Ibrahim v. Alliance for Sustainable Nrg. ( 2021 )


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  •                                                                       FILED
    United States Court of Appeals
    PUBLISH                          Tenth Circuit
    UNITED STATES COURT OF APPEALS                   April 20, 2021
    Christopher M. Wolpert
    FOR THE TENTH CIRCUIT                      Clerk of Court
    _________________________________
    DR. ERFAN IBRAHIM,
    Plaintiff - Appellant,
    v.                                                   No. 20-1131
    ALLIANCE FOR SUSTAINABLE
    ENERGY, LLC,
    Defendant - Appellee.
    ___________________________________
    APPEAL FROM THE UNITED STATES DISTRICT COURT
    FOR THE DISTRICT OF COLORADO
    (D.C. No. 1:18-CV-02612-RM-NRN)
    _________________________________
    David J. Meretta, Miller & Law, Littleton, Colorado, on behalf of Plaintiff-
    Appellant.
    Christopher L. Ottele, Husch Blackwell (Ashley W. Jordaan & Dana
    Dobbins, with him on the briefs), Denver, Colorado, on behalf of
    Defendant-Appellee.
    _________________________________
    Before TYMKOVICH, Chief Judge, EBEL, and BACHARACH, Circuit
    Judges.
    _________________________________
    BACHARACH, Circuit Judge.
    _________________________________
    Dr. Erfan Ibrahim is a Muslim man of Pakistani descent who served
    as an executive at Alliance for Sustainable Energy until he was fired.
    Alliance attributed the firing to Dr. Ibrahim’s inappropriate comments to
    two women; Dr. Ibrahim disagrees, attributing the firing to discrimination
    based on his race, religion, and gender.
    Alliance urged summary judgment, arguing that Dr. Ibrahim had
    lacked evidence of discrimination. In response, Dr. Ibrahim pointed to
    Alliance’s decision not to fire another executive (C.B.) accused of sexual
    harassment. The district court rejected the comparison, pointing to
    differences between the conduct of Dr. Ibrahim and C.B. In our view,
    however, these differences involved matters for the factfinder. So we
    reverse the award of summary judgment on the claim of race
    discrimination.
    But Dr. Ibrahim and C.B. were both male, and Dr. Ibrahim never
    identified C.B.’s religion. So we affirm the award of summary judgment on
    the claims of discrimination based on religion and gender. 1
    I.   Dr. Ibrahim is fired by Alliance.
    While working for Alliance, Dr. Ibrahim texted Ms. Heather Newell,
    who was an administrative assistant. In the text, Dr. Ibrahim offered to
    1
    Dr. Ibrahim also raised a claim of discrimination based on national
    origin. But in his opening brief, Dr. Ibrahim didn’t make an argument
    about discrimination involving national origin. Because Dr. Ibrahim did
    not present an appellate argument about national origin, he has waived this
    claim and we need not address it. See Commonwealth Prop. Advocates,
    LLC v. Mortg. Elec. Registration Sys., Inc., 
    680 F.3d 1194
    , 1199–1200
    (10th Cir. 2011) (deeming a claim waived based on insufficient
    development in the appellant’s opening brief).
    2
    help Ms. Newell pay for a rental car. A few weeks later, Dr. Ibrahim
    invited Ms. Newell to a movie, stating that he didn’t have a significant
    other. Ms. Newell declined, stating that she thought that it would be
    inappropriate for them to see a movie together or for him to pay for her
    rental car.
    After Ms. Newell declined, she expressed concern to her supervisor,
    who discussed the incident with Dr. Ibrahim’s supervisor (Mr. Juan
    Torres). Mr. Torres told Dr. Ibrahim to be careful because of the
    sensitivities from his authority over Ms. Newell. According to Dr. Ibrahim,
    the conversation was casual and Mr. Torres simply recommended that Dr.
    Ibrahim move on from the incident.
    Within two weeks, Dr. Ibrahim attended a reception with members of
    a visiting delegation from the United Kingdom. At the reception, Dr.
