AMario v. Professional ( 1992 )


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  • USCA1 Opinion




    September 30, 1992 [NOT FOR PUBLICATION]






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    No. 92-1187


    ARTHUR D'AMARIO, III,

    Plaintiff, Appellant,

    v.

    PROFESSIONAL SECURITY SERVICES, ET AL.,

    Defendants, Appellees.


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    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF RHODE ISLAND


    [Hon. Ernest C. Torres, U.S. District Judge]
    ___________________

    ____________________

    Before

    Breyer, Chief Judge,
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    Campbell, Senior Circuit Judge,
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    and Boudin, Circuit Judge.
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    Arthur D'Amario, III, on Memorandum Supporting Motion for Summary
    ____________________
    Disposition, pro se.
    John A. Davey, Jr. and Olenn & Penza on Memorandum in Support of
    __________________ _____________
    the Motion for Summary Disposition, for appellees, Lonergan, Wahl and
    Donley.
    Robert M. Brady on Memorandum in Opposition to Appellant's Motion
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    for Summary Disposition, for appellee, Aloysius Murphy.
    James E. O'Neil, Attorney General, William M. Kolb, Assistant
    ________________ ________________
    Attorney General, and Kara M. Fay, Assistant Attorney General, on
    ____________
    Memorandum in Opposition to Appellant's Motion for Summary
    Disposition, for appellees, State of Rhode Island and Rhode Island
    Department of Mental Health, Retardation and Hospitals.












    Kevin F. McHugh on Memorandum in Opposition to Appellant's Motion
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    for Summary Disposition, for appellee, City of Providence.
    Andrew S. Richardson, on submissions to the Court, for appellees,
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    Stevie Nicks, Frank J. Russo, Gemini Concerts, and Concerts East.
    Paul T. Jones, Jr. on brief for appellee, Providence Civic Center
    __________________
    Authority.


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    Per Curiam. Plaintiff-appellant Arthur D'Amario
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    filed a complaint on February 4, 1987 in the district court

    for the District of Rhode Island against defendants-appellees

    the Providence Civic Center Authority ("PROCCA"), various

    security personnel employed by PROCCA, the Providence Police

    Department, and a number of other defendants. The complaint

    sought injunctive relief and damages under 42 U.S.C. 1983

    and under state law for alleged infringements of D'Amario's

    rights stemming from a May 3, 1986 incident in which PROCCA

    security personnel denied D'Amario admittance to a rock

    concert at the Providence Civic Center because D'Amario

    insisted on bringing in a camera.

    The same PROCCA no-camera rule was the subject of a

    previous suit brought by D'Amario. In that case the district

    court, affirmed by this court, ruled that D'Amario enjoyed no

    constitutional right to bring a camera into Providence Civic

    Center concerts. D'Amario v. Providence Civic Center
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    Authority, 639 F.Supp. 1538 (D.R.I. 1986), aff'd, 815 F.2d
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    692 (1st Cir.) (unpublished opinion), cert. denied, 484 U.S.
    _____ ______

    859 (1987).

    In the instant case, after D'Amario had had an

    opportunity for some discovery, the magistrate judge on

    November 30, 1987 granted defendants' motions to dismiss the

    complaint. The magistrate judge ruled that (1) by the

    doctrine of stare decisis, this court's ruling in D'Amario
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    foreclosed D'Amario's claims that his constitutional rights

    were violated by enforcement of the no-camera rule; (2)

    D'Amario's 1983 claims against the Providence Police

    Department charging assault, false arrest, false

    imprisonment, and malicious prosecution did not allege any

    official departmental policy or custom that arguably violated

    his rights; (3) D'Amario's claims of assault, false arrest,

    false imprisonment, and malicious prosecution against

    Professional Security Services, a private company, and its

    employees sounded only in state law; (4) D'Amario's equal

    protection claim was defective for lack of adequate

    allegations of arbitrary deprivation of a protected right or

    membership in a suspect class; and (5) D'Amario's allegations

    against the Rhode Island Department of Mental Health

    Retardation and Hospitals ("RIMHRH"), charging that doctors

    employed by RIMHRH refused to give D'Amario sleeping pills

    while he was in an RIMHRH facility, failed to state a claim

    of cruel and unusual punishment. On October 22, 1991, the

    district court accepted the magistrate judge's report and

    recommendation and dismissed the complaint.

