen

    might hire the applicants or that the recalcitrant firm itself

    might hire them for other, more sedentary posts. And placing

    claims in this perspective makes good sense. The Rehabilitation

    Act seeks not only to aid the disabled, but also to "eliminate

    discrimination on the basis of handicap." 45 C.F.R. 84.1.

    Then, too, conditioning fulfillment of the

    "substantially limits" test on multiple rejections would be

    tantamount to saying that the law venerates the performance of

    obviously futile acts a proposition we consistently have

    refused to espouse. See, e.g., Northern Heel Corp. v. Compo
    ___ ____ ____________________ _____

    Indus., Inc., 851 F.2d 456, 461 (1st Cir. 1988) (stating that
    ____________


    16














    "[t]he law should not be construed idly to require parties to

    perform futile acts or to engage in empty rituals); see also
    ___ ____

    Gilbert v. City of Cambridge, 932 F.2d 51, 60 (1st Cir.)
    _______ ___________________

    (discussing "futility exception" to permit application

    requirement), cert. denied, 112 S. Ct. 192 (1991).
    _____ ______

    We think it follows that each case must be determined

    on its own facts. It also follows that an applicant need not

    subject herself to a lengthy series of rejections at the hands of

    an insensitive employer to establish that the employer views her

    limitations as substantial. If the rationale proffered by an

    employer in the context of a single refusal to hire adequately

    evinces that the employer treats a particular condition as a

    disqualifier for a wide range of employment opportunities, proof

    of a far-flung pattern of rejections may not be necessary. Put

    in slightly more concrete terms, denying an applicant even a

    single job that requires no unique physical skills, due solely to

    the perception that the applicant suffers from a physical

    limitations that would keep her from qualifying for a broad

    spectrum of jobs, can constitute treating an applicant as if her

    condition substantially limited a major life activity, viz.,
    ____

    working. This is such a case.

    The precedents cited by appellant are not to the

    contrary. In each of them the court concluded that failure to

    qualify for a job possessing unique qualifications did not

    constitute a substantial limitation of a major life activity.

    See, e.g., Welsh v. City of Tulsa, 977 F.2d 1415, 1417-18 (10th
    ___ ____ _____ ______________


    17














    Cir. 1992) (upholding termination as a fire fighter due to minor

    sensory loss in one hand); Daley v. Koch, 892 F.2d 212, 214-16
    _____ ____

    (2d Cir. 1989) (sustaining rejection as police officer because of

    personality traits of poor judgment and irresponsibility);

    Tudyman v. United Airlines, 608 F. Supp. 739, 746 (C.D. Cal.
    _______ ________________

    1984) (sustaining termination as airline steward due to

    bodybuilder's bulk). These positions are a far cry from the IA-

    MR post that Cook coveted. We think there is a significant legal

    distinction between rejection based on a job-specific perception

    that the applicant is unable to excel at a narrow trade and a

    rejection based on more generalized perception that the applicant

    is impaired in such a way as would bar her from a large class of

    jobs. Cf. Welsh, 977 F.2d at 1419 (noting that factors relevant
    ___ _____

    to determining whether an impairment is substantially limiting

    include "(1) the number and type of jobs from which the impaired

    individual is disqualified, (2) the geographical area to which

    the individual has reasonable access, and (3) the individual's

    job expectations and training") (citation omitted).

    Here, the jury rationally could have concluded that

    MHRH's perception of what it thought to be plaintiff's

    impairment, as exhibited in its refusal to hire her for the IA-MR

    position, foreclosed a sufficiently wide range of jobs to serve

    as proof of a substantial limitation. Accordingly, the district

    court appropriately refused to direct a verdict for the employer.

    D
    D

    The next stop on our odyssey requires us to consider


    18














    whether there was sufficient evidence for the jury to conclude

    that plaintiff was "otherwise qualified" to work as an IA-MR.

    Once again, an affirmative answer emerges.

    "An otherwise qualified person is one who is able to

    meet all of a program's requirements in spite of h[er] handicap."