    Ibrahim told a female delegate, Ms. Pauline Wood, that he had gotten a
    positive vibe from her. Later in the conversation, Dr. Ibrahim asked Ms.
    Wood how she had dealt with men in the manufacturing sector who did not
    take her seriously “as an attractive, young female.” Weeks later, an official
    at the U.K. consulate expressed concern to Mr. Torres about Dr. Ibrahim’s
    comments.
    After learning of the incident, Mr. Torres asked Dr. Ibrahim about
    his conversation with Ms. Wood. Dr. Ibrahim confirmed that he had made
    the comments and said that he saw nothing wrong with them. Alliance
    3
    immediately put Dr. Ibrahim on paid administrative leave and then fired
    him, stating that his comments to Ms. Newell and Ms. Wood showed a lack
    of professionalism and judgment. Dr. Ibrahim sued under Title VII of the
    Civil Rights Act of 1964 .
    II.    We conduct de novo review on the availability of summary
    judgment.
    We conduct de novo review and uphold summary judgment only in
    the absence of a genuine dispute of material fact. Kendrick v. Penske
    Transp. Servs., Inc., 
    220 F.3d 1220
    , 1225 (10th Cir. 2000). When deciding
    whether a genuine factual dispute exists, we view the evidence in the light
    most favorable to the party opposing summary judgment (Dr. Ibrahim). 
    Id.
    III.   A genuine factual dispute exists on whether Alliance
    discriminated against Dr. Ibrahim based on his race.
    Because Dr. Ibrahim relies on circumstantial evidence, we apply the
    framework under McDonnell Douglas Corp. v. Green, 
    411 U.S. 792
     (1973).
    Kendrick, 
    220 F.3d at 1225
    . Under this framework, the inquiry involves
    three steps:
    1.      Dr. Ibrahim must present a prima facie case of discrimination.
    2.      If he makes this showing, the burden shifts to Alliance to
    provide a legitimate, nondiscriminatory reason for the firing.
    3.      If Alliance provides a legitimate, nondiscriminatory reason, the
    burden reverts to Dr. Ibrahim to show pretext.
    
    Id. at 1226
    . In our view, Dr. Ibrahim satisfied his burdens on the first and
    third steps for the claim involving race discrimination.
    4
    A.    Dr. Ibrahim has presented a prima facie case of
    discrimination based on race.
    Dr. Ibrahim can present a prima facie case through evidence that
    1.    he belongs to a protected class,
    2.    he suffered an adverse employment action, and
    3.    the circumstances give rise to an inference of discrimination.
    E.E.O.C. v. PVNF, L.L.C., 
    487 F.3d 790
    , 800 (10th Cir. 2007).
    Alliance does not dispute Dr. Ibrahim’s membership in a protected
    class or the existence of an adverse employment action. So we must
    determine whether the circumstances give rise to an inference of
    discrimination.
    An inference of discrimination can arise from an employer’s
    favoritism toward a similarly situated employee who is not part of the
    protected class. 
    Id.
     at 800–01. Employees are similarly situated when they
    share a supervisor or decision-maker, must follow the same standards, and
    engage in comparable conduct. Smothers v. Solvay Chemicals, Inc., 
    740 F.3d 530
    , 540 (10th Cir. 2014) (same decision-maker); PVNF, 
    487 F.3d at 801
     (listing the requirements).
    Dr. Ibrahim argues that a factfinder could reasonably infer
    discrimination based on Alliance’s treatment of a white male manager,
    C.B. In the Fall of 2015, C.B. faced complaints by a female subordinate
    about a pattern of sexual harassment and gender discrimination. Alliance
    5
    investigated and found that C.B. had yelled and cursed at a female
    subordinate, exchanged sexual text messages with subordinates, asked a
    subordinate to run a personal errand during work hours, and showed
    favoritism in hiring. C.B. was put on administrative leave and required to
    take management and leadership classes. But Alliance allowed C.B. to
    return to work.
    Dr. Ibrahim presented evidence that the same three individuals had
    participated in the decisions to fire him and to issue only a warning to C.B.
