Lawrence v. Northrop Corporation ( 1992 )


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  • USCA1 Opinion









    November 25, 1992
    UNITED STATES COURT OF APPEALS
    UNITED STATES COURT OF APPEALS
    For the First Circuit
    For the First Circuit
    ____________________

    No. 92-1702

    SIDNEY R. LAWRENCE,

    Plaintiff, Appellant,

    v.

    NORTHROP CORPORATION,

    Defendant, Appellee.


    ____________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. A. David Mazzone, U.S. District Judge]
    ___________________

    ____________________

    Before

    Breyer, Chief Judge,
    ___________
    Brown,* Senior Circuit Judge,
    ____________________
    and Stahl, Circuit Judge.
    _____________

    ____________________

    Paul A. Manoff for appellant.
    ______________
    Joseph D. Regan with whom Donahue & Donahue was on brief for
    ________________ __________________
    appellee.


    ____________________


    ____________________

    _____________________
    *Of the Fifth Circuit, sitting by designation.





















    STAHL, Circuit Judge. On September 2, 1988,
    STAHL, Circuit Judge.
    ______________

    defendant-appellee Northrop Corporation ("Northrop")

    terminated the employment of plaintiff-appellant Sidney R.

    Lawrence ("Lawrence"). Believing that his discharge stemmed

    from impermissible age discrimination, Lawrence sued Northrop

    under the Age Discrimination in Employment Act ("ADEA"), 29

    U.S.C. 621-634 (1985 & Supp. 1992). The district court

    entered summary judgment in Northrop's favor. We affirm.

    I.
    I.
    __

    STATE OF THE RECORD
    STATE OF THE RECORD

    As an initial matter, we note that Lawrence's

    counsel, in opposing Northrop's summary judgment motion and

    in framing the instant appeal, has presented both the

    district court and this panel with factual allegations and

    legal theories that bear little, if any, resemblance to those

    found in the complaint. In addition, as support for the new

    allegations and theories, counsel has submitted, without any

    appreciable attempt at useful elaboration, a cornucopia of

    disjointed deposition excerpts and unexplained discovery

    documents. Given such a record, any attempt to set forth the

    facts underpinning Lawrence's various allegations, without

    context, would be an Augean labor. Accordingly, we find it

    more worthwhile to begin by reciting the relevant legal

    norms, and then to use our recitation as a lens through which

    to focus Lawrence's somewhat clouded presentation.



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    II.
    II.
    ___

    LAW TO BE APPLIED
    LAW TO BE APPLIED

    A. Summary Judgment
    A. Summary Judgment
    ____________________

    Summary judgment operates "to pierce the

    boilerplate of the pleadings and assay the parties' proof in

    order to determine whether trial is actually required."

    Wynne v. Tufts Univ. Sch. of Medicine, No. 92-1437, slip op.
    _____ ____________________________

    at 6 (1st Cir. Oct. 6, 1992). It is appropriate where "the

    pleadings, depositions, answers to interrogatories, and

    admissions on file, together with affidavits, if any, show

    that there is no genuine issue as to any material fact and

    that the moving party is entitled to judgment as a matter of

    law." Fed. R. Civ. P. 56(c); see also Celotex Corp. v.
    ___ ____ ______________

    Catrett, 477 U.S. 317, 323 (1986).
    _______

    The moving party bears the initial burden of

    "averring ``an absence of evidence to support the nonmoving

    party's case.'" Garside v. Osco Drug, Inc., 895 F.2d 46, 48
    _______ ________________

    (1st Cir. 1990) (quoting Celotex, 477 U.S. at 325). That
    _______

    burden having been met, the nonmoving party "may not rest

    upon mere allegation or denials of his[/her] pleading, but

    must set forth specific facts showing that there is a genuine

    issue for trial." Anderson v. Liberty Lobby, Inc., 477 U.S.
    ________ ___________________

    242, 256 (1986) (citing Fed. R. Civ. P. 56(e)). In so doing,

    the nonmovant "must present affirmative evidence in order to
    ___________ ________

    defeat a properly supported motion for summary judgment."



