Garmon, Sr. v. Nat'l Railroad Passenger Corp. , 844 F.3d 307 ( 2016 )


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  •           United States Court of Appeals
    For the First Circuit
    No. 15-1803
    GREGORY GARMON, SR.,
    Plaintiff, Appellant,
    v.
    NATIONAL RAILROAD PASSENGER CORPORATION d/b/a AMTRAK,
    Defendant, Appellee.
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF RHODE ISLAND
    [Hon. Mary M. Lisi, U.S. District Judge]
    Before
    Lynch, Thompson, and Barron,
    Circuit Judges.
    Christopher J. Trombetta, with whom Law Office of Christopher
    J. Trombetta was on brief, for appellant.
    Lisa Stephanian Burton, with whom Peter J. Mee, Thomas J.
    McAndrew and Morgan Lewis & Bockius LLP were on brief, for
    appellee.
    December 16, 2016
    THOMPSON,      Circuit     Judge.         In   this      employment
    discrimination case, appellant Gregory Garmon, Sr., an African-
    American   man   currently    employed     by   Amtrak,   alleges    that   his
    opportunities for overtime were reduced because of his race and
    that he was subjected to a hostile work environment in violation
    of 
    42 U.S.C. § 1981
    .       The district court granted Amtrak's motion
    for summary judgment and this appeal followed.                 After careful
    consideration, we affirm the district court's ruling.
    Background
    Gregory Garmon, Sr., has been employed with Amtrak since
    1997 when he first began working for the company as a signal
    helper.    In 2001 he was promoted to his current position as a
    lineman    in    the    Electric     Traction       Department     where    his
    responsibilities       include,    among    other    things,     construction,
    installation, and repairs of the overhead catenary system.                  In
    addition to linemen, Amtrak also employs high rail operators
    ("HROs") and foremen.      HROs perform all the duties of linemen, but
    also operate high rail equipment on the railroad.
    From 2003 through February 2015, Amtrak organized its
    Electric Traction Department into three shifts.             The first shift
    ran from 6:00 am to 2:00 pm, Monday through Friday, and initially
    consisted of Garmon, the sole lineman, and two white co-workers,
    Christopher Alves and William Butler, both HROs.               In 2008, James
    Thackaberry, another white co-worker, was added to the first shift
    - 2 -
    as a foreman.           Throughout his employment, Garmon admits he was
    never interested in seeking a promotion to work as either a foreman
    or HRO.    Indeed, Garmon stated that he "had no[] desire[]" to work
    as an HRO and accordingly, he currently still works as a lineman
    in Amtrak's Boston/Providence cost center.1
    Garmon's        employment      with    Amtrak      is   governed    by    a
    collective bargaining agreement (the "CBA") negotiated between the
    International       Brotherhood       of    Electrical      Workers    ("IBEW")      and
    Amtrak.         Despite    Garmon's     unsubstantiated         assertions      to   the
    contrary, Rule 13 of the CBA explicitly governs the distribution
    of overtime for Amtrak's IBEW employees.                     Rule 13 provides, in
    pertinent       part,     that   "[o]vertime       [is]   to    be   distributed      in
    conjunction with the duly authorized local committee of the craft
    or their representative and local management."                        The CBA also
    provides a procedure for IBEW employees to file grievances within
    60 days from the date of the occurrence on which their claims are
    based.    Garmon never filed a grievance with the IBEW regarding his
    overtime    discrimination         or   hostile      work      environment   claims.2
    1
    Amtrak divides its Electric Traction Departments by
    geographical regions, called "cost centers."     Electric Traction
    Department employees who work out of either Boston, Massachusetts,
    or Providence, Rhode Island, are organized under the same cost
    center -- fittingly designated the "Boston/Providence" cost
    center.
    2 Garmon never filed a grievance, in spite of the fact
    that Amtrak maintains an Anti-Discrimination and Anti-Harassment
    Policy, as well as an Equal Employment Opportunity/Affirmative
    Action Policy and provides its employees with a Dispute Resolution
    - 3 -
    Garmon did complain to a division engineer, George Fitter, about
    the distribution of overtime in 2012, but Fitter concluded that
    the overtime policy was being administered correctly.3
    In accordance with the CBA, Amtrak overtime needs are
    first determined by Amtrak management and then communicated to a
    local   union    representative,    who    eventually    manages    the
    distribution of overtime amongst IBEW employees.        Since February
    2011, Michael Poole, who has served as the Assistant Division