    Subsequently, D'Amario filed a Fed. R. Civ. P.

    59(e) motion to alter or amend the district court's judgment.

    D'Amario argued that, in view of his pro se status, he should
    ______

    be permitted to file an amended complaint. He also raised a

    number of objections to the merits of the district court's



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    dismissal. On December 20, 1991, the district court

    summarily denied D'Amario's motion. D'Amario appeals. We

    affirm.

    D'Amario argues on appeal that the district court's

    refusal to permit him to file an amended complaint, curing

    the deficiencies of his original complaint, was inconsistent

    with this court's dictates in Forte v. Sullivan, 935 F.2d 1
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    (1st Cir. 1991), and Street v. Fair, 918 F.2d 269 (1st Cir.
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    1990).

    In Street, the district court dismissed plaintiff's
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    pro se, in forma pauperis 1983 complaint sua sponte, before
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    defendants had responded to the complaint. The district

    court found that the complaint did not allege facts to

    support its allegations of civil rights violations. This

    court reversed the dismissal and remanded the case to allow

    plaintiff an opportunity to amend his complaint. We pointed

    out that sua sponte dismissal is appropriate only when an in
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    forma pauperis complaint is "frivolous" under 28 U.S.C.

    1915(d). We found that plaintiff's complaint, while

    factually deficient, was not "frivolous" for purposes of 28

    U.S.C. 1915(d) because it would state a claim if adequate

    supporting facts were pleaded. Mere factual deficiency was

    sufficient to support a dismissal for failure to state a

    claim under Fed. R. Civ. P. 12(b)(6), but a Rule 12(b)(6)

    dismissal could not be ordered sua sponte, without affording
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    plaintiff notice and an opportunity to be heard. Thus, we

    held that the court's dismissal was in error, because neither

    the substantive requirements for a 1915(d) dismissal nor

    the procedural requirements for a Rule 12(b)(6) dismissal

    were met.

    In Forte, similarly, we reversed the dismissal of a
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    pro se, in forma pauperis complaint because the complaint was
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    not "frivolous" under 1915(d) and because -- although the

    complaint may have been subject to dismissal under Rule

    12(b)(6) as factually deficient -- sua sponte dismissal
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    without notice was improper under Rule 12(b)(6). Although

    defendant had filed a motion to dismiss, we found that the

    dismissal had, in effect, been sua sponte because plaintiff,
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    a prison inmate, had not received the motion to dismiss until

    it already had been granted.

    D'Amario's situation is altogether different.

    D'Amario's complaint was not dismissed under 28 U.S.C.

    1915(d), but under Rule 12(b)(6). The dismissal was by no

    means sua sponte. To the contrary, the district court
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    granted motions to dismiss and a motion for judgment on the

    pleadings submitted by various defendants. D'Amario filed

    numerous objections to these motions, long before the

    magistrate judge's report and recommendation. D'Amario even

    conducted some discovery during that period. The record

    reveals that in none of these filings did D'Amario request



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    leave to amend the complaint. It was after the magistrate

    judge issued his report and recommendation, recommending

    dismissal of D'Amario's complaint, that D'Amario sought leave

    to amend.

    Our decisions in Street and Forte, therefore, have
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    no application in these circumstances. D'Amario had ample

    opportunity to respond to defendants' motions to dismiss his

    complaint for factual deficiency under Rule 12(b)(6).

    Also, we can find no fault with the district

    court's implicit denial, in adopting the magistrate judge's

    report and recommendation, of D'Amario's motions to amend

    his complaint. The district court acted well within its

    discretion, see Fed. R. Civ. P. 15(a), in concluding that
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    D'Amario's motions to amend, filed only after issuance of the

    magistrate judge's report, came too late.

    D'Amario also challenges on appeal the merits of

    the district court's dismissal of his complaint. We affirm

    that dismissal for the reasons stated in the magistrate

    judge's November 30, 1987 report and recommendation.

    We have considered D'Amario's other objections and

    find them meritless.

    The judgment of the district court is affirmed.
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