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    Id. at 257 (emphasis supplied). In conducting our analysis,
    ___

    however, we read the record "in the light most amiable to the

    nonmovant[] and indulge all reasonable inferences favorable

    to [him/her]." Garside, 895 F.2d at 48.
    _______

    Our review of a summary judgment ruling is plenary.

    Id. Moreover, we are not limited to the district court's
    ___

    reasoning. Instead, we may "``affirm the entry of summary

    judgment on any independently sufficient ground made manifest

    by the record.'" Quintero v. Aponte-Roque, No. 92-1227, slip
    ________ ____________

    op. at 3-4 (1st Cir. Sept. 10, 1992) (quoting United States
    _____________

    v. One Parcel of Real Property, 960 F.2d 200, 204 (1st Cir.
    ____________________________

    1992)).

    B. The ADEA
    B. The ADEA
    ____________

    When, as here, a plaintiff produces no direct

    evidence of age discrimination, the case is analyzed under

    the now-familiar burden-shifting framework set forth in

    McDonnell Douglas Corp. v. Green, 411 U.S. 792, 802-05
    _________________________ _____

    (1973). See, e.g., Biggins v. Hazen Paper Co., 953 F.2d
    ___ ____ _______ ________________

    1405, 1409 (1st Cir.), cert. denied, 112 S. Ct. 3035 (1992);
    _____ ______

    Mesnick v. General Elec. Co., 950 F.2d 816, 823 (1st Cir.
    _______ __________________

    1991), cert. denied, 112 S. Ct. 2965 (1992). Plaintiff first
    _____ ______

    must make a prima facie showing of discrimination. Biggins,
    _______

    953 F.2d at 1409; Mesnick, 950 F.2d at 823. In a case where
    _______

    plaintiff was replaced by another worker, this requires a

    demonstration that (1) plaintiff was at least forty years of



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    age, (2) plaintiff's work was sufficient to meet his/her

    employer's legitimate expectations, and (3) plaintiff was

    replaced by someone with roughly similar qualifications.

    Connell v. Bank of Boston, 924 F.2d 1169, 1172 (1st Cir.),
    _______ ______________

    cert. denied, 111 S. Ct. 2828 (1991); Medina-Munoz v. R.J.
    _____ ______ ____________ ____

    Reynolds Tobacco Co., 896 F.2d 5, 8 (1st Cir. 1990). In a
    _____________________

    situation where there has been a reduction in force, we have

    suggested that, as an alternative to showing replacement by a

    similarly qualified person, a plaintiff may establish a prima

    facie case by showing that "``the employer did not treat age

    neutrally or that younger persons were retained in the same

    position.'" Connell, 924 F.2d at 1173 n.5 (quoting Hebert v.
    _______ ______

    Mohawk Rubber Co., 872 F.2d 1104, 1111 (1st Cir. 1989)). If
    __________________

    made, the prima facie case gives rise to an inference that

    the employer discriminated on the basis of plaintiff's age.

    Mesnick, 950 F.2d at 823.
    _______

    Once the prima facie case is established, the

    burden shifts to the employer to articulate a legitimate

    nondiscriminatory reason for the employee's termination.

    Biggins, 953 F.2d at 1409; Mesnick, 950 F.2d at 823. The
    _______ _______

    employer's burden at this stage is merely one of production;

    the burden of persuasion remains plaintiff's at all times.

    Mesnick, 950 F.2d at 823 (citing Texas Dep't of Community
    _______ _________________________

    Affairs v. Burdine, 450 U.S. 248, 253, 256 (1981)). If a
    _______ _______

    non-discriminatory reason is set forth, the inference raised



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    by the prima facie case disappears and the burden shifts back

    to plaintiff. Id.
    ___

    At the third and final stage of the McDonnell-
    __________

    Douglas framework, plaintiff must show that the
    _______

    nondiscriminatory reason advanced by the employer is a

    pretext for age discrimination. Id.; see also Connell 924
    ___ ___ ____ _______

    F.2d at 1172. It is not enough for plaintiff merely to cast

    doubt upon the employer's justification. Mesnick, 950 F.2d
    _______

    at 824; Villanueva v. Wellesley College, 930 F.2d 124, 127-28
    __________ _________________