    Engineer at Amtrak, has been responsible for determining overtime
    needs   and   seeking   budgetary   approval   from   Amtrak's   senior
    management for proposed overtime.       Alves, Garmon's co-worker on
    the first shift, is also a member of the IBEW and served as the
    union representative who oversaw the overtime sign-up process from
    2009 to 2013.
    Office to resolve complaints and enforce its Anti-Discrimination
    policies.
    3 Garmon's reliance on Jenkins v. United Airlines, CIVIL
    ACTION NO. 93-10092-RWZ, 
    1995 U.S. Dist. LEXIS 14902
     (D. Mass.
    July 31, 1995) for his argument that the CBA has no relevance to
    his claims because "racial discrimination claims are not subject
    to any grievance procedure" is misplaced. In Jenkins, the court
    found that an arbitration provision in the CBA did not strip the
    court of jurisdiction over the plaintiff's Title VII race
    discrimination claims. The court noted that statutory civil rights
    claims were not subject to arbitration under the grievance
    procedures of the CBA clause. None of the Jenkins facts or issues
    are applicable to Garmon's case. Nevertheless, because our ruling
    here is not contingent on Garmon's failure to follow CBA grievance
    procedures, his argument is inapposite.
    - 4 -
    Before    Poole    was   hired   as   the   Assistant   Division
    Engineer, overtime needs were determined by Amtrak management and
    verbally communicated to Alves, who would then create a written
    sheet based on the verbal suggestions of an Amtrak supervisor.
    After Poole was hired, the process was no longer verbal and an
    Amtrak supervisor would create and submit written sign-up sheets
    to Alves which identified the specific positions and shifts needed
    for overtime by role.          Alves was then responsible for overseeing
    the overtime sign-up process and would return the filled-out sheets
    to Amtrak management.
    It is this process of determining Amtrak overtime needs
    by Poole and Amtrak management that Garmon seems to take issue
    with. Garmon alleges that his supervisor, Greg Brennan, instituted
    an overtime plan in the fall of 2012, whereby Amtrak discriminated
    in its determination of overtime needs in order to afford white
    employees     more     overtime    opportunities    than   African-American
    employees.    According to Garmon, under the previous overtime plan,
    and prior to Thackaberry's new first shift assignment, he would
    essentially take turns opting for overtime hours with the two other
    first shift employees -- Alves and Butler.               Garmon argues that
    Amtrak's overtime system prior to 2012 did not distribute overtime
    hours based on position or role and thus he had more opportunities
    for overtime.         Garmon also alleges that once Thackaberry -- a
    foreman -- was added to his shift he was required to share overtime
    - 5 -
    opportunities with Thackaberry, while Alves and Butler -- HROs --
    were not required to do the same.
    In addition to his complaints about overtime denials,
    Garmon   says     that   he    was     also   subjected      to    a     hostile     work
    environment.      He presents a list of workplace gripes: (1) he was
    denied access to the equipment canister keys; (2) he was not
    sufficiently      trained      regarding       Structural        Erection      Diagrams
    ("SEDs");   (3)    he    was    not    appropriately      acknowledged          by   his
    supervisors or other co-workers; (4) he was intimidated while at
    work; and (5) he was put in difficult situations in the hopes that
    he would fail.      Amtrak denies all.          First, it says that there was
    never a change in its overtime policy.               Second, Amtrak adamantly
    denies   that     Garmon      was     ever    subjected     to    a    hostile       work
    environment.
    Concluding that Garmon failed to proffer any evidence
    that he suffered an adverse employment action or that he was
    subjected to a hostile work environment, the district court granted
    Amtrak's motion for summary judgment.               Garmon subsequently filed
    this timely appeal.
    Discussion
    "We    review      the    district     court's       grant    of    summary
    judgment de novo, viewing the facts in the light most favorable to
    the non-moving party."               Rodriguez-Cuervos v. Wal-Mart Stores,
    Inc., 
    181 F.3d 15
    , 19 (1st Cir. 1999).               Nevertheless, "[a]lthough
    - 6 -
    we will draw all reasonable inferences in the nonmovant's favor,
    we     will    not    'draw     unreasonable           inferences        or     credit      bald
    assertions,      empty     conclusions,          rank       conjecture,        or    vitriolic
    invective.'"         Pina v. Children's Place, 
    740 F.3d 785
    , 795 (1st
    Cir. 2014) (quoting Cabán Hernández v. Philip Morris USA, Inc.,
    
