LeClaire v. Blackstone ( 1996 )


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    [Not for Publication]

    United States Court of Appeals
    For the First Circuit
    ____________________


    No. 96-1166

    WILLIAM LECLAIRE AND MICHELLE LECLAIRE,

    Plaintiffs, Appellants,

    v.

    BLACKSTONE VALLEY ELECTRIC COMPANY,

    Defendant, Appellee.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF RHODE ISLAND

    [Hon. Ernest C. Torres, U.S. District Judge] ___________________

    ____________________

    Before

    Selya, Circuit Judge, _____________
    Aldrich, Senior Circuit Judge, ____________________
    and Stahl, Circuit Judge. _____________

    ____________________


    Mark L. Smith for appellants. _____________
    James A. Ruggieri with whom Higgins, Cavanagh & Cooney was on _________________ __________________________
    brief for appellee.

    ____________________

    December 18, 1996
    ____________________























    STAHL, Circuit Judge. Plaintiffs-appellants STAHL, Circuit Judge. _____________

    William and Michelle Leclaire commenced this diversity action

    against defendant-appellee Blackstone Valley Electric Company

    ("BVE") alleging negligence that led to injuries from

    electrocution.1 Leclaire appeals the district court's grant

    of BVE's motion for judgment as a matter of law and its

    denial of his motion for new trial. Addressing each ruling

    in turn, we affirm.

    I. I. __

    Judgment As a Matter of Law Judgment As a Matter of Law ___________________________

    At the close of Leclaire's case in chief, the

    district court granted BVE's motion for judgment as a matter

    of law, pursuant to Fed. R. Civ. P. 50(a). The court ruled

    that Leclaire failed to offer evidence from which a jury

    could reasonably find that BVE's alleged negligence caused

    Leclaire's injuries. On appeal, Leclaire presses his

    contention that a jury could reasonably find that BVE




    ____________________

    1. For simplicity, and because Michelle Leclaire's claims
    are derivative of those of William Leclaire, we refer to the
    appellants collectively as "Leclaire."
    We note also that Leclaire initially joined E.W.
    Audet & Sons, Inc. ("Audet"), originally a party-defendant,
    in this appeal. Leclaire conceded at oral argument before
    this court, however, that he failed to produce evidence to
    establish any negligence on the part of Audet. Accordingly,
    on November 8, 1996, we ordered this appeal dismissed as to
    Audet. While the case proceeds as to BVE only, Audet is
    entitled to costs on appeal pursuant to Fed. R. App. P. 39.













    negligently installed an electrical wire, leading to the

    accident which caused his injuries.

    A. Standard of Review ______________________

    We review de novo the grant of a motion for __ ____

    judgment as a matter of law. Andrade v. Jamestown Hous. _______ _______________

    Auth., 82 F.3d 1179, 1186 (1st Cir. 1996); Bates v. Shearson _____ _____ ________

    Lehman Bros., Inc., 42 F.3d 79, 81 (1st Cir. 1994). The __________________

    motion is properly granted when the evidence and inferences

    reasonably drawn therefrom, viewed most favorably to the non-

    movant, permit only one reasonable conclusion. Resare v. ______

    Raytheon Co., 981 F.2d 32, 34 (1st Cir. 1992). In this ____________

    analysis, "we may not consider the credibility of witnesses,

    resolve conflicts in testimony, or evaluate the weight of the

    evidence." Wagenmann v. Adams, 829 F.2d 196, 200 (1st Cir. _________ _____

    1987).

    Nevertheless, the non-movant's evidence "must

    comprise more than fragmentary tendrils: a mere scintilla of

    evidence is not enough to forestall a [judgment as a matter

    of law], especially on a claim or issue as to which the

    burden of proof belongs to the objecting party." Fashion _______

    House, Inc. v. K mart Corp., 892 F.2d 1076, 1088 (1st Cir. ___________ ____________

    1989). The non-movant "may not rely on conjecture or

    speculation, rather the evidence offered must make the

    ``existence of the fact to be inferred more probable than its

    nonexistence.'" Richmond Steel, Inc. v. Puerto Rican Am. ____________________ ________________



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    Ins. Co., 954 F.2d 19, 22 (1st Cir. 1992) (quoting Carlson v. ________ _______

    American Safety Equip. Corp., 528 F.2d 384, 386 (1st Cir. ____________________________

    1976)).

