United States v. Avalo ( 1994 )


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  • USCA1 Opinion









    February 14, 1994 [NOT FOR PUBLICATION]
    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT


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    No. 93-1923

    UNITED STATES OF AMERICA,

    Appellee,

    v.

    TIRSO BOLIVAR GONZALEZ AVALO,

    Defendant, Appellant.

    _________________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MAINE

    [Hon. D. Brock Hornby, U.S. District Judge]
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    Before

    Torruella, Circuit Judge,
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    Bownes, Senior Circuit Judge,
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    and Selya, Circuit Judge.
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    Christopher W. Dilworth on brief for appellant.
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    Jay P. McCloskey, United States Attorney, and Michael M.
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    DuBose, Assistant United States Attorney, on brief for the United
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    States.

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    Per Curiam. This criminal appeal arises out of the
    Per Curiam.
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    conviction of defendant-appellant, Tirso Bolivar Gonzalez Avalo

    (Gonzalez), on two counts of conspiracy to possess a controlled

    substance, cocaine, with intent to distribute it. See 21 U.S.C.
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    841(a)(1), 841(b)(1)(C), 846. After a trial in which a jury

    found appellant guilty, the district court imposed a 97-month

    incarcerative sentence. Appellant contests the conviction and

    also challenges aspects of the computations leading to his

    sentence. We affirm.

    I
    I

    Appellant assails his conviction solely on the ground

    of alleged evidentiary insufficiency. Following a guilty

    verdict, a reviewing court must scrutinize the record, drawing

    all reasonable inferences in favor of the verdict, to ascertain

    if a rational jury could have found that the government proved

    each element of the crime beyond a reasonable doubt. See United
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    States v. Echeverri, 982 F.2d 675, 677 (1st Cir. 1993); United
    ______ _________ ______

    States v. Ortiz, 966 F.2d 707, 711 (1st Cir. 1992), cert. denied,
    ______ _____ _____ ______

    113 S. Ct. 1005 (1993). The government can satisfy its burden of

    proof by either direct or circumstantial evidence. See
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    Echeverri, 982 F.2d at 679; United States v. Rivera-Santiago, 872
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    F.2d 1073, 1079 (1st Cir.), cert. denied, 492 U.S. 910 (1989).
    _____ ______

    To sustain a conviction, a reviewing court need not conclude that

    only a guilty verdict could appropriately be reached; it is

    enough that the jury's determination draws its essence from a

    plausible reading of the record. See Echeverri, 982 F.2d at 677;
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    Ortiz, 966 F.2d at 711.
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    Using these guideposts, the quantum of evidence adduced

    here is more than adequate. If the jury believed the

    government's witnesses, Gonzalez was guilty, pure and simple.

    Appellant virtually concedes this point, but argues that the key

    witnesses against him had poor memories, character flaws, drug

    addictions, and selfish reasons for finger-pointing. This

    argument has some basis in the record, but it was fully aired

    during cross-examination and in defense counsel's summation. The

    jury obviously believed the evidence was reliable. That ends the

    matter: credibility calls are within the jury's exclusive

    province, see United Sates v. David, 940 F.2d 722, 730 (1st Cir.
    ___ ____________ _____

    1991), cert. denied, 112 S. Ct. 2301 (1992), and, therefore, a
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    claim of evidentiary insufficiency that rests upon witness

    credibility cannot succeed. See, e.g., United States v. Serrano,
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    870 F.2d 1, 5 (1st Cir. 1989). So it is here.

    II
    II

    Appellant's attack on his sentence advances on two

    fronts. Neither invasion succeeds.

    1. Role in the Offense. Appellant claims that the
    1. Role in the Offense.
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    district court erred in its determination of his role in the

    criminal activity. See U.S.S.G. 3B1.1(c) (Nov. 1992) (providing
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    a two-level increase for assuming managerial responsibilities in

    certain criminal endeavors). Hiking a defendant's offense level

    under this provision is justified if the court supportably

    determines that the offense(s) of conviction involved at least


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    two participants, and that the defendant exercised control over

    one of them. See United States v. Fuller, 897 F.2d 1217, 1220
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    (1st Cir. 1990). "The government must bear the burden of proving

    that an upward role-in-the-offense adjustment is warranted."

    United Sates v. Morillo, 8 F.3d 864, 872 (1st Cir. 1993).
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    In his brief, appellant says that the increase was

    unjustified, not because of a lack of evidence, but because "the

    government's witnesses were not credible." Appellant's Brief at

    10. That suggestion goes nowhere. Just as the jury is the

    principal arbiter of witness credibility at trial, the judge is

    the principal arbiter of credibility at sentencing. See United
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    States v. St. Cyr, 977 F.2d 698, 706 (1st Cir. 1992) (holding
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    that credibility determinations during the sentencing phase "lie

    within the domain of the district court"). Consequently, the

    claim of error cannot prosper.

    2. Acceptance of Responsibility. Finally, appellant
    2. Acceptance of Responsibility.
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    posits that the district court erred in failing to lower his

    offense level for acceptance of responsibility. See U.S.S.G.
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    3E1.1 (Nov. 1992). We do not agree.

    A defendant must carry the burden of proving

    entitlement to reductions in the offense level, including

    downward adjustments for acceptance of responsibility. See
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    Morillo, 8 F.3d at 871; United States v. Bradley, 917 F.2d 601,
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    606 (1st Cir. 1990). Where, as here, the sentencing court has

    ruled against a defendant on such an issue, the defendant "faces

    an uphill battle." Morillo, 8 F.3d at 871. It is, after all,
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    firmly settled that "[w]hether a defendant 'clearly demonstrates

    a recognition and affirmative acceptance of personal

    responsibility' is a fact-dominated issue, and the district

    court's decision to withhold a reduction in the offense level

    will not be overturned unless clearly erroneous." United States
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    v. Royer, 895 F.2d 28, 29 (1st Cir. 1990) (citation omitted).
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    We have read the record with care, and find no

    compelling evidence that appellant accepted responsibility in a

    timely manner. To the contrary he pled not guilty and maintained

    his innocence throughout the trial. To be sure, a sentencing

    court can still find a timely acceptance of responsibility in

    such circumstances, see U.S.S.G. E1.1, comment. (n.2), but it is
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    hard to fault the court for being skeptical.1 There is no way

    that we, from the vista of a cold appellate record, can second-

    guess the trial judge (who saw and heard the defendant). See,
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    e.g., United States v. Cepeda, 907 F.2d 11, 11 (1st Cir. 1990).
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    Absent clear error and we see none here we must uphold the

    sentencing court's refusal to reduce appellant's offense level

    for acceptance of responsibility.




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    1Appellant argues that he would have accepted responsibility
    earlier, but for his uncertainty about the drug quantities that
    would be attributed to him. There are two problems with this
    asseveration. First, there is nothing in the record to suggest
    that this is any more than post-hoc rationalization. Second,
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    even if it were to be given some credence, we have characterized
    an offer to plead guilty "subject to" an agreement on drug
    quantity as "too problematic" to serve as the functional
    equivalent of acceptance of responsibility. Morillo, 8 F.3d at
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    872.

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    The defendant's conviction and sentence are summarily
    The defendant's conviction and sentence are summarily
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    affirmed. See 1st Cir. R. 27.1.
    affirmed. See 1st Cir. R. 27.1.
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