    So a factfinder could reasonably determine that the same decision-makers
    had been involved.
    Dr. Ibrahim also presented evidence that Alliance had accused him
    and C.B. of violating the same policies. So a factfinder could reasonably
    determine that the same standards had applied to Dr. Ibrahim and C.B.
    Alliance concluded that both C.B. and Dr. Ibrahim had communicated
    inappropriately with women, and a factfinder could reasonably regard
    C.B.’s conduct as comparable to Dr. Ibrahim’s. See Elmore v. Capstan,
    Inc., 
    58 F.3d 525
    , 530 (10th Cir. 1995) (stating that violations can be
    comparably serious even if they involve different conduct or rules).
    * * *
    A reasonable factfinder could determine that (1) C.B. had been
    similarly situated to Dr. Ibrahim and (2) Alliance had treated C.B. more
    6
    favorably. So Dr. Ibrahim has presented a prima facie case of
    discrimination based on race. 2
    B.    Dr. Ibrahim has raised a genuine factual dispute on the
    pretextual nature of Alliance’s explanation for the firing.
    Alliance presented a legitimate, nondiscriminatory reason for firing
    Dr. Ibrahim: inappropriate comments to two women. But Dr. Ibrahim
    rebutted this explanation with evidence of
         greater leniency toward C.B. in similar circumstances and
         inadequacy in the investigation.
    See Kendrick v. Penske Transp. Servs., Inc., 
    220 F.3d 1220
    , 1232 (10th
    Cir. 2000) (stating that a plaintiff can show pretext through evidence of
    better treatment toward a similarly situated, nonprotected employee who
    violated rules of comparable seriousness); Smothers v. Solvay Chemicals,
    Inc., 
    740 F.3d 530
    , 542 (10th Cir. 2014) (“A ‘failure to conduct what
    appears to be a fair investigation’ of the violation that purportedly
    prompted adverse action may support an inference of pretext.” (quoting
    Trujillo v. PacifiCorp, 
    524 F.3d 1149
    , 1160 (10th Cir. 2008))).
    2
    In its response brief, Alliance argues that a prima facie case also
    required Dr. Ibrahim to show that his position had not been eliminated. But
    Alliance conceded in oral argument that this requirement does not apply
    when the employer had fired an employee for unsatisfactory conduct rather
    than elimination of the position. See Plotke v. White, 
    405 F.3d 1092
    , 1100
    (10th Cir. 2005).
    7
    1.    The factfinder could reasonably regard Dr. Ibrahim and
    C.B. as similarly situated.
    Determining the similarity of the situations is generally a fact
    question. Riggs v. AirTran Airways, Inc., 
    497 F.3d 1108
    , 1117 (10th Cir.
    2007). But Alliance argues that no reasonable factfinder could view C.B.
    and Dr. Ibrahim as similarly situated because
         they had different jobs,
         Dr. Ibrahim committed a second violation after a warning and
    C.B. didn’t, and
         Dr. Ibrahim stubbornly denied misbehavior and C.B. didn’t.
    In assessing these arguments, we must view the evidence favorably to Dr.
    Ibrahim. See Part II, above. Viewing the evidence this way, a factfinder
    could reasonably determine that Dr. Ibrahim and C.B. had been similarly
    situated.
    The jobs were different, but a factfinder could reasonably view the
    difference as immaterial. When C.B. was disciplined, he was a group
    manager. Group managers report to center directors, and Dr. Ibrahim was
    an acting center director. 3 Though the job titles differed, a factfinder could
    also consider the two employees’ responsibilities and qualifications. See
    Herster v. Bd. of Supervisors of La. State Univ., 
    887 F.3d 177
    , 185 (5th
    Cir. 2018) (considering job responsibilities and qualifications and
    3
    He also served as a research advisor for Alliance.
    8
    discounting the job titles in determining whether employees had been
    similarly situated). The responsibilities for group managers and acting
    center directors included supervision of others.
    Alliance insists that C.B. was a “lower-level manager,” but does not
    cite any supporting evidence. Appellee’s Resp. Br. at 28. Despite the
    difference in status, both C.B. and Dr. Ibrahim acted as supervisors and
    bore responsibility as executive managers.
