United States v. Uribe ( 1993 )


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  • USCA1 Opinion









    March 31, 1993
    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    ___________________




    No. 92-1981


    UNITED STATES,
    Appellee,

    v.

    NESTOR URIBE,
    Defendant, Appellant.

    ____________________



    ERRATA SHEET

    The opinion of this Court issued on March 25, 1993, is
    amended as follows:



    On page 5, line 16, delete the word "other."




































    March 25, 1993 [NOT FOR PUBLICATION]



    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT

    ___________________


    No. 92-1981




    UNITED STATES,

    Appellee,

    v.

    NESTOR URIBE,

    Defendant, Appellant.


    __________________

    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF RHODE ISLAND


    [Hon. Francis J. Boyle, U.S. District Judge]
    ___________________

    ___________________

    Before

    Selya, Cyr and Boudin,
    Circuit Judges.
    ______________

    ___________________

    Nestor Uribe on brief pro se.
    ____________
    Lincoln C. Almond, United States Attorney, Margaret E.
    __________________ ____________
    Curran and James H. Leavey, Assistant United States Attorneys, on
    ______ _______________
    brief for appellee.



    __________________

    __________________















    Per Curiam. Nestor Uribe appeals pro se from the
    ___________ ___ __

    district court's denial of his motion for modification of his

    sentence and motion for reconsideration. We affirm.

    Appellant was convicted on January 21, 1988, of

    conspiracy and possession with intent to distribute cocaine,

    in violation of 21 U.S.C. 846 and 841(a)(1) and

    (b)(1)(B). The offenses for which he was convicted occurred

    in August and September of 1987. Appellant filed two

    motions for a new trial. Both were denied by the district

    court. This court affirmed the denial of appellant's second

    motion for a new trial. See United States v. Uribe, 890 F.2d
    ___ _____________ _____

    554 (1st Cir. 1989). On July 14, 1988, appellant was

    sentenced to eleven years in prison and a ten-year period of

    supervised release.

    Appellant filed two separate motions pursuant to 28

    U.S.C. 2255. The district court denied both motions. On

    June 15, 1992, appellant filed a Motion for Judicial Notice

    and Consideration of Sentencing Modification. The district

    court denied the motion on the grounds that it was untimely

    filed under Fed. R. Crim. P. 35(b). Appellant moved for

    reconsideration on the basis that his motion was pursuant to

    Fed. R. Crim. P. 35(a), which imposes no time limits on

    filing. The district court denied appellant's motion for

    reconsideration, finding that the "sentence was within the





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    range of possible sentences provided by law." Uribe appeals

    from the denial of the last two motions.

    Appellant's motion, if pursuant to Fed. R. Crim. P.

    35(b), was untimely filed. Although former Fed. R. Crim. P.

    35(a), applicable to offenses committed prior to November 1,

    1987, imposes no time limits on filing, it only provides for

    the correction of "illegal" sentences. Appellant does not

    argue that his sentence is illegal within the relatively

    narrow meaning we have given to that term in the context of

    Rule 35(a). See, e.g., United States v. Ames, 743 F.2d 46,
    ___ ____ _____________ ____

    47 (1st Cir. 1984), cert. denied, 469 U.S. 1165 (1985).
    _____ ______

    Even if we construe appellant's motion as made pursuant

    to 28 U.S.C. 2255, we conclude that appellant's arguments

    are without merit. Appellant concedes that he was sentenced

    well within the statutory limits for the crimes of which he

    was convicted.1 The general rule with respect to offenses

    committed before November 1, 1987, is that "the appellate

    court has no control over a sentence which is within the

    limits allowed by a statute." United States v. Ruiz-Garcia,
    ______________ ___________

    886 F.2d 474, 476 (1st Cir. 1989) (citation omitted). There

    is a "narrow band of exceptions" to this rule. United States
    _____________


    ____________________

    1. At the time of appellant's offense, possession with
    intent to distribute in excess of 500 grams of a mixture
    containing cocaine carried a minimum sentence of five years
    and a maximum sentence of forty years. 21 U.S.C. 841 (a)(1)
    and b(1)(B)(ii). The maximum term of imprisonment for the
    crime of conspiracy to distribute and possess with intent to
    distribute was also forty years. 21 U.S.C. 846.

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    v. Ponce Federal Bank, 883 F.2d 1, 5 (1st Cir. 1989).
    ____________________

    Appellant has failed to show that his sentence falls within

    that band of exceptions. We address his arguments below.