    (1st Cir.), cert. denied, 112 S. Ct. 181 (1991). Rather,
    _____ ______

    this circuit has construed Fed. R. Civ. P. 56's requirement

    that a party opposing a motion for summary judgment

    demonstrate the existence of at least one material factual
    ________

    dispute as mandating that the non-moving party point to

    evidence which could raise an inference of a discriminatory

    motive underlying the pretextual explanation. See
    ___

    Villanueva, 930 F.2d at 128; see also Mesnick, 950 F.2d at
    __________ ___ ____ _______

    824-25. Proof of such a motive need not be direct. Mesnick,
    _______

    950 F.2d at 824; Connell, 924 F.2d at 1172 n.3.1 "Rather,
    _______


    ____________________

    1. In elaborating upon what a non-moving plaintiff minimally
    must prove in order to elude summary judgment at stage three
    of the McDonnell Douglas rubric, we have stated: "There is
    _________________
    no absolute rule that a discrimination plaintiff must adduce
    ____
    evidence in addition to that comprising the prima facie case
    and the rebuttal of defendant's justification in order to
    prevail either at the summary judgment stage or at trial."
    Villanueva, 930 F.2d at 128 (emphasis in original). We also
    __________
    have asserted: "[I]n some factual settings, the mere showing
    of the falsity of the employer's stated reasons may, along
    with the other facts and circumstances in the case, give rise

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    the evidence as a whole, whether direct or indirect, must be

    sufficient for a reasonable factfinder to infer that the

    employer's decision was motivated by age animus." Connell,
    _______

    924 F.2d 1172 n.3. It is against this backdrop that we

    evaluate Lawrence's assertions.





    ____________________

    to a reasonable inference of age discrimination." Connell,
    _______
    924 F.2d at 1175.
    These statements cannot be read as suggesting that, in
    some instances, a plaintiff may be allowed to proceed to
    trial where the record is devoid of either direct or indirect
    evidence of discriminatory animus on the employer's part. In
    this circuit, it is settled that a plaintiff cannot avoid
    summary judgment unless the record contains minimally
    sufficient evidence, direct or indirect, both of pretext and
    ___
    of the employer's discriminatory animus. Mesnick, 950 F.2d
    _______
    at 825; Villanueva, 930 F.2d at 127; Connell, 924 F.2d at
    __________ _______
    1172; Medina-Munoz, 896 F.2d at 9; see also Olivera v. Nestle
    ____________ ___ ____ _______ ______
    Puerto Rico, Inc., 922 F.2d 43, 48 (1st Cir. 1990) ("In
    ___________________
    addition to making out a prima facie case, a plaintiff has
    the burden not only of proving that the articulated reasons
    of the employer were pretextual but also of adducing
    additional evidence that the articulated reasons were a
    pretext for age discrimination."); but see Connell, 924 F.2d
    ___ ___ _______
    at 1181 (Torres, J., concurring) (arguing that if a plaintiff
    has successfully demonstrated a triable issue with regard to
    pretext, the inference of discrimination raised by the prima
    facie case should be reinstated and, in the absence of
    uncontradicted evidence that the employer was motivated by
    some other nondiscriminatory reason, the case should proceed
    to trial); id. at 1182-85 (Bownes, J., dissenting) (arguing
    ___
    that if plaintiff makes out a prima facie case and
    successfully rebuts as pretextual the employer's proffered
    explanation, s/he should be allowed to proceed to trial).
    Thus, the aforementioned statements should only be read as
    indicating that where, by whatever means, the record contains
    evidence sufficient for a fact-finder to infer discriminatory
    animus on the part of an employer, plaintiff need only make
    out a prima facie case and rebut as pretextual the employer's
    justification in order to defeat a summary judgment motion.



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    III.
    III.
    ____

    BACKGROUND
    BACKGROUND

    A. A Brief History
    A. A Brief History
    ___________________

    In October 1985, Lawrence joined Northrop's Defense

    Systems Division in Rolling Meadows, Illinois. At the time

    of his hiring, Lawrence was fifty-two years old. He was

    hired on a "skills-needed" basis.

