United States v. Four-Otero Ribas ( 1993 )


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  •                     [NOT FOR PUBLICATION]
    UNITED STATES COURT OF APPEALS
    For The FIRST CIRCUIT
    No. 93-1232
    ROBERT G. DELLELO,
    Petitioner,
    v.
    JOSEPH PONTE, ETC., ET AL.,
    Respondents.
    No. 93-1117
    ROBERT G. DELLELO,
    Petitioner,
    v.
    PAUL MURPHY, ETC.,
    Respondent.
    APPEALS FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF MASSACHUSETTS
    [Hon. William G. Young, U.S. District Judge]
    Before
    Selya, Boudin and Stahl,
    Circuit Judges.
    Robert G. Dellelo on brief pro se.
    A. John  Pappalardo, United  States Attorney,  and Paula  J.
    DeGiacomo,  Assistant  United  States  Attorney,  on   brief  for
    appellee.
    September 14, 1993
    Per  Curiam.    Robert G.  Dellelo  challenges  the
    dismissal of  two related  petitions for  habeas corpus,  one
    brought under 28 U.S.C.   2241, and the other under 28 U.S.C.
    2254.1   The petitions were dismissed for  failure to state
    a claim upon which relief  could be granted.  Petitioner also
    assigns  as error  the district  court's failure  to  hold an
    evidentiary hearing and denial of a motion for discovery.  We
    affirm the district court's judgments.
    Most  of  the   relevant  procedural  history   was
    summarized by the Massachusetts Appeals Court as follows:
    The petitioner  is serving a  life sentence without
    parole for first degree murder.  His conviction and
    sentence have been  upheld by the Supreme  Judicial
    Court.   Commonwealth  v. Dellelo,  
    349 Mass. 525
    ,
    [
    209 N.E.2d 303
    ]  (1965).  In 1974,  the petitioner
    was also  sentenced by  the United States  District
    Court in New Jersey to  a term of eighteen years in
    Federal prison  for bank  robbery [committed  while
    petitioner  was   an  escapee   from  Massachusetts
    prison, which sentence  is] to  commence after  his
    State   sentence   .   .  .   In   February,   1980
    Massachusetts  prison  officials   transferred  the
    petitioner  from  the   Massachusetts  Correctional
    1.  Petitioner is in a state prison serving a state sentence,
    but he  alleges that due to a procedurally defective transfer
    to federal prison in 1980, the state lost jurisdiction of his
    case, and he should be  viewed as currently serving a federal
    sentence.  See note 3 infra.  His claim arguably falls within
    either or both   2241 or   2254.  On petitioner's motion, the
    district court  consolidated the petitions, a procedure which
    we  think  makes  good  sense,  since  the  petitions  assert
    identical facts and overlapping legal arguments.
    -2-
    Institution, Cedar Junction,  to the Federal bureau
    of  prisons   in  Lewisburg,  Pennsylvania.     The
    petitioner  was returned  to  the  custody  of  the
    Massachusetts Department of Corrections on December
    23, 1983.  On March  26, 1990, the petitioner filed
    his initial habeas corpus petition [in state court]
    which  was  dismissed  on  August  30,  1990.    On
    November 15,  1990, he  filed a  second application
    for a writ of habeas corpus [also  in state court].
    In both proceedings,  the petitioner contended that
    at the time  of his transfer to  the Federal prison
    in Lewisburg,  in February, 1980,  there existed no
    valid    contract    between    the   Massachusetts
    Commissioner  of Correction  and the  United States
    Attorney  General  authorizing   a  transfer.    He
    therefore alleged  that under  18 U.S.C.    5003(a)
    and  [M.] G.L.  c.  127,    97A,  his transfer  was
    unlawful and the Commonwealth had lost jurisdiction
    over  his  person  and  sentence.    He   requested
    immediate  release   to  the  custody   of  Federal
    authorities.
    . . .
    The initial petition was  dismissed after a hearing
    and  [the state  court judge  dismissed  the second
    petition because]  there was  no  showing that  the
    ends  of justice  required  another hearing  on the
    same issue.
    Dellelo  v. Superintendent,  Old Colony  Correctional Center,
    No. 91-P-524, slip. op. at 1-2 (Mass. App. Ct. Nov. 12, 1991)
    (footnote  omitted).2     The  Massachusetts   Appeals  Court
    2.  In addition to  the crimes mentioned in the  quoted text,
    petitioner has also been convicted in state court of unlawful
    escape on two  occasions, and the following  crimes committed
    during   his  escapes:    unlawful  carrying  of  a  firearm;
    -3-
    affirmed  the  superior   court's  dismissal,  and  Dellelo's
    application  for further  review was  denied  by the  Supreme
    Judicial  Court.    Dellelo  v.  Superintendent,  Old  Colony
    Correctional  Ctr., 
    411 Mass. 1105
    ,  1106,  
    586 N.E.2d 10
    (1991).