    With these principles in mind, we review the trial

    evidence in the light most favorable to Leclaire.

    B. Facts _________

    On April 27, 1994, William Leclaire sustained

    severe injuries when a piece of aluminum coil that he was

    holding struck an aerial primary-distribution wire carrying

    some 8000 volts of electricity. At the time of the accident,

    Leclaire, an experienced vinyl and aluminum siding installer,

    was applying aluminum trim to a three-story residential

    building on Chester Street in Woonsocket, Rhode Island. He

    was working on an aluminum staging unit that he had erected

    in order to reach the top story. The staging unit, which

    Leclaire had placed approximately one foot from the front of

    the house, extended approximately fifty-six inches in the

    direction of several wires attached to two utility poles.

    Working from right to left along the front of the

    house, Leclaire, without incident, installed beneath the roof

    line two segments of aluminum trim, each approximately nine-

    feet six-inches in length. He was situated near the left

    side of the house when the accident occurred. As he turned

    to install the third and last segment, the aluminum trim came

    into contact with the primary-distribution electrical wire,



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    the top wire running between the two poles. The ensuing

    electrical shock threw Leclaire some twenty-five feet to the

    ground, leaving him with a broken back and severe burns.

    BVE had upgraded the electrical service in the

    Chester Street area in late 1987 or early 1988. The upgrade

    project included the installation of new utility poles and

    hardware to which several electrical wires were to be

    attached. BVE's engineering department provided the

    specifications to its installation subcontractor for the

    placement of the primary distribution wire. For the upgrade

    project, BVE's design operated under the accepted standards

    of the National Electrical Safety Code, which required that

    wires such as the primary distribution wire be placed at

    least five feet (sixty inches) from buildings.

    At the time of the upgrade, a wooden device called

    a "cross-arm," attached to the top of a utility pole, could

    have provided extra clearance between the wires and the

    adjacent structures. Although the upgrade specifications did

    not call for the use of a cross-arm, BVE's engineering

    department would, on occasion, authorize a deviation from its

    usual specification to allow for a cross-arm in order to

    satisfy the five-foot standard. The specifications did

    authorize the use of a special "MIF" bracket, if necessary,

    in order to meet the five-foot standard.





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    Following the accident, Robert Mowry, a BVE crew

    chief, located a burn mark on the wire, across from the left

    side of the house, where the aluminum trim segment had come

    into contact with it. Mowry found the distance from the burn

    mark to the point of the house closest to the wire to be

    sixty inches. At a later date, James O. Corriveau, a witness

    for Leclaire, measured the distance from the wire to the

    house at both the extreme right and left sides of the house

    front. Corriveau found that the wire was "roughly around"

    fifty-three to fifty-four inches from the right side, and

    "around sixty-two inches, somewheres around there" from the

    left.2

    Leclaire's expert witness, Donald W. Zipse,

    testified that because the wire failed to meet the five-foot

    standard on the right side of the house, the wire was not

    safely installed. Zipse conceded, however, that at each

    point where the wire was five feet or more from the house, it

    did satisfy the clearance standard. Zipse further testified

    that, in 1987 or 1988, he had on one occasion installed an

    insulated version of an aerial primary distribution wire

    similar to the one on Chester Street. He did not testify

    why, when or where he used the insulated wire, nor did he



    ____________________

    2. Corriveau also testified that, at the extreme left-hand
    side of the house, the wire was some forty inches below the
    roof line.

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    explain under what circumstances insulated wires would or

    should be used.

    C. Discussion ______________

    At trial, Leclaire attempted to establish that

    BVE's placement of the electrical wire violated the five-foot

    clearance standard of the National Electrical Safety Code.

    On the Rule 50(a) motion, the district court found that the

    only evidence tending to show that BVE had failed to meet any

    applicable standard of care was the clearance shortfall

    located on the right side of the house, well away from the

    contact point between the aluminum strip and the wire. The

    uncontroverted evidence established, however, that the

    distance between the house and the contact point was five

    feet. Because Leclaire did not prove that the failure to

    meet the clearance standard at a different point caused the

    accident, the court granted BVE's motion for judgment as a

    matter of law.