    486 F.3d 1
    , 8 (1st Cir. 2007)).                   "[A] party cannot successfully
    oppose    a    motion     for   summary         judgment        by    resting       'upon   mere
    allegations or denials of his pleading.'"                        Pina, 740 F.3d at 795
    (quoting LeBlanc v. Great Am. Ins. Co., 
    6 F.3d 836
    , 841 (1st Cir.
    1993)). Rather, "a plaintiff's ability to survive summary judgment
    depends on his ability to muster facts sufficient to support an
    inference of discrimination."                  Bennett v. Saint-Gobain Corp., 
    507 F.3d 23
    , 30 (1st Cir. 2007).                  Therefore, "a nonmovant cannot rely
    'merely upon conclusory allegations, improbable inferences, and
    unsupported speculation.'"               Pina, 740 F.3d at 795 (quoting Dennis
    v. Osram Sylvania, Inc., 
    549 F.3d 851
    , 855–56 (1st Cir. 2008)).
    "A plaintiff claiming employment discrimination based
    upon    race    [may]     assert     a   claim        for   a   racially       hostile      work
    environment,         in   addition       to    the     classic       claim     of    so-called
    'disparate treatment.'"            Burlington Indus., Inc. v. Ellerth, 
    524 U.S. 742
    ,    767–68     (1998).            Here,    Garmon        alleges    that     Amtrak
    subjected him to both disparate treatment and to a hostile work
    environment because of his race.                  With regard to both claims, the
    - 7 -
    parties dispute whether Garmon has sufficiently made a prima facie
    showing.   We discuss each argument seriatim.
    1. Disparate Treatment
    Where,    as   here,     there    is   no    direct   evidence   of
    discrimination,     Garmon   must    rely    on   the   three-stage   burden-
    shifting framework outlined in McDonnell Douglas Corp. v. Green,
    
    411 U.S. 792
    , 802 (1973).           Under McDonnell, Garmon bears the
    initial burden of establishing a prima facie case that gives rise
    to an inference of discrimination.          Id.; Kosereis v. Rhode Island,
    
    331 F.3d 207
    , 212 (1st Cir. 2003).            To establish a prima facie
    case Garmon must show by a preponderance of the evidence that:
    "(1) [he is] a member of a protected class; (2) [he is] qualified
    for [his] job; (3) [he] suffer[ed] an adverse employment action at
    the hands of [his] employer; and (4) [there is] some evidence of
    a causal connection between [his] membership in a protected class
    and the adverse employment action."          Bhatti v. Trs. of Bos. Univ.,
    
    659 F.3d 64
    , 70 (1st Cir. 2011). "While the burden of establishing
    a prima facie case is 'not onerous,' the plaintiff is still
    required to prove the prima facie elements by a 'preponderance of
    the evidence.'"     Del Valle-Santana v. Servicios Legales de P.R.,
    Inc., 
    804 F.3d 127
    , 131 (1st Cir. 2015) (quoting Texas Dep't of
    Cmty. Affairs v. Burdine, 
    450 U.S. 248
    , 253 (1981).               Admittedly,
    "[t]he burden of showing something by a 'preponderance of the
    evidence,' . . . 'simply requires the trier of fact to believe
    - 8 -
    that    the    existence        of   a     fact      is     more     probable    than     its
    nonexistence.'"           Concrete Pipe & Prod. of California, Inc. v.
    Constr. Laborers Pension Trust for S. California, 
    508 U.S. 602
    ,
    622 (1993) (citations omitted).                However, throughout the McDonnell
    burden-shifting analysis Garmon maintains the ultimate burden of
    persuasion.        Woodman v. Haemonetics Corp., 
    51 F.3d 1087
    , 1092 (1st
    Cir. 1995).
    If   able    to    make     such    a       showing,      Garmon   creates    a
    rebuttable presumption that Amtrak engaged in discrimination.
    Amtrak may rebut this presumption by pointing to evidence of a
    legitimate, non-discriminatory reason for the challenged conduct.
    