    By mid-1988, Northrop was experiencing severe

    economic stress and was in the process of significantly

    reducing its workforce.2 During this period, Lawrence was

    employed as an associate program manager and was working on a

    defense project for the Canadian government. Lawrence

    contends that he was working forty-seven hour weeks

    throughout 1988. Northrop concedes that Lawrence's

    employment performance, at all relevant times, met

    expectations.

    On September 2, 1988, Lawrence received an unsigned

    notice advising him that he was being placed on layoff,

    effective immediately. The notice indicated that the layoff

    was precipitated by business conditions necessitating a

    reduction in work force. That same day, an internal Northrop


    ____________________

    2. The record reflects that between 1986 and July 1988, just
    prior to Lawrence's layoff, Northrop had reduced its
    workforce from approximately 5,500 workers to approximately
    4,500 workers. The record further reflects that, at the time
    of Lawrence's discharge, twenty-one other employees were
    either terminated or transferred out of Lawrence's
    department.

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    memorandum entitled "Justification for Organization Lay-Off

    Selection" was sent to file.3 The memorandum stated: "Mr.

    Lawrence's selection for lay-off from Organization 4000 is

    based upon the fact that his relative ranking in performance

    amongst his peers was the lowest in Organization 4000."

    Lawrence was fifty-five years old at the time of his

    termination.

    On January 26, 1989, Lawrence filed with the Equal

    Employment Opportunity Commission ("EEOC") an affidavit

    charging that his termination was the result of age

    discrimination. The EEOC conducted an investigation and, on

    November 28, 1989, issued its determination that no violation

    of the ADEA had occurred. This determination was upheld on

    review, and Lawrence's charge was dismissed. On August 22,

    1990, Lawrence instituted the instant proceedings by filing

    his complaint in district court.

    B. Lawrence's Allegations
    B. Lawrence's Allegations
    __________________________

    Lawrence's complaint is premised upon the theory

    that his termination was a manifestation of a scheme on the

    part of Northrop to replace its older workers with younger

    workers. In relevant part, the complaint asserts:

    5. On information and belief,
    sometime in 1988, prior to September,
    Northrop determined to reduce its work


    ____________________

    3. The record does not indicate whether the memorandum was
    placed in Lawrence's personnel file or in a general Northrop
    file.

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    force and devised a lay-off program which
    was not age-neutral but was intended to
    rid Northrop of its older workers. On
    information and belief, an element of the
    lay-off program was the discharge of both
    young and old workers and the subsequent
    rehiring of the best of the young
    workers.

    6. In August, 1988, there were 4
    employees in Program Management,
    including Robert Eisenberg (Program
    Director, about age 43), Frank
    D'Alexander (Program Manager, about age
    37), Glenn Grotefeld (Associate Program
    Manager, about age 30), and Lawrence
    (Associate Program Manager, age 55). The
    time of all 4 employees was fully
    involved.

    7. On or about September 1, 1988,
    Robert Eisenberg notified Lawrence that
    he was to be laid off effective the
    following day. On September 2, 1988,
    written confirmation of the layoff was
    given to Lawrence. . . .

    8. At the same time as Northrop
    discharged Lawrence, it also discharged
    the other younger Associate Program
    Manager, Glenn Grotefeld. However,
    within two weeks, Northrop attempted to
    rehire Grotefeld. On information and
    belief, the "discharge" of Grotefeld was
    never intended to be permanent but was
    solely intended to obscure the fact that
    the lay-off was directed at older
    employees. When Grotefeld refused
    employment because he had found a better
    job, Northrop assigned an employee named
    Michael Werwath, about age 32, to replace
    Grotefeld.

    9. Within days of discharging
    Lawrence, Northrop reassigned an employee
    named Stanley Piech, about age 37, to
    replace Lawrence as Associate Program
    Manager on the Canadian project. On
    information and belief, Stanley Piech had
    already been selected to replace Lawrence


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    at the time of Lawrence's discharge. On
    information and belief, Northrop's
    selection of Stanley Piech to replace
    Lawrence was principally based on his
    age.

