Scarpa v. Dubois ( 1994 )


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  • USCA1 Opinion












    June 6, 1994 [NOT FOR PUBLICATION]

    UNITED STATES COURT OF APPEALS
    FOR THE FIRST CIRCUIT
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    No. 93-2118

    NAZZARO SCARPA,

    Plaintiff, Appellant,

    v.

    LARRY E. DUBOIS, ET AL.,

    Defendants, Appellees.


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    APPEAL FROM THE UNITED STATES DISTRICT COURT

    FOR THE DISTRICT OF MASSACHUSETTS

    [Hon. William G. Young, U.S. District Judge]
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    ____________________

    Before

    Selya, Cyr and Boudin,
    Circuit Judges.
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    Nazzaro Scarpa on brief pro se.
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    Nancy Ankers White, Special Assistant Attorney General, and
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    William D. Saltzman on brief for appellee Larry E. Dubois.
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    Per Curiam. On April 26, 1993, while a prisoner in
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    the Northeastern Correctional Center (NCC), in Concord,

    Massachusetts, Nazzaro Scarpa filed, pro se, a lawsuit,

    pursuant to 42 U.S.C. 1983, against Larry E. Dubois, the

    Commissioner of Correction. Scarpa sued Dubois, not in his

    official capacity, but in his individual capacity. Scarpa

    alleged that (a) his cell contained exposed asbestos pipe

    insulation; (b) Dubois knew that the insulation was ripped,

    but did nothing to protect Scarpa from this exposure; (c)

    asbestos was blown about when his window was open; (d) Scarpa

    washed white powdery asbestos from his face every morning;

    (e) he coughed and choked from the asbestos; and (f) he had

    been seen by a doctor, who prescribed medication for an

    inflamed throat and ordered a chest x-ray.1 Scarpa alleged

    a violation of the Eighth Amendment (made applicable to the

    states via the Fourteenth Amendment) and requested five

    million dollars in damages.

    Scarpa attached to his 1983 complaint a copy of a

    letter, dated December 1992, from Howard S. Wensley, Director

    of the Division of Community Sanitation of the state

    Department of Public Health. The letter was not addressed to

    defendant Dubois. Rather, it was addressed to Jake Gadsen,



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    1. Scarpa attached to his complaint a label to a
    prescription for tetracycline. The label references a Dr.
    O'Dwyer. We presume, therefore, that Dr. O'Dwyer also
    ordered the x-ray.

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    Administrator of NCC. Defendant Dubois was "cc-ed" on the

    letter, as were seven governmental officials and agencies.

    The letter recited that NCC had been inspected on

    November 24, 1992, in accordance with public health laws and

    regulations. A 12-page "Report of Condition" was attached to

    the letter. The report listed cells and other areas of NCC

    where the inspectors had found public health code violations.

    The violations listed in the report included, for example,

    broken window crank mechanisms, cracked windows, lack of hot

    water in a bathroom sink, a badly pitted floor, cigarette

    butts on floor, and a chipped toilet bowl. It cited Cell 36

    as having "asbestos pipe insulation ripped." The cover

    letter from Director Wensley to Administrator Gadsen did not

    discuss the existence of asbestos. It did state the

    following:

    The inspection revealed the need for
    extensive window work. Problems include
    broken window crank mechanisms, windows
    that won't close tightly, and cracked
    windows. It was also noted that there is
    water leaking through the walls into the
    electrical room.

    In accordance with Section 451.404
    of the previously mentioned regulations
    please indicate next to each entry on the
    enclosed Report of Condition, a plan of
    correction. Said plan of correction
    should detail the specific steps that
    will be taken and the date by which
    compliance should be expected.

    In July 1993, Scarpa moved to add Clare Friel, a nurse

    at NCC, and Scott McKenna, the Director of Treatment at NCC,


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    as additional defendants. Simultaneously, Scarpa moved for

    summary judgment. In addition to reiterating the allegations

    of his complaint, Scarpa alleged that he submitted several

    requests for medical treatment, but had "never been called"

    by Friel and that she refused to send him for the ordered x-

    ray. He further alleged that he had received a memorandum

    from McKenna, which told him to submit a grievance. Scarpa

    stated that he had done so, but that the grievance was

    "disregarded" (not, we note, that he got no response) and he

    was denied the requested treatment.

    On August 10, 1993, the district court granted Scarpa's

    motion to add Friel and McKenna as defendants. That same

    day, the court denied Scarpa's request for summary judgment

    and ordered judgment for the defendants, sua sponte.

    Judgment entered on August 23 and Scarpa has appealed.

    We affirm. To succeed on a claim alleging a violation

    of the Eighth Amendment, Scarpa must show both an objective

    component (was the deprivation sufficiently serious?) and a

    subjective component (did the official/s act with a

    sufficiently culpable state of mind?). Wilson v. Seiter, 501
    ______ ______

    U.S. 294, 298 (1991); DesRosiers v. Moran, 949 F.2d 15, 18
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    (1st Cir. 1991); Sires v. Berman, 834 F.2d 9, 12 (1st Cir.
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    1987). In other words, Scarpa must show a deliberate

    indifference to a serious medical need. Wilson v. Seiter,
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    501 U.S. at 303; see also Hudson v. McMillian, 112 S. Ct.
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    995, 1000 (1992).2

