Cleveland v. Hasbro, Inc. ( 1996 )


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  • USCA1 Opinion








    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________

    No. 96-1073

    CURTIS CLEVELAND and JUDY CLEVELAND,

    Plaintiffs, Appellants,

    v.

    HASBRO, INC.,
    d/b/a MILTON BRADLEY TOY COMPANY,

    Defendant, Appellee.

    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Morris E. Lasker, Senior U.S. District Judge] __________________________

    ____________________

    Before

    Selya and Boudin, Circuit Judges, ______________

    and McAuliffe,* District Judge. ______________

    ____________________

    Bruce A. Bierhans with whom Andrew D. Nebenzahl, Kenneth B. ___________________ _____________________ ___________
    Walton and Bierhans & Nebenzahl were on briefs for appellants. ______ ____________________
    John P. Graceffa with whom Kathryn M. Anbinder and Morrison, __________________ _____________________ _________
    Mahoney & Miller were on brief for appellee. ________________


    ____________________

    November 6, 1996
    ____________________




    ____________________

    *Of the District of New Hampshire, sitting by designation.













    BOUDIN, Circuit Judge. In this diversity case, Curtis ______________

    and Judy Cleveland appeal from the district court's grant of

    summary judgment in favor of Hasbro, Inc. The Clevelands

    sued Hasbro for negligence and loss of consortium based upon

    an injury that Curtis Cleveland suffered while loading toys

    onto his truck at Hasbro's plant in East Longmeadow,

    Massachusetts. The district court ruled, as a matter of law,

    that Hasbro had never assumed a duty of care owing to the

    Clevelands. Our review is plenary, and we take the

    allegations of facts in the light most favorable to the

    Clevelands. See Guzman-Rivera v. Rivera-Cruz, 29 F.3d 3, 4 ___ _____________ ___________

    (1st Cir. 1994).

    In September 1991, Curtis was a truck driver employed by

    V.K. Putnam Trucking, Inc. ("Putnam") of Belgrade, Montana.

    All of the loads that Putnam contracted to haul were "driver

    assist" loads, meaning that the truck driver rather than the

    shipper was responsible for loading cargo. Putnam drivers

    were provided with a stipend for the purpose of hiring

    "lumpers" to assist in this process. At his option, the

    driver could load himself and pocket the stipend.

    In early September, Curtis was offered the Hasbro job by

    the Putnam dispatcher and told that it would be driver

    assist. On September 6, Curtis and Judy arrived at Hasbro's

    East Longmeadow plant to pick up a shipment of toys for

    delivery to a purchaser in Oregon. Curtis claims that prior



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    to arriving at Hasbro, he spoke by telephone with a Hasbro

    employee who assured him that the company would provide

    "lumpers" or other personnel to load the cargo into his

    truck. Curtis says that without this assurance he would not

    have accepted the job.

    When the Clevelands arrived at Hasbro to pick up the

    load, they were told that no Hasbro employees were available

    to assist in loading the truck. Curtis then decided to load

    the truck himself with help from his wife. Hasbro provided a

    manual pallet jack to the Clevelands for use in loading the

    cargo pallets onto the truck, but declined to make available

    a more expensive electric jack that was also on the premises.

    After several hours of loading, Curtis had difficulty

    moving an especially heavy pallet up an inclined ramp into

    his truck. Starting with the pallet-laden jack at a distance

    from the truck, Curtis gave the jack a long running push from

    inside the warehouse toward the interior of his truck. He

    got the load into the truck; but he then lost control of the

    jack, and as it slid back out, he jumped aboard it and was

    ultimately thrown between two other pallets, sustaining

    injuries. The Clevelands then completed loading the truck

    and drove the truck back to Oregon.

    The Clevelands brought suit in the district court in

    August 1994, alleging that Hasbro had been negligent in

    failing to provide personnel to load the truck and that it



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    was also negligent in other respects, such as failing to

    permit the Clevelands to use the electric jack and failing to

    provide medical assistance to Cleveland following his injury.

    After discovery, in June 1995 Hasbro moved for summary

    judgment. The district court granted Hasbro's motion (and

    denied the Clevelands' cross-motion) on November 29, 1995.

    The Clevelands now appeal.

    On appeal, the Clevelands advance three theories of

    liability: first, that Hasbro, by its employee's alleged

    statement, assumed a duty to provide assistance in loading;

    second, that Hasbro had breached its general duty of care as

    a landowner; and third, that the employee's alleged statement

    constituted negligent misrepresentation under Massachusetts

    law. Hasbro says that this third theory has been waived

    because not pressed in the district court, but it turns out

    to make no difference.

    The Clevelands' first negligence claim rests upon the

    premise that the statement allegedly made by Hasbro's

    employee gave rise to a duty of care on Hasbro's part; they

    then argue that the failure of Hasbro to provide the

    assistance was a breach of this duty and a proximate cause of

    Curtis' injuries. The district court found that the

    statement by Hasbro's agent, assuming it was made, was

    insufficient to give rise to a duty of care under

    Massachusetts law.



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    It is by no means clear that Massachusetts law would

    impose on Hasbro a general duty of care based on the isolated

    statement of the Hasbro employee. Most of the Massachusetts

    cases, some recognizing and others rejecting a voluntarily

    assumed duty of care, concern activities that the "volunteer"

    undertook and then performed in an allegedly negligent

    manner.1 Here, when Curtis arrived at the plant, Hasbro made

    quite clear that it was not going to provide assistance at

    all, although it did allow Curtis to make use of an idle

    jack.