    Appellant first argues that even though his offense was

    committed prior to November 1, 1987, 18 U.S.C. 3553(b)

    required the district court to consider the Sentencing

    Guidelines in sentencing him and to explain any departure

    therefrom. We reject this argument. The Guidelines apply

    only to offenses committed after November 1, 1987. United
    ______

    States v. Uribe, 890 F.2d at 563. "In this pre-Guidelines
    ______ _____

    case, the district court was free to disregard the Guidelines

    and exercise its sound discretion in formulating a condign

    sentence within the statutory limits." Id.
    ___

    Appellant's second argument is that his sentence is

    "disproportionate" in violation of the Eighth Amendment's

    prohibition on cruel and unusual punishment. In support of

    this claim, he refers to the lighter sentences received by

    his co-defendants. One co-defendant received concurrent

    seven-year terms of imprisonment and a four-year term of

    supervised release. The other co-defendant received

    concurrent nine-year terms of imprisonment and an eight-year

    term of supervised release. Appellant also relies upon

    sentencing data appended to his presentence report indicating

    that over a two-year period the average sentence for persons





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    convicted of similar crimes was 71 months and the median

    sentence was 60 months.

    The Supreme Court has held that the Eighth Amendment

    requires a prison sentence to be proportionate to the crime

    for which the defendant has been convicted. Solem v. Helm,
    _____ ____

    463 U.S. 277, 289-90 (1983). As we have previously noted,

    however, the Court also advised reviewing courts to give

    great deference to the broad authority of legislatures in

    determining sentencing limits and of trial courts in

    sentencing defendants. See United States v. Glantz, 884 F.2d
    ___ ______________ ______

    1483, 1487 (1st Cir. 1989), cert. denied, 493 U.S. 1086
    _____ ______

    (1990). "In view of this deference, successful challenges to

    the proportionality of particular sentences will be

    'extremely rare.'" Id. (citation omitted).
    ___

    "We examine the sentence with a view to whether it is

    grossly disproportionate, considering the seriousness of the

    offense in relation to the harshness of the punishment." Tart
    ____

    v. Massachusetts, 949 F.2d 490, 503 (1st Cir. 1991).
    _____________

    Compared with the facts of Solem, where the defendant
    _____

    received a sentence of life imprisonment for passing a bad

    check, the sentence received by appellant is substantially

    less harsh and the offense is far more serious. As we said

    in Tart, where no initial inference of gross
    ____

    disproportionality can reasonably be drawn, there is no need





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    to compare the challenged sentence with other sentences in

    this or other jurisdictions. Id. n. 16.
    ___

    Even if we were to engage in such a comparison, however,

    appellant would not prevail on his Eighth Amendment claim.

    The statistics attached to his PSI do not demonstrate the

    gross disproportionality of his sentence. There is no

    requirement that defendants receive a sentence equal to the

    average or median sentence imposed on defendants convicted of

    similar offenses. Moreover, that appellant's sentence

    exceeded the average and median sentences does not indicate

    that it is outside of the range of sentences imposed for the

    offenses of which he was convicted, or in any other respect

    grossly disproportionate to those offenses. Nor is the

    appellant entitled to precisely the same sentence as others

    convicted with him.

    United States v. Cannistraro, 871 F.2d 1210 (3d Cir.
    ______________ ___________

    1989), on which appellant relies, is distinguishable. There,

    the court held that appellant's sentence was not

    disproportionate but that his "right to be sentenced on

    accurate and reliable information" may have been violated.

    The court remanded the case to the district court for

    resentencing if the court relied upon statistical data
    __

    contained in the PSI setting forth sentences given to other

    fraud defendants, and if it misinterpreted the meaning of the
    ___

    data. There is no indication in this case that the district



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    court misinterpreted the statistical data appended to

    appellant's PSI or that it relied upon that data.2

    Therefore, there is no showing that appellant's right to be

    sentenced on accurate and reliable information was violated.

    Affirmed.
    _________



































    ____________________

    2. The transcript of the sentencing hearing, if one exists,
    was not filed with the district court. Therefore, it was not
    available for our review. It is, of course, settled that the
    appellant must bear the onus of any uncertainty arising out
    of an incomplete record on appeal. See Real v. Hogan, 828
    ___ ____ _____
    F.2d 58, 60 (1st Cir. 1987).

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