    At best, Scarpa's complaint alleges only that Dubois

    knew that the piping insulation in Cell 36 was ripped and

    that he did nothing in response. Scarpa asks that we infer

    Dubois' knowledge from the fact that Dubois apparently

    received a copy of Director Wensley's letter and report

    directed to Administrator Gadsen. That report noted the

    ripped insulation in Cell 36 among a 12-page list of

    violations. That particular violation was not singled out by

    Director Wensley in any manner, as contrasted with the

    highlighting of the need for extensive window repair and of

    leaking water in the electrical room. Scarpa thus asks that

    we infer Dubois' knowledge from a report, directed to

    another's attention, in which the reference to ripped

    asbestos pipe insulation in Cell 36 was subsumed among more

    than 100 other notations of violations.3


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    2. We construe Scarpa's complaint as complaining about
    Dubois' failure to remove him from Cell 36 and Friel's and
    McKenna's conduct in treating his medical condition. The
    standard remains the same. "Whether one characterizes the
    treatment received by [the prisoner] as inhumane conditions
    of confinement, failure to attend to his medical needs, or a
    combination of both, it is appropriate to apply the
    'deliberate indifference' standard articulated in Estelle [v.
    _______
    Gamble, 429 U.S. 97 (1976)]." Wilson v. Seiter, 501 U.S. at
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    303 (citation omitted).

    3. There is no evidence that exposed asbestos was rampant in
    NCC. Cell 36 was the only cell in which ripped pipe
    insulation was noted. Apart from it, the only other
    reference to asbestos in Director Wensley's report was the

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    Even if we were to grant that Dubois' knowledge of the

    existence of ripped asbestos pipe insulation in Cell 36 is a

    reasonable inference, the mere presence of asbestos does not

    violate the Eighth Amendment. See, e.g., McNeil v. Lane, 16
    _________ ______ ____

    F.3d 123, 124-25 (7th Cir. 1994) (the mere presence of

    asbestos-covered pipes does not constitute an Eighth

    Amendment violation); Diaz v. Edgar, 831 F. Supp. 621, 624
    ____ _____

    (N.D. Ill. 1993) (same). Scarpa failed to allege, much less

    show, that Dubois knew of the dispersal of asbestos powder in

    Cell 364 and Scarpa's medical complaints and, thus, that

    Dubois acted (or his failure to act was joined) with a

    sufficiently culpable state of mind. Scarpa, therefore,

    failed to show deliberate indifference on Dubois' part.

    In order to establish deliberate
    indifference, the complainant must prove
    that the defendants had a culpable state
    of mind and intended wantonly to inflict
    pain. The requisite state of mind may be
    manifested by the officials' response to
    an inmate's known needs or by denial,
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    delay, or interference with prescribed
    health care. While this mental state can
    aptly be described as "recklessness," it
    is recklessness not in the tort-law sense
    but in the appreciably stricter criminal-



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    notation that "friable asbestos pipe insulation" was found in
    the "old boiler room" in the basement.

    4. Even granting that Director Wensley's Report of Condition
    sufficed to give notice to Dubois of ripped asbestos pipe
    insulation in Cell 36, that report did not describe friable
    asbestos in Cell 36. Contrast the report's description of
    "friable asbestos pipe insulation" found in the old boiler
    room in the basement.

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    law sense, requiring actual knowledge of
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    impending harm, easily preventable.

    DesRosiers v. Moran, 949 F.2d at 19 (citations omitted)
    __________ _____

    (emphasis added).

    As for defendants Friel and McKenna, all that Scarpa's

    allegations amount to is a claim that (a) Friel refused to

    send him for an ordered x-ray; (b) McKenna instructed him to

    file a grievance; and (c) Scarpa did, but he was unhappy with

    the results of that process.5 Summary judgment in favor of

    McKenna was clearly appropriate. McKenna informed Scarpa of

    a procedure by which to get relief. It is perverse to

    suggest that such conduct could amount to deliberate

    indifference in violation of the Eighth Amendment.

    And, in the circumstances of this case, even accepting

    as true for purposes of summary judgment, the allegation as

    to Friel's conduct, we do not believe that it meets the

    threshold for deliberate indifference to a serious medical

    need. Scarpa got some treatment, i.e, the prescribed

    medication, for his medical complaints. Although he

    apparently failed to receive additional ordered treatment, he

    was directed to file, and did file, a grievance. That the

    grievance process did not produce a renewed order for an x-



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    5. As pointed out, supra, at 4, Scarpa does not say that he
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    got no response to the grievance; rather, he claims that, in
    response, he was denied the requested medical treatment. In
    any event, he does not claim that McKenna disregarded the
    _______
    grievance.

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    ray suggests to us that the prescribing doctor did not

    consider the need for an x-ray to be a grave one. Cf. Sires
    ___ _____

    v. Berman, 834 F.2d at 13 ("Where the dispute concerns not
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    the absence of help, but the choice of a certain course of

    treatment, or evidences mere disagreement with considered

    medical judgment, we will not second guess the doctors.").

    Moreover, the purpose of an x-ray is not preventative

    treatment, but to show a presently-existing injury. Harm to

    Scarpa exists from the failure to provide the x-ray during

    his period of incarceration only if it resulted in a delayed

    diagnosis of injury. We note that, subsequent to the filing

    of this lawsuit, but prior to the filing of his appellate

    brief, Scarpa was released from prison. He, therefore, has

    had the opportunity to obtain an x-ray, if he continued to

    believe his medical condition warranted one, and to point out

    what, if anything, of significance was revealed by a later-

    obtained x-ray that would have also shown up in an earlier x-

    ray that was refused him. He has not done so. Indeed, his

    brief on appeal does not address, with any specificity, the

    alleged failure to provide an x-ray. That omission is

    telling. See Ryan v. Royal Ins. Co. of Am., 916 F.2d 731,
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    734 (1st Cir. 1990) ("It is settled in this circuit that

    issues adverted to on appeal in a perfunctory manner,

    unaccompanied by some developed argumentation, are deemed to

    have been abandoned.").



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    For the foregoing reasons, we affirm the judgment in
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    favor of the defendants.

    Affirmed.
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