    Given their shared status as executive managers, the factfinder could
    reasonably consider any difference in the jobs as immaterial. Alliance
    determined that both individuals had violated the same policies, so the
    difference in job titles could mean little. See Coleman v. Donahoe, 
    667 F.3d 835
    , 848–49 (7th Cir. 2012). And Alliance has not presented evidence
    of a general practice of greater leniency to group managers than to acting
    center directors. A factfinder could thus reasonably conclude that Dr.
    Ibrahim and C.B. had been similarly situated despite the different job
    titles.
    Alliance also argues that C.B.
        stopped behaving inappropriately after being warned and Dr.
    Ibrahim didn’t and
        deserved greater leniency because C.B. took responsibility for
    his behavior and Dr. Ibrahim didn’t.
    A factfinder could reasonably reject these arguments.
    9
    For example, a factfinder could reasonably regard Dr. Ibrahim’s
    reaction as similar to C.B.’s. After investigating the complaint against
    C.B., Alliance presented him with a draft of the findings and allowed him
    to comment. C.B. took advantage of the opportunity and expressed
    “complete disagreement with [the] findings and consequences.”
    Appellant’s App’x vol. 3, at 527. Alliance then revised the report, and C.B.
    admitted that he had lost his temper with a subordinate. But Alliance took
    a different course with Dr. Ibrahim, declining to give him a draft report or
    even a written warning.
    Alliance asserts that when C.B. was given his final version of the
    warning, he accepted responsibility for his prior misconduct. But Alliance
    provides no citations for this assertion. See, e.g., Appellee’s Resp. Br.
    At 29 (omitting any citation for the assertion that C.B. “admitted his
    mistakes”).
    Dr. Ibrahim presents evidence that his conversation with Mr. Torres
    was friendly and casual, that he received no written or verbal warning, that
    Mr. Torres never suggested a policy violation, and that Mr. Torres simply
    asked Dr. Ibrahim not to discuss the issue with Ms. Newell or make similar
    offers to other staff members. For example, Dr. Ibrahim states under oath:
    Mr. Torres conceded to me during the meeting that there was no
    Alliance policy that had been violated. I received no written
    warning of any kind from Alliance Management or its HR
    Department in connection with my communications with Ms.
    Newell. Contrary to Alliance’s recent assertion, Mr. Torres did
    10
    not describe our meeting as a “verbal warning.” He      spoke in a
    friendly tone and asked that I not extend such           offers to
    employees who worked under him, as I was a              high-level
    executive at the lab. He requested that I simply move   on and not
    approach Ms. Newell to discuss the matter further.
    Appellant’s App’x vol. 2, at 195.
    Mr. Torres provides a similar description of the meeting, stating that
    he recommended to Dr. Ibrahim that he avoid a social relationship with
    Ms. Newell. 
    Id.
     at 243–44. And Ms. Newell’s supervisor acknowledged
    that Mr. Torres had “played down” the incident and remarked that notation
    of “this [incident] was a bit extreme.” Id. at 290. In contrast, C.B. received
    a document expressly warning of additional discipline, including
    termination, if he again behaved inappropriately. 4
    Alliance describes Mr. Torres’s statement to Dr. Ibrahim as a
    warning. But Mr. Torres characterized his statement as a recommendation
    and admitted that he hadn’t mentioned the possibility of termination. Id.
    4
    Alliance said to C.B.:
    CONSEQUENCES
    This is a formal warning that if there is not immediate and
    sustained improvement in your behavior as discussed above, or
    if there are any other incidents of inappropriate behavior, you
    may be subject to further disciplinary action, up to and including
    termination. If there are no further incidences, this written
    warning will be removed from your personnel file one year from
    issuance.
    Appellant’s App’x vol. 3, at 529.
    11
    at 243–44. Given this characterization, the factfinder could reasonably
    determine that Mr. Torres’s statement had not constituted a warning.