    Southeastern Community Coll. v. Davis, 442 U.S. 397, 406 (1979).
    ____________________________ _____

    Although an employer is not required to be unfailingly correct in

    assessing a person's qualifications for a job, see Bento v.
    ___ _____

    I.T.O. Corp., 599 F. Supp. 731, 744-45 (D.R.I. 1984), an employer
    ____________

    cannot act solely on the basis of subjective beliefs. An

    unfounded assumption that an applicant is unqualified for a

    particular job, even if arrived at in good faith, is not

    sufficient to forestall liability under section 504. See Pushkin
    ___ _______

    v. Regents of Univ. of Colo., 658 F.2d 1372 (10th Cir. 1981)
    __________________________

    (rejecting good faith as a defense under 504 because

    "[d]iscrimination on the basis of handicap usually . . . occurs

    under the guise of extending a helping hand or a mistaken,

    restrictive belief as to the limitations of handicapped

    persons"); see also Carter v. Casa Central, 849 F.2d 1048, 1056
    ___ ____ ______ ____________

    (7th Cir. 1988) (explaining that "[a]n employer's concerns about

    the abilities of a handicapped employee . . . must be based on

    more than ``reflective' reactions about a handicapped individual's

    ability to do the job, no matter how well-intentioned"). The

    employer's belief must be objectively reasonable. It cannot rest

    on stereotypes and broad generalizations. After all, "mere

    possession of a handicap is not a permissible ground for assuming


    19














    an inability to function in a particular context." Davis, 442
    _____

    U.S. at 405 (footnote omitted).

    Appellant's position, insofar as we can understand it,

    is that plaintiff's morbid obesity presented such a risk to

    herself and the Ladd Center's residents that she was not

    otherwise qualified, or, in the alternative, that it was

    reasonable for appellant to believe that she was not otherwise

    qualified. This protestation is undone by three independent

    considerations.

    First, because appellant's evidence on this point

    serves, at most, to generate a fact question as to whether

    plaintiff was otherwise qualified, the responsibility for

    resolving this dispute properly fell to the jury. See Arline v.
    ___ ______

    School Bd. of Nassau County, 480 U.S. 283, 287 (1987). The jury
    ____________________________

    found specially that appellant did not reasonably believe that

    plaintiff lacked the requisite qualifications. See supra note 3.
    ___ _____

    Having carefully scrutinized the record, we see no principled way

    in which we can scuttle this finding.

    Second, we question whether appellant has put forward

    evidence sufficient to beget a factual question. At trial, MHRH

    failed to make specific inquiries into plaintiff's physical

    abilities and instead relied on generalizations regarding an

    obese person's capabilities. This is the strict inverse of the

    "fact-specific and individualized" inquiry, Arline, 480 U.S. at
    ______

    287, that the Rehabilitation Act requires. Indeed, appellant's

    "evidence" comprises a graphic illustration of an employment


    20














    decision based on stereotyping exactly the sort of employment

    decision that the Rehabilitation Act seeks to banish.

    Third, one of appellant's justifications for rejecting

    plaintiff its concern over high absenteeism and increased

    workers' compensation costs is itself a prohibited basis for

    denying employment. Unless absenteeism rises to a level such

    that the applicant is no longer "otherwise qualified," the

    Rehabilitation Act requires employers to bear absenteeism and

    other miscellaneous burdens involved in making reasonable

    accommodationsin ordertopermit theemploymentof disabledpersons.11

    We will not paint the lily. Several pieces of evidence

    loom large on this issue. Plaintiff received a satisfactory

    report following the physical examination conducted by

    appellant's own nurse; the IA-MR position for which she applied

    did not demand any elevated level of mobility, lifting ability,

    size, or stature; plaintiff had satisfactorily performed all her

    duties and responsibilities as an IA-MR during her previous five



    ____________________

    11Implicit in the Rehabilitation Act's requirement that an
    employer who receives federal funds make reasonable
    accommodations to allow a disabled employee to perform her job is
    the concept that the employer must absorb some costs in working
    ____
    toward the goal of providing meaningful employment opportunities
    for disabled persons. See, e.g., 45 C.F.R. 84.12 (requiring
    ___ ____
    accommodations such as "job restructuring," "modified work
    schedules," "acquisition or modification of equipment or
    devices," and the like). Such accommodations are necessary
    unless the employer can "demonstrate that the accommodation would
    impose an undue hardship," which is determined, inter alia, by
    _____ ____
    the "nature and cost" of the proposed accommodation. Id.,
    ___
    84.12(b)(2); see, e.g., Nelson v. Thornburgh, 567 F. Supp. 369,
    ___ ____ ______ __________
    379 (E.D. Pa. 1983) (performing requisite balancing), aff'd, 732
    _____
    F.2d 146 (3rd Cir. 1984), cert. denied, 469 U.S. 1188 (1985).
    _____ ______

    21














    years of employment;12 and MHRH acknowledged that those duties

    and responsibilities have not changed. From this, and other,

    evidence, we believe that the jury lawfully could have found

    plaintiff, apart from any impairment, "otherwise qualified" to

    work as an IA-MR.