    Id.
        If Amtrak is able to make such a showing, the presumption of
    discrimination       disappears          and   the    burden       of    production     again
    shifts to Garmon, who must offer evidence that Amtrak's explanation
    is pretextual and that discriminatory animus prompted the adverse
    action.       The parties dispute whether Garmon has met his initial
    burden of establishing a prima facie case.                              Specifically, the
    parties dispute whether Garmon can establish that he suffered an
    adverse employment action or that a causal connection exists
    between the alleged action and his race.
    a) Adverse Action
    The parties first dispute whether Garmon can establish
    that he suffered an adverse employment action.                          Garmon argues that
    under an alleged new overtime policy instituted by Amtrak in 2012,
    - 9 -
    he "suffered adverse employment events through the denial of
    overtime   opportunities"     and    "the    associated    loss    of   income."
    Amtrak responds that it never instituted a new overtime policy.
    According to Amtrak, employees are given the opportunity to sign
    up for overtime based on their respective shifts, positions, and
    locations.     The process, it says, affords first-shift employees
    preference over first-shift overtime slots if they are qualified
    for the position or role that needs to be filled.            If all qualified
    employees on the first shift decline an overtime opportunity, other
    Electric Traction employees are then allowed to fill the overtime
    slot depending on their positions, qualifications, and location.
    Amtrak asserts that Garmon was never subjected to a reduction in
    his overtime opportunities under any overtime policy change and
    that any alleged reduction in overtime does not amount to an
    adverse employment action because his overtime hours exceeded
    those of two white, first-shift co-workers.
    "An   adverse   employment      action   'typically        involves
    discrete changes in the terms of employment, such as hiring,
    firing,    failing   to   promote,    reassignment        with    significantly
    different responsibilities, or a decision causing significant
    change in benefits.'"        Cham v. Station Operators, Inc., 
    685 F.3d 87
    , 94 (1st Cir. 2012) (quoting Morales–Vallellanes v. Potter, 
    605 F.3d 27
    , 35 (1st Cir. 2010)).               While we have not explicitly
    addressed whether a loss in overtime opportunities constitutes an
    - 10 -
    adverse employment action within the § 1981 context, it seems
    foreseeable that, at least in some contexts, decreased overtime
    opportunities could cause a "material" change in the conditions of
    a plaintiff's employment.            See Gu v. Boston Police Dept., 
    312 F.3d 6
    , 14 (2002).             To determine whether an action is materially
    adverse, we must engage in an objective, "case-by-case inquiry,"
    recognizing that "[w]ork places are rarely idyllic retreats, and
    the mere fact that an employee is displeased by an employer's act
    or omission does not elevate that act or omission to the level of
    a materially adverse employment action."                     Blackie v. Maine, 
    75 F.3d 716
    , 725 (1st Cir. 1996).               "A materially adverse change in
    the terms and conditions of employment 'must be more disruptive
    than      a        mere     inconvenience     or   an        alteration        of   job
    responsibilities.'"           Morales-Vallellanes, 
    605 F.3d at 35
     (quoting
    Marrero v. Goya of P.R., 
    304 F.3d 7
    , 23 (1st Cir. 2002)).
    As for Garmon's claim that he was subjected to an adverse
    employment action via a discriminatory overtime plan instituted by
    Brennan       in    2012,    the   record   contains    no   evidence     of    such   a
    discriminatory plan or an actual decrease in Garmon's overtime
    opportunities outside of his bare allegations to the contrary.
    Accordingly, Garmon fails to meet his ultimate burden of persuasion
    here.
    A review of the record reveals that Amtrak's overtime
    was determined and distributed according to the CBA, which governs
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    "the rates of pay, hours, rules, and working conditions" of
    Amtrak's electrical workers.         Pursuant to Rule 13 of the CBA,
    "overtime [is] to be distributed in conjunction with the duly
    authorized local committee of the craft or their representative
    and the local management.       Record will be kept of overtime worked
    and men called with the purpose in view of distributing the
    overtime equally."     To that end, Poole, a supervisor at Amtrak,
    first determined Amtrak's overtime needs by considering multiple
    factors    including    "weather    conditions,        overall   operational
    budgeting, and any special projects or details that would require
    additional manpower from the Electric Traction Department."4 After
    that, Poole (or someone else from Amtrak's management) would inform
    Alves,    IBEW's   representative   for     overtime    distribution    among
    members from 2009 to 2013, of Amtrak's overtime needs. Alves would
    then take the needs identified by Amtrak management and distribute
    overtime    amongst    IBEW    employees     in   accordance     with    this
    collaborative process.        And despite Garmon's contentions to the
    contrary, there is no evidence in the record that this general
    overtime policy ever changed.
    4 Garmon contends that Poole never took into account these
    factors in determining overtime needs and argues that his
    supervisor, Gregory Brennan, made suggestions to Poole as to
    overtime needs in order to "preserve[] the overtime opportunities
    existing on the first shift for the white workers." Garmon relies
    on conclusory statements contained in his affidavit in support of
    his contentions, which only mirror the allegations of his complaint
    without any further factual support.
    - 12 -
    The only evidence proffered by Garmon in support of his
    contentions is his own affidavit, which in large part contains
    unsupported, speculative assertions about the way overtime was
    determined    and    administered   at   Amtrak.        Garmon's   unsupported
    assertions, however, are insufficient to present a material issue
    of fact meriting trial.         We have repeatedly held that "[t]o the
    extent that affidavits submitted in opposition to a motion for
    summary   judgment     merely    reiterate        allegations   made   in   the
    complaint, without providing specific factual information made on
    the basis of personal knowledge, they are insufficient." Santiago-
    Ramos v. Centennial P.R. Wireless Corp., 
    217 F.3d 46
    , 53 (1st Cir.
    2000); see also Velazquez-Garcia v. Horizon Lines of P.R., Inc.,
    