    Nor are the Clevelands' other theories especially

    promising. A landowner does have a duty of care toward

    invitees (e.g., to furnish a safe premise), Mounsey v. ____ _______

    Ellard, 363 Mass. 693, 707 (1973), but the Clevelands' claim ______

    to assistance in loading a truck, customarily loaded by the

    driver, probably stretches this duty beyond its accustomed

    bounds. As for negligent misrepresentation, see, e.g., Danca ___ ____ _____

    v. Taunton Savings Bank, 385 Mass. 1, 8 (1982), there is _____________________

    little proof that the employee was negligent as well as

    mistaken.

    But we think that the duty of care issue need not be

    resolved in order to affirm the district court. Rather, we

    ____________________

    1See, e.g., Somerset Savings Bank v. Chicago Title Ins. _________ ______________________ __________________
    Co., 420 Mass. 422 (1995) (alleged failure of title insurance ___
    company to exercise due care in search of plaintiff's title);
    Mullins v. Pine Manor College, 389 Mass. 47 (1983) (failure _______ ___________________
    of college to provide adequate campus security).

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    will assume that on occasion a mere representation of intent-

    -although neither negligent nor couched as a promise--might

    lead a victim to alter his position in reliance or otherwise

    give rise to duties that would not otherwise exist. There

    exist a brace of theories that respond to such problems

    including, in addition to negligent misrepresentation,

    invoked by Cleveland, various forms of estoppel.

    Nevertheless, we think that this case must be affirmed,

    because, in light of Curtis' own carelessness, a reasonable

    jury could not under Massachusetts law properly return a

    verdict for the Clevelands in this case. We are entitled to

    affirm on any dispositive ground, Levy v. Federal Deposit ____ _______________

    Ins. Co., 7 F.3d 1054, 1056 (1st Cir. 1993), since it makes ________

    no sense to send a case back to district court when the

    result is foreordained. Two different doctrines converge on

    our result.

    Under Massachusetts law, as elsewhere, a defendant is

    liable only if the wrongdoing was the "proximate"--as well as

    the "but for" cause of the harm in question. Peckham v. _______

    Continental Casualty Ins. Co., 895 F.2d 830, 836 (1st Cir. ______________________________

    1990) (applying Massachusetts law). The rubric is used to

    draw a legal line somewhere, along the chain of causation,

    between the more immediate and foreseeable consequences of a

    wrong and those that are more remote, unlikely or partly the

    product of intervening forces. Young v. Atlantic Richfield _____ __________________



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    Co., 400 Mass. 837, 842 (1987); Restatement (Second) of ___ ________________________

    Torts, 440, 442 (1965). _____

    Assuming that a Hasbro employee made the statement to

    Curtis, it might be reasonable to anticipate that Curtis

    could find himself at the plant unable to load the truck,

    resulting in delay and additional expense (e.g., charges for ____

    delayed delivery, inability to carry out other jobs).

    Perhaps it might be reasonable to assume that, in the absence

    of expected help, Curtis would incur added expense to get

    labor or would even attempt to load the truck himself.

    But to describe the injury itself as proximately caused

    by the Hasbro statement or resulting lack of help requires

    more. It requires that it be reasonably foreseeable that

    Curtis would then attempt to load the truck in a highly

    negligent manner. By his own admission, Curtis ran an ___

    extremely heavy load resting on a jacked-up pallet up an

    inclined ramp into his truck. He knew that the load was

    unusually heavy and difficult to maneuver slowly; that is why

    he attempted the running start. It is hard to explain so

    risky a course in the face of a known hazard.

    But even if we assume dubitante that Curtis' negligence _________

    was foreseeable enough to satisfy the requirements of

    proximate cause, compare Restatement, supra, 443, cmt. c, _______ ___________ _____

    the Clevelands are still barred from recovery. Massachusetts

    has eliminated contributory negligence as a defense but,



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    under its comparative negligence doctrine, it does bar

    recovery where the victim's negligence exceeds that of the

    wrongdoer. Mass. Gen. L. ch. 231, 85. That is plainly so

    in this case.

    It is doubtful that the Clevelands have proffered any

    substantial proof of negligence by Hasbro. The statement of

    its employee, if made at all, was mistaken but there is no

    indication of fault. For all we know, Hasbro does often have

    lumpers available and the employee's prediction may have been

    perfectly reasonable. Plaintiffs, although they claim to

    have charged "negligent misrepresentation," have pointed to

    no evidence at all of negligence on the part of the employee.

    But assuming arguendo that a rational jury might still ________

    be entitled to infer some measure of fault, there is nothing

    whatever to suggest that Hasbro's fault comes even close to

    that of Curtis. Curtis' negligence is patent, serious and

    beyond reasonable dispute; Hasbro has at most made a garden

    variety administrative error, weakly inferable at best and

    (by any test of foreseeability) only remotely connected to

    Curtis' own injury. Bluntly put, Curtis injured himself.

    Matters of proximate cause and comparative fault are, as

    a general rule, for the jury; but the settled exception to

    the general rule applies when a reasonable jury could reach

    only one result. This is such a case and, without suggesting

    that the district court was wrong in its broader legal



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    holding, we think that our own ruling on comparative

    negligence offers a firm and narrow basis for the result.

    Affirmed. _________















































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