United States v. Williams ( 1994 )


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  • USCA1 Opinion






    [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    _________________________

    No. 93-1118


    UNITED STATES OF AMERICA,

    Appellee,

    v.

    MELVIN WILLIAMS,

    Defendant, Appellant.

    _________________________


    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. Joseph L. Tauro, U. S. District Judge]
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    _________________________

    Before

    Selya, Circuit Judge,
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    Bownes, Senior Circuit Judge,
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    and Cyr, Circuit Judge.
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    _________________________

    Kenneth I. Singer on brief for appellant.
    _________________
    A. John Pappalardo, United States Attorney, and Michael J.
    ___________________ __________
    Tuteur, Assistant United States Attorney, on brief for appellee.
    ______



    __________________________

    January 13, 1994

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    Per Curiam. In this criminal appeal, defendant-
    Per Curiam.
    ___________

    appellant Melvin Williams, having been convicted after a jury

    trial of armed bank robbery, see 18 U.S.C. 2113 (1990),
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    advances two arguments. Neither argument is persuasive.

    1. Williams challenges his conviction on the ground

    that the prosecutor engaged in improper argument. We agree that

    the statement to which appellant's counsel objected was

    inaccurate, and the objection thereto ought to have been

    sustained. We have, however, carefully reviewed the record, and

    we have found overwhelming evidence of guilt. We are, therefore,

    confident that the error did not affect the outcome of the trial.

    Because the error was harmless, we are not at liberty to order a

    new trial on this basis. See, e.g., United States v. Hastings,
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    461 U.S. 499, 510-12 (1983) (holding that harmless error analysis

    is applicable to improper closing argument by prosecutor); United
    ______

    States v. Sepulveda, ___ F.3d ___, ___ (1st Cir. 1993) [No. 92-
    ______ _________

    1362, slip op. at 48] (finding "misguided rhetoric" not to call

    for reversal "given the weight of the evidence"); United States
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    v. Brown, 938 F.2d 1482, 1489 (1st Cir.) (holding improper
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    argument not to necessitate retrial where record contained

    substantial evidence of guilt), cert. denied, 112 S. Ct. 611
    _____ ______

    (1991); United States v. Rodriguez-Estrada, 877 F.2d 153, 158-59
    _____________ _________________

    (1st Cir. 1989) (similar; prosecutor improperly vouched for

    witness's credibility).

    2. Appellant also presses a claim under the Sixth

    Amendment, contending that his trial attorney performed below


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    acceptable standards of proficiency. We do not think that this

    contention is ripe for our consideration. "We have held with a

    regularity bordering on the monotonous that fact-specific claims

    of ineffective assistance cannot make their debut on direct

    review of criminal convictions, but, rather, must originally be

    presented to, and acted upon by, the trial court." United States
    _____________

    v. Mala, ___ F.3d ___, ___ (1st Cir. 1993) [No. 91-2229, slip op.
    ____

    at 9-10] (footnote omitted); accord, e.g., United States v.
    ______ ____ _____________

    McGill, 952 F.2d 16, 19 (1st Cir. 1991); United States v.
    ______ _____________

    Natanel, 938 F.2d 302, 309 (1st Cir. 1991), cert. denied, 112 S.
    _______ _____ ______

    Ct. 986 (1992); United States v. Hunnewell, 891 F.2d 955, 956
    _____________ _________

    (1st Cir. 1989); United States v. Costa, 890 F.2d 480, 482-83
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    (1st Cir. 1989); United States v. Hoyas-Medina, 878 F.2d 21, 22
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    (1st Cir. 1989); United States v. Carter, 815 F.2d 827, 829 (1st
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    Cir. 1987); United States v. Kobrosky, 711 F.2d 449, 457 (1st
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    Cir. 1983).

    The rule has a salutary purpose: since claims of

    ineffective assistance involve a binary, fact-dominated analysis

    the defendant must show, first, that counsel's performance was

    constitutionally deficient and, second, that the deficient

    performance prejudiced the defense, see Strickland v. Washington,
    ___ __________ __________

    466 U.S. 668, 687 (1984) such claims typically should not be

    addressed in the first instance by an appellate tribunal. See
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    Mala, ___ F.3d at ___ [slip op. at 10]; Costa, 890 F.2d at 483;
    ____ _____

    Hoyas-Medina, 878 F.2d at 22. Moreover, because the trial judge
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    is intimately familiar with the case and is "usually in the best


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    position to assess both the quality of the legal representation

    afforded to the defendant in the district court and the impact of

    any shortfall in that representation," Mala, ___ F.3d at ___
    ____

    [slip op. at 10], his insights are often invaluable in assessing

    ineffective assistance claims. For these reasons we have

    undertaken "first instance" review of ineffective assistance

    claims on direct appeal only when the critical facts are not in

    dispute and the record is sufficiently developed to allow

    reasoned consideration of the arguments presented. See, e.g.,
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    Natanel, 938 F.2d at 309.
    _______

    This case fits within the general rule, not within the

    narrow exception to it. On the record presently compiled, we

    cannot satisfactorily address either prong of the Strickland
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    inquiry. In particular, we cannot tell whether counsel's failure

    to claim "surprise" or to seek a voir dire when an in-court
    ____ ____

    identification loomed may (or may not) have served some strategic

    purpose, or, if not, whether the failure to follow a different

    course can fairly be regarded as prejudicial in the Strickland
    __________

    sense. Hence, the issue of ineffective assistance is prematurely

    before us.

    We need go no further. We summarily affirm the

    judgment below, see 1st Cir. R. 27.1, without prejudice, however,
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    to appellant's right to raise his claim of ineffective assistance

    in a proceeding brought pursuant to 28 U.S.C. 2255. We express

    no opinion as to the merit (or lack of merit) of any such claim.




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    It is so ordered.
    It is so ordered.
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