    473 F.3d 11
    , 15 (1st Cir. 2007) (noting that "[n]either wishful
    thinking . . . nor conclusory responses unsupported by evidence
    will serve to defeat a properly focused Rule 56 motion") (quoting
    Griggs-Ryan v. Smith, 
    904 F.2d 112
    , 115 (1st Cir. 1990)); López-
    Carrasquillo v. Rubianes, 
    230 F.3d 409
    , 414 (1st Cir. 2000)
    (finding that where an "assertion merely repeats the conclusory
    allegations     in   the   complaint,"       it    is   insufficient   because
    "affidavits submitted in opposition for summary judgment must be
    based on the affiant's personal knowledge").
    To be clear, a party's affidavit may be self-serving and
    yet, still present genuine issues of fact if it contains relevant
    information of which the party has first-hand knowledge. Santiago-
    - 13 -
    Ramos, 
    217 F.3d at 53
    .   Here, however, Garmon's affidavit in large
    part fails to meet this basic requirement as he avers facts beyond
    the scope of his personal knowledge.    For instance, Garmon seems
    to take issue specifically with the internal process by which
    Amtrak management determined its overtime needs, including its
    specific position staffing needs, before communicating those needs
    to the IBEW representative for distribution.     However, he lacks
    any personal knowledge of Amtrak's decision making process or the
    policies which governed its determination of overtime needs.
    Perhaps the only fact which Garmon avers, of which he
    may have personal knowledge, is his bare allegation that his
    "overtime opportunities became reduced by at least one-third."5
    However, Garmon proffers no evidence of an actual reduction in his
    overtime opportunities outside of this assertion and his own say-
    so.   This is insufficient to meet his burden of establishing a
    prima facie case.   See Medina-Rivera v. MVM, Inc., 
    713 F.3d 132
    ,
    139 (1st Cir. 2013) (holding that where a defendant relied "on her
    say-so" and did "not support her rhetoric with hard proof," "her
    severe-work-reduction [retaliation] charge amount[ed] to no more
    5 While Amtrak argues (and the record reflects) that
    between 2009 and 2013 Garmon worked more overtime hours than two
    of his three, white peers on the first shift, this fact does not
    by itself tell us one way or another whether Garmon's opportunities
    for overtime were somehow reduced.        That being said, Garmon
    presents no evidence in support of his claim that he suffered lost
    overtime opportunities because of his race outside of his
    unsupported statements.
    - 14 -
    than conclusory speculation, which cannot block summary judgment"
    or establish a prima facie case).
    In support of his claim, Garmon provides no evidence of
    the exact amount of overtime opportunities available to him prior
    to the initiation of the alleged discriminatory policy, no evidence
    of the amount of overtime shifts available to him after the alleged
    policy was initiated, no evidence of an increase in overtime for
    his first-shift, white co-workers (Alves and Butler), nor -- as
    the district court noted -- any evidence that he ever sought and
    was denied any overtime lineman opportunities that he requested.
    In fact, even the most generous reading of his brief leaves
    numerous questions about the nature of his alleged reduction in
    overtime opportunities unanswered.          Outside of Garmon's statement
    that his overtime opportunities were reduced, the only evidence
    concerning     overtime    opportunities      demonstrates    that   despite
    Garmon's     contentions    that   he   was    denied   overall      overtime
    opportunities, he admits that he chose not to work certain overtime
    hours, including overtime that fell on Sundays.              Thus, it would
    seem that Garmon's real complaint may not be that his overtime
    hours were reduced, but that he was not afforded overtime hours on
    the days he preferred.       And while Garmon alleges that his direct
    supervisor, Brennan, initiated the alleged discriminatory overtime
    plan in 2012 to give white co-workers as much overtime as possible,
    Garmon again proffers no evidence in support of his contentions
    - 15 -
    outside   of   his   self-serving    affidavit    and    bald   assertions.
    Santiago-Ramos, 
    217 F.3d at 53
    ; López-Carrasquillo, 
    230 F.3d at 414
    ; Jakobiec v. Merrill Lynch Life Ins. Co., 
    711 F.3d 217
    , 226
    (1st Cir. 2013) ("[T]he summary judgment stage is the put up or
    shut up moment in litigation.") (citations omitted).            While not an
    onerous standard, a prima facie showing requires more than mere
    bald assertions, unsupported by anything beyond personal say-so.
    b) Causal Connection
    Even if we were to assume that Garmon did suffer a
    materially adverse action in the form of a discriminatory overtime
    policy, Garmon fails to demonstrate a causal connection between
    his membership in a protected class and the adverse action alleged.
    Outside   of   the   bare   allegations   in     his    complaint   and   his
    unsupported affidavit, Garmon presents absolutely no evidence that
    Amtrak decided to designate overtime needs by role, not for
    legitimate business purposes, but rather, in order to discriminate
    against him or other workers because of their race.                  To the
    contrary, the record demonstrates that at least one third-shift
    African-American HRO employee was able to select and work first-
    shift overtime hours that he qualified for.               This fact weighs
    against Garmon's contention that Amtrak sought to make more first-
    shift overtime available to white employees at the expense of
    African-American employees.         See Johnson v. Walgreen, Nos. 92-
    1084, 92-1085, 
    1992 WL 357828
    , at *5 (1st Cir. Dec. 7, 1992)