    Upon careful review of the record, we agree that

    there is no evidence from which a jury could rationally find,

    by a preponderance of the evidence, that the failure to meet

    the clearance standard at the right side of the house caused

    or contributed to the accident at the left, where the

    standard was shown to have been satisfied. The absence of

    such evidence precludes Leclaire from prevailing on a

    negligence claim based on a violation of the clearance



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    standard. See Radcliffe v. Haun, 593 So. 2d 824, 826 (La. ___ _________ ____

    Ct. App. 1992) (finding no evidence of causation where

    electric company's power-line clearance infractions occurred

    at points other than plaintiff's location when he was

    injured), writ denied, 599 So. 2d 313 (La. 1992); see also ____ ______ ___ ____

    Kennedy v. Tempest, 594 A.2d 385, 388 (R.I. 1991) (explaining _______ _______

    that a plaintiff in a negligence action must establish not

    only duty and breach, "but also that the defendant's

    negligence was the proximate cause of the plaintiff's

    injury"); Schenck v. Roger Williams Gen. Hosp., 382 A.2d 514, _______ _________________________

    517 (R.I. 1977) (explaining that a verdict for plaintiff in

    negligence action absent competent evidence establishing a

    causal connection would only "be based on conjecture and

    speculation").

    Leclaire does not dispute this conclusion as a

    matter of law or logic; he argues, instead, that the jury was

    free to disregard Mowry's testimony that the clearance at the

    point of contact was sixty inches. It is clear, however,

    that in the context of a Rule 50(a) motion, "a bare assertion

    that the opposing party's uncontroverted evidence might be

    disbelieved is insufficient to resist judgment as a matter of

    law on an issue as to which the party resisting judgment

    bears the burden of proof." Favorito v. Pannell, 27 F.3d ________ _______

    716, 721 (1st Cir. 1994) (upholding grant of Rule 50(a)

    motion where non-movant "relied entirely on the totally



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    unsupported speculation that a jury might disbelieve [a

    witness's] uncontroverted testimony"). This rule has no less

    application where, as here, the party resisting judgment

    introduced the uncontroverted evidence.

    In a related vein, Leclaire asserts that, on a

    motion for judgment as a matter of law, the district court

    must consider only evidence favorable to him, and thus, it

    should have disregarded entirely Mowry's testimony

    establishing the five-foot clearance at the point of the burn

    mark. Leclaire's argument misconstrues the law. While the

    district court (and this court on review) must view the

    evidence in the light most favorable to the non-movant, the

    analysis does not necessitate the complete disregard of

    uncontroverted evidence that happens to be unfavorable to

    that party. See Layne v. Vinzant, 657 F.2d 468, 472 (1st ___ _____ _______

    Cir. 1981) ("[W]hile, on a defendant's motion [for judgment

    as a matter of law], it is axiomatic that the evidence is to

    be viewed in the light most favorable to the plaintiff, the

    ``field of vision' encompasses, to a degree, uncontradicted

    evidence introduced by the defense.").3

    ____________________

    3. Leclaire cites Samuels v. Hood Yacht Sys. Corp., 70 F.3d _______ ______________________
    150, 152-53 (1st Cir. 1995), to support his claim that he
    should not be bound by his witness's unfavorable testimony.
    In Samuels, plaintiffs' witness testified ambivalently both _______
    in favor of and adverse to the plaintiffs' case Id. at 152. ___
    We reversed the district court's directed verdict, explaining
    that the plaintiffs "were not bound by their expert's
    reversal," but rather, "a witness may be believed in part and
    disbelieved in part . . . [w]here [the witness] was self-

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    In the alternative to his argument that the jury

    could disbelieve Mowry's testimony, Leclaire highlights

    evidence that, he claims, reasonably conflicts with the five-

    foot measurement. Specifically, Leclaire asserts that

    because the wire was short of the standard on the right side,

    but exceeded the standard on the left, the jury could have

    found that the distance from the contact point was less than

    five feet. We disagree. Leclaire presented only rough

    measurements coupled with his approximate location (as he

    held the nine-foot six-inch aluminum trim segment), some two-

    thirds down towards the left side of the house, at the time

    of the accident. He did not provide, with any specificity, a

    measurement of the burn mark location as between the right

    and left sides of the house. Finally, he introduced no

    testimony to assist the jury in making any mathematical

    calculation to support the asserted fact. A jury finding

    cannot be based on this type of unguided reasoning, and on

    this state of the evidence, a jury could not reasonably find

    that the wire was less than five feet from the house at the

    point of contact.