    Northrop filed an answer denying each of these

    allegations and asserting that Lawrence was terminated as

    part of a general reduction in force in accordance with

    appropriate employee evaluation procedures. Following the

    close of discovery, Northrop filed a motion for summary

    judgment, reiterating its position that Lawrence was

    terminated as part of a reduction in force because he had the

    lowest performance rating among his peers and because his

    skills were no longer needed. Northrop's motion further

    asserted that the allegations set forth in Lawrence's

    complaint were insufficiently supported to forestall the

    proper entry of summary judgment in its favor.

    Lawrence responded to the motion like the Hydra to

    a sword. Apparently submitting to the decapitation of the

    contentions animating his complaint, Lawrence, in his

    opposition memorandum, made no mention either of Northrop's

    alleged plan to fire and then rehire its young workers or of

    Glenn Grotefeld. Further, though continuing to protest

    generally Northrop's eventual reassignment of Stanley Piech

    to the Canadian project, Lawrence made no real attempt to

    demonstrate how such reassignment might have run afoul of the

    ADEA. Instead, Lawrence relied primarily on two freshly-



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    spawned theories, asserting that there existed sufficient

    evidence for a trial on whether his low performance rating

    had been (1) arrived at, or (2) interpreted in a

    discriminatory manner. Specifically, Lawrence alleged that

    he was dismissed on the basis of a performance rating which

    had been downgraded, or "leveled," from a 4.0 to a 3.0 (out

    of 6.0), while both a younger associate program manager with

    a non-leveled performance rating of 3.97, Sheryl DeStefano,

    and a younger program manager who had never been evaluated,

    Mr. Dahlstrom,4 were retained.5 Lawrence also made passing

    reference to certain documents obtained during discovery

    which, in his view, showed that he was "targeted" for layoff

    at a time when he did not have the lowest performance rating

    among his peers. In conjunction with his opposition

    memorandum, Lawrence submitted several deposition excerpts

    and unexplained discovery documents.

    The district court entered summary judgment in

    Northrop's favor. After a herculean effort at summarizing

    Lawrence's evidence and assertions, the court found that

    Lawrence had met his prima facie burden at stage one of the

    McDonnell Douglas framework by demonstrating that at least
    _________________



    ____________________

    4. The record does not reveal Mr. Dahlstrom's first name.

    5. The record reflects that from May through September of
    1988, Northrop ordered that the performance ratings of
    employees in Lawrence's division be leveled so as to reflect
    the division's poor overall performance.

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    one younger associate program manager was retained at the

    time he was laid off. The court then determined that

    Northrop had met its stage two burden of articulating a

    nondiscriminatory reason for Lawrence's discharge. Finally,

    without specifically stating whether Lawrence had made a

    sufficient showing to raise the question of pretext, the

    court ruled that, at stage three of the burden-shifting

    analysis, Lawrence had not presented sufficient evidence for

    a reasonable trier of fact to infer that the decision to fire

    him was motivated by age animus.

    On appeal, Lawrence challenges the district court's

    view of the evidence at stage three. In so doing, Lawrence

    points to three things which he believes support an inference

    of age discrimination and warrant a trial: (1) the retention

    of DeStefano and Dahlstrom; (2) the documents which

    purportedly show that he was targeted for layoff at a time

    when he did not have the lowest performance rating among his

    peers; and (3) his eventual replacement with the younger

    Stanley Piech. We discuss each in turn.

    IV.
    IV.
    ___

    DISCUSSION
    DISCUSSION

    A. The Retention of DeStefano and Dahlstrom
    A. The Retention of DeStefano and Dahlstrom
    ____________________________________________

    In support of his claim of discrimination, Lawrence

    first alleges that Northrop leveled his performance rating

    from a 4.0 to a 3.0 and then dismissed him while retaining



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    DeStefano, who had a non-leveled performance rating of 3.97.

    If true in its entirety, this allegation might give us pause.

    However, the record does not support Lawrence's contention

    about DeStefano's performance rating.