    - 16 -
    (unpublished) ("the fact that the [appellees] had hired other black
    pharmacists suggests that the failure to interview or hire [the
    appellant]       was   for   objective           reasons    .    .    .   .    Without    'some
    meaningful,       fact-specific         .    .    .     causal       link'     upon    which   a
    permissible       inference      of     race-based         discrimination             could    be
    premised . . . [the appellant] has failed to make out a cognizable
    § 1981 claim.") (quoting Dartmouth Review v. Dartmouth Coll., 
    889 F.2d 13
     (1st Cir. 1989) (overruled on other grounds by Educadores
    Puertorriquenos en Accion v. Hernandez, 
    367 F.3d 61
     (1st Cir.
    2004)).      And Garmon lacks personal knowledge to support his
    allegations that the actual work required of employees working
    particular       overtime       hours       in    the    aftermath        of    the     alleged
    discriminatory         policy    did    not       require       certain       qualifications
    indicated by designation (HRO, linemen, or foremen).6 Garmon fails
    6
    We also note that even if Garmon were to make out a
    prima facie case and sufficiently show a causal connection, his
    claim would ultimately fail at the third step of the McDonnell
    analysis, which requires him to provide evidence that Amtrak's
    explanation for his alleged reduction in overtime opportunities is
    pretextual and that discriminatory animus prompted the adverse
    action. At this stage of the litigation, discovery is complete,
    the record and evidence that would appear at trial set. However,
    most of Garmon's proffered evidence of disparate treatment
    consists of his own personal observations which led him to believe
    that he was the target of illegal discrimination.         But his
    "subjective speculation and suspicion" that he was treated
    unfairly because of his race is insufficient to establish a
    disparate treatment claim or that HROs, linemen, and foremen were
    all similarly-situated for purposes of overtime duties and work.
    See Mariani-Colon v. Dep't of Homeland Sec., 
    511 F.3d 216
    , 222
    (1st Cir. 2007).     Therefore, even if Garmon were to make a
    sufficient prima facie showing of this fourth element, he would
    - 17 -
    to meet his initial burden of establishing a prima facie case of
    disparate treatment discrimination.7
    2. Hostile Work Environment
    Garmon also alleges that he was subjected to a hostile
    work environment and as such the district court erred in rejecting
    his discrimination claim. To establish a hostile work environment,
    Garmon is required to "show that his work environment was so
    pervaded by racial harassment as to alter the terms and conditions
    of his employment."   Burlington, 
    524 U.S. at 768
    .   To make a prima
    facie showing Garmon must demonstrate:
    (1) that [he] is a member of a protected class; (2) that
    [he] was subjected to unwelcome [racial] harassment; (3)
    that the harassment was based upon [race]; (4) that the
    harassment was sufficiently severe or pervasive so as to
    alter the conditions of [his] employment and create an
    abusive   work   environment;    (5)   that   [racially]
    objectionable   conduct   was   both   objectively   and
    subjectively offensive, such that a reasonable person
    would find it hostile or abusive and the victim in fact
    did perceive it to be so; and (6) that some basis for
    employer liability has been established.
    ultimately fail at the pretextual analysis later required under
    McDonnell.
    7 In February 2015, Amtrak decreased the total number of
    shifts for the Electric Traction Department from three to two.
    Throughout his responses to Amtrak's Rule 56 Statement and his
    brief, Garmon appears to argue that Amtrak has changed the 2012
    discriminatory overtime policy since the filing of his suit and
    that the changes implemented in 2015 ended Amtrak's alleged
    discriminatory practices.     Because Garmon fails to provide any
    evidence that a 2012 discriminatory policy was ever implemented
    and does not claim that the purported 2015 change resulted in any
    discriminatory actions against him, the alleged 2015 change in
    Amtrak shift scheduling is inapposite.
    - 18 -
    Douglas v. J.C. Penney Co., 
    474 F.3d 10
    , 15 (1st Cir. 2007) (citing
    O'Rourke v. City of Providence, 
    235 F.3d 713
    , 728 (1st Cir. 2001));
    cf. Prescott v. Higgins, 
    538 F.3d 32
    , 42 (1st Cir. 2008).
    In support of his hostile work environment claim, Garmon
    alleges   that    Amtrak    subjected     him   to    a    variety   of   hostile
    conditions including: (1) failing to provide him keys to the
    equipment canister; (2) denying him adequate training on SEDs, and
    thus, relegating him to a subordinate role in relation to less
    experienced,      white     co-workers;     (3)      reducing     his     overtime
    opportunities; (4) subjecting him to intimidation; and (5) placing
    him in difficult positions in an attempt to have him make an error
    and receive discipline.          Garmon also argues that in 2001 Amtrak
    assigned him to the night shift and only changed him back to the
    day shift after he complained that he had been moved to the night
    shift   because    of     his   race.     Garmon     also   alleges     that   his
    supervisors      and    other    co-workers       failed     to   appropriately
    acknowledge him on multiple occasions.               We need not address the
    minutiae of each claim8 because even if Garmon's complaints rise
    8Nor need we rest our decision on the statute of
    limitations impediments which the district court pointed out in
    its decision. Section 1981 discrimination claims are subject to
    a four-year statute of limitations. See Buntin v. City of Bos.,
    
