Igartua v. United States , 636 F.3d 18 ( 2011 )

United States Court of Appeals
For the First Circuit
No. 09-2186
GREGORIO IGARTÚA, ET AL.,
Plaintiffs, Appellants,
v.
UNITED STATES OF AMERICA, ET AL.,
Defendants, Appellees.
Before
Lynch, Chief Judge,
Torruella and Lipez, Circuit Judges.
Order of Court
Entered: February 18, 2011
The Commonwealth of Puerto Rico's motion for leave to intervene is allowed, and
its petition for rehearing en banc is accepted for filing. We also allow the requests of Seth P.
Waxman, Paul R.Q. Wolfson, and Mark C. Fleming for leave to file notices of appearance on behalf
of the Commonwealth.
LYNCH, Chief Judge, dissenting from the allowance of intervention by the
Commonwealth of Puerto Rico. Everyone, including this court, has agreed to hear the views of the
Commonwealth of Puerto Rico in this matter. The panel allowed the Commonwealth to express its
views both in briefing and at oral argument as an amicus curiae. Both parties agree to the
Commonwealth's continued participation as an amicus on plaintiff Gregorio Igartúa's petition for
rehearing en banc. So the question is not whether the Commonwealth can participate and thereby
vindicate its stated intention to ensure a high level of representation. Rather, the question is whether
the Commonwealth's motion to intervene should be allowed, which is a very different matter.
Allowing intervention at this late stage in the litigation is mistaken, even if it is within
this panel's discretion. The Commonwealth filed its motion to intervene after the panel issued an
opinion in this matter and after Igartúa filed a petition for rehearing en banc. The Commonwealth's
motion is opposed by the defendant United States and associated officials as well as Igartúa, the
party on whose behalf the Commonwealth seeks to intervene. It is entirely unprecedented and
contrary to normal legal requirements for intervention to allow the Commonwealth to intervene
under these circumstances.
At this stage it is sufficient to outline briefly my reasons for objecting. First, the
Commonwealth lacks Article III standing and the Commonwealth's lack of standing should mean
that it not be allowed to intervene. Second, allowance of intervention would be improper under
normal intervention standards because the Commonwealth's motion is too late and may cause
prejudice. Finally, there is absolutely no reason to create an exception to the law to permit this
extraordinary and unprecedented measure.
1. Neither Puerto Rico nor any state has standing to represent its citizens as parens
patriae in litigation against the United States. See Florida v. Mellon, 273 U.S. 12, 18 (1927);
Massachusetts v. Mellon, 262 U.S. 447, 485-86 (1923).
The Commonwealth seeks to evade these principles of federalism by arguing that this
case is analogous to cases like Utah v. Evans, 536 U.S. 452 (2002), and Department of Commerce
v. Montana, 503 U.S. 442 (1992). It is not. The Commonwealth does not seek to vindicate a
recognized state interest like proper apportionment. Rather, it seeks to vindicate its view that the
Constitution permits Congress, should Congress so choose, to extend voting rights to U.S. citizen-
residents of non-states and that Congress has done so here.
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Whether or not intervenors must have Article III standing, see Diamond v. Charles,
476 U.S. 54, 68-69 (1986); Daggett v. Comm'n on Governmental Ethics & Election Practices, 172
F.3d 104, 109 (1st Cir. 1999), in cases such as this, in which a court is asked to interpret the very
structure of the Constitution, a state or territory that seeks to intervene at the appellate level should
be required to meet Article III standing requirements.
2. Under Fed. R. Civ. P. 24(b), the Commonwealth's motion to intervene would be
denied because the motion comes too late and may prejudice the adjudication of rights asserted by
the parties.
As to delay, the Commonwealth did not seek intervention in the district court or
before the panel. Rather, it waited until its view had not prevailed before the panel, then waited until
Igartúa had filed for rehearing en banc, and then waited longer before filing its motion.
As to prejudice, the Commonwealth's claim that no prejudice would be caused by its
intervention is belied by its own motion. It says that the "Commonwealth has substantial interests
in the outcome of this case," which are separate from those of its residents. It identifies one interest
as "the full representation of its residents in the House of Representatives." That is a new issue in
this case, which was not presented to either the district court or the panel. This attempt to add a new
plaintiff who raises new issues at this late stage in the litigation blatantly fails the prejudice test. See
Navieros Inter-Americanos, S.A. v. M/V Vasilia Express, 120 F.3d 304, 321 (1st Cir. 1997).
3. Here, allowance of intervention is an extraordinary step. The Commonwealth
cites no case in which appellate intervention was allowed after an appellate panel issued its decision
and there was a pending petition for rehearing from a party.1 It gives no persuasive argument to
1
The Commonwealth's attempted reliance on related litigations involving plaintiff
Igartúa is unavailing. As the Commonwealth notes, it was allowed to intervene in Igartua de la Rosa
v. United States, 229 F.3d 80, 82-83 (1st Cir. 2000). Not only was that intervention unopposed,
however, it was granted by the district court, not a panel of this court. In the most recent round of
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justify this step. The Commonwealth may adequately fulfill its interests in its current amicus
participation. See Daggett, 172 F.3d at 113.
Allowance of intervention presents a host of new problems which further complicate
this litigation. The Commonwealth assumes that if it is allowed to intervene it will have the right
to file its own petition for rehearing en banc and to petition for certiorari. It does not, in my view,
follow that if the Commonwealth is permitted to intervene here it may file its own separate petition
for rehearing or certiorari. The Commonwealth has not briefed these complex issues to us. Even
as an intervenor, the Commonwealth will continue to lack Article III standing.
Moreover, as to certiorai, there is no reason to think Igartúa will not petition; he has
already petitioned for rehearing en banc and has petitioned for certiorari in past iterations of related
litigations. See Igartúa-de la Rosa v. United States, 417 F.3d 145 (1st Cir. 2005) (en banc), cert.
denied, 547 U.S. 1035 (2006); Igartua De La Rosa v. United States, 32 F.3d 8 (1st Cir. 1994), cert.
denied, 514 U.S. 1049 (1995).
The grant of intervention is improvident.
By the Court:
/s/ Margaret Carter, Clerk
cc: Hon. Jay A. García-Gregory, Ms. Frances de Moran, Clerk, United States District Court for the
District of Puerto Rico, Ms. Singer, Mr. Aldardondo-Ortiz, Mr. Igartua, Mr. Aliff-Ortiz, Mr. Riess,
Mr. Wolfson & Mr. Freeman.
litigation prior to this one, the Commonwealth participated as an amicus. See Igartúa-de la Rosa v.
United States, 417 F.3d 145 (1st Cir. 2005) (en banc).
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