    Simply put, Lawrence does not indicate, nor can we

    locate, any record evidence demonstrating that DeStefano had

    an unleveled performance rating of 3.97. DeStefano's

    performance appraisal only states that she "meets

    requirements very well." It does not contain a numerical

    rating. Moreover, none of the submitted deposition excerpts

    bolsters Lawrence's claim.6 As such, the retention of

    DeStefano at the time of Lawrence's discharge cannot be

    viewed as raising an inference of age discrimination.7

    Lawrence's allegation that the retention of program

    manager Dahlstrom constitutes evidence of age animus does not



    ____________________

    6. Indeed, the only place in the record where the number
    3.97 appears is when, in the course of deposing a Northrop
    employee, Lawrence's counsel seems to state that the
    DeStefano appraisal contains a rating of 3.97. As noted
    above, however, the appraisal contains no such rating.

    7. Even were we to accept Lawrence's contention that
    DeStefano did have a non-leveled rating of 3.97, it does not
    seem that this fact would help Lawrence's cause. Although
    Lawrence's performance appraisal contains a rating of 4.0
    crossed out by the letter "X" and replaced with a 3.0,
    followed by a notation explaining that the change was made
    pursuant to the leveling policy, it looks as though
    Lawrence's rating was rounded up to a 4.0. The raw score
    next to the box containing the rating is 127/32, which equals
    3.968. Thus, it appears that Lawrence's actual non-leveled
    rating, when carried out the relevant number of decimal
    places, is less than 3.97.

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    require extended discussion. As noted above, where, as here,

    a plaintiff fails to show that the employer did not treat age

    neutrally in reducing its work force, a prima facie case is

    established only where a plaintiff demonstrates "that younger

    persons were retained in the same position." Connell, 924
    __ ___ ____ ________ _______

    F.2d at 1173 n.5 (quoting Hebert, 872 F.2d at 1111) (emphasis
    ______

    added). The record reflects that Lawrence was an associate

    program manager, and not a program manager, at the time of

    his termination.8 Accordingly, the retention of Dahlstrom

    as program manager, in the context of the other evidence in

    this case, is not significantly probative on the question of

    whether the dismissal of Lawrence violated the ADEA.

    B. The Targeting Documents
    B. The Targeting Documents
    ___________________________

    Lawrence's second argument, generously construed,

    is that certain documents in the record reveal that he was

    targeted for layoff at a time when he did not have the lowest

    performance rating among his peers.9 The record contains an



    ____________________

    8. Lawrence has not alleged, nor does the record suggest,
    that the positions of associate program manager and program
    manager were, in essence, the same.

    9. Indeed, Lawrence's brief makes such a cursory reference
    to these documents that a strong case could be made that
    Lawrence has waived the issues raised by them. See Elgabri
    ___ _______
    v. Lekas, 964 F.2d 1255, 1261 (1st Cir. 1992) ("``[I]ssues
    _____
    adverted to in a perfunctory manner, unaccompanied by some
    effort at developed argumentation, are deemed waived.'")
    (quoting United States v. Zannino, 895 F.2d 1, 17 (1st Cir.),
    _____________ _______
    cert. denied, 494 U.S. 1082 (1990)). Although it is a close
    _____ ______
    question, we feel that Lawrence has done just enough to
    preserve his argument. Accordingly, we address its merits.

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    April 21, 1988, memorandum listing the names of eleven

    employees who are described as "available for reassignment

    and/or layoff." Lawrence's name appears on that list. The

    record also includes two undated documents that appear to

    have been prepared by Northrop in order to assess its

    possible liability in discrimination suits ("the liability

    documents"). At oral argument, Lawrence's counsel

    represented, without substantiation, that the undated

    documents must have been prepared after the April 21, 1988,

    memorandum but before Lawrence's May 1988 evaluation.10

    The first of the two documents bears the following notation

    next to Lawrence's name:

    -age liability as does not have lowest
    rated performance when compared with
    other's [sic] in job title in unit or in
    [Organization] 4000. Some reviews are
    leveled and some are not leveled. Of
    seven Prog. Mgr. Assoc. in 4000, the
    three oldest are targeted for layoff.

    The second document also contains remarks next to Lawrence's

    name:

    -Age 54 yrs. old.
    -Does not have lowest review in unit.
    -Three individuals in unit, not affected,
    hold lower ratings of 3.2, 3.3, and 3.4.