    813 F.3d 401
    , 404–05 (1st Cir. 2015) (citing Jones v. R.R.
    Donnelley & Sons Co., 
    541 U.S. 369
    , 382 (2004)). And hostile work
    environment claims may be pursued under Section 1981 (as well as
    Title VII). See Danco, Inc. v. Wal-Mart Stores, Inc., 
    178 F.3d 8
    ,
    13 (1st Cir. 1999). Here, Garmon's Section 1981 discrimination
    claims accrue "when the alleged unlawful act 'has a crystallized
    - 19 -
    to the level of a hostile work environment,9 Garmon has not
    demonstrated that he was subjected to any of the complained of
    actions because of his race.       Here, Garmon proffers no evidence
    that any of the above-mentioned actions were race related outside
    of his unsubstantiated assertions that the actions had to be the
    product of discriminatory animus.      This is insufficient to create
    a material issue of fact or merit trial.           See Jakobiec, 711 F.3d
    at 226 ("A plaintiff's failure to produce any evidentiary proof
    concerning one of the essential elements of his claim is grounds
    for summary judgment.").
    CONCLUSION
    For   the   foregoing    reasons,   we    affirm   the   district
    court's ruling granting Amtrak's motion for summary judgment with
    each party to bear their own costs.
    and tangible effect on [him] and [he] has notice of both the act
    and its invidious etiology.'" Buntin, 813 F.3d at 405 (quoting
    Shervin v. Partners Healthcare Sys., Inc., 
    804 F.3d 23
    , 33 (1st
    Cir. 2015)).    Because Garmon filed suit on July 11, 2013, the
    district court observed that all of his hostile work environment
    claims would have had to have taken place on, or after, July 11,
    2009 to remain viable. Because the record demonstrates that all
    of the complained of acts occurred before 2008, the district court
    opined that Garmon's hostile work environment claims were
    precluded by the applicable four-year statute of limitations.
    9 However, we remind the reader that "federal employment
    discrimination laws do not establish 'a general civility code' for
    the workplace." Quiles-Quiles v. Henderson, 
    439 F.3d 1
    , 7–8 (1st
    Cir. 2006) (quoting Oncale v. Sundowner Offshore Servs., Inc., 
    523 U.S. 75
    , 81 (1998)).
    - 20 -
    