    Even if we were to characterize Mr. Torres’s statement as a warning,
    a factfinder could also reasonably determine that Dr. Ibrahim had not
    repeated the conduct. Mr. Torres testified that he had told Dr. Ibrahim to
    be careful about his “social interactions, especially with direct reports,”
    because he needed to set “an example for how to interact with other staff”
    to avoid a perception of favoritism. Id. at 243. But Ms. Wood did not work
    for Alliance or report to Dr. Ibrahim.
    Though Ms. Wood was not on Alliance’s staff, a factfinder could
    view Dr. Ibrahim’s remarks to Ms. Wood as similar to the remarks made to
    Ms. Newell. But when the evidence is viewed favorably to Dr. Ibrahim, a
    factfinder could also focus on the differences. Dr. Ibrahim commented on
    Ms. Wood’s appearance, but not on Ms. Newell’s. And Ms. Wood didn’t
    work for Dr. Ibrahim, so there was no risk of misperception by a
    subordinate or concern about favoritism among employees.
    Alliance argues not only that C.B.’s circumstances had differed but
    also that he had acknowledged his misbehavior and Dr. Ibrahim had
    continued to deny misconduct even after his firing. This argument is
    irrelevant because we consider only the facts available to Alliance when it
    decided to fire Dr. Ibrahim. Watts v. City of Norman, 
    270 F.3d 1288
    , 1295
    (10th Cir. 2001). At that time, Alliance knew only that Dr. Ibrahim had
    12
    defended the appropriateness of his behavior, which is also what C.B. had
    done. So C.B.’s eventual acceptance of responsibility does not prevent a
    finding that he and Dr. Ibrahim had been similarly situated.
    2.    Alliance’s limited investigation also suggests pretext.
    A factfinder can reasonably infer pretext not only from greater
    leniency to similarly situated employees but also from shortcomings in the
    employer’s investigation. See p. 7, above. For example, a factfinder can
    reasonably infer pretext from an employer’s failure to inquire into the
    reasons for an employee’s behavior. Trujillo v. PacifiCorp, 
    524 F.3d 1149
    ,
    1159–60 (10th Cir. 2008).
    Alliance’s investigation consisted solely of asking Dr. Ibrahim what
    he had said to the member of the U.K. delegation. Dr. Ibrahim admitted
    what he had said, and Alliance fired him. But Alliance never asked Dr.
    Ibrahim why he had considered his comment to Ms. Wood as appropriate or
    different from his texts to Ms. Newell. If Alliance had asked, it might have
    learned that Dr. Ibrahim
         hadn’t regarded his statement to Ms. Wood as inappropriate or
    flirtatious and
         hadn’t perceived Mr. Torres’s comments as a warning or a
    recommendation about how to communicate with females
    working for other companies.
    Without Dr. Ibrahim’s explanation, Alliance inferred a lack of
    professionalism and judgment. If Dr. Ibrahim had an opportunity to
    13
    explain, Alliance might have attributed the incident with Ms. Wood to Mr.
    Torres’s casual approach rather than Dr. Ibrahim’s lack of professionalism
    or judgment.
    Despite giving Dr. Ibrahim no opportunity to explain, Alliance
    allowed C.B. to submit a written response to a draft of his eventual
    warning. A factfinder could reasonably infer discrimination from
    Alliance’s failure to ask Dr. Ibrahim why he had considered his behavior
    appropriate; C.B. had the opportunity not only to explain his behavior but
    also to rebut the entirety of Alliance’s draft of its warning. Given the
    difference in Alliance’s investigations as to C.B. and Dr. Ibrahim, the
    factfinder could reasonably infer pretext.
    * * *
    Dr. Ibrahim has created a genuine dispute of material fact on greater
    leniency toward C.B. and inadequacy in Alliance’s investigation. So we
    reverse the award of summary judgment to Alliance on the claim involving
    race discrimination. 5
    5
    Dr. Ibrahim also urges pretext through evidence of a previous
    demotion, his feelings that he was not taken as seriously as white
    colleagues, the lack of documentation about his firing, the use of
    subjective criteria, and a deviation from Alliance’s policies. We need not
    address these arguments.
