United States v. Brown ( 1996 )


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  • USCA1 Opinion








    March 25, 1996 [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________


    No. 95-1050


    UNITED STATES,

    Appellee,

    v.

    HILDA BROWN,

    Defendant, Appellant.

    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF PUERTO RICO

    [Hon. Carmen Consuelo Cerezo, U.S. District Judge] ___________________

    ____________________

    Before

    Torruella, Chief Judge, ___________
    Stahl and Lynch, Circuit Judges. ______________

    ____________________

    Juan E. Alvarez, First Assistant Federal Public Defender for ________________
    Benicio Sanchez Rivera, Federal Public Defender for the District of
    Puerto Rico, and Gustavo A. Gelpi, Assistant Federal Public Defender, ________________
    on brief for appellant.
    Guillermo Gil, United States Attorney, Esther Castro-Schmidt, ______________ ______________________
    Assistant United States Attorney, and Jose A. Quiles-Espinosa, Senior _______________________
    Litigation Counsel, on brief for appellee.


    ____________________


    ____________________

















    Per Curiam. Defendant-appellant Hilda M. Brown ___________

    appeals from her sentence on three grounds, all arising out

    of her unsuccessful motion for a downward departure from the

    guideline sentencing range for extraordinary family

    circumstances. We have jurisdiction to review appellant's

    claims that the district court's departure decision was

    affected by mistakes of law. See United States v. Webster, 54 ___ _____________ _______

    F.3d 1, 4 (1st Cir. 1995). We affirm.

    1. Fifth Amendment Violation _________________________

    The Fifth Amendment "has long been interpreted to mean

    that a defendant may refuse to 'answer official questions put

    to him in any other proceding, civil or criminal, formal or

    informal, where the answers might incriminate him in future

    criminal proceedings.'" United States v. Perez-Franco, 873 ______________ ____________

    F.2d 455, 462 (1st Cir. 1989) (quoting Lefkowitz v. Turley, _________ ______

    414 U.S. 70 (1973)). The Supreme Court, while interpreting

    the privilege broadly, has ruled that it "must be confined to

    instances where the witness has reasonable cause to apprehend

    danger from a direct answer." Hoffman v. United States, 341 _______ ______________

    U.S. 479, 486 (1951).

    Appellant has failed to demonstrate, and we cannot

    conceive, how any testimony that she might have given at the

    downward departure hearing could have been incriminating.

    Therefore, her decision not to testify at the hearing cannot

    properly be construed as an exercise of her Fifth Amendment



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    privilege against self-incrimination. Accordingly, the

    district court's consideration of her failure to testify in

    denying the departure did not violate the Fifth Amendment.

    2. Credibility Assessment ______________________

    Appellant's second argument is that the sentencing court

    impermissibly relied upon appellant's "criminal character in

    the underlying offense of conviction" in concluding that she

    had fabricated her allegation of extraordinary family

    circumstances. Appellant is referring here to the sentencing

    court's statement that "[t]he nature of the offense committed

    by her points to her skills at deception."

    Appellant's reliance upon United States v. O'Brien, 18 ______________ _______

    F.3d 301 (5th Cir.), cert. denied, ___ U.S. ___, 115 S. Ct. _____________

    199 (1994), is misplaced. In the instant case, the

    sentencing court did not base its departure decision upon an

    assessment of appellant's worth or rehabilitative potential,

    see id. Instead, the district court's comment merely ___ ___

    indicated that it considered the nature of Brown's criminal

    conduct in assessing her credibility. There was no error.

    Cf. United States v. O'Neil, 936 F.2d 599 (1st Cir. 1991) ___ _____________ ______

    (affirming sentencing court's refusal to award two-level

    credit for acceptance of responsibility and finding "nothing

    unlawful about a court's looking to a defendant's later

    conduct in order to help the court decide whether the

    defendant is truly sorry for the crimes he is charged with").



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    Even if the district court erred in considering the

    nature of Brown's offense, any error was harmless. See ___

    Williams v. United States, 503 U.S. 193 (1992) (remand not ________ _____________

    required for incorrect application of the guidelines where

    reviewing court determines that the same sentence would have

    been imposed had the district court not relied upon the

    invalid factor). The deceptive nature of Brown's offense was

    only one of several factors upon which the district court

    relied in deciding not to depart. It is apparent from the

    record that the district court would have denied the request

    for a departure even absent consideration of the nature of

    her offense.

    3. Refusal to Authorize Funds __________________________

    Brown's final argument is that the district court's

    denial without a hearing of her request under 18 U.S.C.

    3006(A)(e)(1), constitutes reversible error. A district

    court's refusal to authorize funds for an expert constitutes

    reversible error only where there is "'clear and convincing

    evidence showing prejudice to the accused.'" United States v. _____________

    Canessa, 644 F.2d 61, 64 (1st Cir. 1981). In this case, _______

    Brown was able to hire an expert despite the district court's

    denial of her request for funds. We conclude that Brown has

    not shown by "clear and convincing evidence" any prejudice

    arising from the denial of her request for funds.





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    Accordingly, appellant's conviction and sentence are

    summarily affirmed. See Loc. R. 27.1. __________________

















































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