    E
    E

    Our last port of call requires that we determine

    whether the evidence justified a finding that MHRH turned down

    plaintiff's request for employment due solely to her morbid

    obesity. This final piece of the puzzle is straightforward.

    MHRH has not offered a hint of any non-weight-related

    reason for rejecting plaintiff's application. Rather, it has

    consistently conceded that it gave plaintiff the cold shoulder

    because Dr. O'Brien denied her medical clearance. The record is

    pellucid that Dr. O'Brien's refusal had three foci, each of which

    related directly to plaintiff's obesity.13 On this record,

    there was considerable room for a jury to find that appellant

    declined to hire Cook "due solely to" her perceived handicap.

    IV. CONCLUSION
    IV. CONCLUSION

    ____________________

    12To be sure, plaintiff was not then morbidly obese in the
    literal sense. Nevertheless, at times during her prior tours of
    duty she weighed almost as much as she weighed when she reapplied
    in 1988.

    13The point is well illustrated in MHRH's appellate brief,
    which states that Dr. O'Brien "declined to give medical clearance
    to hire the plaintiff based solely on her weight. Dr. O'Brien
    testified that there were three reasons for his decision: First,
    he believed that she herself was at risk based on her obesity;
    second, he believed that she could put the retarded residents at
    risk in emergency situations; third, he was concerned about the
    overall cost of Worker's Compensation injuries."

    22














    We need go no further. In a society that all too often

    confuses "slim" with "beautiful" or "good," morbid obesity can

    present formidable barriers to employment. Where, as here, the

    barriers transgress federal law, those who erect and seek to

    preserve them must suffer the consequences. In this case, the

    evidence adduced at trial amply supports the jury's determination

    that MHRH violated section 504 of the Rehabilitation Act. And

    because MHRH refused to hire plaintiff due solely to her morbid

    obesity, there is no cause to disturb either the damage award or

    the equitable relief granted by the district court.



    Affirmed.
    Affirmed.
    ________






























    23







Document Info

Docket Number: 93-1093

Filed Date: 11/22/1993

Precedential Status: Precedential

Modified Date: 9/21/2015

Authorities (24)

joshua-r-pushkin-m-d-v-the-regents-of-the-university-of-colorado-the , 658 F.2d 1372 ( 1981 )

Tudyman v. United Airlines , 608 F. Supp. 739 ( 1984 )

Southeastern Community College v. Davis , 99 S. Ct. 2361 ( 1979 )

Harmon E. Welsh v. City of Tulsa, Oklahoma, a Municipal ... , 977 F.2d 1415 ( 1992 )

veranda-beach-club-limited-partnership-v-western-surety-co-frg-ventures , 936 F.2d 1364 ( 1991 )

ronald-e-wagenmann-v-russell-j-adams-appeal-of-gerald-r-anderson , 829 F.2d 196 ( 1987 )

timothy-j-daley-v-edward-i-koch-mayor-of-the-city-of-new-york-benjamin , 892 F.2d 212 ( 1989 )

barbara-l-reynolds-esq-v-william-e-brock-secretary-of-labor-bart , 815 F.2d 571 ( 1987 )

paul-severino-v-north-fort-myers-fire-control-district-ray-alvarez , 935 F.2d 1179 ( 1991 )

Nelson v. Thornburgh , 567 F. Supp. 369 ( 1983 )

Joyce D. Carter v. Casa Central , 849 F.2d 1048 ( 1988 )

Northern Heel Corp. v. Compo Industries, Inc. , 851 F.2d 456 ( 1988 )

United States v. Jose Manuel De La Cruz A/K/A Jose Manuel ... , 902 F.2d 121 ( 1990 )

Leroy Gilbert v. Anthony M. Frank, in His Capacity as ... , 142 A.L.R. Fed. 749 ( 1991 )

Robert R. Evans, Cross-Appellee v. City of Dallas, Cross-... , 861 F.2d 846 ( 1988 )

Maury A. Ryan, D/B/A Ryan, Klimek, Ryan Partnership v. ... , 916 F.2d 731 ( 1990 )

Bento v. ITO Corp. of Rhode Island , 599 F. Supp. 731 ( 1984 )

Perez v. Philadelphia Housing Authority , 677 F. Supp. 357 ( 1987 )

Rolon-Alvarado v. Municipality of San Juan , 1 F.3d 74 ( 1993 )

Jordan-Milton MacHinery, Inc. v. F/V Teresa Marie, II , 978 F.3d 32 ( 1992 )

View All Authorities »