    The  premise of the instant habeas petitions is the
    same as that rejected by the state courts.  Petitioner argues
    that  his  1980-83  transfer to  federal  prison  was invalid
    because the contract between the state and federal government
    authorizing  such transfers was  not signed by  a person whom
    petitioner  considers  a  "proper"  state  official  under 18
    U.S.C.    5003(a).3    The  federal  statute  authorizes  the
    Attorney General  to contract  with "proper  officials" of  a
    state for  the  custody  and  care of  persons  convicted  of
    criminal  offenses  in  state   courts.    The  corresponding
    kidnapping; larceny from a person; and unlawful carrying of a
    firearm.  Sentences for these crimes run "from and after" his
    life  sentence.    In  federal  court,  petitioner  was  also
    convicted  of  use  of  a  firearm during  the  bank  robbery
    mentioned in the text.
    3.  From this premise, petitioner further reasons as follows:
    the Commonwealth lost  jurisdiction over  petitioner when  it
    transferred  him (illegally) to federal prison; he thus began
    to serve  his federal sentence  at the time of  the transfer;
    since  a  federal  sentence cannot  be  served  piecemeal, he
    continued  to serve  that sentence  when he  was returned  to
    state prison and, having now served 12 of the 18 years on his
    federal sentence without a parole hearing, he is  entitled to
    immediate release  from the  federal sentence.   We need  not
    reach each turn in petitioner's reasoning since we reject his
    starting premise.
    -4-
    Massachusetts   statute   authorizes  the   commissioner   of
    corrections to enter into such contracts with the approval of
    the  governor.   M.G.L.  c.  127,     97A.   Petitioner  sees
    illegality in the fact that William Hogan, the person serving
    as  commissioner of corrections  on the date  of petitioner's
    transfer, never signed such a contract.  Respondent prevailed
    in state court on a showing that petitioner's transfer was in
    accordance with a contract  authorizing such transfers signed
    by Commissioner Hogan's predecessor in 1973.
    The contract's existence,  genuineness, scope, term
    and coverage, as  well as the parties'  contracting authority
    are largely questions of historical fact.  The state  court's
    determination  of these matters is entitled to a "presumption
    of  correctness" on  a  petition for  habeas corpus  under 28
    U.S.C.   2254(d).   See Marshall v. Lonberger,  
    459 U.S. 422
    ,
    432  (1983);   Sumner v.  Mata,  
    455 U.S. 591
     (1982)  (state
    courts' factual findings are  entitled to a "high measure  of
    deference" unless  the findings  lack "fair  support" in  the
    record).
    Section  2254  provides  that  in  the  absence  of
    enumerated  circumstances  making  a  hearing mandatory,  the
    federal  court is  bound  by the  state  court's findings  of
    historical fact,  unless  the  petitioner  offers  convincing
    evidence  that  the findings  are  erroneous.   This  rule is
    consistent with Townsend v. Sain,  
    372 U.S. 293
    , 312  (1963).
    -5-
    See Leavitt  v. Howard, 
    462 F.2d 992
    , 995 (1st  Cir.), cert.
    denied,  
    409 U.S. 884
     (1972).   We  have reviewed  the state
    court record and  we agree with the district  court that none
    of  the enumerated  circumstances are  present.4   The  state
    court had  before it all  the facts, including copies  of all
    relevant   contracts   and   their   terms,  petitioner   was
    represented there by counsel, and the court's  hearing was as
    full as necessary, fair, and adequate to resolve these issues
    of contractual interpretation.   Petitioner  offered in  this
    proceeding  no reason to  suppose that he  could overcome, by
    convincing evidence, the presumption imposed  by   2254.  See
    Leavitt, 462 F.2d at 995.
    Insofar as this  contract issue may be  viewed as a
    mixed question  of fact and  law, petitioner offers  no legal
    authority  nor reasoned argument  in support of  his unlikely
    4.  The  district  court's  dismissal,  styled  as   one  for
    "failure to  state a claim" was in  accordance with Rule 8 of
    the Rules Governing    2254 cases, which states  that when an
    evidentiary  hearing is not  required, "the judge  shall make
    such disposition of  the petition as justice  shall require."
    Under Rule  11 the district  court has discretion to  use the
    Federal Rules of Civil Procedure in appropriate cases.  Under
    the  latter  rules   the  dismissal  might  also   have  been
    characterized  as  a  summary judgment  since  the  court had
    before  it, in addition to the parties' pleadings, voluminous
    exhibits which  constituted virtually the entire  state court
    record.   See  Fed. R.  Civ.  P.  12(c), 56.    Whatever  the
    nomenclature, however, we  are convinced that petitioner  was
    afforded a reasonable and  meaningful opportunity to  present
    all pertinent evidence  and the result, dismissal  without an
    evidentiary hearing, was correct.
