Valvano v. East Side Anesthesia ( 1995 )


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  • USCA1 Opinion



    September 11, 1995 [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT


    ____________________


    No. 94-1954

    UNITED STATES,

    Appellee,

    v.

    FREDERICK J. BONAMO,

    Defendant, Appellant.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Rya W. Zobel, U.S. District Judge] ___________________

    ____________________

    Before

    Cyr, Boudin and Lynch,
    Circuit Judges. ______________

    ____________________

    Frederick J. Bonamo on brief pro se. ___________________
    Colleen M. Rooney on brief for appellant. _________________
    Donald K. Stern, United States Attorney, and Michael J. Pelgro, ________________ _________________
    Assistant United States Attorney, on brief for appellee.


    ____________________


    ____________________























    Per Curiam. Defendant Frederick J. Bonamo appeals __________

    his sentence under the Sentencing Guidelines. He was

    sentenced to nine years imprisonment and three years

    supervised release following a valid plea agreement. This

    agreement, made under Fed. R. Crim. P. 11(e)(1)(C), included

    a specific sentence of 10 years incarceration and three years

    supervised release, and provided that the government would

    move to dismiss a pending indictment. As a result of the

    agreement, defendant pled guilty to an information charging

    him with violating 18 U.S.C. 922(d)(3) and 18 U.S.C. 371.

    By so doing, he avoided going to trial on the indictment

    which would have exposed him to a 15-year mandatory minimum

    sentence under the Armed Career Criminal Act, 18 U.S.C.

    924(e). The government argues that defendant's appeal is

    barred by 18 U.S.C. 3742(c)(1).

    A defendant may appeal a final sentence pursuant to

    3742(a). When a defendant agrees to a negotiated plea that

    contains a specific sentence, however, 3742(c)(1) provides

    that he or she "may not file a notice of appeal under

    paragraph (3) or (4) of subsection (a) unless the sentence

    imposed is greater than the sentence set forth in such

    agreement. . . ."1 Obviously, defendant's sentence is lower




    ____________________

    1. Section 3742(a)(3) permits a defendant to appeal a
    sentence greater than the applicable guideline range and
    3742(a)(4) permits the appeal of a plainly unreasonable
    sentence for an offense for which there is no guideline.













    than the 10-year sentence stated in the plea agreement. We

    therefore have no jurisdiction to review this sentence.2

    See United States v. Prieto-Duran, 39 F.3d 1119, 1120 (10th ___ _____________ ____________

    Cir. 1994).

    Defendant attempts to avoid the ban contained in

    3742(c) by arguing that his sentence was imposed in violation

    of the law or as the result of an incorrect application of

    the sentencing guidelines -- appeals permitted by

    3742(a)(1) and (a)(2) respectively. His claim is premised on

    the fact that his sentence represents an upward departure

    from the guideline range for the offenses to which he pled

    guilty. Specifically, he contends that the district court

    erred in basing the enhanced sentence on convictions as to

    which he had had his civil rights restored pursuant to 18

    U.S.C. 921(a)(20) (a "conviction . . . for which a person .

    . . has had civil rights restored shall not be considered a

    conviction"). We reject this argument for the following

    reasons.


    ____________________

    2. The government could have filed an appeal because the
    sentence is lower than the one to which it had agreed. 18
    U.S.C. 3742(c)(2). See, e.g., United States v. Mukai, 26 ___ ____ _____________ _____
    F.3d 953 (9th Cir. 1994) (government appealed the refusal by
    the district court to allow it to withdraw from a plea
    agreement when the court imposed a sentence lower than that
    contained in the agreement); United States v. Skidmore, 998 _____________ ________
    F.2d 372 (6th Cir. 1993) (government appealed the district
    court's imposition of a sentence which did not order
    forfeiture as the parties had specified). Because the
    government does not pursue an appeal, however, we need not
    address the correctness of the sentence in this case.

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    First, no matter how defendant phrases this issue,

    it still concerns an appeal of a sentence within 3741(a)(3)

    -- that is, one that is "greater than the sentence specified

    in the applicable guideline range." The fact is that

    defendant received the benefit of his bargain and avoided the

    possibility of a 15-year sentence. "This is precisely the

    type of appeal which is barred by 18 U.S.C. 3742(c)(1)."

    Prieto-Duran, 39 F.3d at 1120 (where a sentence is within the ____________

    plea agreement, no appeal will lie even though the sentence

    is an upward departure from the guideline range).

    Second, the plea agreement provided for an upward

    departure on the ground that defendant's criminal history

    category under the Guidelines did not adequately reflect the

    seriousness of his past criminal conduct. The parties thus

    agreed to an upward departure based on 4A1.3:

    If reliable information indicates that
    the criminal history category does not
    adequately reflect the seriousness of the
    defendant's past criminal conduct or the
    likelihood that the defendant will commit
    other crimes, the court may consider
    imposing a sentence departing from the
    otherwise applicable guideline range.

    Such information includes "prior sentence(s) not used in

    computing the criminal history category." 4A1.3(a).

    Defendant's argument is premised on the definition

    of a conviction contained in 921(a)(20) and referred to in

    U.S.S.G. 2K2.1 (calculating the base offense level for

    firearms violations). The problem with this position is that


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    4A1.3 is not limited to "past convictions." Rather, it

    refers to "past criminal conduct." Certainly, defendant's _______

    past convictions are evidence of criminal conduct. Moreover,

    there is nothing in the Guidelines or elsewhere which

    indicates that the kind of criminal conduct a court may

    consider under 4A1.3 is restricted in the way defendant

    suggests. Thus, the district court did not err in the

    calculation of the upward departure defendant received.

    Defendant's other claim is that the district court

    failed to state with sufficient specificity the grounds for

    the upward departure as required by 18 U.S.C. 3553(c)(2).

    We disagree. First, the plea agreement obligated the

    district court to enhance defendant's sentence and the

    agreement specified the reason for the upward departure --

    defendant's criminal history category did not adequately

    reflect the seriousness of his past criminal conduct or the

    likelihood that he would continue to commit crimes. The

    district court not only iterated this at the sentencing

    hearing, but also observed that defendant often ended up back

    in prison after being released, that the absence of criminal

    activity usually was because defendant was incarcerated and

    that there were other criminal charges currently pending

    against defendant. We believe that this is a "reasoned

    justification" for its decision and plainly is adequate for

    appellate review. See United States v. Emery, 991 F.2d 907, ___ _____________ _____



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    913 (1st Cir. 1993) (the district court need not explain in

    "mathematical or pseudo-mathematical terms each microscopic

    choice made in arriving at the precise sentence"). Further,

    it is obvious from the record as a whole in this case why the

    court ordered an upward departure. See United States v. ___ _____________

    Quinones, 26 F.3d 213, 219 (1st Cir. 1994) (we will uphold a ________

    departure decision where "an explanation can fairly be

    implied from the record as a whole").

    The judgment of the district court is summarily _________

    affirmed. See Local Rule 27.1. ________ ___

































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