Pyle v. South Hadley School ( 1995 )


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    UNITED STATES COURT OF APPEALS UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT FOR THE FIRST CIRCUIT
    ____________________

    No. 94-2050

    JEFFREY J. PYLE, ET AL.,

    Plaintiffs, Appellants,

    v.

    THE SOUTH HADLEY SCHOOL COMMITTEE, ET AL.,

    Defendants, Appellees.

    ____________________


    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Michael A. Ponsor, U.S. District Judge] ___________________

    ____________________

    Before

    Cyr, Circuit Judge, _____________

    Aldrich, Senior Circuit Judge, ____________________

    and Boudin, Circuit Judge. _____________

    ____________________


    William C. Newman with whom John Reinstein, Massachusetts Civil __________________ ______________ ____________________
    Liberties Union Foundation, and Christopher H. Pyle were on brief for ___________________________ ___________________
    appellants.
    Raymond R. Randall with whom Ryan, Boudreau, Randall & _____________________ ______________________________
    Kirkpatrick was on brief for appellees. ___________

    ____________________

    May 26, 1995
    ____________________
















    ALDRICH, Senior Circuit Judge. Two South Hadley _____________________

    High School students, Jonathan and Jeffrey Pyle, sued the

    principal, the superintendent and the School Committee of the

    South Hadley School (the "School") for violation of their

    First Amendment and state statutory rights. The Pyles were

    each excluded from the School at one time or another for

    wearing tee-shirts emblazoned with messages its officials

    deemed in violation of its dress code. The district court

    granted the Pyles' request for injunction against the code's

    harassment provision, but upheld the provision prohibiting

    message clothing considered obscene, lewd, or vulgar.1 Only

    the Pyles appeal, and the sole issue is the validity of the

    court's ruling with respect to the anti-vulgarity provision.

    The court held that neither the Massachusetts

    statute, post, nor the First Amendment, prevents the School ____

    from prohibiting clothing exhibiting messages school

    officials reasonably consider obscene, lewd or vulgar, even

    if sporting such clothing causes no disruption or disorder.

    Pyle v. South Hadley School Committee, 861 F. Supp. 157 (D. ____ ______________________________

    Mass. 1994). We vacate the court's ruling on the state law,

    and on our own motion certify a question regarding its

    interpretation to the Supreme Judicial Court of

    ____________________

    1. This provision of the dress code reads:

    Students . . . are not to wear clothing
    that . . . [h]as comments or designs that
    are obscene, lewd or vulgar.

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    Massachusetts. We defer ruling with respect to the federal

    constitutional question pending resolution of the Pyles'

    rights under state law, and retain jurisdiction.2

    I. Background I. Background ______________

    The court's findings of fact amply illustrate the

    trajectory of the tee-shirt turmoil; we simply summarize.

    All began on March 24, 1993, when a gym teacher

    objected to a shirt Jeffrey wore to her class trumpeting,

    "Coed Naked Band: Do It To The Rhythm." This set in motion

    a series of face-offs between Jeffrey, backed by his father,

    Christopher Pyle, a college teacher of constitutional law,

    later joined by his younger brother Jonathan, and various

    school officials over the exercise and permissible extent of

    the School's authority to regulate student attire in school.

    Twice Jeffrey requested that the School formally draft a

    dress code because the informal system that had operated

    until then was, in his opinion, too vague. When it finally

    relented and issued a code containing the provision at issue

    here, the Pyles signalled their opposition by sporting a

    series of shirts emblazoned with messages deliberately

    calibrated to test the mettle and sweep of the School's

    enforcement authority. Shirts were banned, then unbanned, as

    the School struggled to implement its new dress code under


    ____________________

    2. Manifestly if the statute does not disempower the School
    we shall have to consider the First Amendment.

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    the Pyles' assault. Ultimately, only the Coed Naked shirt

    that originally sparked the conflict, and one other, worn by

    Jonathan ("See Dick Drink. See Dick Drive. See Dick Die.

    Don't Be A Dick."), were banned under the new policy.

    II. Public School Students' Freedom of Expression II. Public School Students' Freedom of Expression ___________________________________________________

    Under Massachusetts Law Under Massachusetts Law _______________________

    In 1974 Massachusetts enacted a statute that reads,

    in pertinent part:

    The right of students to freedom of
    expression in the public schools of the
    commonwealth shall not be abridged,
    provided that such right shall not cause
    any disruption or disorder within the
    school. Freedom of expression shall
    include without limitation, the rights
    and responsibilities of students,
    collectively and individually, (a) to
    express their views through speech and
    symbols, (b) to write, publish and
    disseminate their views, (c) to assemble
    peaceably on school property for the
    purpose of expressing their
    opinions. . . .