    -6-
    premise.5   In  any event,  we  agree with  the Massachusetts
    Appeals Court's alternative  holding that "even assuming  the
    absence  of  a valid  contract  at the  time  of petitioner's
    transfer . . . which we do not conclude, the petitioner['s] .
    . .  only remedy  for an  improper transfer  was a  return to
    state prison, which has already been effected."  Dellelo, No.
    91-P-524, slip op. at 4.   This result is supported  by state
    cases  and   analogous  federal  case  law.    See  Blake  v.
    Commissioner  of Correction, 
    390 Mass. 537
    , 538,  
    457 N.E.2d 281
      (1983)  (prisoners  improperly  transferred  to  federal
    correctional facility were properly ordered returned to state
    facilities); Ladetto v. Commissioner of Correction, 
    373 Mass. 859
    , 
    369 N.E.2d 967
      (1977) (a prisoner  is not  entitled to
    pardon   of  his  state  sentence  nor  release  from  prison
    following  a procedurally  defective  transfer  to a  federal
    prison; the proper  remedy is a return to  state prison); see
    also Stevenson v. Thornburgh,  
    943 F.2d 1214
    , 1214 n.2  (10th
    Cir.  1991) (any alleged impropriety in execution of prisoner
    transfer  agreement between state and federal authorities was
    rendered  moot by the complete performance of all obligations
    on both sides).
    5.  Although petitioner appears pro se, he was represented by
    counsel in  the state  court.  A  perusal of  counsel's state
    court  memoranda and all the  papers filed below also reveals
    no legal authority or other support for this unusual premise,
    and we know of none.
    -7-
    There is  no merit to petitioner's  contention that
    the state lost jurisdiction when it transferred petitioner to
    a federal prison.   The statutes  under which petitioner  was
    transferred expressly  presuppose the continuing  vitality of
    the state  sentence.  M.G.L.  c. 127,   97A  (transferees are
    subject to the  terms of their original sentences  and to the
    provisions  of law  governing discharge);  see  also Howe  v.
    Smith, 
    452 U.S. 473
    , 484 (1981)  (purpose of 18 U.S.C.   5003
    authorizing   transfer arrangements  is to  help states  with
    insufficient  correctional facilities  by providing  space in
    exchange  for  reimbursement  by state  for  care  of state's
    prisoners);  Schertz v.  Nix, 
    975 F.2d 1382
    , 1384  (8th Cir.
    1992)  (terms  of  state  disciplinary  confinement  are  not
    negated  by prisoner's transfer to a  federal prison under 18
    U.S.C.      5003(a)(1)  and   placement  in   general  prison
    population while there).      Petitioner's reliance  on cases
    such  as Shields v. Beto, 
    370 F.2d 1003
     (5th Cir. 1967), and
    Thompson v. Bannan, 
    298 F.2d 611
    , 612 (6th Cir. 1962), cert.
    denied, 
    370 U.S. 957
     is misplaced.  The present case does not
    involve   extradition,  a   waiver,   nor  any   circumstance
    suggesting a relinquishment by the state of its authority  to
    exact the sentence imposed by its courts.  Cf., e.g., Venable
    v. Thornburgh,  
    766 F. Supp. 1012
     (D.  Kan. 1991)   (because
    transfer to federal  custody was lawful and  authorized under
    18   U.S.C.     5003,   reliance  on  extradition   cases  is
    -8-
    misplaced); Joyner v. Henman, 
    755 F. Supp. 982
     (D. Kan. 1991)
    (same);
    We also  see  no merit  to  petitioner's  remaining
    assignments of error.   The district court did  not abuse its
    discretion  in denying  petitioner's motion for  discovery in
    light of  the full state  court record  and the  lack of  any
    legal basis for petitioner's claim.   And the district  court
    did not  err in  dismissing petitioner's  claim  that he  was
    denied due process  or equal  protection because  he was  not
    afforded a state  administrative hearing prior to  the prison
    transfer.    Whatever the merit of  that argument, petitioner
    did not assert  it in his state court  petitions, although he
    had every opportunity to do  so.  "The exhaustion requirement
    is not satisfied if petitioner presents new legal theories or
    new factual allegations  in federal court that  transform his
    case or  cast it in  a wholly  different light."   Carillo v.
    Brown,  
    807 F.2d 1094
     (1st  Cir.  1986)  (citing  Picard v.
    Connor, 
    404 U.S. 270
    , 275 (1971)).
    Accordingly, we deny the petition for a certificate
    of probable cause  to appeal the dismissal under  28 U.S.C.
    2254, and we affirm the judgment of district court dismissing
    the petition under 28 U.S.C.   2241.
    -9-