    ____________________

    10. Apparently, the second of the two documents was prepared
    prior to Lawrence's May 1988, evaluation, as it notes his
    most recent review as having taken place in May 1987.
    Moreover, both documents appear to have been prepared after
    December 1987, as each contains references to evaluations
    performed in that month.

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    Lawrence's argument on the basis of these documents

    has some surface appeal. Closer scrutiny, however, reveals

    that it begs the question. We first note that Lawrence does

    not argue that employees listed on the April 21, 1988,

    memorandum were targeted on the basis of their performance

    ratings. However, even if we assume arguendo that this was
    ________

    the case, and even if we assume that the liability documents

    were created in response to the April 21, 1988, memorandum,

    and even if we accept that they reflect that Lawrence indeed

    was targeted for layoff at a time when he did not have the

    lowest performance evaluation among his peers, such facts do

    not tend to prove age discrimination on Northrop's part.

    Lawrence does not allege, nor does the record indicate, that,

    at the time these documents were created, at least one

    younger associate program manager with an identical or lower
    _________ _______ _______

    performance rating than Lawrence was not targeted for
    ___

    layoff.11 Put another way, Lawrence has neither alleged

    nor demonstrated that there existed at least one younger

    associate program manager with an identical or lesser

    performance rating whose name did not appear on the April 21,

    1988, memorandum.12 As we stated above, it is the


    ____________________

    11. The fact that three individuals in his unit may have had
    __ ___ ____
    lower ratings does not undermine this point.

    12. The record reflects that Lawrence was afforded full
    discovery rights and provided with access to the
    documentation that should, through diligent investigation,
    have revealed the existence of any such person.

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    plaintiff's burden at stage three of the McDonnell Douglas
    _________________

    framework to present sufficient evidence for a rational

    factfinder to infer discriminatory animus on the part of the

    employer. See Mesnick, 950 F.2d at 823. Without more,
    ___ _______

    Lawrence's contention that he was targeted for layoff at a

    time when he did not have the lowest performance rating among

    his peers is insufficient to meet this burden.13

    C. The Replacement of Lawrence with Piech
    C. The Replacement of Lawrence with Piech
    __________________________________________

    Finally, Lawrence argues that Northrop's decision

    to "replace" him with the younger Piech was discriminatory.

    Leaving aside the question of whether this replacement ever

    took place, we note that Lawrence does not allege, let alone

    demonstrate, that Piech possessed qualifications roughly

    similar to his own.14 Such a demonstration is, however,

    part of the prima facie showing a discrimination plaintiff

    must make when alleging that his/her replacement violated the



    ____________________

    13. Nor can the fact that the three oldest associate program
    managers in Organization 4000 were targeted for layoff itself
    be viewed as giving rise to an inference of age
    discrimination. Northrop was in the midst of a significant
    force reduction by mid-1988. Indeed, twenty-one people from
    Lawrence's department were either terminated or transferred
    at the time of the September 2, 1988, layoff. In the face of
    such sweeping and comprehensive personnel changes, and where
    there has been no allegation or demonstration that at least
    one younger and identically or lower rated associate program
    manager was not targeted for layoff, we simply do not view
    the aforementioned targeting as being so inherently
    suspicious as to mandate a trial.

    14. We further note that the record indicates that Piech's
    qualifications were superior to those of Lawrence.

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    ADEA. See Connell, 924 F.2d at 1172. Thus, in the context
    ___ _______

    of this case, we do not view Northrop's alleged replacement

    of Lawrence with Piech as significantly probative of age

    bias.





    V.
    V.
    __

    CONCLUSION
    CONCLUSION

    In sum, we do not find persuasive Lawrence's

    assertion that there exists sufficient evidence in this

    record for a reasonable factfinder to infer that Northrop's

    decision to discharge him was motivated by age

    discrimination. Accordingly, we agree with the district

    court that Lawrence failed to carry his burden at step three

    of the McDonnell Douglas burden-shifting framework, and rule
    _________________

    that summary judgment properly was entered in Northrop's

    favor.

    Affirmed. Costs to appellee.
    Affirmed. Costs to appellee.
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