    M.G.L. c. 71, 82.3 The statute was originally applicable

    only to those cities and towns which chose to accept it, but

    became mandatory throughout the State in 1988. St.1988, c.

    137, M.G.L. c. 71, 86, as amended.

    There is no Massachusetts decisional law

    interpreting section 82. If, as the Pyles contend, it

    creates a broad student right to exhibit messages subject to


    ____________________

    3. The statute also exempts the school and school officials
    from criminal and civil liability for student expression.

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    restriction only for obscenity, defamation, fighting words,

    incitement and disruption, we need not reach the question

    whether the First Amendment does so. There is no contention

    that the tee-shirts fell into any of these concededly

    prohibitable categories, so we start with a routine question

    of statutory interpretation. We do not find the answer

    altogether clear.

    On the sole basis of a press release issued by the

    legislator who sponsored the 1988 amendment, the district

    court read the statute to "require[] that 'school-sponsored'

    speech, such as articles in student-run newspapers, . . . be

    judged by the same standard as 'school-tolerated' speech,"

    but to have "no relevance . . . to the analysis of a school

    administrator's efforts to curb vulgarity and sexual

    innuendo." 861 F. Supp. at 168. Its conclusion, 861 F. Supp.

    at 167, that the statute was "aimed at" the Supreme Court's

    decision in Hazelwood School District v. Kuhlmeier, 484 U.S. __________________________ _________

    260 (1988) (holding public school officials may regulate the

    content of school newspapers, plays and other "school

    sponsored expressive activities"), presumably meant aimed at

    the Hazelwood principle, as the statute preceded the actual _________

    decision by fourteen years. However, neither the statute nor

    the amendment rendering it mandatory mentions anything about

    "school-sponsored" or "school-tolerated" speech. We do not

    consider the press sheet of a former high school journalist,



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    issued fourteen years after the original statute was written,

    to offer adequate interpretive guidance. Nor does any

    legislative history provide a basis for the court to build

    clauses into the statute. On its face, the statute

    guarantees students' freedom of expression "shall not be

    abridged" except insofar as it "cause[s] any disruption or

    disorder within the school." M.G.L. c. 71, 82. Students

    may "express their views through speech and symbols,"

    presumably including a stance against drinking and driving,

    "without limitation." Id. ___

    It is difficult to think of at least the "See Dick"

    shirt, though reasonably thought vulgar, as not expressing a

    "view." At the same time, our difficulty with proceeding

    along this straightforward route is that it puts a federal

    court in the awkward position of issuing this binding

    interpretation ahead of any state tribunal where, despite the

    apparent language, it is quite possible that the

    Massachusetts legislature never considered licensing students

    to use vulgarity at will in the public schools, and depriving

    school officials of all authority to regulate it if non-

    disruptive. Nor is it easy to read into the statute a

    blanket prohibition against a school's suppressing vulgarity.

    In the absence of any state court interpretation, we would be

    in the position of dictating state-wide policy to local

    school officials at the behest of two students.



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    III. Certification III. Certification ___________________

    While uncertainty or difficulty regarding state law

    is generally not sufficient to justify traditional

    abstention, Meredith v. City of Winter Haven, 320 U.S. 228, ________ ____________________

    64 S.Ct. 7, 88 L.Ed. 9 (1943), it may be enough to counsel

    certification where that procedure is available. Lehman ______

    Bros. v. Schein, 416 U.S. 386, 390-91, 94 S.Ct. 1741, 1744, _____ ______

    40 L.Ed.2d 215 (1974) (certification "helps build a

    cooperative judicial federalism"). We would be reluctant to

    burden the Court with certification, and the litigants with

    the attendant delay, were we not convinced that the statutory

    question is of sufficient and prospective importance to state

    policy in the administration of its school system, and

    affects students and school administrators statewide for us

    to make a far-reaching decision without advice. We,

    accordingly, certify on our own motion an issue of state law

    to give the Supreme Judicial Court the opportunity to clarify

    the extent of state-created rights. See Globe Newspaper Co. ___ ___________________

    v. Beacon Hill Architectural Comm'n, 40 F.3d 18, 22 (1st Cir. ________________________________

    1994).

    We certify the following question to the Supreme

    Judicial Court of Massachusetts pursuant to its Rule 1:03,

    382 Mass. 698, 700 (1981), and retain jurisdiction pending

    its determination:

    Do high school students in public schools
    have the freedom under M.G.L. c. 71, 82


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    to engage in non-school-sponsored
    expression that may reasonably be
    considered vulgar, but causes no
    disruption or disorder?
















































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