    Leclaire finally argues that the jury could have

    found that BVE breached a duty independent of the clearance

    standard. To this end, he asserts that "common sense"

    ____________________

    contradictory." Id. at 152, 153 (citation omitted). The ___
    absence of such self-contradiction here renders Samuels _______
    inapposite.

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    dictates that BVE should have foreseen that the Chester

    Street residence would require periodic maintenance such as

    siding, and thus, BVE should have insulated the primary

    distribution wire, or placed the wire farther from the

    building. The evidence presented, however, would not support

    a finding of negligence on this theory.

    Under Rhode Island law, it is well-established that

    "a reasonable and legitimate inference that someone was

    negligent is not necessarily warranted by the mere happening

    of an accident." Montouri v. Narragansett Elec. Co., 418 ________ ______________________

    A.2d 5, 9 (R.I. 1980). Rather, the plaintiff must produce

    sufficient, competent evidence of the essential elements of a

    negligence claim, including the defendant's duty to the

    plaintiff and the breach of that duty. See id. at 9-10; ___ ___

    Radigan v. W.J. Halloran Co., 196 A.2d 160, 163 (R.I. 1963) _______ _________________

    ("In every instance before negligence can be predicated of a

    given act, back of the act must be sought and found a duty to

    the individual complaining, the observance of which duty

    would have averted or avoided the injury" (quotation and

    citation omitted)). While Rhode Island courts recognize that

    companies distributing electricity must exercise great care

    in their operations, see Rott v. Blackstone Valley Gas & ___ ____ _______________________

    Elec. Co., 106 A.2d 251, 255 (1954), the evidence presented _________

    must be sufficient to allow a finding that BVE failed to

    exercise such a degree of caution in this case.



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    Leclaire did not produce evidence sufficient to

    prove that BVE negligently failed to insulate the primary

    distribution wire. In Rhode Island "there is no absolute

    duty to insulate wires carrying electricity." Rott, 106 A.2d ____

    at 254. In Rott, the plaintiff claimed that he informed the ____

    electric company that high tension wires were interfering

    with a construction project, but the company took no steps to

    diminish the danger. Id. at 253. The court held that, under ___

    the alleged facts, a duty to insulate high tension wires

    could arise "by reason of special circumstances" of which the

    defendant had knowledge. Id. at 254. Here, no such ___

    circumstances were shown. Leclaire did not show that BVE had

    knowledge of his siding project on Chester Street; indeed,

    Leclaire admitted that, although he had previously informed

    electric companies when wires interfered with his work, he

    failed to do so here. Moreover, as indicated above, the

    expert Zipse's unembellished testimony that he once used an

    insulated wire in 1987 or 1988 is utterly unhelpful in this

    regard.

    Leclaire also failed to show that BVE violated some

    duty to place the wire farther away from the Chester Street

    residence. The evidence that special brackets or cross-arms

    were available to satisfy the five-foot clearance standard

    does nothing to prove that BVE violated a duty to exceed that ______

    standard through the use of those alternatives. No witness



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    opined that the five-foot standard was inadequate, nor was

    there evidence even hinting at what a specific "appropriate"

    distance from the house would have been. On the contrary,

    abundantly clear from the record is Leclaire's attempt to

    establish negligence based on the violation of the five-foot

    standard. We are unpersuaded by his endeavor to fashion a

    different theory of negligence from the evidence.

    II. II. ___

    Motion For a New Trial Motion For a New Trial ______________________

    Leclaire appeals the district court's denial of his

    motion for a new trial, purportedly sought under the

    authority of Fed. R. Civ. P. 50(c)(2). He advances no

    arguments other than those which we have already found

    unavailing. Thus, assuming but not deciding that a Rule

    50(c)(2) motion for new trial will lie where, as here, a case

    has not gone to the jury,4 we find no abuse of discretion in

    the district court's denial of the motion.

    III. III. ____

    Conclusion Conclusion __________

    For the foregoing reasons, the judgment of the

    district court is affirmed.

    Costs to appellees. Costs to appellees. ___________________

    ____________________

    4. The advisory committee's note to the 1963 amendment of
    Rule 50 suggests that relief under subsection (c)(2) is
    limited to a verdict-winner who loses on a renewed motion for ______________
    judgment as a matter of law. Fed. R. Civ. P. 50 advisory
    committee's note.

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