Document Info

Docket Number: 15-1803P

Citation Numbers: 844 F.3d 307, 2016 U.S. App. LEXIS 22402, 129 Fair Empl. Prac. Cas. (BNA) 1478, 2016 WL 7321215

Judges: Lynch, Thompson, Barron

Filed Date: 12/16/2016

Precedential Status: Precedential

Modified Date: 10/19/2024

Authorities (28)

Texas Department of Community Affairs v. Burdine , 101 S. Ct. 1089 ( 1981 )

Kosereis v. Department for , 331 F.3d 207 ( 2003 )

Dana Blackie v. State of Maine , 75 F.3d 716 ( 1996 )

Theodore L. Leblanc v. Great American Insurance Company , 6 F.3d 836 ( 1993 )

Burlington Industries, Inc. v. Ellerth , 118 S. Ct. 2257 ( 1998 )

Rodriguez-Cuervos v. Wal-Mart Stores, Inc. , 181 F.3d 15 ( 1999 )

Douglas v. J.C. Penney Co. , 474 F.3d 10 ( 2007 )

The Dartmouth Review, on Behalf of Its Officers, Staff and ... , 889 F.2d 13 ( 1989 )

Prescott v. Higgins , 538 F.3d 32 ( 2008 )

McDonnell Douglas Corp. v. Green , 93 S. Ct. 1817 ( 1973 )

Julia M. O'ROuRke v. City of Providence , 235 F.3d 713 ( 2001 )

Gu v. Boston Police Department , 312 F.3d 6 ( 2002 )

Gerald Griggs-Ryan v. Beulah Smith, Gerald Griggs-Ryan v. ... , 904 F.2d 112 ( 1990 )

Bhatti v. Trustees of Boston University , 659 F.3d 64 ( 2011 )

Lopez Carrasquillo v. Rubianes , 230 F.3d 409 ( 2000 )

Velázquez-García v. Horizon Lines of Puerto Rico, Inc. , 473 F.3d 11 ( 2007 )

Woodman v. Haemonetics Corp. , 51 F.3d 1087 ( 1995 )

Jones v. R. R. Donnelley & Sons Co. , 124 S. Ct. 1836 ( 2004 )

Genaro Quiles-Quiles v. William J. Henderson, Postmaster ... , 439 F.3d 1 ( 2006 )

Mariani-Colón v. Department of Homeland Security , 511 F.3d 216 ( 2007 )

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