Bermudez v. SHHS ( 1997 )


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    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
    ____________________


    No. 96-2318

    NICANOR BERMUDEZ,

    Plaintiff, Appellant,

    v.

    SECRETARY OF HEALTH AND HUMAN SERVICES,

    Defendant, Appellee.

    ____________________


    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF PUERTO RICO

    [Hon. Jose Antonio Fuste, U.S. District Judge] ___________________

    ____________________

    Before

    Torruella, Chief Judge, ___________
    Stahl and Lynch, Circuit Judges. ______________

    ____________________


    Juan Jose Rosario on brief for appellant. _________________
    Guillermo Gil, United States Attorney, Edna C. Rosario- ______________ _________________
    Munoz, Assistant United States Attorney, and Wayne G. Lewis, _____ _______________
    Assistant Regional Counsel, Social Security Administration, on
    brief for appellee.


    ____________________

    October 24, 1997
    ____________________


















    Per Curiam. This is an appeal from a district ___________

    court judgment affirming a decision of the Secretary of

    Health and Human Services denying appellant's claim for

    disability benefits. The claim was filed more than twenty-

    one years after the alleged onset of appellant's disability

    due to injuries sustained in an automobile accident shortly

    before the expiration of his insured status. Appellant

    alleged a continuous disability from the date of the

    accident, September 6, 1967 through February 3, 1989, the

    date of his first application for benefits. The application

    was initially denied by an Administrative Law Judge ("ALJ")

    whose decision was affirmed by the Appeals Council. The case

    was remanded to the Secretary by the district court, however,

    with instructions to secure an expert cardiologist's

    assessment of the extent and duration of appellant's injuries

    and functional limitations.

    On remand, after considering expert medical

    evidence and testimony, and reviewing the entire record, the

    ALJ1 concluded that appellant's occupational impairment did 1

    not meet the durational requirement of the statute. See 42 ___

    ____________________

    1The ALJ to whom the remanded case was initially assigned 1
    passed away after the hearing. A second ALJ reviewed the
    hearing tape, and the entire record, before issuing a lengthy
    and detailed decision. Appellant, who has been vigorously
    represented by counsel throughout, has filed an
    "informational motion" objecting to this decisional sequence
    for the first time on this appeal. Construed as a motion to
    supplement appellant's brief and the issues on appeal, it is
    denied. ______

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    U.S.C. 423(d)(1)(A). Appellant had to establish the onset

    of a disability before the expiration of his insured status,

    which precluded all substantial gainful activity for a

    continuous period of not less than twelve months. Id. An __

    expert cardiologist testified, however, that although

    appellant's injuries initially were disabling, the average

    recuperative period from the ensuing heart surgery, which was

    performed in February, 1968, was six months. After six

    months, an average patient would have been able to engage in

    sedentary work. Whether appellant had needed a longer or

    shorter than average recuperative period could not be

    determined without contemporaneous medical evaluations. There

    were no contemporaneous evaluations, however, because

    appellant did not seek any medical treatment after he was

    discharged from the hospital, on or about June 28, 1968,

    until shortly before he filed his application, nearly twenty-

    one years later. Medical tests at the time of the

    application, the expert opined, revealed a lingering heart

    condition which, nonetheless, did not preclude sedentary

    work.

    A review of the record by this court reveals

    substantial evidence to support the Secretary's decision.

    Appellant argues that since his injuries prevented him from

    resuming his past relevant work, the regulatory burden of

    going forward with the evidence shifted to the Secretary to



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    show that appellant could perform other jobs available in the

    national economy. The rules regarding the burden of proof in

    Social Security cases, however, "resist translation into

    absolutes." Pelletier v. Secretary, 525 F.2d 158, 161 (1st _________ _________

    Cir. 1975) (observing that flexibility is required because

    Social Security cases are not strictly adversarial). Here,

    the Secretary produced the best available evidence given the

    twenty-one year divide between appellant's relevant physical

    condition and the Secretary's first opportunity to assess

    it.2 The expert's testimony, coupled with the negative 2

    inference that arose from claimant's failure to seek any

    medical treatment in the interim, see Irlanda Ortiz v. ___ ______________

    Secretary of HHS, 955 F.2d 765, 767 (1st Cir. 1991), and the ________________

    more current assessments of appellant's heart condition and

    physical capacity, constitutes substantial evidence. In

    these circumstances, although a different inference may be

    possible, the ALJ's choice among the competing inferences was

    a reasonable one. See Rodriguez Pagan v. Secretary of HHS, ___ _______________ ________________


    ____________________

    2Although appellant said that once, in 1968, he inquired 2
    about applying for Social Security benefits and was dissuaded
    by an unidentified employee, this one inquiry, if it occurred
    at all, would not have alerted the Secretary to the existence
    of appellant's claim. See Schweiker v. Hansen, 450 U.S. 785 ___ _________ ______
    (1981) (affirming then prevailing rule that Secretary is not
    estopped in such circumstances from insisting on a written
    application "essential to the honest and effective
    administration of the Social Security laws"); cf. 20 C.F.R. ___
    404.633 (1994) (requiring detailed proof to establish a
    retroactive, "deemed," filing date based on misinformation
    allegedly provided by an employee after 1982).

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    819 F.2d 1, 3 (1st Cir. 1987), cert. denied, 484 U.S. 1012 ____________

    (1988); Lizotte v. Secretary of HHS, 654 F.2d 127, 128 (1st _______ ________________

    Cir. 1981). There also was no error in the finding that

    appellant failed to establish a medically determinable mental

    impairment prior to the expiration of his insured status.

    See Cruz Rivera v. Secretary of HHS, 818 F.2d 96, 97 (1st ___ ____________ _________________

    Cir. 1986), cert. denied, 479 U.S. 1042 (1987); Deblois v. ____________ _______

    Secretary of HHS, 686 F.2d 76, 78 (1st Cir. 1982). ________________

    Accordingly, the judgment below is affirmed. ________



































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