    14
    IV.   Dr. Ibrahim has not presented a prima facie case of religious
    discrimination.
    Dr. Ibrahim also claims discrimination based on his Muslim religion.
    For this claim, Dr. Ibrahim again relies on circumstantial evidence, so he
    must present a prima facie case of discrimination. See p. 4, above. For a
    prima facie case, he must present evidence of his membership in a
    protected class, an adverse employment action, and the existence of
    circumstances giving rise to an inference of discrimination. E.E.O.C. v.
    PVNF, L.L.C., 
    487 F.3d 790
    , 800 (10th Cir. 2007); see p. 5, above.
    Alliance does not dispute the first two elements, so we consider only
    whether the circumstances of Dr. Ibrahim’s firing could create a reasonable
    inference of discrimination based on religion. Dr. Ibrahim doesn’t identify
    the religion of any comparators or show past complaints of religious
    discrimination. Dr. Ibrahim instead relies on evidence that
        Alliance knew of his Muslim faith and
        he sensed religious stereotypes among other Alliance
    executives.
    But he presents no evidence of any statements or actions suggesting a
    negative perception of Muslim employees. Given the lack of such evidence,
    the district court properly awarded summary judgment to Alliance on the
    claim of religious discrimination.
    15
    V.   Dr. Ibrahim has not presented a prima facie case of gender
    discrimination.
    Dr. Ibrahim claims discrimination based not only on religion but also
    on gender. Because Dr. Ibrahim is male, a prima facie case requires
    stronger proof than when the discrimination targets a female. Argo v. Blue
    Cross & Blue Shield of Kan., Inc., 
    452 F.3d 1193
    , 1201 (10th Cir. 2006).
    For a prima facie showing, Dr. Ibrahim must show either
         circumstances supporting an inference that Alliance is “one of
    those unusual employers who discriminates against” males or
         facts supporting an inference that a female would not have been
    terminated.
    
    Id.
     (quoting Notari v. Denver Water Dep’t, 
    971 F.2d 585
    , 589 (10th Cir.
    1992)). Dr. Ibrahim has not made either showing.
    In fact, some of Dr. Ibrahim’s evidence suggests that Alliance did
    not discriminate against men. For example, he presents evidence that
         Alliance’s leadership is largely male and
         his own job duties were divided between other men after his
    firing.
    Despite the evidence of division of his duties among other males, Dr.
    Ibrahim points to three alleged comments by decisionmakers Mary Ann
    Potter and Juan Torres:
    1.    women seemed to misinterpret Dr. Ibrahim’s comments,
    2.    “guys always say that they want to be friends when they want
    more,” Appellant’s App’x vol. 2, at 183, and
    16
    3.   Dr. Ibrahim’s reference to friendship with Ms. Newell could
    have meant “friends with benefits,” Id. at 406.
    Dr. Ibrahim speculates that these comments show that a female would
    not have been fired. But Dr. Ibrahim does not identify a female employee
    who engaged in similar conduct and obtained better treatment.
    Ms. Potter and Mr. Torres speculated about why Dr. Ibrahim’s
    statements might have created discomfort for Ms. Newell and Ms. Wood.
    But Dr. Ibrahim presents no evidence that Alliance would have declined to
    fire a female who had made comparable remarks to males. See Throupe v.
    Univ. of Denver, 
    988 F.3d 1243
    , 1254–55 (10th Cir. 2021) (concluding that
    an employer was entitled to summary judgment on a Title VII claim
    because no evidence suggested that the employer would have provided
    different treatment to a female professor maintaining a close personal
    relationship with a male student). With no evidence of better treatment
    toward female employees, Dr. Ibrahim hasn’t presented a prima facie case
    of gender discrimination.
    VI.   Conclusion
    Because Dr. Ibrahim has not presented evidence of discrimination
    based on gender or religion, we uphold the award of summary judgment on
    these claims. But Dr. Ibrahim has created a genuine dispute of material
    fact on his claim of discrimination based on race. So we reverse the award
    of summary judgment on that claim.
    17