United States v. Cox ( 2017 )

FILED
United States Court of Appeals
Tenth Circuit
UNITED STATES COURT OF APPEALS April 5, 2017
TENTH CIRCUIT Elisabeth A. Shumaker
Clerk of Court
UNITED STATES OF AMERICA,
Plaintiff - Appellee,
v. No. 16-8066
(D.C. No. 2:15-CR-00180-ABJ-1)
KAREN COX, D. Wyo.
Defendant - Appellant.
ORDER AND JUDGMENT *
Before TYMKOVICH, Chief Judge, HOLMES, and PHILLIPS, Circuit Judges.
Karen Cox was charged with conspiracy to distribute 50 grams or more of
methamphetamine. At trial, the government introduced evidence of Cox’s
methamphetamine transactions during the conspiracy period identified in the
indictment, as well as evidence of several transactions predating that period. Cox
objected, claiming the evidence of the earlier methamphetamine sales was
*
After examining the briefs and appellate record, this panel has
determined unanimously that oral argument would not materially assist in the
determination of this appeal. See Fed. R. App. P. 34(a)(2); 10th Cir. R. 34.1(G).
Per the court’s February 28, 2017 order, this case was submitted on the briefs.
This order and judgment is not binding precedent except under the doctrines of
law of the case, res judicata and collateral estoppel. It may be cited, however, for
its persuasive value consistent with Fed. R. App. P. 32.1 and 10th Cir. R. 32.1.
extrinsic to the charged offense and therefore was evidence of a prior bad act that
should be excluded under Federal Rule of Evidence 404(b). The district court
overruled her objection and admitted the evidence.
Cox was convicted and sentenced to 121 months’ imprisonment, followed
by 60 months of supervised release. Cox appealed, arguing the evidence should
have been excluded under Rule 403, because it was both cumulative and
unnecessary and unfairly prejudicial. Exercising jurisdiction under 28 U.S.C.
§ 1291, we affirm.
I. Background
Karen Cox was indicted for conspiracy to distribute 50 grams or more of
methamphetamine, in violation of 21 U.S.C. §§ 841(a)(1), 841(b)(1)(A), and 846.
The indictment charged a conspiracy running between July 1, 2014 and
September 24, 2015. At trial, the government introduced extensive evidence of
Cox’s methamphetamine transactions during the charged conspiracy period. But
it also introduced evidence from a witness who testified about various
methamphetamine sales he made to Cox between January and March 2014.
Cox objected, arguing the witness’s testimony constituted extrinsic
evidence of a bad act other than the one charged, in violation of Federal Rule of
Evidence 404(b). Cox ultimately conceded that evidence of her earlier
methamphetamine transactions might qualify for admission under the
Rule 404(b)(2) exception for evidence of a common plan or design between the
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charged crime and the extrinsic act. But she requested a limiting instruction
under Rule 105 that the evidence only be used for such a purpose. The district
court rejected this request and found the sales at issue were not extrinsic, but
rather were “inextricably intertwined with the conspiracy in this case.” R., Vol. 3
at 453–54. As such, they constituted intrinsic evidence and did not implicate
Rule 404(b). Cox was convicted and sentenced to 121 months’ imprisonment,
followed by a 60-month term of supervised release.
II. Analysis
On appeal, Cox does not appear to challenge the district court’s finding that
the methamphetamine sales predating the conspiracy dates were intrinsic to the
conspiracy; rather, she argues evidence of these earlier sales should have been
excluded under Rule 403, because they were both cumulative and unnecessary and
unfairly prejudicial.
We review the district court’s evidentiary rulings for an abuse of discretion,
“which means we will not disturb the district court’s ruling ‘absent a distinct
showing it was based on a clearly erroneous finding of fact or an erroneous
conclusion of law or manifests a clear error of judgment.’” United States v.
Batton, 602 F.3d 1191, 1196 (10th Cir. 2010) (quoting United States v. Stiger,
413 F.3d 1185, 1194 (10th Cir. 2005)). In other words, “[w]e will not reverse a
district court’s ruling if ‘it falls within the bounds of permissible choice in the
circumstances’ and is not ‘arbitrary, capricious or whimsical.’” United States v.
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Mares, 441 F.3d 1152, 1156 (10th Cir. 2006) (quoting United States v. Shumway,
112 F.3d 1413, 1419 (10th Cir. 1997)).
As an initial matter, it is not clear Cox has sufficiently preserved her
Rule 403 argument for appellate review. At trial, she cited only Rule 404(b)’s
prohibition on the use of “other act” evidence to prove character—it was not until
her appellate brief that Cox argued the admission of the evidence upset the
balancing test required by Rule 403. But we need not resolve this question,
because even if we assume Cox adequately preserved her Rule 403 arguments for
our review, these arguments fail on the merits.
Federal Rule of Evidence 403 permits the court to “exclude relevant
evidence if its probative value is substantially outweighed by a danger of one or
more of the following: unfair prejudice, confusing the issues, misleading the jury,
undue delay, wasting time, or needlessly presenting cumulative evidence.” Fed.
R. Evid. 403. Rule 403 sets a high bar for reversing a district court’s decision to
admit relevant evidence. We have previously stated, “our law favors admission of
all relevant evidence not otherwise proscribed.” United States v. Watson, 766
F.3d 1219, 1241 (10th Cir. 2014) (quoting United States v. Irving, 665 F.3d 1184,
1213 (10th Cir. 2011)). Excluding evidence under Rule 403 is therefore “an
extraordinary remedy [that] should be used sparingly.” Watson, 766 F.3d at 1241
(quoting United States v. Rodriguez, 192 F.3d 946, 949 (10th Cir. 1999)).
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Cox fails to convince us the district court should have deployed this
extraordinary remedy here. The challenged evidence was probative for two main
reasons. First, it showed Cox was engaged in a continuous conspiracy to buy and
sell methamphetamine. Second, it helped disprove Cox’s claim that she had only
purchased methamphetamine from a single supplier, one who allegedly ceased
operations prior to the beginning of the charged conspiracy. And even though the
evidence may have been prejudicial in the eyes of the jury, it was not unfairly so.
“Rule 403 does not protect a party from all prejudice, only unfair prejudice.”
United States v. Smith, 534 F.3d 1211, 1218 (10th Cir. 2008) (quoting Deters v.
Equifax Credit Info. Servs., 202 F.3d 1262, 1274 (10th Cir. 2000)). Numerous
other sources of evidence introduced at trial suggested Cox was, in fact, engaged
in methamphetamine transactions during the charged conspiracy dates. Nor was
the evidence needlessly cumulative. To the contrary, it was distinctive evidence
of the nature of Cox’s methamphetamine operations—in particular, evidence that
she relied on multiple suppliers.
Accordingly, given the probative value of the evidence and the
corresponding lack of unfair prejudice and needless cumulativeness, the district
court did not err in admitting the challenged evidence.
III. Conclusion
For these reasons, we AFFIRM the district court’s decision to admit
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evidence of methamphetamine sales predating the conspiracy period.
Entered for the Court
Timothy M. Tymkovich
Chief Judge
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