Fleming v. Magnusson ( 1995 )


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  • USCA1 Opinion








    April 25, 1995
    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    ____________________


    No. 94-2148

    DAVID GORDON FLEMING,

    Plaintiff, Appellant,

    v.

    MARTIN MAGNUSSON, ET AL.,

    Defendants, Appellees.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MAINE

    [Hon. Morton A. Brody, U.S. District Judge] ___________________

    ____________________

    Before

    Torruella, Chief Judge, ___________
    Cyr and Stahl, Circuit Judges. ______________

    ____________________

    David Gordon Fleming on brief pro se. ____________________
    Andrew Ketterer, Attorney General, and Diane Sleek, Assistant ________________ ____________
    Attorney General, on brief for appellee.


    ____________________


    ____________________



















    Per Curiam. Plaintiff David Gordon Fleming, a Maine ___________

    inmate, appeals pro se from a judgment against him in an ___ __

    action brought pursuant to 42 U.S.C. 1983. For the

    following reasons, we affirm.

    BACKGROUND

    On April 28, 1994, Fleming filed a complaint in district

    court against fifteen named prison officials alleging various

    violations of his constitutional rights. That same day, a

    magistrate judge ("magistrate") granted his application to

    proceed in forma pauperis ("IFP"). On May 2, 1994, the __ _____ ________

    magistrate recommended that the complaint be dismissed as

    frivolous under 28 U.S.C. 1915(d). On June 15, 1994, the

    district judge reviewed the matter de novo and ordered that __ ____

    the complaint be dismissed with the exception of Fleming's

    claim that he was not provided with a copy of the Maine State

    Prison's rules and regulations prior to a disciplinary

    proceeding brought against him.

    On August 12, 1994, Fleming made service by mail on

    defendants Commissioner Donald Allen, Warden Martin

    Magnusson, and Deputy Warden Nelson Riley. On August 30,

    1994, the district court sua sponte ordered Fleming to show ___ ______

    cause why he had not made timely service on the remaining

    twelve defendants. See Fed. R. Civ. P. 4(m). After Fleming ___

    responded that it was his belief that the unserved defendants

    were not implicated in the sole surviving claim, the

















    complaint was dismissed without prejudice as to these

    defendants.

    On August 31, 1994, the three served defendants filed a

    motion to dismiss for failure to state a claim. Fleming did

    not file an objection to this motion. On September 14, 1994,

    however, Fleming filed a motion seeking leave to add

    additional defendants to the complaint. On October 6, 1994,

    the magistrate recommended that the motion to dismiss be

    allowed pursuant to Local Rule 19(c) of the United States

    District Court for the District of Maine which provides that

    "[u]nless with ten (10) days after the filing of a motion the

    opposing party files written objection thereto . . . , the

    opposing party shall be deemed to have waived objection."

    The magistrate further recommended that the motion seeking

    leave to add additional defendants be denied as moot. On

    October 24, 1994, the district judge reviewed the matter de __

    novo and adopted the magistrate's recommendations. Judgment ____

    entered, and this appeal followed.

    DISCUSSION

    Fleming argues that the complaint should not have been

    dismissed with respect to the unserved defendants for failure

    to effect timely service. He does not deny that he failed to

    serve these defendants within the 120 day period provided by

    Fed. R. Civ. P. 4(m). However, he contends that as a pro se ___ __

    defendant, he should not have been held to the "strict



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    letter" of the rule. He also suggests that, pursuant to 28

    U.S.C. 1915(c), it was not his responsibility to effect

    service. Flemings' pro se status does not insulate him ___ __

    from compliance with the Federal Rules of Civil Procedure.

    FDIC v. Anchor Properties, 13 F.3d 27, 31 (1st Cir. 1994). ____ _________________

    Section 1915(c) does provide that where, as here, a plaintiff

    is proceeding IFP, "the officers of the court shall issue and

    serve all process." However, an IFP plaintiff must request

    that the court officer serve his complaint before the officer

    will be responsible for such service. Boudette v. Barnette, ________ ________

    923 F.2d 754, 757 (9th Cir. 1991). Fleming did not allege

    below that he made such a request. On the contrary, he

    indicated that he had chosen not to proceed against the

    unserved defendants. Under the circumstances, there was no

    abuse of discretion in dismissing his complaint as to these

    defendants.

    Fleming also argues that the district court erred in

    granting the motion to dismiss the complaint as to the served

    defendants based upon his failure to comply with Local Rule

    19(c). We disagree. A pro se litigant must comply with a ___ __

    district court's procedural rules, as well as the Federal

    Rules of Civil Procedure. See Anchor Properties, 13 F.3d at ___ _________________

    31; see also Corey v. Mast Rd. Grain & Bldg. Materials Co., ________ _____ _____________________________________

    738 F.2d 11, 12 (1st Cir. 1984) (holding that district court

    was entitled to insist upon compliance with its local rule



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    which required plaintiff to respond within ten days to

    defendants' motion for dismissal). Contrary to Flemings'

    suggestion, we do not think his September 14, 1994 motion to

    add defendants should have been construed as an objection to

    the motion to dismiss. We add that, in any event, Flemings'

    complaint that he was not provided with a copy of the prison

    rules failed to allege sufficient involvement or knowledge on

    the part of the served defendants to state a 1983 claim

    against them. See Gutierrez-Rodriguez v. Cartagena, 882 F.2d ___ ___________________ _________

    553, 562 (1st Cir. 1989) (liability under 1983 may not be

    predicated upon a theory of respondeat superior).

    Affirmed. ________





























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